Close

Form 13F-HR Cowen Investment Managem For: Mar 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/24/2024

1. TSLA
2. ENPH
3. TXN
4. SPOT
5. V
6. KMB
7. FI
8. BA
9. PNR
10. MSCI


May 16, 2022 3:29 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cowen Investment Management LLC
Address: 599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK , NY10022
Form 13F File Number: 028-13626

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Andrea JS Sayago
Title: Chief Compliance Officer
Phone: 212-201-4829
Signature, Place, and Date of Signing:
/s/ Andrea JS Sayago New York , NY 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 268
Form 13F Information Table Value Total: 473,815
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
5 01 ACQUISITION CORP COM CL A 33836P105 690 70,000 SH DFND 70,000 0 0
8I ACQUISITION 2 CORP ORDINARY SHARES G2956R103 984 100,000 SH DFND 100,000 0 0
ABG ACQUISITION CORP I CL A SHS G00496102 2,207 225,000 SH DFND 225,000 0 0
ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 986 100,000 SH DFND 100,000 0 0
ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 502 50,000 SH DFND 50,000 0 0
ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 1,012 100,000 SH DFND 100,000 0 0
AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 3,455 350,000 SH DFND 350,000 0 0
AF ACQUISITION CORP UNIT 03/23/2028 001040203 985 100,000 SH DFND 100,000 0 0
AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 500 50,000 SH DFND 50,000 0 0
AGRICO ACQUISITION CORP CLASS A ORD SHS G41089106 1,011 100,000 SH DFND 100,000 0 0
ALSET CAPITAL ACQUISITION CO UNIT 01/31/2027 02115M208 504 50,000 SH DFND 50,000 0 0
ALTIMETER GROWTH CORP 2 COM CL A G0371B109 982 100,000 SH DFND 100,000 0 0
AMCI ACQUISITION CORP II UNIT 03/24/2026 00166R209 1,578 150,000 SH DFND 150,000 0 0
ANTHEMIS DIGITAL ACQUISITION UNIT 10/18/2026 G03959122 505 50,000 SH DFND 50,000 0 0
ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 492 50,000 SH DFND 50,000 0 0
AP ACQUISITION CORP UNIT 99/99/9999 G04058122 1,008 100,000 SH DFND 100,000 0 0
APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 G0412A110 495 50,000 SH DFND 50,000 0 0
ARCLIGHT CLEAN TRANSITION II CLASS A ORD SHS G0R21B104 496 50,000 SH DFND 50,000 0 0
ARCTOS NORTHSTAR ACQUIS CORP SHS CL A G0477L100 734 75,000 SH DFND 75,000 0 0
ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 495 50,000 SH DFND 50,000 0 0
ARES ACQUISITION CORPORATION COM CL A G33032106 981 100,000 SH DFND 100,000 0 0
ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 495 50,000 SH DFND 50,000 0 0
ARGUS CAPITAL CORP CLASS A COM 04026L105 499 50,000 SH DFND 50,000 0 0
ARGUS CAPITAL CORP UNIT 08/31/2028 04026L204 1,017 100,000 SH DFND 100,000 0 0
ATHLON ACQUISITION CORP UNIT 01/12/2026 04748A205 2,499 250,000 SH DFND 250,000 0 0
AURORA ACQUISITION CORP CLASS A ORD SHS G0698L103 493 50,000 SH DFND 50,000 0 0
AURORA TECHNOLOGY ACQUISITIO UNIT 01/27/2027 G06984101 505 50,000 SH DFND 50,000 0 0
AUTHENTIC EQUITY ACQUISTN CO UNIT 10/31/2027 G06607116 496 50,000 SH DFND 50,000 0 0
BANCO SANTANDER MEXICO SA SPONSORED ADS B 05969B103 1,064 203,060 SH DFND 203,060 0 0
BANNIX ACQUISITION CORP COM 066644105 1,978 200,000 SH DFND 200,000 0 0
BETTER WORLD ACQUISITION COR COM 08772B104 1,028 100,000 SH DFND 100,000 0 0
