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Form 13F-HR Dakota Wealth Management For: Jun 30

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August 2, 2021 6:09 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Dakota Wealth Management
Address: 11376 N. JOG RD.
SUITE 101
PALM BEACH GARDENS , FL33418
Form 13F File Number: 028-16362

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Kayla Berg
Title: CCO
Phone: 561-774-8029
Signature, Place, and Date of Signing:
/s/ Kayla Berg Palm Beach Gardens , FL 07-26-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 439
Form 13F Information Table Value Total: 839,956
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-16362 Dakota Wealth Management
028-07360 First Fiduciary Investment Counsel, Inc.
028-11445 Karpus Management, Inc.
028-03687 POLEN CAPITAL MANAGEMENT LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-16362 Dakota Wealth Management
2 028-07360 First Fiduciary Investment Counsel, Inc.
3 028-11445 Karpus Management, Inc.
4 028-03687 POLEN CAPITAL MANAGEMENT LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABS COM 002824100 472 4,071 SH OTR 4 0 0 4,071
ABBOTT LABS COM 002824100 813 7,013 SH SOLE 1 7,013 0 0
ABBVIE INC COM 00287Y109 8,245 73,200 SH SOLE 1 73,200 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 189 21,405 SH OTR 3 0 0 21,405
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 91 310 SH SOLE 1 310 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 706 2,395 SH OTR 2,4 950 0 1,445
ACKRELL SPAC PARTNERS I CO UNIT 99/99/9999 00461L303 119 12,000 SH OTR 3 0 0 12,000
ACKRELL SPAC PARTNERS I CO UNIT 99/99/9999 00461L303 20 2,000 SH SOLE 3 0 0 2,000
ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 439 45,275 SH OTR 3 0 0 45,275
ADOBE SYSTEMS INCORPORATED COM 00724F101 9,038 15,432 SH SOLE 1 15,432 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 679 1,160 SH OTR 4 0 0 1,160
AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 21 2,200 SH SOLE 3 0 0 2,200
AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 1,423 147,500 SH OTR 3 0 0 147,500
ALCON AG ORD SHS H01301128 288 4,104 SH OTR 2 4,104 0 0
ALIGN TECHNOLOGY INC COM 016255101 178 292 SH OTR 4 0 0 292
ALIGN TECHNOLOGY INC COM 016255101 26 43 SH SOLE 1 43 0 0
ALPHABET INC CAP STK CL A 02079K305 291 119 SH OTR 2,4 17 0 102
ALPHABET INC CAP STK CL A 02079K305 16,135 6,608 SH SOLE 1 6,608 0 0
ALPHABET INC CAP STK CL C 02079K107 2,694 1,075 SH SOLE 1 1,075 0 0
ALPHABET INC CAP STK CL C 02079K107 742 296 SH OTR 2,4 9 0 287
AMAZON COM INC COM 023135106 28,037 8,150 SH SOLE 1 8,150 0 0
AMAZON COM INC COM 023135106 482 140 SH OTR 2,4 11 0 129
AMAZON COM INC COM 023135106 344 100 SH Call SOLE 1 0 0 100
AMERICAN ACQUISITION OPPT IN CLASS A COM 02369M102 172 17,280 SH OTR 3 0 0 17,280
AMERICAN EXPRESS CO COM 025816109 1,763 10,670 SH SOLE 1 10,670 0 0
AMERICAN TOWER CORP NEW COM 03027X100 14 50 SH OTR 2 50 0 0
AMERICAN TOWER CORP NEW COM 03027X100 501 1,853 SH SOLE 1 1,853 0 0
AMGEN INC COM 031162100 495 2,029 SH SOLE 1 2,029 0 0
AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 132 13,300 SH OTR 3 0 0 13,300
APPLE INC COM 037833100 34,484 251,783 SH SOLE 1 251,783 0 0
AT&T INC COM 00206R102 611 21,236 SH SOLE 1 21,236 0 0
AUTODESK INC COM 052769106 306 1,049 SH OTR 4 0 0 1,049
AXON ENTERPRISE INC COM 05464C101 759 4,295 SH SOLE 1 4,295 0 0
BANK NEW YORK MELLON CORP COM 064058100 1,308 25,530 SH SOLE 1 25,530 0 0
BECTON DICKINSON & CO COM 075887109 108 445 SH OTR 2 445 0 0
BECTON DICKINSON & CO COM 075887109 199 820 SH SOLE 1 820 0 0
BENESSERE CAPITAL ACQUSTN CO COM CL A 08179B103 507 50,650 SH OTR 3 0 0 50,650
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,403 5,048 SH SOLE 1 5,048 0 0
BETTER WORLD ACQUISITION COR COM 08772B104 106 10,622 SH OTR 3 0 0 10,622
BIG CYPRESS ACQUISITION CORP COM 089115109 504 50,575 SH OTR 3 0 0 50,575
BIOGEN INC COM 09062X103 793 2,290 SH SOLE 1 2,290 0 0
BK OF AMERICA CORP COM 060505104 1,162 28,178 SH SOLE 1 28,178 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 2,254 150,378 SH OTR 3 0 0 150,378
