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Form 13F-HR Family Management Corp For: Jun 30

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August 15, 2022 2:28 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Family Management Corp
Address: 10 GRAND CENTRAL, 155 E. 44TH STREET
21ST FLOOR
NEW YORK , NY10017
Form 13F File Number: 028-14892

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Frank
Title: Chief Compliance Officer
Phone: 212-872-9637
Signature, Place, and Date of Signing:
/s/ Philip Frank New York , NY 08-15-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 175
Form 13F Information Table Value Total: 371,425
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGNC INVT CORP COM 00123Q104 306 27,642 SH SOLE 27,642 0 0
ALPHABET INC CAP STK CL A 02079K305 11,143 5,113 SH SOLE 4,957 0 156
ALPHABET INC CAP STK CL C 02079K107 647 296 SH SOLE 296 0 0
ALTRIA GROUP INC COM 02209S103 333 7,971 SH SOLE 7,971 0 0
AMAZON COM INC COM 023135106 10,479 98,659 SH SOLE 96,439 0 2,220
AMERICAN ELEC PWR CO INC COM 025537101 276 2,880 SH SOLE 2,880 0 0
AMERICAN EXPRESS CO COM 025816109 3,078 22,208 SH SOLE 22,208 0 0
AMERICAN TOWER CORP NEW COM 03027X100 5,684 22,237 SH SOLE 21,633 0 604
AMERIPRISE FINL INC COM 03076C106 1,468 6,176 SH SOLE 6,176 0 0
AMGEN INC COM 031162100 414 1,701 SH SOLE 1,701 0 0
APPLE HOSPITALITY REIT INC COM NEW 03784Y200 405 27,620 SH SOLE 27,620 0 0
APPLE INC COM 037833100 12,918 94,486 SH SOLE 83,240 0 11,246
ARK ETF TR GENOMIC REV ETF 00214Q302 74 2,345 SH SOLE 2,345 0 0
ARK ETF TR INNOVATION ETF 00214Q104 516 12,934 SH SOLE 12,844 0 90
ARK ETF TR 3D PRINTING ETF 00214Q500 7 343 SH SOLE 343 0 0
ASML HOLDING N V N Y REGISTRY SHS N07059210 2,734 5,745 SH SOLE 5,596 0 149
BEAM THERAPEUTICS INC COM 07373V105 221 5,715 SH SOLE 5,262 0 453
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5,861 21,467 SH SOLE 20,972 0 495
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 7 6 SH SOLE 6 0 0
BK OF AMERICA CORP COM 060505104 225 7,230 SH SOLE 7,230 0 0
BLACK STONE MINERALS L P COM UNIT 09225M101 1,285 93,831 SH SOLE 39,767 0 54,064
BLACKROCK CR ALLOCATION INCO COM 092508100 1,640 150,559 SH SOLE 150,559 0 0
BLACKROCK MUNICIPAL INCOME COM 09253X102 268 22,515 SH SOLE 22,515 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 296 26,892 SH SOLE 15,282 0 11,610
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 159 13,319 SH SOLE 13,319 0 0
BLACKSTONE INC COM 09260D107 3,359 36,818 SH SOLE 35,752 0 1,066
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 278 24,921 SH SOLE 24,921 0 0
BLOCK INC CL A 852234103 1,803 29,334 SH SOLE 28,630 0 704
BLUE OWL CAPITAL INC COM CL A 09581B103 1,545 154,054 SH SOLE 154,054 0 0
BRIXMOR PPTY GROUP INC COM 11120U105 312 15,432 SH SOLE 15,432 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 2,581 5,508 SH SOLE 5,351 0 157
CHEVRON CORP NEW COM 166764100 2,675 18,478 SH SOLE 18,118 0 360
CHEVRON CORP NEW COM 166764100 14 100 SH Call SOLE 100 0 0
CHUBB LIMITED COM H1467J104 328 1,670 SH SOLE 1,670 0 0
COCA COLA CO COM 191216100 595 9,454 SH SOLE 9,454 0 0
COMCAST CORP NEW CL A 20030N101 305 7,779 SH SOLE 7,779 0 0
CUMMINS INC COM 231021106 2,608 13,478 SH SOLE 13,081 0 397
