Form 13F-HR Cruiser Capital Advisors For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Cruiser Capital Advisors, LLC |
Address: |
243 Tresser Boulevard |
|
17th Floor |
|
|
|
Stamford
,
CT06901
|
Form 13F File Number: |
028-18554 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Keith Rosenbloom |
Title: |
Managing Member |
Phone: |
212-251-3390 |
Signature, Place, and Date of Signing: |
/s/ Keith Rosenbloom |
Stamford
,
CT
|
08-15-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
70 |
|
Form 13F Information Table Value Total: |
123,393 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ADDUS HOMECARE CORP |
COM |
006739106 |
1,665 |
19,997 |
SH |
|
SOLE |
|
19,997 |
0 |
0 |
AMERICAN VANGUARD CORP |
COM |
030371108 |
17,208 |
769,954 |
SH |
|
SOLE |
|
769,954 |
0 |
0 |
API GROUP CORP |
COM STK |
00187Y100 |
2,153 |
143,803 |
SH |
|
SOLE |
|
143,803 |
0 |
0 |
ARIES I ACQUISITION CORP |
*W EXP 03/18/202 |
G0542N123 |
12 |
75,201 |
SH |
|
SOLE |
|
75,201 |
0 |
0 |
ARLO TECHNOLOGIES INC |
COM |
04206A101 |
63 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
ASHLAND GLOBAL HLDGS INC |
COM |
044186104 |
59,112 |
573,622 |
SH |
|
SOLE |
|
573,622 |
0 |
0 |
ATLANTIC AVE ACQUISITION COR |
COM CL A |
04906P101 |
1,219 |
122,959 |
SH |
|
SOLE |
|
122,959 |
0 |
0 |
ATLANTIC AVE ACQUISITION COR |
*W EXP 10/06/202 |
04906P119 |
4 |
52,874 |
SH |
|
SOLE |
|
52,874 |
0 |
0 |
B RILEY PRIN 250 MERGER CORP |
CLASS A COM |
05602L104 |
389 |
39,999 |
SH |
|
SOLE |
|
39,999 |
0 |
0 |
B RILEY PRIN 250 MERGER CORP |
*W EXP 04/01/202 |
05602L112 |
4 |
13,333 |
SH |
|
SOLE |
|
13,333 |
0 |
0 |
B. RILEY FINANCIAL INC |
COM |
05580M108 |
2,909 |
68,855 |
SH |
|
SOLE |
|
68,855 |
0 |
0 |
BABCOCK & WILCOX ENTERPRISES |
COM |
05614L209 |
60 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CEDAR REALTY TRUST INC |
COM NEW |
150602605 |
304 |
10,551 |
SH |
|
SOLE |
|
10,551 |
0 |
0 |
CHART INDS INC |
COM |
16115Q308 |
536 |
3,200 |
SH |
|
SOLE |
|
3,200 |
0 |
0 |
DIREXION SHS ETF TR |
DAILY SM CP BEAR |
25460E232 |
1,586 |
33,995 |
SH |
|
SOLE |
|
33,995 |
0 |
0 |
DUPONT DE NEMOURS INC |
COM |
26614N102 |
3,671 |
66,041 |
SH |
|
SOLE |
|
66,041 |
0 |
0 |
FEDERAL AGRIC MTG CORP |
CL C |
313148306 |
2,229 |
22,829 |
SH |
|
SOLE |
|
22,829 |
0 |
0 |
FORTRESS TRANS INFRST INVS L |
CL A COM SHS |
34960P101 |
5,117 |
264,576 |
SH |
|
SOLE |
|
264,576 |
0 |
0 |
GFL ENVIRONMENTAL INC |
SUB VTG SHS |
36168Q104 |
2,793 |
108,267 |
SH |
|
SOLE |
|
108,267 |
0 |
0 |
GORES HOLDINGS VII INC |
COM CL A |
38286T101 |
343 |
34,992 |
SH |
|
SOLE |
|
34,992 |
0 |
0 |
HOLLEY INC |
COM |
43538H103 |
158 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
IDW MEDIA HLDGS INC |
CL B |
44951N106 |
187 |
139,899 |
SH |
|
SOLE |
|
139,899 |
0 |
0 |
ISHARES SILVER TR |
ISHARES |
46428Q109 |
317 |
17,003 |
SH |
|
SOLE |
|
17,003 |
0 |
0 |
LMF ACQUISITION OPPORTUNIT I |
*W EXP 01/26/202 |
502015118 |
4 |
32,473 |
SH |
|
SOLE |
|
32,473 |
0 |
0 |
MACONDRAY CAP ACQUISITN CORP |
CLASS A ORD SHS |
G5853A107 |
1,244 |
124,998 |
SH |
|
SOLE |
|
124,998 |
0 |
0 |
MACONDRAY CAP ACQUISITN CORP |
*W EXP 05/31/202 |
G5853A115 |
4 |
41,666 |
SH |
|
SOLE |
|
41,666 |
0 |
0 |
MEDICUS SCIENCES ACQUISITION |
CL A SHS |
G5960S108 |
904 |
92,400 |
SH |
|
SOLE |
|
92,400 |
0 |
0 |
MEDICUS SCIENCES ACQUISITION |
*W EXP 02/12/202 |
G5960S124 |
2 |
10,266 |
SH |
|
SOLE |
|
10,266 |
0 |
0 |
MINIM INC |
COM |
60365W102 |
63 |
156,228 |
SH |
|
SOLE |
|
156,228 |
0 |
0 |
MODEL PERFORMANCE ACQU CORP |
CLASS A ORD SHS |
G6246M105 |
168 |
16,500 |
SH |
|
SOLE |
|
16,500 |
0 |
0 |
MODEL PERFORMANCE ACQU CORP |
RIGHT 04/29/2026 |
G6246M121 |
3 |
16,500 |
SH |
|
SOLE |
|
16,500 |
0 |
0 |
NV5 GLOBAL INC |
COM |
62945V109 |
3,538 |
30,306 |
SH |
|
SOLE |
|
30,306 |
0 |
0 |
OXBRIDGE ACQUISITION CORP |
COM CL A |
G6855L109 |
