Form 13F-HR EAGLE ROCK INVESTMENT For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
EAGLE ROCK INVESTMENT COMPANY, LLC |
Address: |
1201 PEACHTREE STREET NE |
|
SUITE 200 |
|
|
|
ATLANTA
,
GA30361
|
Form 13F File Number: |
028-22276 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
CAMERON CLEMENT |
Title: |
Chief Compliance Officer |
Phone: |
(404) 480-8578 |
Signature, Place, and Date of Signing: |
CAMERON CLEMENT |
ATLANTA
,
GA
|
08-12-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
122 |
|
Form 13F Information Table Value Total: |
409,074 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
AMERICAN EXPRESS CO |
COM |
025816109 |
8,349 |
60,228 |
SH |
|
SOLE |
|
0 |
0 |
60,228 |
ELEVANCE HEALTH INC |
COM |
036752103 |
2,552 |
5,288 |
SH |
|
SOLE |
|
0 |
0 |
5,288 |
APPLE INC |
COM |
037833100 |
12,609 |
92,222 |
SH |
|
SOLE |
|
0 |
0 |
92,222 |
AUTOZONE INC |
COM |
053332102 |
10,309 |
4,797 |
SH |
|
SOLE |
|
0 |
0 |
4,797 |
BP PLC |
SPONSORED ADR |
055622104 |
358 |
12,623 |
SH |
|
SOLE |
|
0 |
0 |
12,623 |
BOEING CO |
COM |
097023105 |
205 |
1,500 |
SH |
|
SOLE |
|
0 |
0 |
1,500 |
BORGWARNER INC |
COM |
099724106 |
300 |
9,000 |
SH |
|
SOLE |
|
0 |
0 |
9,000 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
7,523 |
97,702 |
SH |
|
SOLE |
|
0 |
0 |
97,702 |
COTERRA ENERGY INC |
COM |
127097103 |
1,715 |
66,515 |
SH |
|
SOLE |
|
0 |
0 |
66,515 |
CHEVRON CORP NEW |
COM |
166764100 |
12,142 |
83,867 |
SH |
|
SOLE |
|
0 |
0 |
83,867 |
CITIGROUP INC |
COM NEW |
172967424 |
8,005 |
174,055 |
SH |
|
SOLE |
|
0 |
0 |
174,055 |
CUMMINS INC |
COM |
231021106 |
2,047 |
10,577 |
SH |
|
SOLE |
|
0 |
0 |
10,577 |
DOLLAR GEN CORP NEW |
COM |
256677105 |
3,351 |
13,651 |
SH |
|
SOLE |
|
0 |
0 |
13,651 |
ELECTRONIC ARTS INC |
COM |
285512109 |
2,213 |
18,193 |
SH |
|
SOLE |
|
0 |
0 |
18,193 |
FIDELITY MERRIMACK STR TR |
TOTAL BD ETF |
316188309 |
253 |
5,429 |
SH |
|
SOLE |
|
0 |
0 |
5,429 |
FIFTH THIRD BANCORP |
COM |
316773100 |
1,453 |
43,250 |
SH |
|
SOLE |
|
0 |
0 |
43,250 |
FISERV INC |
COM |
337738108 |
3,749 |
42,134 |
SH |
|
SOLE |
|
0 |
0 |
42,134 |
FORD MTR CO DEL |
COM |
345370860 |
612 |
55,000 |
SH |
|
SOLE |
|
0 |
0 |
55,000 |
GENERAL DYNAMICS CORP |
COM |
369550108 |
1,019 |
4,607 |
SH |
|
SOLE |
|
0 |
0 |
4,607 |
GENERAL ELECTRIC CO |
COM NEW |
369604301 |