BIG SKY GROWTH PARTNERS INC UNIT 04/01/2026 08954L201 981 100,000 SH DFND 100,000 0 0
BILANDER ACQUISITION CORP UNIT 05/19/2026 09001T205 1,978 200,000 SH DFND 200,000 0 0
BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 1,493 150,000 SH DFND 150,000 0 0
BLEUACACIA LTD UNIT 10/30/2026 G11728121 4,000 400,000 SH DFND 400,000 0 0
BLOCKCHAIN MOON ACQUISITN CO UNIT 10/14/2026 09370F208 412 40,000 SH DFND 40,000 0 0
BLUE OCEAN ACQUISITION CORP UNIT 12/02/2026 G1330L113 991 100,000 SH DFND 100,000 0 0
BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 989 100,000 SH DFND 100,000 0 0
BLUESCAPE OPPORTUNITIES ACQU SHS G1195N105 986 100,000 SH DFND 100,000 0 0
BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 997 100,000 SH DFND 100,000 0 0
BREEZE HOLDINGS ACQUISITN CO COM 106762107 412 40,000 SH DFND 40,000 0 0
BULL HORN HLDGS CORP SHS G1686P106 505 50,000 SH DFND 50,000 0 0
BYTE ACQUISITION CORP CLASS A ORD SHS G1R25Q105 1,221 125,000 SH DFND 125,000 0 0
CANNA GLOBAL ACQUISITION COR CLASS A COM 13767K101 998 100,000 SH DFND 100,000 0 0
CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 846 85,000 SH DFND 85,000 0 0
CARTICA ACQUISITION CORP UNIT 04/30/2028 G1995D125 1,010 100,000 SH DFND 100,000 0 0
CC NEUBERGER PRINCIPAL HOLDN UNIT 99/99/9999 G1992N118 2,712 272,041 SH DFND 272,041 0 0
CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 396 40,000 SH DFND 40,000 0 0
CHURCHILL CAPITAL CORP V COM CL A 17144T107 1,966 200,000 SH DFND 200,000 0 0
CHURCHILL CAPITAL CORP VI COM CL A 17143W101 1,964 200,000 SH DFND 200,000 0 0
CHURCHILL CAPITAL CORP VI UNIT 99/99/9999 17143W200 3,473 350,000 SH DFND 350,000 0 0
CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1,958 200,000 SH DFND 200,000 0 0
CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 17144M201 990 100,000 SH DFND 100,000 0 0
CIIG CAPITAL PARTNERS II INC COM CL A 12561U109 992 100,000 SH DFND 100,000 0 0
CLIMATE REAL IMPACT SLUTINS COM CL A 187171103 490 50,000 SH DFND 50,000 0 0
COLISEUM ACQUISITION CORP UNIT 04/02/2028 G2263T115 2,454 250,000 SH DFND 250,000 0 0
COLOMBIER ACQUISITION CORP UNIT 99/99/9999 19533H207 2,440 250,000 SH DFND 250,000 0 0
COMPASS DIGITAL ACQUISITN CO UNIT 09/29/2026 G2476C115 974 100,000 SH DFND 100,000 0 0
CONCORD ACQUISITION CORP III COM CL A 20607V106 994 100,000 SH DFND 100,000 0 0
CONCORD ACQUISITION CORP III UNIT 99/99/9999 20607V205 505 50,000 SH DFND 50,000 0 0
CORSAIR PARTNERING CORP UNIT 99/99/9999 G2540H124 990 100,000 SH DFND 100,000 0 0
CRIXUS BH3 ACQUISITION CO UNIT 10/04/2026 22677T201 1,251 125,000 SH DFND 125,000 0 0
CRUCIBLE ACQUISITION CORP COM CL A 22877P108 491 50,000 SH DFND 50,000 0 0
CRYPTO 1 ACQUISITION CORP CLASS A ORD G3168A102 989 100,000 SH DFND 100,000 0 0
DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM 23312M106 972 100,000 SH DFND 100,000 0 0
DATA KNIGHTS ACQUISITION COR CLASS A COM 237699103 1,018 100,000 SH DFND 100,000 0 0
DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 1,511 150,000 SH DFND 150,000 0 0
DHC ACQUISITION CORP CLASS A ORD SHS G2758T109 490 50,000 SH DFND 50,000 0 0
DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 396 40,000 SH DFND 40,000 0 0
DIGITAL HEALTH ACQUISITION C COMMON STOCK 253893101 350 35,000 SH DFND 35,000 0 0
