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Form 13F-HR DeepCurrents Investment For: Jun 30

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August 15, 2022 12:06 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DeepCurrents Investment Group LLC
Address: 546 FIFTH AVE, 20TH FLOOR
NEW YORK , NY10036
Form 13F File Number: 028-19350

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Suzanne Horowitz
Title: Chief Compliance Officer
Phone: 646-494-8187
Signature, Place, and Date of Signing:
Suzanne Horowitz, Chief Compliance Officer NEW YORK , NY 08-15-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 383
Form 13F Information Table Value Total: 2,505,380
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-13309 Verition Fund Management LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-13309 Verition Fund Management LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
2U INC NOTE 2.250% 5/0 90214JAB7 13,820 16,452,000 PRN SOLE 16,452,000 0 0
2U INC NOTE 2.250% 5/0 90214JAB7 5,667 6,746,000 PRN OTR 1 0 6,746,000 0
5 01 ACQUISITION CORP COM CL A 33836P105 169 17,084 SH SOLE 17,084 0 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 12,737 14,994,000 PRN OTR 1 0 14,994,000 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 32,746 38,549,000 PRN SOLE 38,549,000 0 0
ABG ACQUISITION CORP I CL A SHS G00496102 139 14,184 SH SOLE 14,184 0 0
ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 503 632,000 PRN OTR 1 0 632,000 0
ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 1,236 1,553,000 PRN SOLE 1,553,000 0 0
AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 2,083 2,441,000 PRN OTR 1 0 2,441,000 0
AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 5,337 6,255,000 PRN SOLE 6,255,000 0 0
AIRBNB INC NOTE 3/1 009066AB7 27,585 33,311,000 PRN SOLE 33,311,000 0 0
AIRBNB INC NOTE 3/1 009066AB7 10,759 12,992,000 PRN OTR 1 0 12,992,000 0
AKAMAI TECHNOLOGIES INC COM 00971T101 466 5,106 SH SOLE 5,106 0 0
ALARM COM HLDGS INC NOTE 1/1 011642AB1 3,863 4,693,000 PRN OTR 1 0 4,693,000 0
ALARM COM HLDGS INC NOTE 1/1 011642AB1 9,913 12,029,000 PRN SOLE 12,029,000 0 0
ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 99 10,177 SH OTR 1 0 10,177 0
ALPHA HEALTHCARE ACQU CORP I CLASS A COM 02073F104 240 24,823 SH SOLE 24,823 0 0
APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 18,638 12,630,000 PRN SOLE 12,630,000 0 0
APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 7,260 4,920,000 PRN OTR 1 0 4,920,000 0
ASTREA ACQUISITION CORP COM CL A 04637C106 173 17,731 SH SOLE 17,731 0 0
AURORA ACQUISITION CORP CLASS A ORD SHS G0698L103 139 14,184 SH SOLE 14,184 0 0
AURORA CANNABIS INC NOTE 5.500% 2/2 05156XAG3 6,867 7,335,000 PRN SOLE 7,335,000 0 0
AURORA CANNABIS INC NOTE 5.500% 2/2 05156XAG3 2,676 2,858,000 PRN OTR 1 0 2,858,000 0
AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 138 14,184 SH SOLE 14,184 0 0
AVADEL FIN CAYMAN LTD NOTE 4.500%10/0 05337YAC2 21,339 30,268,000 PRN SOLE 30,268,000 0 0
AVADEL FIN CAYMAN LTD NOTE 4.500%10/0 05337YAC2 8,535 12,107,000 PRN OTR 1 0 12,107,000 0
BARCLAYS BANK PLC IPTH SR B S&P 06747R477 2,444 1,059 SH Put OTR 1 0 1,059 0
BARCLAYS BANK PLC IPTH SR B S&P 06747R477 6,199 2,686 SH Put SOLE 2,686 0 0
BARCLAYS BANK PLC IPTH SR B S&P 06747R477 2,588 112,139 SH SOLE 112,139 0 0
BARCLAYS BANK PLC IPTH SR B S&P 06747R477 1,009 43,736 SH OTR 1 0 43,736 0
BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 2,547 2,925,000 PRN SOLE 2,925,000 0 0
BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 1,047 1,202,000 PRN OTR 1 0 1,202,000 0
BEYOND MEAT INC COM 08862E109 335 140 SH Put OTR 1 0 140 0
BEYOND MEAT INC NOTE 3/1 08862EAB5 11,705 30,286,000 PRN SOLE 30,286,000 0 0
BEYOND MEAT INC NOTE 3/1 08862EAB5 4,565 11,812,000 PRN OTR 1 0 11,812,000 0
BEYOND MEAT INC COM 08862E109 1,410 589 SH Put OTR 1 0 589 0
BEYOND MEAT INC COM 08862E109 4,482 1,872 SH Put SOLE 1,872 0 0
BILIBILI INC NOTE 1.375% 4/0 090040AB2 20,345 16,021,000 PRN OTR 1 0 16,021,000 0