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 161 10,738 SH SOLE 1,3 7,738 0 3,000
BLACKROCK ENHANCED EQUITY DI COM 09251A104 160 15,816 SH SOLE 1 15,816 0 0
BLACKROCK ENHANCED GLOBAL DI COM 092501105 390 31,060 SH OTR 3 0 0 31,060
BLACKROCK INC COM 09247X101 1,798 2,055 SH SOLE 1 2,055 0 0
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1,008 68,330 SH OTR 3 0 0 68,330
BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 35 2,400 SH SOLE 1,3 1,200 0 1,200
BLACKROCK MUNIVEST FD INC COM 09253R105 761 79,080 SH OTR 3 0 0 79,080
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 162 10,315 SH OTR 3 0 0 10,315
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 215 13,500 SH OTR 3 0 0 13,500
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 724 51,500 SH OTR 3 0 0 51,500
BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 21 1,515 SH SOLE 1 1,515 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 82 5,493 SH SOLE 1,3 3,793 0 1,700
BLACKROCK MUNIYIELD QUALITY COM 09254E103 1,593 107,262 SH OTR 3 0 0 107,262
BLACKSTONE GROUP INC COM 09260D107 400 4,121 SH SOLE 1 4,121 0 0
BLUE WTR ACQUISITION CORP COM CL A 09607T104 338 33,493 SH OTR 3 0 0 33,493
BOA ACQUISITION CORP COM CL A 05601A109 136 14,100 SH OTR 3 0 0 14,100
BOEING CO COM 097023105 4,411 18,414 SH SOLE 1 18,414 0 0
BREEZE HOLDINGS ACQUISITN CO COM 106762107 30 3,000 SH SOLE 3 0 0 3,000
BREEZE HOLDINGS ACQUISITN CO COM 106762107 766 76,325 SH OTR 3 0 0 76,325
BROADCOM INC COM 11135F101 3,459 7,255 SH SOLE 1 7,255 0 0
BULL HORN HLDGS CORP SHS G1686P106 173 17,525 SH OTR 3 0 0 17,525
CANADIAN NAT RES LTD COM 136385101 4,095 112,861 SH SOLE 1 112,861 0 0
CAPITAL ONE FINL CORP COM 14040H105 11,372 73,513 SH SOLE 1 73,513 0 0
CAPITAL ONE FINL CORP COM 14040H105 331 2,140 SH OTR 2 2,140 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 98 10,000 SH OTR 3 0 0 10,000
CBIZ INC COM 124805102 361 11,010 SH SOLE 1 11,010 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 9,514 13,187 SH SOLE 1 13,187 0 0
CHEVRON CORP NEW COM 166764100 14,605 139,444 SH SOLE 1 139,444 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 643 415 SH SOLE 1 415 0 0
CINTAS CORP COM 172908105 1,646 4,308 SH SOLE 1 4,308 0 0
CISCO SYS INC COM 17275R102 173 3,263 SH SOLE 1 3,263 0 0
CISCO SYS INC COM 17275R102 519 9,790 SH OTR 2 9,790 0 0
COCA COLA CO COM 191216100 295 5,448 SH SOLE 1 5,448 0 0
COCA COLA CO COM 191216100 230 4,250 SH OTR 2 4,250 0 0
COLGATE PALMOLIVE CO COM 194162103 226 2,781 SH SOLE 1 2,781 0 0
COMCAST CORP NEW CL A 20030N101 298 5,224 SH SOLE 1 5,224 0 0
COMCAST CORP NEW CL A 20030N101 611 10,710 SH OTR 2 10,710 0 0
COSTCO WHSL CORP NEW COM 22160K105 3,249 8,212 SH SOLE 1 8,212 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 1,729 6,881 SH SOLE 1 6,881 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 707 3,622 SH SOLE 1 3,622 0 0
CSP INC COM 126389105 256 24,250 SH SOLE 1 24,250 0 0
DANAHER CORPORATION COM 235851102 8,328 31,032 SH SOLE 1 31,032 0 0
DANIMER SCIENTIFIC INC COM CL A 236272100 420 16,770 SH SOLE 1 16,770 0 0
DIGITAL TURBINE INC COM NEW 25400W102 400 5,260 SH SOLE 1 5,260 0 0
DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 659 14,698 SH SOLE 1 14,698 0 0
DISNEY WALT CO COM 254687106 423 2,409 SH OTR 2 2,409 0 0
DISNEY WALT CO COM 254687106 7,033 40,012 SH SOLE 1 40,012 0 0
DNP SELECT INCOME FD INC COM 23325P104 14 1,384 SH SOLE 1 1,384 0 0
DNP SELECT INCOME FD INC COM 23325P104 703 67,290 SH OTR 3 0 0 67,290
DOW INC COM 260557103 1,241 19,606 SH SOLE 1 19,606 0 0
DTF TAX-FREE INCOME INC COM 23334J107 419 27,907 SH OTR 3 0 0 27,907
DTF TAX-FREE INCOME INC COM 23334J107 26 1,706 SH SOLE 3 0 0 1,706
DUPONT DE NEMOURS INC COM 26614N102 77 1,000 SH SOLE 1 1,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 211 2,720 SH OTR 2 2,720 0 0
DWS MUN INCOME TR COM 233368109 141 11,513 SH SOLE 1,3 9,556 0 1,957
DWS MUN INCOME TR COM 233368109 721 58,949 SH OTR 3 0 0 58,949
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 1,671 171,200 SH OTR 3 0 0 171,200