DANAHER CORPORATION COM 235851102 4,395 17,337 SH SOLE 16,837 0 500
DIGITALBRIDGE GROUP INC CL A COM 25401T108 601 123,159 SH SOLE 123,159 0 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 5,527 191,322 SH SOLE 190,372 0 950
DISNEY WALT CO COM 254687106 3,420 36,231 SH SOLE 34,859 0 1,372
DOUBLELINE INCOME SOLUTIONS COM 258622109 776 63,969 SH SOLE 63,969 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 3,706 237,850 SH SOLE 237,850 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1,852 129,117 SH SOLE 124,117 0 5,000
DOW INC COM 260557103 205 3,975 SH SOLE 3,828 0 147
DUKE ENERGY CORP NEW COM NEW 26441C204 710 6,620 SH SOLE 6,620 0 0
DYNEX CAP INC COM 26817Q886 884 55,523 SH SOLE 55,523 0 0
EASTGROUP PPTYS INC COM 277276101 306 1,984 SH SOLE 1,984 0 0
ENERGY RECOVERY INC COM 29270J100 561 28,872 SH SOLE 28,872 0 0
EQUINIX INC COM 29444U700 258 392 SH SOLE 392 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 295 4,184 SH SOLE 4,184 0 0
EXXON MOBIL CORP COM 30231G102 214 2,495 SH SOLE 400 0 2,095
EXXON MOBIL CORP COM 30231G102 9 100 SH Call SOLE 100 0 0
FASTENAL CO COM 311900104 3,212 64,335 SH SOLE 62,664 0 1,671
FIRST AMERN FINL CORP COM 31847R102 1,011 19,109 SH SOLE 19,109 0 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 211 4,556 SH SOLE 4,556 0 0
FIRST WESTN FINL INC COM 33751L105 1,069 39,328 SH SOLE 39,328 0 0
GENERAL MLS INC COM 370334104 302 4,000 SH SOLE 0 0 4,000
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2,029 27,079 SH SOLE 21,728 0 5,351
GREAT AJAX CORP COM 38983D300 2,845 296,715 SH SOLE 296,715 0 0
HOME DEPOT INC COM 437076102 6,676 24,341 SH SOLE 23,724 0 617
INSEEGO CORP COM 45782B104 144 76,302 SH SOLE 76,302 0 0
INTEL CORP COM 458140100 206 5,500 SH SOLE 5,500 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 2,780 29,566 SH SOLE 28,666 0 900
INTERNATIONAL BUSINESS MACHS COM 459200101 303 2,149 SH SOLE 659 0 1,490
INVESCO QQQ TR UNIT SER 1 46090E103 249 889 SH SOLE 889 0 0
INVESCO QUALITY MUN INCOME T COM 46133G107 275 26,943 SH SOLE 26,943 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 747 58,055 SH SOLE 58,055 0 0
ISHARES GOLD TR ISHARES NEW 464285204 676 19,691 SH SOLE 19,691 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 58 698 SH SOLE 698 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 2,403 47,059 SH SOLE 46,149 0 910
ISHARES TR CORE S&P US VLU 464287663 5,062 75,690 SH SOLE 75,690 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,242 5,914 SH SOLE 5,914 0 0
ISHARES TR CORE S&P MCP ETF 464287507 116 512 SH SOLE 512 0 0
ISHARES TR CORE S&P SCP ETF 464287804 1,286 13,919 SH SOLE 13,919 0 0
ISHARES TR CORE S&P TTL STK 464287150 13,347 159,308 SH SOLE 158,331 0 977
ISHARES TR GL CLEAN ENE ETF 464288224 8 414 SH SOLE 414 0 0
ISHARES TR IBOXX HI YD ETF 464288513 14,133 192,000 SH Put SOLE 192,000 0 0
ISHARES TR JPMORGAN USD EMG 464288281 1 10 SH SOLE 10 0 0
ISHARES TR MSCI USA ESG SLC 464288802 263 3,258 SH SOLE 3,258 0 0
ISHARES TR MSCI USA QLT FCT 46432F339 9,603 85,946 SH SOLE 82,387 0 3,559
ISHARES TR ISHARES BIOTECH 464287556 11 97 SH SOLE 97 0 0
ISHARES TR NATIONAL MUN ETF 464288414 249 2,340 SH SOLE 2,340 0 0