BILIBILI INC NOTE 1.375% 4/0 090040AB2 52,294 41,179,000 PRN SOLE 41,179,000 0 0
BILL COM HLDGS INC NOTE 12/0 090043AB6 32,414 32,095,000 PRN SOLE 32,095,000 0 0
BILL COM HLDGS INC NOTE 12/0 090043AB6 13,298 13,159,000 PRN OTR 1 0 13,159,000 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 9,416 113,627 SH SOLE 113,627 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 3,766 45,444 SH OTR 1 0 45,444 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 2,826 341 SH Call SOLE 341 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,127 136 SH Call OTR 1 0 136 0
BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 10,921 9,858,000 PRN SOLE 9,858,000 0 0
BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 4,478 4,042,000 PRN OTR 1 0 4,042,000 0
BLOCK INC NOTE 0.125% 3/0 852234AF0 46,389 49,166,000 PRN SOLE 49,166,000 0 0
BLOCK INC NOTE 0.125% 3/0 852234AF0 19,040 20,159,000 PRN OTR 1 0 20,159,000 0
BLOOM ENERGY CORP NOTE 2.500% 8/1 093712AH0 10,135 8,201,000 PRN SOLE 8,201,000 0 0
BLOOM ENERGY CORP NOTE 2.500% 8/1 093712AH0 3,953 3,199,000 PRN OTR 1 0 3,199,000 0
BLUERIVER ACQUISITION CORP SHS CL A G1261Q107 139 14,184 SH SOLE 14,184 0 0
BOOKING HOLDINGS INC COM 09857L108 4,131 2,362 SH SOLE 2,362 0 0
BOOKING HOLDINGS INC COM 09857L108 1,474 843 SH OTR 1 0 843 0
BOOKING HOLDINGS INC COM 09857L108 2,274 13 SH Call SOLE 13 0 0
BOOKING HOLDINGS INC COM 09857L108 1,574 9 SH Call OTR 1 0 9 0
BOX INC NOTE 1/1 10316TAB0 2,055 1,760,000 PRN OTR 1 0 1,760,000 0
BOX INC NOTE 1/1 10316TAB0 5,008 4,289,000 PRN SOLE 4,289,000 0 0
BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 5,073 11,048,000 PRN OTR 1 0 11,048,000 0
BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 12,999 28,307,000 PRN SOLE 28,307,000 0 0
BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 158 15,974 SH SOLE 15,974 0 0
CABLE ONE INC NOTE 3/1 12685JAE5 637 770,000 PRN OTR 1 0 770,000 0
CABLE ONE INC NOTE 3/1 12685JAE5 1,554 1,880,000 PRN SOLE 1,880,000 0 0
CANOPY GROWTH CORP COM 138035100 2,299 806,647 SH SOLE 806,647 0 0
CANOPY GROWTH CORP COM 138035100 920 322,745 SH OTR 1 0 322,745 0
CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 105 10,638 SH SOLE 10,638 0 0
CERENCE INC NOTE 3.000% 6/0 156727AB5 643 617,000 PRN OTR 1 0 617,000 0
CERENCE INC NOTE 3.000% 6/0 156727AB5 1,649 1,583,000 PRN SOLE 1,583,000 0 0
CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 5,407 6,789,000 PRN OTR 1 0 6,789,000 0
CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 13,867 17,411,000 PRN SOLE 17,411,000 0 0
CF ACQUISITION CORP VI COM CL A 12521J103 106 10,638 SH SOLE 10,638 0 0
CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 4,032 3,615,000 PRN OTR 1 0 3,615,000 0
CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 9,561 8,572,000 PRN SOLE 8,572,000 0 0
CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 14,690 11,348,000 PRN SOLE 11,348,000 0 0
CINEMARK HLDGS INC NOTE 4.500% 8/1 17243VAB8 6,022 4,652,000 PRN OTR 1 0 4,652,000 0
COHN ROBBINS HOLDINGS CORP COM CL A G23726105 167 16,779 SH SOLE 16,779 0 0
COINBASE GLOBAL INC NOTE 0.500% 6/0 19260QAB3 718 1,241,000 PRN SOLE 1,241,000 0 0
COINBASE GLOBAL INC NOTE 0.500% 6/0 19260QAB3 287 509,000 PRN OTR 1 0 509,000 0
COLICITY INC COM CL A 194170106 139 14,184 SH SOLE 14,184 0 0
COLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 19459JAA2 8,031 9,149,000 PRN SOLE 9,149,000 0 0
COLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 19459JAA2 3,213 3,660,000 PRN OTR 1 0 3,660,000 0
COLONNADE ACQUISITION CORP I SHS CL A G2284B101 174 17,730 SH SOLE 17,730 0 0
CONFLUENT INC CLASS A COM 20717M103 235 10,097 SH OTR 1 0 10,097 0
CONFLUENT INC CLASS A COM 20717M103 586 25,206 SH SOLE 25,206 0 0
CONSTELLATION ACQUISITN CORP SHS CL A G2R18K105 139 14,184 SH SOLE 14,184 0 0
CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 175 17,730 SH SOLE 17,730 0 0
COVA ACQUISITION CORP CL A SHS G2554Y104 174 17,731 SH SOLE 17,731 0 0