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 44 4,500 SH SOLE 1,3 1,500 0 3,000
EAST RES ACQUISITION CO COM CL A 274681105 118 12,050 SH OTR 3 0 0 12,050
EATON CORP PLC SHS G29183103 7,809 52,703 SH SOLE 1 52,703 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 83 6,950 SH SOLE 1,3 950 0 6,000
EATON VANCE CALIF MUN BD FD COM 27828A100 1,720 143,797 SH OTR 3 0 0 143,797
EATON VANCE MUN BD FD COM 27827X101 869 63,497 SH SOLE 1,3 62,718 0 779
EATON VANCE MUN BD FD COM 27827X101 1,425 104,174 SH OTR 3 0 0 104,174
EATON VANCE NEW YORK MUN BD COM 27827Y109 601 46,734 SH OTR 3 0 0 46,734
EDIFY ACQUISITION CORP CL A 28059Q103 98 10,100 SH OTR 3 0 0 10,100
EDWARDS LIFESCIENCES CORP COM 28176E108 2,462 23,773 SH SOLE 1 23,773 0 0
ELECTRONIC ARTS INC COM 285512109 5,072 35,261 SH SOLE 1 35,261 0 0
ESSEX PPTY TR INC COM 297178105 10,951 36,501 SH SOLE 1 36,501 0 0
EXACT SCIENCES CORP COM 30063P105 249 2,000 SH SOLE 1 2,000 0 0
EXXON MOBIL CORP COM 30231G102 437 6,931 SH SOLE 1 6,931 0 0
F N B CORP COM 302520101 186 15,047 SH SOLE 1 15,047 0 0
FACEBOOK INC CL A 30303M102 13,775 39,616 SH SOLE 1 39,616 0 0
FACEBOOK INC CL A 30303M102 890 2,559 SH OTR 2,4 55 0 2,504
FEDEX CORP COM 31428X106 691 2,315 SH SOLE 1 2,315 0 0
FORESIGHT ACQUISITION CORP CL A 34552Y106 148 15,000 SH OTR 3 0 0 15,000
FOXWAYNE ENTERPRIS AQSTN COR COM CL A 35166L109 313 31,825 SH OTR 3 0 0 31,825
GABELLI DIVID & INCOME TR COM 36242H104 5 200 SH SOLE 3 0 0 200
GABELLI DIVID & INCOME TR COM 36242H104 719 27,330 SH OTR 3 0 0 27,330
GARTNER INC COM 366651107 224 924 SH OTR 4 0 0 924
GENERAL MTRS CO COM 37045V100 836 14,126 SH SOLE 1 14,126 0 0
GLOBAL SPAC PARTNERS CO UNIT 03/12/2026 G3934K103 575 58,150 SH OTR 3 0 0 58,150
GLOBIS ACQUISITION CORP COM 379582109 513 51,607 SH OTR 3 0 0 51,607
GOAL ACQUISITIONS CORP COM 38021H107 696 72,200 SH OTR 3 0 0 72,200
GOLDMAN SACHS GROUP INC COM 38141G104 3,349 8,824 SH SOLE 1 8,824 0 0
GROWTH CAP ACQUISITION CORP CL A 39986V107 315 32,509 SH OTR 3 0 0 32,509
GUGGENHEIM ENHANCED EQT INCM COM 40167B100 7 850 SH SOLE 3 0 0 850
GUGGENHEIM ENHANCED EQT INCM COM 40167B100 727 84,445 SH OTR 3 0 0 84,445
HAYMAKER ACQUISITION CORP II CLASS A COM 42087R108 127 13,100 SH OTR 3 0 0 13,100
HOME DEPOT INC COM 437076102 9,426 29,560 SH SOLE 1 29,560 0 0
HOME DEPOT INC COM 437076102 26 80 SH OTR 2 80 0 0
HONEYWELL INTL INC COM 438516106 458 2,090 SH OTR 2 2,090 0 0
HONEYWELL INTL INC COM 438516106 1,356 6,180 SH SOLE 1 6,180 0 0
ILLINOIS TOOL WKS INC COM 452308109 1,328 5,940 SH SOLE 1 5,940 0 0
ILLUMINA INC COM 452327109 110 233 SH SOLE 1 233 0 0
ILLUMINA INC COM 452327109 233 493 SH OTR 4 0 0 493
INDUSTRIAL TECH ACQU INC COM CL A 456357102 30 3,000 SH SOLE 3 0 0 3,000
INDUSTRIAL TECH ACQU INC COM CL A 456357102 1,115 111,400 SH OTR 3 0 0 111,400
INTEL CORP COM 458140100 7,031 125,241 SH SOLE 1 125,241 0 0
INTERPUBLIC GROUP COS INC COM 460690100 1,141 35,130 SH SOLE 1 35,130 0 0
INTUIT COM 461202103 5,805 11,843 SH SOLE 1 11,843 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 190 207 SH OTR 4 0 0 207
INTUITIVE SURGICAL INC COM NEW 46120E602 500 544 SH SOLE 1 544 0 0
INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 5,773 260,626 SH SOLE 1 260,626 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 2,206 83,870 SH SOLE 1 83,870 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 5,907 20,363 SH SOLE 1 20,363 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 547 3,630 SH SOLE 1,3 3,615 0 15
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 381 2,530 SH OTR 3 0 0 2,530
INVESCO QQQ TR UNIT SER 1 46090E103 2,799 7,898 SH SOLE 1 7,898 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 0 1,500 SH Put SOLE 1 0 0 1,500
INVESCO TR INVT GRADE NEW YO COM 46131T101 424 30,509 SH OTR 3 0 0 30,509
INVESCO TR INVT GRADE NEW YO COM 46131T101 42 3,000 SH SOLE 3 0 0 3,000
ISHARES INC MSCI EMERG MRKT 464286533 435 6,776 SH SOLE 1 6,776 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 311 6,750 SH SOLE 1 6,750 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 958 11,120 SH SOLE 1 11,120 0 0
