Form 13F-HR Concorde Financial Corp For: Mar 31
FREE Breaking News Alerts from StreetInsider.com!
StreetInsider.com Top Tickers, 4/24/2024
May 16, 2022 3:33 PM EDT
The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Concorde Financial Corp |
Address: |
8383 PRESTON CENTER PLAZA DRIVE |
|
SUITE 360 |
|
|
|
DALLAS
,
TX75225
|
Form 13F File Number: |
028-22270 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Gregory Wood |
Title: |
Chief Compliance Officer |
Phone: |
972-701-5400 |
Signature, Place, and Date of Signing: |
Gregory Wood, Chief Compliance Officer |
DALLAS
,
TX
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
60 |
|
Form 13F Information Table Value Total: |
162,563 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABBVIE INC |
COM |
00287Y109 |
6,778 |
45,555 |
SH |
|
SOLE |
|
45,555 |
0 |
0 |
ALPS ETF TR |
ALERIAN MLP |
00162Q452 |
27 |
700 |
SH |
|
SOLE |
|
700 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
4,601 |
1,778 |
SH |
|
SOLE |
|
1,778 |
0 |
0 |
BLACK STONE MINERALS L P |
COM UNIT |
09225M101 |
3,288 |
213,387 |
SH |
|
SOLE |
|
213,387 |
0 |
0 |
BLACKSTONE MTG TR INC |
COM CL A |
09257W100 |
9 |
300 |
SH |
|
SOLE |
|
300 |
0 |
0 |
BUNGE LIMITED |
COM |
G16962105 |
5,560 |
49,295 |
SH |
|
SOLE |
|
49,295 |
0 |
0 |
CANADIAN PAC RY LTD |
COM |
13645T100 |
2,204 |
29,501 |
SH |
|
SOLE |
|
29,501 |
0 |
0 |
CHENIERE ENERGY INC |
COM NEW |
16411R208 |
76 |
558 |
SH |
|
SOLE |
|
558 |
0 |
0 |
CHENIERE ENERGY PARTNERS LP |
COM UNIT |
16411Q101 |
11 |
200 |
SH |
|
SOLE |
|
200 |
0 |
0 |
CHEVRON CORP NEW |
COM |
166764100 |
192 |
1,225 |
SH |
|
SOLE |
|
1,225 |
0 |
0 |
CLARIVATE PLC |
5.25% PFD CONV A |
G21810208 |
23 |
350 |
SH |
|
SOLE |
|
350 |
0 |
0 |
COMCAST CORP NEW |
CL A |
20030N101 |
3,058 |
74,725 |
SH |
|
SOLE |
|
74,725 |
0 |
0 |
CORTEVA INC |
COM |
22052L104 |
17 |
292 |
SH |
|
SOLE |
|
292 |
0 |
0 |
DESKTOP METAL INC |
COM CL A |
25058X105 |
0 |
125 |
SH |
|
SOLE |
|
125 |
0 |
0 |
DISCOVERY INC |
COM SER C |
25470F302 |
606 |
24,250 |
SH |
|
SOLE |
|
24,250 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
631 |
4,600 |
SH |
|
SOLE |
|
4,600 |
0 |
0 |
DORCHESTER MINERALS LP |
COM UNIT |
25820R105 |
1,953 |
74,951 |
SH |
|
SOLE |
|
74,951 |
0 |
0 |
DOW INC |
COM |
260557103 |
19 |
292 |
SH |
|
SOLE |
|
292 |
0 |
0 |
DUPONT DE NEMOURS INC |
COM |
26614N102 |
4,623 |
68,957 |
SH |
|
SOLE |
|
68,957 |
0 |
0 |
ENCOMPASS HEALTH CORP |
COM |
29261A100 |
4,501 |
65,044 |
SH |
|
SOLE |
|
65,044 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
5,739 |
67,597 |
SH |
|
SOLE |
|
67,597 |
0 |
0 |
FIRST INDL RLTY TR INC |
COM |
32054K103 |
2,870 |
48,978 |
SH |
|
SOLE |
|
48,978 |
0 |
0 |
FORTUNE BRANDS HOME & SEC IN |
COM |
34964C106 |
3,832 |
53,481 |
SH |
|
SOLE |
|
53,481 |
0 |
0 |
FRANCO NEV CORP |
COM |
351858105 |
893 |
5,600 |
SH |
|
SOLE |
|
5,600 |
0 |
0 |
GENERAL DYNAMICS CORP |
COM |
369550108 |
9 |
40 |
SH |
|
SOLE |
|
40 |
0 |
0 |
HANCOCK JOHN FINL OPPTYS FD |
SH BEN INT NEW |
409735206 |
3 |
75 |
SH |
|
SOLE |
|
75 |
0 |
0 |
HANESBRANDS INC |
COM |
410345102 |