1,216 |
19,100 |
SH |
|
SOLE |
|
0 |
0 |
19,100 |
GILEAD SCIENCES INC |
COM |
375558103 |
570 |
9,223 |
SH |
|
SOLE |
|
0 |
0 |
9,223 |
INTEL CORP |
COM |
458140100 |
4,928 |
131,731 |
SH |
|
SOLE |
|
0 |
0 |
131,731 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
3,454 |
24,465 |
SH |
|
SOLE |
|
0 |
0 |
24,465 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
265 |
6,606 |
SH |
|
SOLE |
|
0 |
0 |
6,606 |
ISHARES TR |
S&P 500 GRWT ETF |
464287309 |
253 |
4,200 |
SH |
|
SOLE |
|
0 |
0 |
4,200 |
ISHARES TR |
MSCI EAFE ETF |
464287465 |
980 |
15,690 |
SH |
|
SOLE |
|
0 |
0 |
15,690 |
ISHARES TR |
SHRT NAT MUN ETF |
464288158 |
1,897 |
18,122 |
SH |
|
SOLE |
|
0 |
0 |
18,122 |
ISHARES TR |
MSCI ACWI EX US |
464288240 |
641 |
14,250 |
SH |
|
SOLE |
|
0 |
0 |
14,250 |
ISHARES TR |
NATIONAL MUN ETF |
464288414 |
1,554 |
14,609 |
SH |
|
SOLE |
|
0 |
0 |
14,609 |
ISHARES TR |
SHORT TREAS BD |
464288679 |
696 |
6,320 |
SH |
|
SOLE |
|
0 |
0 |
6,320 |
ISHARES TR |
EAFE VALUE ETF |
464288877 |
482 |
11,096 |
SH |
|
SOLE |
|
0 |
0 |
11,096 |
JOHNSON & JOHNSON |
COM |
478160104 |
13,338 |
75,142 |
SH |
|
SOLE |
|
0 |
0 |
75,142 |
KLA CORP |
COM NEW |
482480100 |
2,691 |
8,434 |
SH |
|
SOLE |
|
0 |
0 |
8,434 |
KRAFT HEINZ CO |
COM |
500754106 |
1,472 |
38,600 |
SH |
|
SOLE |
|
0 |
0 |
38,600 |
LILLY ELI & CO |
COM |
532457108 |
2,574 |
7,940 |
SH |
|
SOLE |
|
0 |
0 |
7,940 |
LINCOLN NATL CORP IND |
COM |
534187109 |
4,776 |
102,118 |
SH |
|
SOLE |
|
0 |
0 |
102,118 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
1,878 |
4,368 |
SH |
|
SOLE |
|
0 |
0 |
4,368 |
LUMEN TECHNOLOGIES INC |
COM |
550241103 |
1,946 |
178,353 |
SH |
|
SOLE |
|
0 |
0 |
178,353 |
MSC INDL DIRECT INC |
CL A |
553530106 |
1,209 |
16,095 |
SH |
|
SOLE |
|
0 |
0 |
16,095 |
MICROSOFT CORP |
COM |
594918104 |
5,168 |
20,123 |
SH |
|
SOLE |
|
0 |
0 |
20,123 |
MICRON TECHNOLOGY INC |
COM |
595112103 |
4,221 |
76,362 |
SH |
|
SOLE |
|
0 |
0 |
76,362 |
MORGAN STANLEY |
COM NEW |
617446448 |
761 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
NEWMONT CORP |
COM |
651639106 |
854 |
14,313 |
SH |
|
SOLE |
|
0 |
0 |
14,313 |
NOKIA CORP |
SPONSORED ADR |
654902204 |
194 |
41,996 |
SH |
|
SOLE |
|
0 |
0 |
41,996 |
NORFOLK SOUTHN CORP |
COM |
655844108 |
1,250 |
5,500 |
SH |
|
SOLE |
|
0 |
0 |
5,500 |
OMEGA HEALTHCARE INVS INC |