ISHARES TR 3 7 YR TREAS BD 464288661 1,200 9,197 SH SOLE 1 9,197 0 0
ISHARES TR COHEN STEER REIT 464287564 3,758 57,511 SH SOLE 1 57,511 0 0
ISHARES TR CORE MSCI EAFE 46432F842 283 3,785 SH SOLE 1 3,785 0 0
ISHARES TR CORE S&P SCP ETF 464287804 203 1,793 SH SOLE 1 1,793 0 0
ISHARES TR CORE S&P TTL STK 464287150 2,618 26,511 SH SOLE 1 26,511 0 0
ISHARES TR CORE S&P500 ETF 464287200 2,521 5,864 SH OTR 3 0 0 5,864
ISHARES TR CORE S&P500 ETF 464287200 1,071 2,492 SH SOLE 1,3 2,462 0 30
ISHARES TR CORE US AGGBD ET 464287226 4,462 38,686 SH SOLE 1 38,686 0 0
ISHARES TR CORE US AGGBD ET 464287226 531 4,600 SH OTR 3 0 0 4,600
ISHARES TR EAFE SML CP ETF 464288273 637 8,593 SH SOLE 1 8,593 0 0
ISHARES TR EXPND TEC SC ETF 464287549 202 500 SH SOLE 1 500 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 373 7,349 SH SOLE 1 7,349 0 0
ISHARES TR GLOBAL TECH ETF 464287291 668 1,979 SH SOLE 1 1,979 0 0
ISHARES TR IBOXX HI YD ETF 464288513 1,266 14,377 SH SOLE 1 14,377 0 0
ISHARES TR IBOXX INV CP ETF 464287242 3,529 26,263 SH SOLE 1 26,263 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 3,198 58,349 SH SOLE 1 58,349 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 3,458 57,133 SH SOLE 1 57,133 0 0
ISHARES TR MSCI ACWI EX US 464288240 99 1,715 SH SOLE 1 1,715 0 0
ISHARES TR MSCI ACWI EX US 464288240 647 11,245 SH OTR 3 0 0 11,245
ISHARES TR MSCI EAFE ETF 464287465 7,477 94,785 SH SOLE 1 94,785 0 0
ISHARES TR MSCI EAFE MIN VL 46429B689 939 12,427 SH SOLE 1 12,427 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 7,702 139,656 SH SOLE 1 139,656 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 154 2,801 SH OTR 3 0 0 2,801
ISHARES TR MSCI USA MIN VOL 46429B697 7,203 97,853 SH SOLE 1 97,853 0 0
ISHARES TR MSCI USA MMENTM 46432F396 1,503 8,664 SH SOLE 1 8,664 0 0
ISHARES TR MSCI USA QLT FCT 46432F339 8,645 65,061 SH SOLE 1 65,061 0 0
ISHARES TR MSCI USA QLT FCT 46432F339 261 1,965 SH OTR 3 0 0 1,965
ISHARES TR NATIONAL MUN ETF 464288414 3,031 25,865 SH SOLE 1 25,865 0 0
ISHARES TR NATIONAL MUN ETF 464288414 7 60 SH OTR 3 0 0 60
ISHARES TR PFD AND INCM SEC 464288687 8,415 213,922 SH SOLE 1 213,922 0 0
ISHARES TR RUS 1000 ETF 464287622 315 1,300 SH OTR 3 0 0 1,300
ISHARES TR RUS 1000 ETF 464287622 6,162 25,454 SH SOLE 1 25,454 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 28,188 103,831 SH SOLE 1 103,831 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,741 10,976 SH SOLE 1 10,976 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 4,178 13,404 SH SOLE 1 13,404 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 814 4,913 SH SOLE 1 4,913 0 0
ISHARES TR RUS MD CP GR ETF 464287481 235 2,080 SH SOLE 1 2,080 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,685 33,885 SH SOLE 1 33,885 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 14 60 SH OTR 3 0 0 60
ISHARES TR RUSSELL 2000 ETF 464287655 9,948 43,372 SH SOLE 1 43,372 0 0
ISHARES TR S&P 100 ETF 464287101 7,157 36,482 SH SOLE 1 36,482 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 844 7,825 SH OTR 3 0 0 7,825
ISHARES TR SHRT NAT MUN ETF 464288158 794 7,365 SH SOLE 1 7,365 0 0
ISHARES TR TIPS BD ETF 464287176 2,768 21,622 SH SOLE 1 21,622 0 0
ISHARES TR U.S. CNSM SV ETF 464287580 783 10,082 SH SOLE 1 10,082 0 0
ISHARES TR US HLTHCR PR ETF 464288828 423 1,586 SH SOLE 1 1,586 0 0
ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 2,224 44,328 SH SOLE 1 44,328 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 4,963 97,808 SH SOLE 1 97,808 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 7 750 SH SOLE 3 0 0 750
JAPAN SMALLER CAPITALIZATION COM 47109U104 244 27,037 SH OTR 3 0 0 27,037
JOHNSON & JOHNSON COM 478160104 2,214 13,441 SH SOLE 1 13,441 0 0
JOHNSON & JOHNSON COM 478160104 418 2,540 SH OTR 2 2,540 0 0
JOHNSON CTLS INTL PLC SHS G51502105 59 862 SH SOLE 1 862 0 0
JOHNSON CTLS INTL PLC SHS G51502105 386 5,620 SH OTR 2 5,620 0 0
JPMORGAN CHASE & CO COM 46625H100 18,420 118,425 SH SOLE 1 118,425 0 0