ISHARES TR PFD AND INCM SEC 464288687 10 290 SH SOLE 290 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 97 471 SH SOLE 471 0 0
ISHARES TR SELECT DIVID ETF 464287168 15 131 SH SOLE 131 0 0
ISHARES TR SHORT TREAS BD 464288679 24,687 224,219 SH SOLE 224,113 0 106
ISHARES TR ISHS 1-5YR INVS 464288646 174 3,436 SH SOLE 3,436 0 0
ISHARES TR MSCI EAFE ETF 464287465 2 27 SH SOLE 27 0 0
ISHARES TR U.S. TECH ETF 464287721 277 3,460 SH SOLE 3,460 0 0
ISHARES TR US HLTHCARE ETF 464287762 40 150 SH SOLE 150 0 0
ISHARES TR BLACKROCK ULTRA 46434V878 9,722 194,282 SH SOLE 194,282 0 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 14 250 SH SOLE 250 0 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 8,765 174,984 SH SOLE 132,596 0 42,388
JOHNSON & JOHNSON COM 478160104 6,418 36,158 SH SOLE 32,646 0 3,512
JPMORGAN CHASE & CO COM 46625H100 3,949 35,072 SH SOLE 34,107 0 965
KKR & CO INC COM 48251W104 278 6,003 SH SOLE 6,003 0 0
LAMAR ADVERTISING CO NEW CL A 512816109 382 4,348 SH SOLE 4,348 0 0
LOCKHEED MARTIN CORP COM 539830109 388 902 SH SOLE 902 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1,642 18,776 SH SOLE 18,298 0 478
MAIDEN HOLDINGS LTD SHS G5753U112 128 65,831 SH SOLE 65,831 0 0
MCDONALDS CORP COM 580135101 225 912 SH SOLE 912 0 0
MEDTRONIC PLC SHS G5960L103 3,526 39,287 SH SOLE 38,221 0 1,066
MERCK & CO INC COM 58933Y105 274 3,002 SH SOLE 3,002 0 0
META PLATFORMS INC CL A 30303M102 227 1,410 SH SOLE 1,410 0 0
MFA FINL INC COM 55272X607 909 84,530 SH SOLE 84,530 0 0
MICROSOFT CORP COM 594918104 12,696 49,434 SH SOLE 48,213 0 1,221
NEW FORTRESS ENERGY INC COM CL A 644393100 2,359 59,624 SH SOLE 57,341 0 2,283
NEXTERA ENERGY INC COM 65339F101 371 4,796 SH SOLE 4,796 0 0
NIKE INC CL B 654106103 338 3,305 SH SOLE 3,305 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 811 69,032 SH SOLE 62,532 0 6,500
NUVEEN ARIZONA QLTY MUN INC COM 67061W104 422 32,901 SH SOLE 25,088 0 7,813
NUVEEN MORTGAGE AND INCOME F COM 670735109 1,032 62,483 SH SOLE 62,483 0 0
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 302 25,812 SH SOLE 14,750 0 11,062
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 560 50,683 SH SOLE 31,149 0 19,534
NUVEEN PFD & INCM SECURTIES COM 67072C105 1,178 162,230 SH SOLE 162,230 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 599 48,072 SH SOLE 37,026 0 11,046
NVIDIA CORPORATION COM 67066G104 3,640 24,011 SH SOLE 23,336 0 675
PAYSAFE LIMITED ORD G6964L107 67 34,537 SH SOLE 34,537 0 0
PENNYMAC MTG INVT TR COM 70931T103 440 31,800 SH SOLE 31,800 0 0
PEPSICO INC COM 713448108 615 3,688 SH SOLE 3,688 0 0
PFIZER INC COM 717081103 1,550 29,565 SH SOLE 20,395 0 9,170
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 3,540 255,601 SH SOLE 247,355 0 8,246
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5,852 59,041 SH SOLE 59,041 0 0
PROCTER AND GAMBLE CO COM 742718109 625 4,347 SH SOLE 4,347 0 0
QUALCOMM INC COM 747525103 241 1,890 SH SOLE 1,890 0 0
RAYONIER INC COM 754907103 390 10,441 SH SOLE 10,441 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 4,876 50,734 SH SOLE 49,262 0 1,472
REGENERON PHARMACEUTICALS COM 75886F107 3,607 6,102 SH SOLE 5,879 0 223
RIO TINTO PLC SPONSORED ADR 767204100 1,943 31,853 SH SOLE 30,582 0 1,271
