Form 13F-HR FWL INVESTMENT MANAGEMEN For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
03-31-2021 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
FWL INVESTMENT MANAGEMENT, LLC |
| Address: |
3102 OAK LAWN AVENUE |
|
SUITE 750 |
|
|
|
DALLAS
,
TX75219
|
| Form 13F File Number: |
028-20432 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
File13F.com |
| Title: |
Agent |
| Phone: |
877-588-2679 |
| Signature, Place, and Date of Signing: |
| Aryn Sands |
Reno
,
NV
|
05-13-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
46 |
|
Form 13F Information Table Value Total: |
148,474 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ATLANTICA SUSTAINABLE INFR P |
SHS |
G0751N103 |
8,193 |
223,679 |
SH |
|
SOLE |
|
223,679 |
0 |
0 |
| BUNGE LIMITED |
COM |
G16962105 |
5,587 |
70,475 |
SH |
|
SOLE |
|
70,475 |
0 |
0 |
| AGNC INVT CORP |
COM |
00123Q104 |
7,462 |
445,251 |
SH |
|
SOLE |
|
445,251 |
0 |
0 |
| ALPS ETF TR |
ALERIAN MLP |
00162Q452 |
7,913 |
259,439 |
SH |
|
SOLE |
|
259,439 |
0 |
0 |
| ACTIVISION BLIZZARD INC |
COM |
00507V109 |
4,705 |
50,595 |
SH |
|
SOLE |
|
50,595 |
0 |
0 |
| ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
527 |
2,326 |
SH |
|
SOLE |
|
2,326 |
0 |
0 |
| ALLIANCE DATA SYSTEMS CORP |
COM |
018581108 |
5,589 |
49,860 |
SH |
|
SOLE |
|
49,860 |
0 |
0 |
| ALPHABET INC |
CAP STK CL C |
02079K107 |
8,831 |
4,269 |
SH |
|
SOLE |
|
4,269 |
0 |
0 |
| ALPHABET INC |
CAP STK CL A |
02079K305 |
270 |
131 |
SH |
|
SOLE |
|
131 |
0 |
0 |
| AMAZON COM INC |
COM |
023135106 |
7,602 |
2,457 |
SH |
|
SOLE |
|
2,457 |
0 |
0 |
| APPLE INC |
COM |
037833100 |
4,480 |
36,673 |
SH |
|
SOLE |
|
36,673 |
0 |
0 |
| BEAZER HOMES USA INC |
COM NEW |
07556Q881 |
3,717 |
177,661 |
SH |
|
SOLE |
|
177,661 |
0 |
0 |
| BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
328 |
1,285 |
SH |
|
SOLE |
|
1,285 |
0 |
0 |
| BLACKROCK MUNI INTER DR FD I |
COM |
09253X102 |
1,489 |
98,999 |
SH |
|
SOLE |
|
98,999 |
0 |
0 |
| CBRE ACQUISITION HLDGS INC |
COM CL A |
12510J106 |
98 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
| CLEARWAY ENERGY INC |
CL C |
18539C204 |
5,063 |
179,937 |
SH |
|
SOLE |
|
179,937 |
0 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
902 |
3,061 |
SH |
|
SOLE |
|
3,061 |
0 |
0 |
| FIRST TR NASDAQ 100 TECH IND |
SHS |
337345102 |
1,386 |
9,609 |
SH |
|
SOLE |
|
9,609 |
0 |
0 |
| FIRST TR EXCHANGE TRAD FD VI |
FST TR GLB FD |
33739H101 |
4,282 |
204,468 |
SH |
|
SOLE |
|
204,468 |
0 |
0 |
| ICICI BANK LIMITED |
ADR |
45104G104 |
2,314 |
144,336 |
SH |
|
SOLE |
|
144,336 |
0 |
0 |
| INTERCONTINENTAL EXCHANGE IN |
COM |
45866F104 |
4,381 |
39,228 |
SH |
|
SOLE |
|
39,228 |
0 |
0 |
| INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
304 |
954 |
SH |
|
SOLE |
|
954 |
0 |
0 |
| INVESCO SR INCOME TR |
COM |
46131H107 |
1,706 |
406,250 |
SH |
|
SOLE |
|
406,250 |
0 |
0 |
| ISHARES SILVER TR |
ISHARES |
46428Q109 |
2,972 |
130,935 |
SH |
|
SOLE |
|
130,935 |
0 |
0 |
| ISHARES GOLD TR |
ISHARES |
464285105 |
626 |
38,500 |
SH |
|
SOLE |
|
38,500 |
0 |
0 |
| ISHARES INC |
MSCI STH KOR ETF |
464286772 |
2,808 |
31,303 |
SH |
|
SOLE |
|
31,303 |
0 |
0 |
| ISHARES TR |
NASDAQ BIOTECH |
464287556 |
2,941 |
19,534 |
SH |
|
SOLE |
|
19,534 |
0 |
0 |
| ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
924 |
3,800 |
SH |
|
SOLE |
|
3,800 |
0 |
0 |
| ISHARES TR |
MSCI INDIA ETF |
46429B598 |
2,610 |
61,886 |
SH |
|
SOLE |
|
61,886 |
0 |
0 |
| M & T BK CORP |
COM |
55261F104 |
1,938 |
12,780 |
SH |
|
SOLE |
|
12,780 |
0 |
0 |
| MAGNITE INC |
COM |
55955D100 |
730 |
17,540 |
SH |
|
SOLE |
|
17,540 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
5,919 |
25,104 |
SH |
|
SOLE |
|
25,104 |
0 |
0 |
| NEXTERA ENERGY INC |
COM |
65339F101 |
3,445 |
45,567 |
SH |
|
SOLE |
|
45,567 |
0 |
0 |
| PGIM HIGH YIELD BOND FUND IN |
COM |
69346H100 |
3,000 |
191,553 |
SH |
|
SOLE |
|
191,553 |
0 |
0 |
| PGIM GLOBAL HIGH YIELD FD FO |
COM |
69346J106 |
844 |
56,539 |
SH |
|
SOLE |
|
56,539 |
0 |
0 |
| PLUG POWER INC |
COM NEW |
72919P202 |
1,858 |
51,845 |
SH |
|
SOLE |
|
51,845 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
289 |
729 |
SH |
|
SOLE |
|
729 |
0 |
0 |
| SALESFORCE COM INC |
COM |
79466L302 |
5,628 |
26,562 |
SH |
|
SOLE |
|
26,562 |
0 |
0 |
| SIMON PPTY GROUP INC NEW |
COM |
828806109 |
7,186 |
63,166 |
SH |
|
SOLE |
|
63,166 |
0 |
0 |
| SNAP INC |
CL A |
83304A106 |
3,250 |
62,161 |
SH |
|
SOLE |
|
62,161 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
219 |
1,105 |
SH |
|
SOLE |
|
1,105 |
0 |
0 |
| TWILIO INC |
CL A |
90138F102 |
5,227 |
15,340 |
SH |
|
SOLE |
|
15,340 |
0 |
0 |
| VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
4,137 |
79,475 |
SH |
|
SOLE |
|
79,475 |
0 |
0 |
| VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
398 |
1,550 |
SH |
|
SOLE |
|
1,550 |
0 |
0 |
| VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
349 |
2,656 |
SH |
|
SOLE |
|
2,656 |
0 |
0 |
| VISA INC |
COM CL A |
92826C839 |
4,047 |
19,115 |
SH |
|
SOLE |
|
19,115 |
0 |
0 |
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