JPMORGAN CHASE & CO COM 46625H100 671 4,314 SH OTR 2 4,314 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 309 2,000 SH SOLE 1 2,000 0 0
KIMBERLY-CLARK CORP COM 494368103 245 1,829 SH SOLE 1 1,829 0 0
KINS TECHNOLOGY GROUP INC COM CL A 49714K109 556 56,425 SH OTR 3 0 0 56,425
KKR & CO INC COM 48251W104 595 10,037 SH SOLE 1 10,037 0 0
L&F ACQUISITION CORP SHS CL A G53702109 183 18,375 SH OTR 3 0 0 18,375
LILLY ELI & CO COM 532457108 1,956 8,522 SH SOLE 1 8,522 0 0
LINDE PLC SHS G5494J103 217 751 SH SOLE 1 751 0 0
LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 9 900 SH SOLE 3 0 0 900
LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 466 47,000 SH OTR 3 0 0 47,000
LOCKHEED MARTIN CORP COM 539830109 151 399 SH SOLE 1 399 0 0
LOCKHEED MARTIN CORP COM 539830109 341 901 SH OTR 2 901 0 0
LOWES COS INC COM 548661107 840 4,330 SH OTR 2 4,330 0 0
LOWES COS INC COM 548661107 166 858 SH SOLE 1 858 0 0
LULULEMON ATHLETICA INC COM 550021109 390 1,069 SH SOLE 1 1,069 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 358 3,482 SH SOLE 1 3,482 0 0
MARRIOTT INTL INC NEW CL A 571903202 152 1,110 SH OTR 2 1,110 0 0
MARRIOTT INTL INC NEW CL A 571903202 454 3,327 SH SOLE 1 3,327 0 0
MARTIN MARIETTA MATLS INC COM 573284106 2,650 7,533 SH SOLE 1 7,533 0 0
MASTERCARD INCORPORATED CL A 57636Q104 409 1,120 SH OTR 4 0 0 1,120
MASTERCARD INCORPORATED CL A 57636Q104 8,291 22,709 SH SOLE 1 22,709 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 631 31,382 SH SOLE 1 31,382 0 0
MERCK & CO INC COM 58933Y105 249 3,204 SH SOLE 1 3,204 0 0
MFS INTER INCOME TR SH BEN INT 55273C107 178 47,650 SH OTR 3 0 0 47,650
MFS INTER INCOME TR SH BEN INT 55273C107 5 1,425 SH SOLE 1 1,425 0 0
MFS INVT GRADE MUN TR SH BEN INT 59318B108 19 1,825 SH SOLE 1 1,825 0 0
MFS INVT GRADE MUN TR SH BEN INT 59318B108 293 28,522 SH OTR 3 0 0 28,522
MGM GROWTH PPTYS LLC CL A COM 55303A105 433 11,819 SH SOLE 1 11,819 0 0
MICROSOFT CORP COM 594918104 31,255 115,376 SH SOLE 1 115,376 0 0
MICROSOFT CORP COM 594918104 1,696 6,259 SH OTR 2,4 3,327 0 2,932
MICROSOFT CORP COM 594918104 406 1,500 SH Put SOLE 1 0 0 1,500
MORGAN STANLEY COM NEW 617446448 1,231 13,425 SH SOLE 1 13,425 0 0
MSCI INC COM 55354G100 140 262 SH OTR 4 0 0 262
MSCI INC COM 55354G100 4,123 7,734 SH SOLE 1 7,734 0 0
NETFLIX INC COM 64110L106 333 631 SH SOLE 1 631 0 0
NETFLIX INC COM 64110L106 254 480 SH OTR 4 0 0 480
NEUBERGER BERMAN N Y MUN FD COM 64124K102 22 1,618 SH SOLE 1 1,618 0 0
NEUBERGER BERMAN N Y MUN FD COM 64124K102 476 35,752 SH OTR 3 0 0 35,752
NEW GERMANY FD INC COM 644465106 12 600 SH SOLE 3 0 0 600
NEW GERMANY FD INC COM 644465106 327 16,178 SH OTR 3 0 0 16,178
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 265 25,000 SH SOLE 1 25,000 0 0
NEXTERA ENERGY INC COM 65339F101 10,509 143,407 SH SOLE 1 143,407 0 0
NIKE INC CL B 654106103 3,685 23,855 SH SOLE 1 23,855 0 0
NIKE INC CL B 654106103 209 1,352 SH OTR 4 0 0 1,352
NORTHROP GRUMMAN CORP COM 666807102 2,387 6,567 SH SOLE 1 6,567 0 0
NOVARTIS AG SPONSORED ADR 66987V109 370 4,050 SH OTR 2 4,050 0 0
NOVARTIS AG SPONSORED ADR 66987V109 81 893 SH SOLE 1 893 0 0
NUCOR CORP COM 670346105 602 6,275 SH SOLE 1 6,275 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 1,141 72,653 SH SOLE 1 72,653 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 387 24,640 SH OTR 3 0 0 24,640
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 394 27,799 SH SOLE 1,3 23,399 0 4,400
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 4,349 306,458 SH OTR 3 0 0 306,458
NUVEEN QUALITY MUNCP INCOME COM 67066V101 1,448 90,448 SH OTR 3 0 0 90,448
NUVEEN QUALITY MUNCP INCOME COM 67066V101 1,129 70,518 SH SOLE 1,3 68,904 0 1,614
NVIDIA CORPORATION COM 67066G104 1,074 1,343 SH SOLE 1 1,343 0 0
NVIDIA CORPORATION COM 67066G104 320 400 SH Put SOLE 1 0 0 400
OCA ACQUISITION CORP COM CL A 670865104 119 12,050 SH OTR 3 0 0 12,050
OKTA INC CL A 679295105 203 828 SH SOLE 1 828 0 0
ORACLE CORP COM 68389X105 141 1,815 SH OTR 2 1,815 0 0
ORACLE CORP COM 68389X105 10,141 130,282 SH SOLE 1 130,282 0 0
OZON HLDGS PLC SPONSORED ADS 69269L104 6,300 107,475 SH SOLE 1 107,475 0 0