CRUCIBLE ACQUISITION CORP COM CL A 22877P108 177 17,986 SH SOLE 17,986 0 0
DATADOG INC NOTE 0.125% 6/1 23804LAB9 6,599 5,194,000 PRN OTR 1 0 5,194,000 0
DATADOG INC NOTE 0.125% 6/1 23804LAB9 16,095 12,668,000 PRN SOLE 12,668,000 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 42,946 23,277,000 PRN OTR 1 0 23,277,000 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 111,054 60,192,000 PRN SOLE 60,192,000 0 0
DEXCOM INC COM 252131107 4,467 59,939 SH OTR 1 0 59,939 0
DIAMONDHEAD HOLDINGS CORP CL A 25278L105 139 14,184 SH SOLE 14,184 0 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 7,626 11,346,000 PRN SOLE 11,346,000 0 0
DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 7,998 11,345,000 PRN SOLE 11,345,000 0 0
DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 3,282 4,655,000 PRN OTR 1 0 4,655,000 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 3,128 4,654,000 PRN OTR 1 0 4,654,000 0
DOCUSIGN INC NOTE 1/1 256163AD8 12,709 13,770,000 PRN OTR 1 0 13,770,000 0
DOCUSIGN INC NOTE 1/1 256163AD8 32,588 35,310,000 PRN SOLE 35,310,000 0 0
DROPBOX INC NOTE 3/0 26210CAC8 2,914 3,225,000 PRN OTR 1 0 3,225,000 0
DROPBOX INC NOTE 3/0 26210CAD6 1,800 2,035,000 PRN OTR 1 0 2,035,000 0
DROPBOX INC NOTE 3/0 26210CAC8 7,108 7,868,000 PRN SOLE 7,868,000 0 0
DROPBOX INC NOTE 3/0 26210CAD6 4,392 4,965,000 PRN SOLE 4,965,000 0 0
ENPHASE ENERGY INC NOTE 0.250% 3/0 29355AAF4 4,545 1,844,000 PRN SOLE 1,844,000 0 0
ENPHASE ENERGY INC NOTE 3/0 29355AAH0 4,117 4,177,000 PRN SOLE 4,177,000 0 0
ENPHASE ENERGY INC NOTE 3/0 29355AAH0 1,599 1,623,000 PRN OTR 1 0 1,623,000 0
ENPHASE ENERGY INC NOTE 0.250% 3/0 29355AAF4 1,863 756,000 PRN OTR 1 0 756,000 0
EQUITY DISTR ACQUISITION COR COM CL A 29465E106 100 10,068 SH SOLE 10,068 0 0
EURONET WORLDWIDE INC COM 298736109 2,072 20,599 SH OTR 1 0 20,599 0
EURONET WORLDWIDE INC COM 298736109 1,630 162 SH Call SOLE 162 0 0
EURONET WORLDWIDE INC COM 298736109 5,314 52,830 SH SOLE 52,830 0 0
EURONET WORLDWIDE INC COM 298736109 634 63 SH Call OTR 1 0 63 0
EUROPEAN BIOTECH ACQUTN CORP CLASS A ORD SHS G3167F102 174 17,730 SH SOLE 17,730 0 0
EVENTBRITE INC NOTE 5.000%12/0 29975EAB5 2,403 2,093,000 PRN OTR 1 0 2,093,000 0
EVENTBRITE INC NOTE 5.000%12/0 29975EAB5 6,072 5,290,000 PRN SOLE 5,290,000 0 0
EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 8,166 7,184,000 PRN SOLE 7,184,000 0 0
EVOLENT HEALTH INC NOTE 1.500%10/1 30050BAD3 3,344 2,942,000 PRN OTR 1 0 2,942,000 0
EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 1,106 1,597,000 PRN OTR 1 0 1,597,000 0
EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 3,914 5,653,000 PRN SOLE 5,653,000 0 0
EXPEDIA GROUP INC COM NEW 30212P303 664 70 SH Call OTR 1 0 70 0
EXPEDIA GROUP INC COM NEW 30212P303 2,411 25,426 SH SOLE 25,426 0 0
EXPEDIA GROUP INC COM NEW 30212P303 940 9,916 SH OTR 1 0 9,916 0
EXPEDIA GROUP INC COM NEW 30212P303 1,707 180 SH Call SOLE 180 0 0
FARFETCH LTD NOTE 3.750% 5/0 30744WAD9 731 830,000 PRN OTR 1 0 830,000 0
FARFETCH LTD NOTE 3.750% 5/0 30744WAD9 1,670 1,895,000 PRN SOLE 1,895,000 0 0
FEDEX CORP COM 31428X106 3,673 162 SH Put SOLE 162 0 0
FEDEX CORP COM 31428X106 1,428 63 SH Put OTR 1 0 63 0
FIGURE ACQUISITION CORP I COM CL A 302438106 139 14,184 SH SOLE 14,184 0 0
FINTECH EVOLUTION ACQUIS GRO SHS CL A G3R19A104 139 14,184 SH SOLE 14,184 0 0
FORTISTAR SUSTAINABLE SOL CO COM CL A 34962M106 174 17,731 SH SOLE 17,731 0 0
FRAZIER LIFESCIENCES ACQU CO CL A SHS G3710A105 105 10,638 SH SOLE 10,638 0 0
FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 174 17,730 SH SOLE 17,730 0 0
FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 174 17,730 SH SOLE 17,730 0 0
FUBOTV INC NOTE 3.250% 2/1 35953DAB0 1,332 4,177,000 PRN OTR 1 0 4,177,000 0
FUBOTV INC NOTE 3.250% 2/1 35953DAB0 3,327 10,431,000 PRN SOLE 10,431,000 0 0
G SQUARED ASCEND I INC SHS CL A G4204R109 139 14,184 SH SOLE 14,184 0 0
GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 174 17,731 SH SOLE 17,731 0 0
GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 106 10,638 SH Call SOLE 10,638 0 0
GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 211 21,277 SH SOLE 21,277 0 0
GOAL ACQUISITIONS CORP COM 38021H107 139 14,185 SH SOLE 14,185 0 0
GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 139 14,185 SH Call SOLE 14,185 0 0
GOLDEN FALCON ACQUISITION CO CL A 38102H109 101 10,204 SH SOLE 10,204 0 0
GOPRO INC NOTE 1.250%11/1 38268TAD5 11,086 12,310,000 PRN SOLE 12,310,000 0 0
GOPRO INC NOTE 1.250%11/1 38268TAD5 4,643 5,050,000 PRN OTR 1 0 5,050,000 0
GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 20,704 27,043,000 PRN SOLE 27,043,000 0 0
GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 8,281 10,817,000 PRN OTR 1 0 10,817,000 0
GUESS INC NOTE 2.000% 4/1 401617AD7 26,969 27,487,000 PRN SOLE 27,487,000 0 0
GUESS INC NOTE 2.000% 4/1 401617AD7 10,516 10,718,000 PRN OTR 1 0 10,718,000 0
H I G ACQUISITION CORP COM CL A G44898107 139 14,039 SH SOLE 14,039 0 0
HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 174 17,731 SH SOLE 17,731 0 0
HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 174 17,730 SH SOLE 17,730 0 0
HEARTLAND MEDIA ACQUISITION *W EXP 99/99/999 42237V116 178 17,886 SH Call SOLE 17,886 0 0
HEARTLAND MEDIA ACQUISITION CL A COM 42237V108 356 35,773 SH SOLE 35,773 0 0
HEARTLAND MEDIA ACQUISITION CL A COM 42237V108 139 13,952 SH OTR 1 0 13,952 0
HIGHLAND TRANSCEND PARTNERS COM CL A G44690108 175 17,730 SH SOLE 17,730 0 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 13,947 13,666,000 PRN OTR 1 0 13,666,000 0
HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 34,019 33,332,000 PRN SOLE 33,332,000 0 0
IBERE PHARMACEUTICALS SHS CL A G46843101 174 17,730 SH SOLE 17,730 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 18,956 20,567,000 PRN SOLE 20,567,000 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 7,772 8,432,000 PRN OTR 1 0 8,432,000 0
INVACARE CORP NOTE 4.250% 3/1 461203AQ4 901 1,745,000 PRN OTR 1 0 1,745,000 0
INVACARE CORP NOTE 4.250% 3/1 461203AQ4 2,197 4,255,000 PRN SOLE 4,255,000 0 0
INVITAE CORP NOTE 2.000% 9/0 46185LAB9 9,987 12,678,000 PRN OTR 1 0 12,678,000 0
INVITAE CORP COM 46185L103 1,211 4,964 SH Put SOLE 4,964 0 0
INVITAE CORP COM 46185L103 472 1,936 SH Put OTR 1 0 1,936 0
INVITAE CORP NOTE 2.000% 9/0 46185LAB9 25,603 32,501,000 PRN SOLE 32,501,000 0 0
IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 50,242 56,759,000 PRN SOLE 56,759,000 0 0
IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 19,597 22,139,000 PRN OTR 1 0 22,139,000 0
IQIYI INC NOTE 2.000% 4/0 46267XAD0 6,158 7,592,000 PRN OTR 1 0 7,592,000 0
IQIYI INC NOTE 2.000% 4/0 46267XAD0 15,395 18,978,000 PRN SOLE 18,978,000 0 0
ISHARES TR U.S. REAL ES ETF 464287739 13,043 1,418 SH Put SOLE 1,418 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 327 8,162 SH OTR 1 0 8,162 0
ISHARES TR RUSSELL 2000 ETF 464287655 12,177 719 SH Call SOLE 719 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 987 5,829 SH OTR 1 0 5,829 0
ISHARES TR MSCI EMG MKT ETF 464287234 839 20,922 SH SOLE 20,922 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 12,177 719 SH Put SOLE 719 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 2,404 709 SH Put SOLE 709 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 2,404 709 SH Call SOLE 709 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 5,193 1,295 SH Call SOLE 1,295 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 5,193 1,295 SH Put SOLE 1,295 0 0
ISHARES TR U.S. REAL ES ETF 464287739 5,353 582 SH Put OTR 1 0 582 0
ISHARES TR RUSSELL 2000 ETF 464287655 4,759 281 SH Call OTR 1 0 281 0
ISHARES TR RUSSELL 2000 ETF 464287655 4,759 281 SH Put OTR 1 0 281 0
ISHARES TR CHINA LG-CAP ETF 464287184 987 291 SH Put OTR 1 0 291 0
ISHARES TR CHINA LG-CAP ETF 464287184 8,739 2,577 SH Call OTR 1 0 2,577 0
ISHARES TR CHINA LG-CAP ETF 464287184 987 291 SH Call OTR 1 0 291 0