COM |
681936100 |
1,304 |
46,252 |
SH |
|
SOLE |
|
0 |
0 |
46,252 |
PARKER-HANNIFIN CORP |
COM |
701094104 |
738 |
3,000 |
SH |
|
SOLE |
|
0 |
0 |
3,000 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
335 |
2,332 |
SH |
|
SOLE |
|
0 |
0 |
2,332 |
PROGRESSIVE CORP |
COM |
743315103 |
5,475 |
47,086 |
SH |
|
SOLE |
|
0 |
0 |
47,086 |
QUALCOMM INC |
COM |
747525103 |
3,627 |
28,395 |
SH |
|
SOLE |
|
0 |
0 |
28,395 |
ROSS STORES INC |
COM |
778296103 |
1,883 |
26,816 |
SH |
|
SOLE |
|
0 |
0 |
26,816 |
SHELL PLC |
SPON ADS |
780259305 |
966 |
18,475 |
SH |
|
SOLE |
|
0 |
0 |
18,475 |
STANLEY BLACK & DECKER INC |
COM |
854502101 |
7,333 |
69,935 |
SH |
|
SOLE |
|
0 |
0 |
69,935 |
STRYKER CORPORATION |
COM |
863667101 |
876 |
4,405 |
SH |
|
SOLE |
|
0 |
0 |
4,405 |
TAIWAN SEMICONDUCTOR MFG LTD |
SPONSORED ADS |
874039100 |
6,047 |
73,970 |
SH |
|
SOLE |
|
0 |
0 |
73,970 |
TEVA PHARMACEUTICAL INDS LTD |
SPONSORED ADS |
881624209 |
226 |
30,000 |
SH |
|
SOLE |
|
0 |
0 |
30,000 |
THERMO FISHER SCIENTIFIC INC |
COM |
883556102 |
2,404 |
4,425 |
SH |
|
SOLE |
|
0 |
0 |
4,425 |
TYSON FOODS INC |
CL A |
902494103 |
3,953 |
45,935 |
SH |
|
SOLE |
|
0 |
0 |
45,935 |
US BANCORP DEL |
COM NEW |
902973304 |
7,998 |
173,784 |
SH |
|
SOLE |
|
0 |
0 |
173,784 |
UNION PAC CORP |
COM |
907818108 |
203 |
954 |
SH |
|
SOLE |
|
0 |
0 |
954 |
UNITED PARCEL SERVICE INC |
CL B |
911312106 |
4,916 |
26,930 |
SH |
|
SOLE |
|
0 |
0 |
26,930 |
VANGUARD SPECIALIZED FUNDS |
DIV APP ETF |
921908844 |
307 |
2,140 |
SH |
|
SOLE |
|
0 |
0 |
2,140 |
VANGUARD STAR FDS |
VG TL INTL STK F |
921909768 |
251 |
4,856 |
SH |
|
SOLE |
|
0 |
0 |
4,856 |
VANGUARD BD INDEX FDS |
SHORT TRM BOND |
921937827 |
18,915 |
246,322 |
SH |
|
SOLE |
|
0 |
0 |
246,322 |
VANGUARD BD INDEX FDS |
TOTAL BND MRKT |
921937835 |
22,614 |
300,481 |
SH |
|
SOLE |
|
0 |
0 |
300,481 |
VANGUARD MUN BD FDS |
TAX EXEMPT BD |
922907746 |
5,480 |
109,783 |
SH |
|
SOLE |
|
0 |
0 |
109,783 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
350 |
2,337 |
SH |
|
SOLE |
|
0 |
0 |
2,337 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
1,863 |
9,879 |
SH |
|
SOLE |
|
0 |
0 |
9,879 |
WALMART INC |
COM |
931142103 |
1,009 |
8,299 |
SH |
|
SOLE |
|
0 |
0 |
8,299 |
WELLS FARGO CO NEW |
COM |
949746101 |
1,538 |
39,272 |
SH |
|
SOLE |
|
0 |
0 |
39,272 |