PAYCHEX INC COM 704326107 2,518 23,465 SH SOLE 1 23,465 0 0
PAYPAL HLDGS INC COM 70450Y103 357 1,226 SH OTR 4 0 0 1,226
PAYPAL HLDGS INC COM 70450Y103 3,140 10,773 SH SOLE 1 10,773 0 0
PEPSICO INC COM 713448108 1,059 7,147 SH SOLE 1 7,147 0 0
PEPSICO INC COM 713448108 341 2,300 SH OTR 2 2,300 0 0
PFIZER INC COM 717081103 417 10,660 SH OTR 2 10,660 0 0
PFIZER INC COM 717081103 362 9,251 SH SOLE 1 9,251 0 0
PHILIP MORRIS INTL INC COM 718172109 2,272 22,927 SH SOLE 1 22,927 0 0
PHILIP MORRIS INTL INC COM 718172109 203 2,050 SH OTR 2 2,050 0 0
PHILLIPS 66 COM 718546104 124 1,450 SH OTR 2 1,450 0 0
PHILLIPS 66 COM 718546104 132 1,534 SH SOLE 1 1,534 0 0
PIONEER NAT RES CO COM 723787107 1,646 10,126 SH SOLE 1 10,126 0 0
PPG INDS INC COM 693506107 348 2,050 SH OTR 2 2,050 0 0
PPG INDS INC COM 693506107 55 326 SH SOLE 1 326 0 0
PROCTER AND GAMBLE CO COM 742718109 360 2,670 SH OTR 2 2,670 0 0
PROCTER AND GAMBLE CO COM 742718109 3,402 25,212 SH SOLE 1 25,212 0 0
PROGRESSIVE CORP COM 743315103 3,719 37,870 SH SOLE 1 37,870 0 0
PROLOGIS INC. COM 74340W103 3,355 28,072 SH SOLE 1 28,072 0 0
PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 135 13,845 SH OTR 3 0 0 13,845
PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 998 100,500 SH OTR 3 0 0 100,500
PROVIDENT BANCORP INC COM NEW 74383L105 326 20,005 SH SOLE 1 20,005 0 0
PTK ACQUISITION CORP COM 69375F108 139 14,002 SH OTR 3 0 0 14,002
PUBLIC STORAGE COM 74460D109 902 3,000 SH SOLE 1 3,000 0 0
QUALCOMM INC COM 747525103 1,974 13,812 SH SOLE 1 13,812 0 0
QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 251 25,700 SH OTR 3 0 0 25,700
RAYTHEON TECHNOLOGIES CORP COM 75513E101 330 3,868 SH SOLE 1 3,868 0 0
REPUBLIC SVCS INC COM 760759100 277 2,521 SH SOLE 1 2,521 0 0
ROCKWELL AUTOMATION INC COM 773903109 513 1,793 SH SOLE 1 1,793 0 0
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1,973 195,150 SH OTR 3 0 0 195,150
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 20 2,000 SH SOLE 3 0 0 2,000
ROYCE MICRO-CAP TR INC COM 780915104 403 32,470 SH OTR 3 0 0 32,470
S&P GLOBAL INC COM 78409V104 1,835 4,471 SH SOLE 1 4,471 0 0
SALESFORCE COM INC COM 79466L302 2,368 9,695 SH SOLE 1 9,695 0 0
SALESFORCE COM INC COM 79466L302 463 1,896 SH OTR 4 0 0 1,896
SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 9 950 SH SOLE 1 950 0 0
SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 904 90,750 SH OTR 3 0 0 90,750
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 5,339 145,509 SH SOLE 1 145,509 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 513 7,335 SH SOLE 1 7,335 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 450 3,577 SH SOLE 1 3,577 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 848 8,285 SH SOLE 1 8,285 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,823 39,436 SH SOLE 1 39,436 0 0
SERVICENOW INC COM 81762P102 382 696 SH SOLE 1 696 0 0
SERVICENOW INC COM 81762P102 370 673 SH OTR 4 0 0 673
SHERWIN WILLIAMS CO COM 824348106 4,200 15,416 SH SOLE 1 15,416 0 0
SHOPIFY INC CL A 82509L107 1,105 756 SH SOLE 1 756 0 0
SHOPIFY INC CL A 82509L107 292 200 SH Put SOLE 1 0 0 200
SPARTACUS ACQUISITION CORP CL A 84677L109 768 76,395 SH OTR 3 0 0 76,395
SPDR GOLD TR GOLD SHS 78463V107 5,939 35,860 SH SOLE 1 35,860 0 0
SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1,692 32,861 SH SOLE 1 32,861 0 0
SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 283 5,346 SH SOLE 1 5,346 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 300 6,592 SH SOLE 1 6,592 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,684 10,941 SH SOLE 1 10,941 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,281 10,000 SH Put SOLE 1 0 0 10,000
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17,851 36,356 SH SOLE 1 36,356 0 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 4,784 173,466 SH SOLE 1 173,466 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 2,555 51,550 SH OTR 3 0 0 51,550
SPDR SER TR NUVEEN BLMBRG SR 78468R739 442 8,921 SH SOLE 1,3 7,121 0 1,800