ISHARES TR MSCI EMG MKT ETF 464287234 2,025 505 SH Put OTR 1 0 505 0
ISHARES TR CHINA LG-CAP ETF 464287184 21,780 6,423 SH Call SOLE 6,423 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 2,025 505 SH Call OTR 1 0 505 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,582 15,243 SH SOLE 15,243 0 0
ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 100 10,000 SH SOLE 10,000 0 0
ITRON INC NOTE 3/1 465741AN6 1,079 1,353,000 PRN OTR 1 0 1,353,000 0
ITRON INC NOTE 3/1 465741AN6 2,772 3,475,000 PRN SOLE 3,475,000 0 0
JACK CREEK INVESTMENT CORP CL A SHS G4989X115 174 17,731 SH SOLE 17,731 0 0
JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 174 17,731 SH SOLE 17,731 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4,857 31,130 SH SOLE 31,130 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1,891 12,119 SH OTR 1 0 12,119 0
JETBLUE AWYS CORP COM 477143101 317 37,860 SH SOLE 37,860 0 0
JETBLUE AWYS CORP COM 477143101 130 15,505 SH OTR 1 0 15,505 0
JOFF FINTECH ACQUISITION COR COM CL A 46592C100 174 17,735 SH SOLE 17,735 0 0
KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48576UAA4 2,403 3,334,000 PRN OTR 1 0 3,334,000 0
KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48576UAA4 6,166 8,556,000 PRN SOLE 8,556,000 0 0
KHOSLA VENTURES ACQUISITION CL A 482504107 124 12,707 SH OTR 1 0 12,707 0
KHOSLA VENTURES ACQUISITION CL A 482504107 302 30,993 SH SOLE 30,993 0 0
KHOSLA VENTURES ACQUT CO III COM CL A 482506102 345 35,461 SH SOLE 35,461 0 0
KHOSLA VENTURES ACQUT CO III COM CL A 482506102 141 14,539 SH OTR 1 0 14,539 0
KL ACQUISITION CORP COM CL A 49837C109 105 10,638 SH SOLE 10,638 0 0
KLUDEIN I ACQUISITION CORP CL A 49878L109 116 11,631 SH OTR 1 0 11,631 0
KNIGHTSWAN ACQUISITION CORP CL A COM 499103109 211 21,043 SH OTR 1 0 21,043 0
KNIGHTSWAN ACQUISITION CORP CL A COM 499103109 541 53,957 SH SOLE 53,957 0 0
KNIGHTSWAN ACQUISITION CORP *W EXP 99/99/999 499103117 105 10,521 SH Call OTR 1 0 10,521 0
KNIGHTSWAN ACQUISITION CORP *W EXP 99/99/999 499103117 270 26,978 SH Call SOLE 26,978 0 0
LEO HLDGS CORP II COM CL A G5463R102 175 17,731 SH SOLE 17,731 0 0
LIGHTJUMP ACQUISITION CORP COM 53228M106 334 33,477 SH SOLE 33,477 0 0
LIGHTJUMP ACQUISITION CORP *W EXP 01/12/202 53228M114 163 16,313 SH Call SOLE 16,313 0 0
LIGHTJUMP ACQUISITION CORP COM 53228M106 137 13,724 SH OTR 1 0 13,724 0
LIV CAPITAL ACQUISITN CORP I CLASS A ORD SHS G5510R105 112 11,223 SH OTR 1 0 11,223 0
LIV CAPITAL ACQUISITN CORP I CLASS A ORD SHS G5510R105 283 28,777 SH SOLE 28,777 0 0
LIV CAPITAL ACQUISITN CORP I *W EXP 02/07/202 G5510R113 215 21,582 SH Call SOLE 21,582 0 0
LIVENT CORP NOTE 4.125% 7/1 53814LAB4 37,273 13,679,000 PRN SOLE 13,679,000 0 0
LIVENT CORP NOTE 4.125% 7/1 53814LAB4 15,283 5,609,000 PRN OTR 1 0 5,609,000 0
LONGVIEW ACQUISITION CORP II COM CL A 54319Q105 173 17,730 SH SOLE 17,730 0 0
LUCID GROUP INC COM 549498103 1,977 1,152 SH Put SOLE 1,152 0 0
LUCID GROUP INC COM 549498103 769 448 SH Put OTR 1 0 448 0
MANNKIND CORP NOTE 2.500% 3/0 56400PAQ5 6,134 6,143,000 PRN OTR 1 0 6,143,000 0
MANNKIND CORP NOTE 2.500% 3/0 56400PAQ5 15,334 15,357,000 PRN SOLE 15,357,000 0 0
MARATHON DIGITAL HOLDINGS IN COM 565788106 450 842 SH Put OTR 1 0 842 0
MARATHON DIGITAL HOLDINGS IN COM 565788106 1,152 2,158 SH Put SOLE 2,158 0 0
MARLIN TECHNOLOGY CORP CL A SHS G58411102 175 17,731 SH SOLE 17,731 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 12,280 13,120,000 PRN SOLE 13,120,000 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 5,036 5,380,000 PRN OTR 1 0 5,380,000 0
MICROCHIP TECHNOLOGY INC. COM 595017104 1,485 25,563 SH OTR 1 0 25,563 0
MICROCHIP TECHNOLOGY INC. COM 595017104 3,806 65,530 SH SOLE 65,530 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 6,772 1,166 SH Call SOLE 1,166 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 2,637 454 SH Call OTR 1 0 454 0
MICROSTRATEGY INC NOTE 2/1 594972AE1 261 582,000 PRN OTR 1 0 582,000 0
MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 1,049 1,690,000 PRN OTR 1 0 1,690,000 0
MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 2,691 4,335,000 PRN SOLE 4,335,000 0 0
MICROSTRATEGY INC NOTE 2/1 594972AE1 637 1,418,000 PRN SOLE 1,418,000 0 0
MISSION ADVANCEMENT CORP CL A 60501L101 173 17,731 SH SOLE 17,731 0 0
MORINGA ACQUISITION CORP CL A SHS G6S23K108 143 14,539 SH OTR 1 0 14,539 0
MORINGA ACQUISITION CORP *W EXP 02/22/202 G6S23K124 155 15,744 SH Call SOLE 15,744 0 0
MORINGA ACQUISITION CORP CL A SHS G6S23K108 348 35,461 SH SOLE 35,461 0 0
MOTIVE CAPITAL CORP II CL A ORD G6293R106 534 53,956 SH SOLE 53,956 0 0
MOTIVE CAPITAL CORP II *W EXP 99/99/999 G6293R114 178 17,985 SH Call SOLE 17,985 0 0
MOTIVE CAPITAL CORP II CL A ORD G6293R106 208 21,044 SH OTR 1 0 21,044 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 9,586 9,906,000 PRN OTR 1 0 9,906,000 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 23,967 24,766,000 PRN SOLE 24,766,000 0 0
NICE LTD SPONSORED ADR 653656108 665 3,458 SH OTR 1 0 3,458 0
NICE LTD SPONSORED ADR 653656108 1,661 8,631 SH SOLE 8,631 0 0
NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 174 17,731 SH SOLE 17,731 0 0
NORTHERN STAR INVEST CORP II COM CL A 66574L100 139 14,184 SH SOLE 14,184 0 0
NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 139 14,184 SH SOLE 14,184 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 16,185 16,110,000 PRN SOLE 16,110,000 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 6,312 6,283,000 PRN OTR 1 0 6,283,000 0
NOVOCURE LTD NOTE 11/0 67011XAB9 24,270 27,620,000 PRN SOLE 27,620,000 0 0
NOVOCURE LTD NOTE 11/0 67011XAB9 9,363 10,771,000 PRN OTR 1 0 10,771,000 0
NUTANIX INC NOTE 1/1 67059NAB4 36,018 36,894,000 PRN SOLE 36,894,000 0 0
NUTANIX INC NOTE 1/1 67059NAB4 14,046 14,388,000 PRN OTR 1 0 14,388,000 0
OMEROS CORP NOTE 5.250% 2/1 682143AG7 4,746 7,919,000 PRN OTR 1 0 7,919,000 0
OMEROS CORP COM 682143102 334 1,215 SH Put SOLE 1,215 0 0
OMEROS CORP NOTE 5.250% 2/1 682143AG7 11,861 19,790,000 PRN SOLE 19,790,000 0 0
ON SEMICONDUCTOR CORP COM 682189105 9,133 181,537 SH SOLE 181,537 0 0
ON SEMICONDUCTOR CORP COM 682189105 6,626 1,317 SH Call OTR 1 0 1,317 0
ON SEMICONDUCTOR CORP COM 682189105 16,165 3,213 SH Call SOLE 3,213 0 0
ON SEMICONDUCTOR CORP COM 682189105 3,747 74,487 SH OTR 1 0 74,487 0
ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 139 14,184 SH SOLE 14,184 0 0
OPENDOOR TECHNOLOGIES INC COM 683712103 336 714 SH Put SOLE 714 0 0
PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 35,676 35,825,000 PRN SOLE 35,825,000 0 0
PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 14,271 14,330,000 PRN OTR 1 0 14,330,000 0
PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 3,783 4,421,000 PRN OTR 1 0 4,421,000 0
PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 9,456 11,050,000 PRN SOLE 11,050,000 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 5,244 5,311,000 PRN SOLE 5,311,000 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 2,048 2,074,000 PRN OTR 1 0 2,074,000 0
PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 1,438 1,785,000 PRN SOLE 1,785,000 0 0
PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 576 715,000 PRN OTR 1 0 715,000 0
PERIDOT ACQUISITION CORP II SHS CL A G7008B105 174 17,731 SH SOLE 17,731 0 0
PERIPHAS CAPITAL PARTNERING COM CL A 713895100 252 10,263 SH SOLE 10,263 0 0
PINDUODUO INC NOTE 10/0 722304AB8 28,392 18,648,000 PRN SOLE 18,648,000 0 0
PINDUODUO INC NOTE 10/0 722304AB8 11,072 7,272,000 PRN OTR 1 0 7,272,000 0
PIONEER MERGER CORP CL A SHS G7S24C103 140 14,185 SH SOLE 14,185 0 0
PIVOTAL INVESTMENT CORP III COM CL A 72582M106 139 14,184 SH SOLE 14,184 0 0
PONTEM CORPORATION SHS CL A G71707106 175 17,731 SH SOLE 17,731 0 0
POPULATION HEALTH INVS CO IN SHS CL A G71716107 174 17,606 SH SOLE 17,606 0 0
PRIMAVERA CAPITAL ACQUIST CO SHS CL A G7255E109 139 14,184 SH SOLE 14,184 0 0
PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 174 17,730 SH SOLE 17,730 0 0