DMY TECHNOLOGY GROUP INC VI CL A COM 233247105 740 75,000 SH DFND 75,000 0 0
DP CAP ACQUISITION CORP I CLASS A ORD G2R05B100 1,493 150,000 SH DFND 150,000 0 0
DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 1,960 200,000 SH DFND 200,000 0 0
DUNE ACQUISITION CORP COM CL A 265334102 497 50,000 SH DFND 50,000 0 0
DYNAMICS SPECIAL PURPOSE COR CLASS A COM 268010105 3,455 350,000 SH DFND 350,000 0 0
EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 1,006 100,000 SH DFND 100,000 0 0
ENERGEM CORP CLASS A ORD SHS G30449105 1,000 100,000 SH DFND 100,000 0 0
ENTERPRISE 4.0 TEC ACQSTN CO UNIT 10/14/2026 G3137C122 1,010 100,000 SH DFND 100,000 0 0
EPIPHANY TECHNOLOGY ACQUISIT UNIT 99/99/9999 29429X208 745 75,000 SH DFND 75,000 0 0
EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 2,976 300,000 SH DFND 300,000 0 0
EQUITY DISTR ACQUISITION COR COM CL A 29465E106 989 100,000 SH DFND 100,000 0 0
EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 1,227 124,726 SH DFND 124,726 0 0
EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 986 100,000 SH DFND 100,000 0 0
EVO ACQUISITION CORP COM CL A 30052G108 2,458 250,000 SH DFND 250,000 0 0
EXECUTIVE NETWORK PARTNERING CL A 30158L100 2,463 250,000 SH DFND 250,000 0 0
FAT PROJECTS ACQUISITION COR CLASS A ORD SHS G3400W102 1,481 150,000 SH DFND 150,000 0 0
FIGURE ACQUISITION CORP I COM CL A 302438106 978 100,000 SH DFND 100,000 0 0
FINANCIAL STRATEGIES ACQUISI CLASS A COM 31772T107 1,982 200,000 SH DFND 200,000 0 0
FINTECH ECOSYSTEM DEVE UNIT 04/01/2026 318136207 1,019 100,000 SH DFND 100,000 0 0
FLAME ACQUISITION CORP COM CL A 33850F108 731 75,000 SH DFND 75,000 0 0
FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 1,481 150,000 SH DFND 150,000 0 0
FOCUS IMPACT ACQUISITION COR UNIT 10/28/2026 34417L208 501 50,000 SH DFND 50,000 0 0
FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 1,487 150,000 SH DFND 150,000 0 0
FORTRESS CAPITAL ACQUISITION UNIT 99/99/9999 G36427113 994 100,000 SH DFND 100,000 0 0
FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 981 100,000 SH DFND 100,000 0 0
FOXWAYNE ENTERPRIS AQSTN COR UNIT 01/12/2026 35166L208 409 40,000 SH DFND 40,000 0 0
FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 400 40,000 SH DFND 40,000 0 0
FRONTIER ACQUISITION CORP UNIT 03/01/2026 G36826116 987 100,000 SH DFND 100,000 0 0
FTAC HERA ACQUISITION CORP UNIT 02/28/2026 G3728Y129 247 25,000 SH DFND 25,000 0 0
FTAC PARNASSUS ACQUISITN COR CLASS A COM 30319B108 976 100,000 SH DFND 100,000 0 0
FTAC ZEUS ACQUISITION COR UNIT 04/15/2026 30320F205 1,000 100,000 SH DFND 100,000 0 0
FUSION ACQUISITION CORP II COM CL A 36118N102 979 100,000 SH DFND 100,000 0 0
FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 1,475 150,000 SH DFND 150,000 0 0
G SQUARED ASCEND I INC UNIT 99/99/9999 G4204R125 841 85,000 SH DFND 85,000 0 0
GLADSTONE ACQUISITION CORP UNIT 04/01/2024 37653T207 514 50,000 SH DFND 50,000 0 0
GLOBAL CONSUMER ACQUISITN CO UNIT 05/21/2026 37892B207 403 40,000 SH DFND 40,000 0 0
GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 983 100,000 SH DFND 100,000 0 0
GLOBAL SYNERGY ACQUISIT CORP UNIT 01/01/2024 G3934J114 2,008 200,000 SH DFND 200,000 0 0
GO ACQUISITION CORP COM 362019101 990 100,000 SH DFND 100,000 0 0
GO ACQUISITION CORP UNIT 08/31/2027 362019200 398 40,000 SH DFND 40,000 0 0