SPDR SER TR NUVEEN BRC MUNIC 78468R721 282 5,419 SH SOLE 1 5,419 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 1,459 28,981 SH SOLE 1 28,981 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 368 8,382 SH SOLE 1 8,382 0 0
SPDR SER TR PORTFOLIO SHORT 78464A474 559 17,861 SH SOLE 1 17,861 0 0
SPDR SER TR PRTFLO S&P500 GW 78464A409 331 5,255 SH SOLE 1 5,255 0 0
SPDR SER TR PRTFLO S&P500 VL 78464A508 346 8,740 SH SOLE 1 8,740 0 0
SPDR SER TR S&P BIOTECH 78464A870 295 2,177 SH SOLE 1 2,177 0 0
SPDR SER TR S&P DIVID ETF 78464A763 489 3,995 SH OTR 3 0 0 3,995
SPDR SER TR S&P DIVID ETF 78464A763 72 590 SH SOLE 1,3 550 0 40
SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1,507 32,546 SH SOLE 1 32,546 0 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 496 10,255 SH SOLE 1 10,255 0 0
SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 701 14,085 SH SOLE 1 14,085 0 0
STARBUCKS CORP COM 855244109 453 4,049 SH OTR 2,4 1,415 0 2,634
STARBUCKS CORP COM 855244109 5,862 52,425 SH SOLE 1 52,425 0 0
STRYKER CORPORATION COM 863667101 791 3,047 SH SOLE 1 3,047 0 0
SVB FINANCIAL GROUP COM 78486Q101 427 767 SH SOLE 1 767 0 0
SYSCO CORP COM 871829107 1,916 24,639 SH SOLE 1 24,639 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,977 16,820 SH SOLE 1 16,820 0 0
TARGET CORP COM 87612E106 3,130 12,949 SH SOLE 1 12,949 0 0
TASTEMAKER ACQUISITION CORP COM CL A 876545104 457 47,000 SH OTR 3 0 0 47,000
TE CONNECTIVITY LTD REG SHS H84989104 448 3,310 SH SOLE 1 3,310 0 0
TECHTARGET INC COM 87874R100 310 4,000 SH SOLE 1 4,000 0 0
TESLA INC COM 88160R101 1,409 2,073 SH SOLE 1 2,073 0 0
TEXAS INSTRS INC COM 882508104 1,127 5,861 SH SOLE 1 5,861 0 0
THE TRADE DESK INC COM CL A 88339J105 425 5,490 SH SOLE 1 5,490 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 2,333 4,625 SH SOLE 1 4,625 0 0
TJX COS INC NEW COM 872540109 183 2,721 SH SOLE 1 2,721 0 0
TJX COS INC NEW COM 872540109 251 3,725 SH OTR 2 3,725 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 284 1,542 SH SOLE 1 1,542 0 0
TRANSDIGM GROUP INC COM 893641100 227 350 SH SOLE 1 350 0 0
TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 97 10,100 SH OTR 3 0 0 10,100
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 538 54,000 SH OTR 3 0 0 54,000
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 10 1,000 SH SOLE 1,3 400 0 600
TWILIO INC CL A 90138F102 412 1,045 SH SOLE 1 1,045 0 0
TWITTER INC COM 90184L102 2,898 42,111 SH SOLE 1 42,111 0 0
TYLER TECHNOLOGIES INC COM 902252105 418 925 SH SOLE 1 925 0 0
UBER TECHNOLOGIES INC COM 90353T100 1,373 27,385 SH SOLE 1 27,385 0 0
ULTA BEAUTY INC COM 90384S303 3,988 11,534 SH SOLE 1 11,534 0 0
UNITED PARCEL SERVICE INC CL B 911312106 545 2,620 SH OTR 2 2,620 0 0
UNITED PARCEL SERVICE INC CL B 911312106 294 1,413 SH SOLE 1 1,413 0 0
UNITED RENTALS INC COM 911363109 1,972 6,182 SH SOLE 1 6,182 0 0
UNITEDHEALTH GROUP INC COM 91324P102 303 756 SH OTR 2,4 50 0 706
UNITEDHEALTH GROUP INC COM 91324P102 1,623 4,053 SH SOLE 1 4,053 0 0
US BANCORP DEL COM NEW 902973304 105 1,851 SH SOLE 1 1,851 0 0
US BANCORP DEL COM NEW 902973304 353 6,205 SH OTR 2 6,205 0 0
VALERO ENERGY CORP COM 91913Y100 3,934 50,390 SH SOLE 1 50,390 0 0
VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 1,348 21,185 SH SOLE 1 21,185 0 0
VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 1,659 65,201 SH SOLE 1 65,201 0 0
VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1,799 17,460 SH OTR 3 0 0 17,460
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 382 4,650 SH OTR 3 0 0 4,650
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 261 3,176 SH SOLE 1 3,176 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1,306 15,205 SH OTR 3 0 0 15,205
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 14 157 SH SOLE 1 157 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 566 1,975 SH OTR 3 0 0 1,975
VANGUARD INDEX FDS GROWTH ETF 922908736 4,151 14,473 SH SOLE 1,3 14,453 0 20
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 583 5,724 SH SOLE 1 5,724 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2,454 6,235 SH OTR 3 0 0 6,235