PROPTECH INVESTMENT CORP II COM CL A 743497109 221 22,413 SH SOLE 22,413 0 0
PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 3,031 3,377,000 PRN SOLE 3,377,000 0 0
PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 1,181 1,316,000 PRN OTR 1 0 1,316,000 0
PROSPECTOR CAPITAL CORP CL A G7273A105 280 28,408 SH SOLE 28,408 0 0
PROSPECTOR CAPITAL CORP CL A G7273A105 115 11,647 SH OTR 1 0 11,647 0
PROVIDENT ACQUISITION CORP CL A G7282L100 140 14,184 SH SOLE 14,184 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 23,251 23,113,000 PRN SOLE 23,113,000 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 8,139 8,091,000 PRN OTR 1 0 8,091,000 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 41,940 37,374,000 PRN SOLE 37,374,000 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 17,196 15,324,000 PRN OTR 1 0 15,324,000 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 33,990 22,347,000 PRN SOLE 22,347,000 0 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 13,599 8,941,000 PRN OTR 1 0 8,941,000 0
RMG ACQUISITION CORP III CL A SHS G76088106 349 35,461 SH SOLE 35,461 0 0
RMG ACQUISITION CORP III CL A SHS G76088106 143 14,539 SH OTR 1 0 14,539 0
ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 2,236 2,340,000 PRN OTR 1 0 2,340,000 0
ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 4,074 4,492,000 PRN SOLE 4,492,000 0 0
ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 1,714 1,890,000 PRN OTR 1 0 1,890,000 0
ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 5,747 6,013,000 PRN SOLE 6,013,000 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 31,244 24,650,000 PRN OTR 1 0 24,650,000 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 79,788 62,949,000 PRN SOLE 62,949,000 0 0
SARISSA CAPITAL ACQUISITN CO CL A G7823W102 210 21,184 SH SOLE 21,184 0 0
SCION TECH GROWTH II CL A SHS G31070108 174 17,730 SH SOLE 17,730 0 0
SEA LTD NOTE 1.000%12/0 81141RAD2 14,822 10,183,000 PRN OTR 1 0 10,183,000 0
SEA LTD NOTE 2.375%12/0 81141RAF7 9,845 8,862,000 PRN SOLE 8,862,000 0 0
SEA LTD NOTE 1.000%12/0 81141RAD2 30,461 20,784,000 PRN SOLE 20,784,000 0 0
SEA LTD NOTE 2.375%12/0 81141RAF7 4,036 3,633,000 PRN OTR 1 0 3,633,000 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1,132 360 SH Call SOLE 360 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1,132 360 SH Put SOLE 360 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 900 28,625 SH SOLE 28,625 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 352 11,180 SH OTR 1 0 11,180 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 440 140 SH Put OTR 1 0 140 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 440 140 SH Call OTR 1 0 140 0
SHOPIFY INC NOTE 0.125%11/0 82509LAA5 14,715 17,503,000 PRN SOLE 17,503,000 0 0
SHOPIFY INC NOTE 0.125%11/0 82509LAA5 5,907 7,005,000 PRN OTR 1 0 7,005,000 0
SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 104 10,638 SH SOLE 10,638 0 0
SNAP INC NOTE 0.250% 5/0 83304AAD8 6,499 6,591,000 PRN OTR 1 0 6,591,000 0
SNAP INC NOTE 5/0 83304AAF3 11,505 16,241,000 PRN SOLE 16,241,000 0 0
SNAP INC NOTE 0.250% 5/0 83304AAD8 16,593 16,846,000 PRN SOLE 16,846,000 0 0
SNAP INC NOTE 5/0 83304AAF3 4,583 6,494,000 PRN OTR 1 0 6,494,000 0
SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 39,261 32,504,000 PRN SOLE 32,504,000 0 0
SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 16,097 13,327,000 PRN OTR 1 0 13,327,000 0
SOUTHWEST AIRLS CO COM 844741108 883 24,448 SH OTR 1 0 24,448 0
SOUTHWEST AIRLS CO COM 844741108 2,207 61,093 SH SOLE 61,093 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 13,581 360 SH Call SOLE 360 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 5,282 140 SH Call OTR 1 0 140 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 5,653 14,985 SH SOLE 14,985 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,234 5,922 SH OTR 1 0 5,922 0
STANDARD BIOTOOLS INC NOTE 5.250%12/0 34385PAF5 1,734 1,825,000 PRN OTR 1 0 1,825,000 0
