Form 13F-HR D. SCOTT NEAL, INC. For: Dec 31

January 21, 2022 12:51 PM EST

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 12-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: D. SCOTT NEAL, INC.
Address: P.O. BOX 2010
LEXINGTON , KY40588
Form 13F File Number: 028-15681

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Jerry Zimmerer
Title: CPA CFP
Phone: 502-459-7199
Signature, Place, and Date of Signing:
/s/ Jerry Zimmerer Louisville , KY 01-21-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 58
Form 13F Information Table Value Total: 265,291
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 81,769 1,590,838 SH SOLE 0 0 1,590,838
INVESCO QQQ TR UNIT SER 1 46090E103 44,726 112,418 SH SOLE 0 0 112,418
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 13,690 53,766 SH SOLE 0 0 53,766
INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 12,938 163,737 SH SOLE 0 0 163,737
SPDR SER TR PRTFLO S&P500 GW 78464A409 12,015 165,790 SH SOLE 0 0 165,790
ISHARES TR CORE S&P500 ETF 464287200 10,778 22,597 SH SOLE 0 0 22,597
REKOR SYSTEMS INC COM 759419104 10,552 1,610,920 SH SOLE 0 0 1,610,920
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9,849 69,905 SH SOLE 0 0 69,905
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9,527 123,547 SH SOLE 0 0 123,547
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9,247 17,863 SH SOLE 0 0 17,863
SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 7,076 136,585 SH SOLE 0 0 136,585
INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 5,834 414,918 SH SOLE 0 0 414,918
SPDR SER TR S&P 400 MDCP VAL 78464A839 3,950 55,557 SH SOLE 0 0 55,557
MICROSOFT CORP COM 594918104 3,370 10,020 SH SOLE 0 0 10,020
PROSHARES TR PSHS ULTRA QQQ 74347R206 2,393 26,881 SH SOLE 0 0 26,881
ISHARES TR SP SMCP600VL ETF 464287879 2,325 22,251 SH SOLE 0 0 22,251
SPDR SER TR PORTFOLI S&P1500 78464A805 1,929 33,009 SH SOLE 0 0 33,009
PROSHARES TR PSHS ULT S&P 500 74347R107 1,769 12,088 SH SOLE 0 0 12,088
CATERPILLAR INC COM 149123101 1,584 7,661 SH SOLE 0 0 7,661
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1,417 12,536 SH SOLE 0 0 12,536
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,324 4,430 SH SOLE 0 0 4,430
REPUBLIC BANCORP INC KY CL A 760281204 1,068 21,000 SH SOLE 0 0 21,000
AT&T INC COM 00206R102 935 38,002 SH SOLE 0 0 38,002
ISHARES TR ISHS 5-10YR INVT 464288638 797 13,451 SH SOLE 0 0 13,451
AMAZON COM INC COM 023135106 787 236 SH SOLE 0 0 236
APPLE INC COM 037833100 761 4,287 SH SOLE 0 0 4,287
PFIZER INC COM 717081103 726 12,297 SH SOLE 0 0 12,297
HOME DEPOT INC COM 437076102 715 1,724 SH SOLE 0 0 1,724
ISHARES TR RUS MID CAP ETF 464287499 646 7,778 SH SOLE 0 0 7,778
LOWES COS INC COM 548661107 644 2,491 SH SOLE 0 0 2,491
JOHNSON & JOHNSON COM 478160104 602 3,518 SH SOLE 0 0 3,518
NIKE INC CL B 654106103 531 3,185 SH SOLE 0 0 3,185
NVIDIA CORPORATION COM 67066G104 516 1,755 SH SOLE 0 0 1,755
ABBOTT LABS COM 002824100 488 3,466 SH SOLE 0 0 3,466
ALPHABET INC CAP STK CL C 02079K107 472 163 SH SOLE 0 0 163
TRUIST FINL CORP COM 89832Q109 472 8,064 SH SOLE 0 0 8,064
REGIONS FINANCIAL CORP NEW COM 7591EP100 467 21,434 SH SOLE 0 0 21,434
PROCTER AND GAMBLE CO COM 742718109 462 2,825 SH SOLE 0 0 2,825
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 430 9,741 SH SOLE 0 0 9,741
KRANESHARES TR QUADRTC INT RT 500767736 424 15,775 SH SOLE 0 0 15,775
ISHARES TR RUSSELL 2000 ETF 464287655 414 1,860 SH SOLE 0 0 1,860
VISA INC COM CL A 92826C839 398 1,838 SH SOLE 0 0 1,838
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 390 2,397 SH SOLE 0 0 2,397
ABBVIE INC COM 00287Y109 386 2,848 SH SOLE 0 0 2,848
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 377 863 SH SOLE 0 0 863
INTERNATIONAL BUSINESS MACHS COM 459200101 371 2,773 SH SOLE 0 0 2,773
ISHARES TR SELECT DIVID ETF 464287168 327 2,667 SH SOLE 0 0 2,667
WALMART INC COM 931142103 312 2,157 SH SOLE 0 0 2,157
EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 302 34,000 SH SOLE 0 0 34,000
QUALCOMM INC COM 747525103 302 1,651 SH SOLE 0 0 1,651
ISHARES TR 1 3 YR TREAS BD 464287457 292 3,414 SH SOLE 0 0 3,414
SPDR S&P 500 ETF TR TR UNIT 78462F103 265 557 SH SOLE 0 0 557
ISHARES TR 20 YR TR BD ETF 464287432 257 1,736 SH SOLE 0 0 1,736
MCDONALDS CORP COM 580135101 244 910 SH SOLE 0 0 910
ISHARES TR IBOXX INV CP ETF 464287242 234 1,763 SH SOLE 0 0 1,763
EXXON MOBIL CORP COM 30231G102 211 3,442 SH SOLE 0 0 3,442
WP CAREY INC COM 92936U109 204 2,490 SH SOLE 0 0 2,490


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