GOLDEN FALCON ACQUISITION CO CL A 38102H109 981 100,000 SH DFND 100,000 0 0
GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 494 50,000 SH DFND 50,000 0 0
GREEN VISOR FIN TEC ACQ CORP CLASS A ORD G4166K100 999 100,000 SH DFND 100,000 0 0
H I G ACQUISITION CORP COM CL A G44898107 1,478 150,000 SH DFND 150,000 0 0
H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 298 30,000 SH DFND 30,000 0 0
HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 991 100,000 SH DFND 100,000 0 0
HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 746 75,000 SH DFND 75,000 0 0
HEARTLAND MEDIA ACQUISITION UNIT 99/99/9999 42237V207 498 50,000 SH DFND 50,000 0 0
HENNESSY CAPITAL INVS CORP V COM CL A 42589T107 491 50,000 SH DFND 50,000 0 0
HORIZON ACQUISITION CORPORAT SHS CL A G46044106 1,090 110,000 SH DFND 110,000 0 0
HPX CORP SHS CL A G32219100 992 100,000 SH DFND 100,000 0 0
HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 739 75,000 SH DFND 75,000 0 0
HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 984 100,000 SH DFND 100,000 0 0
ICONIC SPORTS ACQUISITION CO UNIT 99/99/9999 G4712C123 2,014 200,000 SH DFND 200,000 0 0
INDEPENDENCE HOLDINGS CORP CLASS A ORD SHS G4761A101 1,469 150,000 SH DFND 150,000 0 0
INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 988 100,000 SH DFND 100,000 0 0
INDUSTRIAL HUMAN CAPITAL INC UNIT 99/99/9999 45617P203 1,792 175,000 SH DFND 175,000 0 0
INFINT ACQUISITION CORP CL A ORD SHS G47862100 500 50,000 SH DFND 50,000 0 0
INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 985 100,000 SH DFND 100,000 0 0
INTERPRIVATE III FINANCIAL P COM CL A 46064R106 494 50,000 SH DFND 50,000 0 0
INTERPRIVATE IV INFRATECH PR UNIT 03/05/2026 46064T201 983 100,000 SH DFND 100,000 0 0
INVESTCORP EUROPE ACQUISITIO UNIT 12/15/2026 G4923T121 758 75,000 SH DFND 75,000 0 0
ISHARES SILVER TR ISHARES 46428Q109 27 45,000 SH Put DFND 45,000 0 0
ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 990 100,000 SH DFND 100,000 0 0
ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 1,002 100,000 SH DFND 100,000 0 0
JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 1,484 150,000 SH DFND 150,000 0 0
JATT ACQUISITION CORP UNIT 99/99/9999 G50752115 1,008 100,000 SH DFND 100,000 0 0
JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 1,954 200,000 SH DFND 200,000 0 0
JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 2,109 215,000 SH DFND 215,000 0 0
JIYA ACQUISITION CORP COM CL A 47760M102 590 60,000 SH DFND 60,000 0 0
JOFF FINTECH ACQUISITION COR COM CL A 46592C100 244 25,000 SH DFND 25,000 0 0
KAIROS ACQUISITION CORP UNIT 99/99/9999 G52110122 745 75,000 SH DFND 75,000 0 0
KHOSLA VENTURES ACQUISITION CL A 482504107 1,467 150,000 SH DFND 150,000 0 0
KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 1,966 200,000 SH DFND 200,000 0 0
KKR ACQUISITION HOLDING I CO UNIT 99/99/9999 48253T208 498 50,000 SH DFND 50,000 0 0
KL ACQUISITION CORP UNIT 99/99/9999 49837C208 736 75,000 SH DFND 75,000 0 0
KLUDEIN I ACQUISITION CORP CL A 49878L109 1,491 150,000 SH DFND 150,000 0 0
KNIGHTSWAN ACQUISITION CORP UNIT 99/99/9999 499103208 501 50,000 SH DFND 50,000 0 0
L&F ACQUISITION CORP SHS CL A G53702109 3,542 350,000 SH DFND 350,000 0 0
LAVA MEDTECH ACQUISITION COR UNIT 10/21/2026 519345201 1,010 100,000 SH DFND 100,000 0 0
LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 980 100,000 SH DFND 100,000 0 0
LAZARD GROWTH ACQUISITION CO UNIT 99/99/9999 G54035129 993 100,000 SH DFND 100,000 0 0
LDH GROWTH CORP I CLASS A ORD SHS G54094100 979 100,000 SH DFND 100,000 0 0
LEO HLDGS CORP II COM CL A G5463R102 735 75,000 SH DFND 75,000 0 0
LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 1,478 150,000 SH DFND 150,000 0 0
LIBERTY BROADBAND CORP COM SER A 530307107 5,985 45,669 SH DFND 45,669 0 0
LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 595 60,038 SH DFND 60,038 0 0
LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 1,180 25,807 SH DFND 25,807 0 0
LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 1,372 30,000 SH DFND 30,000 0 0
LIBERTY RES ACQUISITION CORP CLASS A COM 53118A105 999 100,000 SH DFND 100,000 0 0
LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 1,002 100,000 SH DFND 100,000 0 0
LIV CAPITAL ACQUISITN CORP I UNIT 02/07/2027 G5510R121 1,000 100,000 SH DFND 100,000 0 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 10,703 4,441,183 SH DFND 4,441,183 0 0
LMF ACQUISITION OPPORTUNIT I UNIT 99/99/9999 502015209 931 90,000 SH DFND 90,000 0 0
LONGVIEW ACQUISITION CORP II COM CL A 54319Q105 1,708 175,000 SH DFND 175,000 0 0
M3 BRIGADE ACQUISITION II CO COM CL A 553800103 6,351 650,000 SH DFND 650,000 0 0
MALACCA STRAITS ACQUISITION COM CL A G5859B117 253 25,000 SH DFND 25,000 0 0
MALLARD ACQUISITION CORP UNIT 06/30/2027 561204207 769 75,000 SH DFND 75,000 0 0
MANA CAP ACQUISITION CORP COMMON STOCK 56168P104 495 50,000 SH DFND 50,000 0 0
MAQUIA CAPITAL ACQUISITION C CLASS A COM 56564V101 1,013 100,000 SH DFND 100,000 0 0
MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 3,175 325,000 SH DFND 325,000 0 0
MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 987 100,000 SH DFND 100,000 0 0
MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 978 100,000 SH DFND 100,000 0 0
MINORITY EQUALITY OPPORTUNIT CLASS A COM 60436Q100 1,004 100,000 SH DFND 100,000 0 0
MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 493 50,000 SH DFND 50,000 0 0
MOUNTAIN CREST ACQSTN CORP I COM 62402U107 1,730 175,000 SH DFND 175,000 0 0
MOUNTAIN CREST ACQUSITN CRP COM 62403K108 1,339 135,000 SH DFND 135,000 0 0
NATURAL ORDER ACQUISITION CO COM 63889L107 4,915 500,000 SH DFND 500,000 0 0
NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 739 75,000 SH DFND 75,000 0 0
NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 2,465 250,000 SH DFND 250,000 0 0
NORTH ATLANTIC ACQUISITN COR UNIT 10/20/2025 G66139117 1,837 185,000 SH DFND 185,000 0 0
NORTHERN LIGHTS ACQUISITN CO UNIT 11/01/2027 66538L204 965 95,000 SH DFND 95,000 0 0
NORTHVIEW ACQUISITION CORP COM 66718N103 982 100,000 SH DFND 100,000 0 0
NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 14 100,000 SH DFND 100,000 0 0
NUBIA BRAND INTERNATIONAL CO UNIT 11/16/2026 67022R202 749 75,000 SH DFND 75,000 0 0
OMEGA ALPHA SPAC CL A G6749V107 246 25,000 SH DFND 25,000 0 0
ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 990 100,000 SH DFND 100,000 0 0
OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 514 50,000 SH DFND 50,000 0 0
OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 990 100,000 SH DFND 100,000 0 0