STANDARD BIOTOOLS INC NOTE 5.250%12/0 34385PAF5 4,441 4,675,000 PRN SOLE 4,675,000 0 0
STRATIM CLOUD ACQUISITION CO CLASS A COM 86309R107 346 35,461 SH SOLE 35,461 0 0
STRATIM CLOUD ACQUISITION CO CLASS A COM 86309R107 142 14,539 SH OTR 1 0 14,539 0
STRATIM CLOUD ACQUISITION CO *W EXP 03/05/202 86309R115 115 11,820 SH Call SOLE 11,820 0 0
SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 86745KAF1 4,893 6,233,000 PRN OTR 1 0 6,233,000 0
SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 86745KAF1 12,228 15,577,000 PRN SOLE 15,577,000 0 0
SUNRUN INC NOTE 2/0 86771WAB1 6,264 8,676,000 PRN SOLE 8,676,000 0 0
SUNRUN INC NOTE 2/0 86771WAB1 2,568 3,557,000 PRN OTR 1 0 3,557,000 0
SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 28,524 29,351,000 PRN SOLE 29,351,000 0 0
SUPERNUS PHARMACEUTICALS NOTE 0.625% 4/0 868459AD0 11,410 11,741,000 PRN OTR 1 0 11,741,000 0
SVF INVESTMENT CORP CL A SHS G8601L102 175 17,730 SH SOLE 17,730 0 0
TAILWIND ACQUISITION CORP COM CL A 87403Q102 134 13,424 SH SOLE 13,424 0 0
TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 348 35,462 SH SOLE 35,462 0 0
TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 143 14,538 SH OTR 1 0 14,538 0
TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 116 11,820 SH Call SOLE 11,820 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 932 114 SH Put OTR 1 0 114 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,010 24,586 SH SOLE 24,586 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,338 286 SH Put SOLE 286 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 797 9,751 SH OTR 1 0 9,751 0
TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 173 17,730 SH SOLE 17,730 0 0
THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 12,664 20,864,000 PRN SOLE 20,864,000 0 0
THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 5,066 8,347,000 PRN OTR 1 0 8,347,000 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 25,533 27,455,000 PRN SOLE 27,455,000 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 10,218 10,987,000 PRN OTR 1 0 10,987,000 0
TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 6,803 7,436,000 PRN SOLE 7,436,000 0 0
TILRAY BRANDS INC NOTE 5.000%10/0 88688TAB6 2,807 3,051,000 PRN OTR 1 0 3,051,000 0
TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 139 14,184 SH SOLE 14,184 0 0
TRAVERE THERAPEUTICS INC NOTE 2.250% 3/0 89422GAA5 1,317 1,313,000 PRN SOLE 1,313,000 0 0
TRAVERE THERAPEUTICS INC NOTE 2.250% 3/0 89422GAA5 539 537,000 PRN OTR 1 0 537,000 0
TRICIDA INC NOTE 3.500% 5/1 89610FAB7 2,672 5,051,000 PRN OTR 1 0 5,051,000 0
TRICIDA INC NOTE 3.500% 5/1 89610FAB7 6,678 12,626,000 PRN SOLE 12,626,000 0 0
TURMERIC ACQUISITION CORP CL A G9127T108 172 17,361 SH SOLE 17,361 0 0
TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 594 655,000 PRN OTR 1 0 655,000 0
TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 1,447 1,595,000 PRN SOLE 1,595,000 0 0
TWITTER INC NOTE 3/1 90184LAN2 1,785 2,001,000 PRN OTR 1 0 2,001,000 0
TWITTER INC NOTE 3/1 90184LAN2 4,463 4,999,000 PRN SOLE 4,999,000 0 0
TWO COM CL A G9152V101 440 45,072 SH OTR 1 0 45,072 0
TWO COM CL A G9152V101 1,074 109,935 SH SOLE 109,935 0 0
TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 140 14,184 SH SOLE 14,184 0 0
VAIL RESORTS INC COM 91879Q109 823 3,776 SH OTR 1 0 3,776 0
VAIL RESORTS INC COM 91879Q109 2,110 9,677 SH SOLE 9,677 0 0
VECTOIQ ACQUISITION CORP II COM CL A 92244F109 100 10,177 SH OTR 1 0 10,177 0
VECTOIQ ACQUISITION CORP II COM CL A 92244F109 244 24,823 SH SOLE 24,823 0 0
WESTERN DIGITAL CORP. COM 958102105 384 8,555 SH SOLE 8,555 0 0
WIX COM LTD NOTE 7/0 92940WAB5 10,311 10,825,000 PRN OTR 1 0 10,825,000 0
WIX COM LTD NOTE 7/0 92940WAB5 26,718 28,050,000 PRN SOLE 28,050,000 0 0
ZSCALER INC NOTE 0.125% 7/0 98980GAB8 50,262 40,947,000 PRN SOLE 40,947,000 0 0
ZSCALER INC NOTE 0.125% 7/0 98980GAB8 19,604 15,971,000 PRN OTR 1 0 15,971,000 0

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