WESTERN DIGITAL CORP. |
COM |
958102105 |
1,093 |
24,370 |
SH |
|
SOLE |
|
0 |
0 |
24,370 |
WILLIAMS COS INC |
COM |
969457100 |
459 |
14,709 |
SH |
|
SOLE |
|
0 |
0 |
14,709 |
AMERISOURCEBERGEN CORP |
COM |
03073E105 |
7,588 |
53,631 |
SH |
|
SOLE |
|
0 |
0 |
53,631 |
VALE S A |
SPONSORED ADS |
91912E105 |
512 |
35,000 |
SH |
|
SOLE |
|
0 |
0 |
35,000 |
AT&T INC |
COM |
00206R102 |
528 |
25,185 |
SH |
|
SOLE |
|
0 |
0 |
25,185 |
ABBVIE INC |
COM |
00287Y109 |
2,094 |
13,673 |
SH |
|
SOLE |
|
0 |
0 |
13,673 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
1,054 |
482 |
SH |
|
SOLE |
|
0 |
0 |
482 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
16,403 |
7,527 |
SH |
|
SOLE |
|
0 |
0 |
7,527 |
BROADCOM INC |
COM |
11135F101 |
17,165 |
35,333 |
SH |
|
SOLE |
|
0 |
0 |
35,333 |
CBRE GROUP INC |
CL A |
12504L109 |
6,767 |
91,930 |
SH |
|
SOLE |
|
0 |
0 |
91,930 |
CAMPING WORLD HLDGS INC |
CL A |
13462K109 |
1,186 |
54,955 |
SH |
|
SOLE |
|
0 |
0 |
54,955 |
CAPITAL ONE FINL CORP |
COM |
14040H105 |
4,828 |
46,341 |
SH |
|
SOLE |
|
0 |
0 |
46,341 |
CARDINAL HEALTH INC |
COM |
14149Y108 |
1,789 |
34,225 |
SH |
|
SOLE |
|
0 |
0 |
34,225 |
CISCO SYS INC |
COM |
17275R102 |
10,796 |
253,183 |
SH |
|
SOLE |
|
0 |
0 |
253,183 |
CONOCOPHILLIPS |
COM |
20825C104 |
2,618 |
29,150 |
SH |
|
SOLE |
|
0 |
0 |
29,150 |
DIAMONDBACK ENERGY INC |
COM |
25278X109 |
1,725 |
14,240 |
SH |
|
SOLE |
|
0 |
0 |
14,240 |
ENTERGY CORP NEW |
COM |
29364G103 |
222 |
1,975 |
SH |
|
SOLE |
|
0 |
0 |
1,975 |
EXELON CORP |
COM |
30161N101 |
308 |
6,800 |
SH |
|
SOLE |
|
0 |
0 |
6,800 |
EXXON MOBIL CORP |
COM |
30231G102 |
491 |
5,730 |
SH |
|
SOLE |
|
0 |
0 |
5,730 |
META PLATFORMS INC |
CL A |
30303M102 |
5,574 |
34,567 |
SH |
|
SOLE |
|
0 |
0 |
34,567 |
FEDEX CORP |
COM |
31428X106 |
6,248 |
27,560 |
SH |
|
SOLE |
|
0 |
0 |
27,560 |
HCA HEALTHCARE INC |
COM |
40412C101 |
6,154 |
36,620 |
SH |
|
SOLE |
|
0 |
0 |
36,620 |
ISHARES TR |
US TREAS BD ETF |
46429B267 |
239 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
11,210 |
99,550 |
SH |
|
SOLE |
|
0 |
0 |
99,550 |
J P MORGAN EXCHANGE TRADED F |
ULTRA SHRT INC |
46641Q837 |
811 |
16,182 |
SH |
|
SOLE |
|
0 |
0 |
16,182 |
LPL FINL HLDGS INC |
COM |
50212V100 |
2,028 |
10,992 |
SH |
|
SOLE |
|
0 |
0 |
10,992 |
LABORATORY CORP AMER HLDGS |
COM NEW |
50540R409 |