RIVERNORTH OPPORTUNISTIC MUN COM 76883F108 748 42,742 SH SOLE 19,693 0 23,049
SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 127 15,767 SH SOLE 15,767 0 0
SCHWAB CHARLES CORP COM 808513105 699 11,069 SH SOLE 10,614 0 455
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1,367 30,613 SH SOLE 30,613 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 165 2,632 SH SOLE 2,632 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 238 6,095 SH SOLE 6,095 0 0
SEAGEN INC COM 81181C104 3,220 18,198 SH SOLE 17,702 0 496
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 257 2,002 SH SOLE 2,002 0 0
SERVICENOW INC COM 81762P102 223 468 SH SOLE 404 0 64
SHELL PLC SPON ADS 780259305 207 3,964 SH SOLE 400 0 3,564
SHERWIN WILLIAMS CO COM 824348106 4,326 19,321 SH SOLE 18,693 0 628
SHOPIFY INC CL A 82509L107 1,320 42,257 SH SOLE 41,080 0 1,177
SNOWFLAKE INC CL A 833445109 464 3,340 SH SOLE 3,059 0 281
SPDR GOLD TR GOLD SHS 78463V107 981 5,823 SH SOLE 5,823 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,282 8,699 SH SOLE 8,699 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6,225 16,500 SH Put SOLE 16,500 0 0
SPDR SER TR BLOOMBERG HIGH Y 78468R622 3 29 SH SOLE 29 0 0
SPDR SER TR NUVEEN BLMBRG SH 78468R739 7 149 SH SOLE 149 0 0
SPDR SER TR PORTFOLIO SH TSR 78468R101 98 3,318 SH SOLE 3,318 0 0
SPDR SER TR BLOOMBERG 1-3 MO 78468R663 13,326 145,656 SH SOLE 145,656 0 0
SPDR SER TR S&P OILGAS EXP 78468R556 37 312 SH SOLE 312 0 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 371 8,791 SH SOLE 8,791 0 0
SUN CMNTYS INC COM 866674104 2,823 17,712 SH SOLE 17,712 0 0
TEXAS PACIFIC LAND CORPORATI COM 88262P102 2,812 1,890 SH SOLE 1,822 0 68
TORONTO DOMINION BK ONT COM NEW 891160509 689 10,500 SH SOLE 10,500 0 0
TRAVELERS COMPANIES INC COM 89417E109 204 1,209 SH SOLE 1,209 0 0
UMH PPTYS INC COM 903002103 270 15,312 SH SOLE 15,312 0 0
UNION PAC CORP COM 907818108 406 1,904 SH SOLE 1,904 0 0
UNITEDHEALTH GROUP INC COM 91324P102 581 1,132 SH SOLE 1,132 0 0
VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 590 11,994 SH SOLE 11,994 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 22 63 SH SOLE 63 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 154 879 SH SOLE 879 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 5 50 SH SOLE 50 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 26 150 SH SOLE 150 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 542 2,876 SH SOLE 2,876 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 14,268 187,098 SH SOLE 183,464 0 3,634
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 689 11,709 SH SOLE 11,709 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 14,764 102,910 SH SOLE 97,254 0 5,656
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 371 1,576 SH SOLE 1,576 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,029 59,685 SH SOLE 56,912 0 2,773
VISA INC COM CL A 92826C839 3,617 18,373 SH SOLE 17,785 0 588
WALMART INC COM 931142103 4,864 40,006 SH SOLE 38,692 0 1,314
WARNER BROS DISCOVERY INC COM SER A 934423104 215 16,051 SH SOLE 16,051 0 0
WESTERN ASSET MTG DEFINED OP COM 95790B109 294 25,190 SH SOLE 25,190 0 0
XYLEM INC COM 98419M100 208 2,660 SH SOLE 2,660 0 0

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