PANACEA ACQUISITION CORP II CL A SHS G6882C106 488 50,000 SH DFND 50,000 0 0
PEPPERLIME HEALTH ACQUSTN CO UNIT 99/99/9999 G70021129 1,005 100,000 SH DFND 100,000 0 0
PERCEPTION CAPITAL CORP II UNIT 10/25/2026 G7007D128 501 50,000 SH DFND 50,000 0 0
PIONEER MERGER CORP CL A SHS G7S24C103 981 100,000 SH DFND 100,000 0 0
PMV CONSUMER ACQUISITION COR COM 693486102 494 50,000 SH DFND 50,000 0 0
PONTEM CORPORATION UNIT 99/99/9999 G71707114 988 100,000 SH DFND 100,000 0 0
POWERED BRANDS UNIT 99/99/9999 G7209M124 992 100,000 SH DFND 100,000 0 0
PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 447 45,000 SH DFND 45,000 0 0
PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 739 75,000 SH DFND 75,000 0 0
PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 991 100,000 SH DFND 100,000 0 0
PROOF ACQUISITION CORP I UNIT 99/99/9999 74349W203 1,002 100,000 SH DFND 100,000 0 0
PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 245 25,000 SH DFND 25,000 0 0
PROTERRA INC COM 74374T109 86,396 13,484,094 SH DFND 13,484,094 0 0
PYROPHYTE ACQUISITION CORP UNIT 99/99/9999 G7308P119 1,015 100,000 SH DFND 100,000 0 0
RECHARGE ACQUISITION CORP COM CL A 756229100 1,246 125,000 SH DFND 125,000 0 0
REDWOODS ACQUISITION CORP UNIT 03/15/2027 758083208 1,003 100,000 SH DFND 100,000 0 0
RIBBIT LEAP LTD SHS CL A G7552B105 987 100,000 SH DFND 100,000 0 0
RIVERVIEW ACQUISITION CORP UNIT 07/29/2026 769395203 2,000 200,000 SH DFND 200,000 0 0
RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 247 25,000 SH DFND 25,000 0 0
ROSS ACQUISITION CORP II SHS CL A G7641C106 1,964 200,000 SH DFND 200,000 0 0
ROTH CH ACQUISITION IV CO COM 77867P104 1,685 170,000 SH DFND 170,000 0 0
RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 246 25,000 SH DFND 25,000 0 0
RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 1,799 20,648 SH DFND 20,648 0 0
SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 984 100,000 SH DFND 100,000 0 0
SCION TECH GROWTH I UNIT 12/17/2025 G31067120 497 50,000 SH DFND 50,000 0 0
SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 1,730 175,000 SH DFND 175,000 0 0
SCREAMING EAGLE ACQUISITN CO UNIT 01/05/2027 G79407113 1,000 100,000 SH DFND 100,000 0 0
SEAPORT CALIBRE MATLS ACQUIS UNIT 10/28/2026 812204204 499 50,000 SH DFND 50,000 0 0
SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 1,473 150,000 SH DFND 150,000 0 0
SHELTER ACQUISITION CORP I UNIT 02/25/2026 822821203 994 100,000 SH DFND 100,000 0 0
SILVER SPIKE ACQUISITN CORP CLASS A ORD SHS G8201H105 979 100,000 SH DFND 100,000 0 0
SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 1,956 200,000 SH DFND 200,000 0 0
SIRIUS XM HOLDINGS INC COM 82968B103 445 200,000 SH Put DFND 200,000 0 0
SIRIUSPOINT LTD COM G8192H106 506 67,613 SH DFND 67,613 0 0
SLAM CORP UNIT 99/99/9999 G8210L113 2,958 300,000 SH DFND 300,000 0 0
SOCIAL CAP SUVRETTA HLDS CP CLASS A ORD SHS G8253Y105 487 50,000 SH DFND 50,000 0 0
SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 975 100,000 SH DFND 100,000 0 0
SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253T106 989 100,000 SH DFND 100,000 0 0
SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 1,958 200,000 SH DFND 200,000 0 0
SOFTWARE ACQUISITN GRP INC I COM CL A 83407J103 1,496 150,000 SH DFND 150,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 117 10,000 SH Put DFND 10,000 0 0