3,459 |
256,347 |
SH |
|
SOLE |
|
256,347 |
0 |
0 |
HERSHEY CO |
COM |
427866108 |
5,112 |
22,765 |
SH |
|
SOLE |
|
22,765 |
0 |
0 |
HOWARD HUGHES CORP |
COM |
44267D107 |
797 |
7,700 |
SH |
|
SOLE |
|
7,700 |
0 |
0 |
HUBBELL INC |
COM |
443510607 |
4,592 |
23,647 |
SH |
|
SOLE |
|
23,647 |
0 |
0 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
22 |
168 |
SH |
|
SOLE |
|
168 |
0 |
0 |
INVITATION HOMES INC |
COM |
46187W107 |
7 |
175 |
SH |
|
SOLE |
|
175 |
0 |
0 |
J P MORGAN EXCHANGE-TRADED F |
ULTRA SHRT INC |
46641Q837 |
6,969 |
138,743 |
SH |
|
SOLE |
|
138,743 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
6,061 |
33,683 |
SH |
|
SOLE |
|
33,683 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
3,837 |
31,424 |
SH |
|
SOLE |
|
31,424 |
0 |
0 |
KIMBELL RTY PARTNERS LP |
UNIT |
49435R102 |
1,744 |
104,691 |
SH |
|
SOLE |
|
104,691 |
0 |
0 |
KINDER MORGAN INC DEL |
COM |
49456B101 |
4,013 |
219,601 |
SH |
|
SOLE |
|
219,601 |
0 |
0 |
LOUISIANA PAC CORP |
COM |
546347105 |
2,706 |
42,164 |
SH |
|
SOLE |
|
42,164 |
0 |
0 |
LOWES COS INC |
COM |
548661107 |
4,303 |
21,671 |
SH |
|
SOLE |
|
21,671 |
0 |
0 |
LUMEN TECHNOLOGIES INC |
COM |
550241103 |
3,097 |
302,425 |
SH |
|
SOLE |
|
302,425 |
0 |
0 |
MAGELLAN MIDSTREAM PRTNRS LP |
COM UNIT RP LP |
559080106 |
10 |
200 |
SH |
|
SOLE |
|
200 |
0 |
0 |
MARTIN MARIETTA MATLS INC |
COM |
573284106 |
2,660 |
7,415 |
SH |
|
SOLE |
|
7,415 |
0 |
0 |
MEDICAL PPTYS TRUST INC |
COM |
58463J304 |
2,949 |
156,714 |
SH |
|
SOLE |
|
156,714 |
0 |
0 |
MGM RESORTS INTERNATIONAL |
COM |
552953101 |
12 |
300 |
SH |
|
SOLE |
|
300 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
7,746 |
27,458 |
SH |
|
SOLE |
|
27,458 |
0 |
0 |
MODERNA INC |
COM |
60770K107 |
2,397 |
17,126 |
SH |
|
SOLE |
|
17,126 |
0 |
0 |
NORTHROP GRUMMAN CORP |
COM |
666807102 |
3,031 |
6,881 |
SH |
|
SOLE |
|
6,881 |
0 |
0 |
PIMCO ETF TR |
ENHAN SHRT MA AC |
72201R833 |
4,090 |
40,964 |
SH |
|
SOLE |
|
40,964 |
0 |
0 |
PIONEER NAT RES CO |
COM |
723787107 |
7,169 |
30,481 |
SH |
|
SOLE |
|
30,481 |
0 |
0 |
PIPER SANDLER COMPANIES |
COM |
724078100 |
1 |
10 |
SH |
|
SOLE |
|
10 |
0 |
0 |
RICE ACQUISITION CORP II |
SHS CL A |
G75529100 |
98 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
RICE ACQUISITION CORP II |
UNIT 99/99/9999 |
G75529118 |
10 |
1,000 |
SH |
|
SOLE |
|
1,000 |
0 |
0 |
SCHLUMBERGER LTD |
COM STK |
806857108 |
4,669 |
118,692 |
SH |
|
SOLE |
|
118,692 |
0 |
0 |
SPDR SER TR |
S&P OILGAS EXP |
78468R556 |
456 |
3,462 |
SH |
|
SOLE |
|
3,462 |
0 |
0 |
SPDR SER TR |
OILGAS EQUIP |
78468R549 |
180 |
2,571 |
SH |
|
SOLE |
|
2,571 |
0 |
0 |
SPROTT PHYSICAL GOLD TR |
UNIT |
85207H104 |
13,342 |
889,254 |
SH |
|
SOLE |
|
889,254 |
0 |
0 |
TEXAS INSTRS INC |
COM |
882508104 |
92 |
540 |
SH |
|
SOLE |
|
540 |
0 |
0 |
TEXAS PACIFIC LAND CORPORATI |
COM |
88262P102 |
11,696 |
8,579 |
SH |
|
SOLE |
|
8,579 |
0 |
0 |
TJX COS INC NEW |
COM |
872540109 |
3,664 |
59,898 |
SH |
|
SOLE |
|
59,898 |
0 |
0 |
US BANCORP DEL |
COM NEW |
902973304 |
49 |
1,012 |
SH |
|
SOLE |
|
1,012 |
0 |
0 |