401 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
OXBRIDGE ACQUISITION CORP |
*W EXP 08/04/202 |
G6855L117 |
5 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
PLBY GROUP INC |
COM |
72814P109 |
428 |
66,919 |
SH |
|
SOLE |
|
66,919 |
0 |
0 |
PURECYCLE TECHNOLOGIES INC |
COM |
74623V103 |
234 |
31,592 |
SH |
|
SOLE |
|
31,592 |
0 |
0 |
PURECYCLE TECHNOLOGIES INC |
*W EXP 03/17/202 |
74623V111 |
132 |
49,944 |
SH |
|
SOLE |
|
49,944 |
0 |
0 |
RESERVOIR MEDIA INC |
*W EXP 08/26/202 |
76119X113 |
38 |
30,503 |
SH |
|
SOLE |
|
30,503 |
0 |
0 |
SEQLL INC |
*W EXP 08/31/202 |
81734C114 |
10 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
SP PLUS CORP |
COM |
78469C103 |
1,498 |
48,752 |
SH |
|
SOLE |
|
48,752 |
0 |
0 |
SRAX INC |
CL A |
78472M106 |
288 |
86,841 |
SH |
|
SOLE |
|
86,841 |
0 |
0 |
VENATOR MATLS PLC |
SHS |
G9329Z100 |
2,768 |
1,330,879 |
SH |
|
SOLE |
|
1,330,879 |
0 |
0 |
VICKERS VANTAGE CORP I |
SHS |
G9440B107 |
148 |
14,459 |
SH |
|
SOLE |
|
14,459 |
0 |
0 |
VICKERS VANTAGE CORP I |
*W EXP 09/15/202 |
G9440B115 |
7 |
49,999 |
SH |
|
SOLE |
|
49,999 |
0 |
0 |
WORKSPORT LTD |
*W EXP 06/01/202 |
98139Q118 |
12 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
ALTENERGY ACQUISITION CORP |
UNIT 10/29/2026 |
02157M207 |
402 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
ASPEN GROUP INC |
COM NEW |
04530L203 |
57 |
57,799 |
SH |
|
SOLE |
|
57,799 |
0 |
0 |
AVALON ACQUISITION INC |
CLASS A COM |
05338E101 |
699 |
70,000 |
SH |
|
SOLE |
|
70,000 |
0 |
0 |
AVALON ACQUISITION INC |
*W EXP 12/31/202 |
05338E119 |
5 |
52,500 |
SH |
|
SOLE |
|
52,500 |
0 |
0 |
CRYPTO 1 ACQUISITION CORP |
UNIT 04/30/2028 |
G3168A128 |
500 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
JUNIPER II CORP |
UNIT 99/99/9999 |
48203N202 |
501 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
MOTIVE CAPITAL CORP II |
UNIT 99/99/9999 |
G6293R122 |
1,000 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
PYROPHYTE ACQUISITION CORP |
UNIT 99/99/9999 |
G7308P119 |
761 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
USIO INC |
COM |
917313108 |
307 |
126,401 |
SH |
|
SOLE |
|
126,401 |
0 |
0 |
EXCELFIN ACQUISITION CORP |
UNIT 10/25/2028 |
30069X201 |
499 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
MINORITY EQUALITY OPPORTUNIT |
CLASS A COM |
60436Q100 |
656 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
MINORITY EQUALITY OPPORTUNIT |
*W EXP 08/26/202 |
60436Q118 |
5 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
SURGEPAYS INC |
*W EXP 10/22/202 |
86882L113 |
133 |
111,200 |
SH |
|
SOLE |
|
111,200 |
0 |
0 |
YAMANA GOLD INC |
COM |
98462Y100 |
116 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
NEXTIER OILFIELD SOLUTIONS |
COM |
65290C105 |
238 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
ORION ENGINEERED CARBONS S A |
COM |
L72967109 |
388 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
QUALTEK SERVICES INC |
*W EXP 02/14/202 |
74760R113 |
3 |
19,999 |
SH |
|
SOLE |
|
19,999 |
0 |
0 |
ALIGHT INC |
COM CL A |
01626W101 |
296 |
43,808 |
SH |
|
SOLE |
|
43,808 |
0 |
0 |
BLOCKCHAIN COINVSTRS ACQ CRP |
UNIT 09/01/2026 |
G11765123 |
100 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CRESCERA CAP ACQUISITION COR |
UNIT 11/18/2026 |
G26507122 |
1,002 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
INGREDION INC |
COM |
457187102 |
176 |
2,000 |
SH |
|
SOLE |
|
2,000 |
0 |
0 |
MATRIX SVC CO |
COM |
576853105 |
51 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
SPORTSMAP TECH ACQUISITIN CO |
UNIT 09/01/2027 |
84921J207 |
504 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
VISION SENSING ACQUISITION C |
UNIT 10/21/2026 |
92838J202 |
503 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
HUNTSMAN CORP |
COM |
447011107 |
558 |
19,676 |
SH |
|
SOLE |
|
19,676 |
0 |
0 |