SPORTSMAP TECH ACQUISITIN CO UNIT 09/01/2027 84921J207 1,008 100,000 SH DFND 100,000 0 0
SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 983 100,000 SH DFND 100,000 0 0
SPRINGWATER SPL SITUATIONS C UNIT 12/01/2027 85205U206 999 100,000 SH DFND 100,000 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 3,085 159,190 SH DFND 159,190 0 0
STEEL CONNECT INC COM 858098106 280 216,787 SH DFND 216,787 0 0
STONEBRIDGE ACQUISITION CORP UNIT 04/11/2026 G85094111 1,007 100,000 SH DFND 100,000 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 62,171 9,915,600 SH DFND 9,915,600 0 0
SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 489 50,000 SH DFND 50,000 0 0
SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 494 50,000 SH DFND 50,000 0 0
SVF INVESTMENT CORP CL A SHS G8601L102 2,940 300,000 SH DFND 300,000 0 0
SVF INVESTMENT CORP 2 CL A SHS G8601M100 492 50,000 SH DFND 50,000 0 0
TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 974 100,000 SH DFND 100,000 0 0
THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 1,980 200,000 SH DFND 200,000 0 0
TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 735 75,000 SH DFND 75,000 0 0
TISHMAN SPEYER INNOVATION CO UNIT 02/11/2026 88825H209 494 50,000 SH DFND 50,000 0 0
TORTOISEECOFIN ACQUISITION C UNIT 99/99/9999 G8956E208 1,478 150,000 SH DFND 150,000 0 0
TPB ACQUISITION CORP I COM CL A G8990L101 972 100,000 SH DFND 100,000 0 0
TREPONT ACQUISITION CORP I SHS CL A G9095M101 2,514 250,000 SH DFND 250,000 0 0
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 491 50,000 SH DFND 50,000 0 0
TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 3,428 350,000 SH DFND 350,000 0 0
TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 989 100,000 SH DFND 100,000 0 0
VALOR LATITUDE ACQUISITN COR UNIT 04/02/2026 G9460N114 981 100,000 SH DFND 100,000 0 0
VALUENCE MERGER CORP I UNIT 02/18/2027 G9R16L126 2,508 250,000 SH DFND 250,000 0 0
VECTOIQ ACQUISITION CORP II COM CL A 92244F109 983 100,000 SH DFND 100,000 0 0
VECTOIQ ACQUISITION CORP II UNIT 99/99/9999 92244F208 1,988 200,000 SH DFND 200,000 0 0
VELOCITY ACQUISITION CORP COM CL A 92259E104 1,950 200,000 SH DFND 200,000 0 0
VENTOUX CCM ACQUISITION CORP COM 92280L101 2,779 275,000 SH DFND 275,000 0 0
VICKERS VANTAGE CORP I UNIT 09/15/2027 G9440B123 1,955 190,000 SH DFND 190,000 0 0
VIRGIN GROUP ACQUISIT CORP I UNIT 99/99/9999 G9460K110 992 100,000 SH DFND 100,000 0 0
VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 2,525 250,000 SH DFND 250,000 0 0
WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 983 100,000 SH DFND 100,000 0 0
WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 1,473 150,000 SH DFND 150,000 0 0
WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9461D123 495 50,000 SH DFND 50,000 0 0
WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 499 50,000 SH DFND 50,000 0 0
WILLIAMS ROWLAND ACQUISITION UNIT 99/99/9999 96951B201 1,008 100,000 SH DFND 100,000 0 0
WORLD QUANTUM GROWTH ACQUISI SHS CL A G5596W101 990 100,000 SH DFND 100,000 0 0
WORLDWIDE WEBB ACQUISITION C UNIT 10/20/2026 G97775129 992 100,000 SH DFND 100,000 0 0
ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 1,935 200,000 SH DFND 200,000 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

Cowen & Co