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 337 856 SH SOLE 1 856 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 1,783 7,913 SH SOLE 1 7,913 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 1,492 6,623 SH OTR 3 0 0 6,623
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,687 7,573 SH OTR 3 0 0 7,573
VANGUARD INDEX FDS TOTAL STK MKT 922908769 793 3,557 SH SOLE 1,3 3,262 0 295
VANGUARD INDEX FDS VALUE ETF 922908744 857 6,233 SH SOLE 1 6,233 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1,735 27,374 SH SOLE 1,3 26,869 0 505
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2,440 38,499 SH OTR 3 0 0 38,499
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,770 32,591 SH OTR 3 0 0 32,591
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,359 25,017 SH SOLE 1 25,017 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2,263 33,640 SH OTR 3 0 0 33,640
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 860 10,443 SH OTR 3 0 0 10,443
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 428 4,130 SH OTR 3 0 0 4,130
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1,043 10,976 SH SOLE 1 10,976 0 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 583 9,487 SH SOLE 1 9,487 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7,164 86,613 SH SOLE 1 86,613 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 414 8,030 SH SOLE 1 8,030 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 543 10,530 SH OTR 3 0 0 10,530
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3,780 36,077 SH SOLE 1 36,077 0 0
VANGUARD WORLD FD ESG INTL STK ETF 921910725 552 8,610 SH OTR 3 0 0 8,610
VANGUARD WORLD FD ESG INTL STK ETF 921910725 6 100 SH SOLE 3 0 0 100
VANGUARD WORLD FD ESG US STK ETF 921910733 262 3,270 SH OTR 3 0 0 3,270
VANGUARD WORLD FDS CONSUM STP ETF 92204A207 240 1,315 SH SOLE 1 1,315 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 351 1,421 SH SOLE 1 1,421 0 0
VENTOUX CCM ACQUISITION CORP COM 92280L101 497 50,000 SH OTR 3 0 0 50,000
VENUS ACQUISITION CORPORATIO SHS G9420F102 318 32,000 SH OTR 3 0 0 32,000
VERIZON COMMUNICATIONS INC COM 92343V104 307 5,485 SH OTR 2 5,485 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 3,352 59,826 SH SOLE 1 59,826 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 403 2,000 SH SOLE 1 2,000 0 0
VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 15 535 SH SOLE 3 0 0 535
VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 543 19,595 SH OTR 3 0 0 19,595
VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 5 180 SH SOLE 3 0 0 180
VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 627 20,735 SH OTR 3 0 0 20,735
VISA INC COM CL A 92826C839 17,732 75,838 SH SOLE 1 75,838 0 0
VISA INC COM CL A 92826C839 421 1,802 SH OTR 4 0 0 1,802
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 30 3,000 SH SOLE 3 0 0 3,000
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 952 95,325 SH OTR 3 0 0 95,325
VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 580 58,550 SH OTR 3 0 0 58,550
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 286 48,069 SH OTR 3 0 0 48,069
WALMART INC COM 931142103 7,075 50,168 SH SOLE 1 50,168 0 0
WARRIOR TECHNOLOGIES ACQUI C COM CL A 936273101 322 33,300 SH OTR 3 0 0 33,300
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 12 849 SH SOLE 1 849 0 0
WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 923 65,955 SH OTR 3 0 0 65,955
WHEATON PRECIOUS METALS CORP COM 962879102 521 11,812 SH SOLE 1 11,812 0 0
WHIRLPOOL CORP COM 963320106 4,202 19,276 SH SOLE 1 19,276 0 0
WISDOMTREE TR EM EX ST-OWNED 97717X578 5,661 134,554 SH SOLE 1 134,554 0 0
WISDOMTREE TR US SMALLCAP DIVD 97717W604 908 28,478 SH SOLE 1 28,478 0 0
ZANITE ACQUISITION CORP COM CL A 98907K103 384 38,150 SH OTR 3 0 0 38,150
ZOETIS INC CL A 98978V103 3,963 21,264 SH SOLE 1 21,264 0 0
ZOETIS INC CL A 98978V103 407 2,184 SH OTR 4 0 0 2,184
ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 258 667 SH SOLE 1 667 0 0

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