3,388 |
14,457 |
SH |
|
SOLE |
|
0 |
0 |
14,457 |
M & T BK CORP |
COM |
55261F104 |
213 |
1,337 |
SH |
|
SOLE |
|
0 |
0 |
1,337 |
MERCK & CO INC |
COM |
58933Y105 |
5,716 |
62,696 |
SH |
|
SOLE |
|
0 |
0 |
62,696 |
METLIFE INC |
COM |
59156R108 |
1,191 |
18,970 |
SH |
|
SOLE |
|
0 |
0 |
18,970 |
MOELIS & CO |
CL A |
60786M105 |
1,417 |
36,000 |
SH |
|
SOLE |
|
0 |
0 |
36,000 |
ONEMAIN HLDGS INC |
COM |
68268W103 |
1,633 |
43,675 |
SH |
|
SOLE |
|
0 |
0 |
43,675 |
ORACLE CORP |
COM |
68389X105 |
1,754 |
25,104 |
SH |
|
SOLE |
|
0 |
0 |
25,104 |
PIMCO ETF TR |
ENHNCD LW DUR AC |
72201R718 |
859 |
8,949 |
SH |
|
SOLE |
|
0 |
0 |
8,949 |
PIMCO ETF TR |
ENHAN SHRT MA AC |
72201R833 |
1,125 |
11,349 |
SH |
|
SOLE |
|
0 |
0 |
11,349 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
1,394 |
3,694 |
SH |
|
SOLE |
|
0 |
0 |
3,694 |
SPDR INDEX SHS FDS |
PORTFOLIO EMG MK |
78463X509 |
255 |
7,336 |
SH |
|
SOLE |
|
0 |
0 |
7,336 |
SS&C TECHNOLOGIES HLDGS INC |
COM |
78467J100 |
7,386 |
127,183 |
SH |
|
SOLE |
|
0 |
0 |
127,183 |
SPDR DOW JONES INDL AVERAGE |
UT SER 1 |
78467X109 |
469 |
1,525 |
SH |
|
SOLE |
|
0 |
0 |
1,525 |
SPDR SER TR |
BLOOMBERG 1-3 MO |
78468R663 |
5,218 |
57,033 |
SH |
|
SOLE |
|
0 |
0 |
57,033 |
SPDR SER TR |
NUVEEN BLMBRG MU |
78468R721 |
1,436 |
31,323 |
SH |
|
SOLE |
|
0 |
0 |
31,323 |
SANOFI |
SPONSORED ADR |
80105N105 |
540 |
10,800 |
SH |
|
SOLE |
|
0 |
0 |
10,800 |
SURFACE ONCOLOGY INC |
COM |
86877M209 |
72 |
44,000 |
SH |
|
SOLE |
|
0 |
0 |
44,000 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
3,467 |
6,750 |
SH |
|
SOLE |
|
0 |
0 |
6,750 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
5,991 |
118,059 |
SH |
|
SOLE |
|
0 |
0 |
118,059 |
ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
731 |
2,633 |
SH |
|
SOLE |
|
0 |
0 |
2,633 |
EATON CORP PLC |
SHS |
G29183103 |
976 |
7,750 |
SH |
|
SOLE |
|
0 |
0 |
7,750 |
INVESCO LTD |
SHS |
G491BT108 |
325 |
20,175 |
SH |
|
SOLE |
|
0 |
0 |
20,175 |
SEAGATE TECHNOLOGY HLDNGS PL |
ORD SHS |
G7997R103 |
2,413 |
33,775 |
SH |
|
SOLE |
|
0 |
0 |
33,775 |
WILLIS TOWERS WATSON PLC LTD |
SHS |
G96629103 |
224 |
1,135 |
SH |
|
SOLE |
|
0 |
0 |
1,135 |
CHUBB LIMITED |
COM |
H1467J104 |
12,283 |
62,481 |
SH |
|
SOLE |
|
0 |
0 |
62,481 |
COMPUGEN LTD |
ORD |
M25722105 |
65 |
35,000 |
SH |
|
SOLE |
|
0 |
0 |
35,000 |