Form 13F-HR China Universal Asset For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
China Universal Asset Management Co., Ltd. |
Address: |
CUAM BUILDING,728 WAIMA ROAD |
|
|
|
SHANGHAI
,
F4200001
|
Form 13F File Number: |
028-21774 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Li Peng |
Title: |
Chief Compliance Officer |
Phone: |
86-021-20373399 |
Signature, Place, and Date of Signing: |
Li Peng |
Shanghai
,
F4
|
08-12-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
94 |
|
Form 13F Information Table Value Total: |
237,812 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
APPLE INC |
Common Stock |
037833100 |
4,047 |
29,600 |
SH |
|
SOLE |
|
29,600 |
0 |
0 |
AIRBNB INC-CLASS A |
Common Stock |
009066101 |
2,424 |
27,208 |
SH |
|
SOLE |
|
27,208 |
0 |
0 |
ACM RESEARCH INC-CLASS A |
Common Stock |
00108J109 |
2,229 |
132,450 |
SH |
|
SOLE |
|
132,450 |
0 |
0 |
ADOBE SYSTEMS INC |
Common Stock |
00724F101 |
4,903 |
13,394 |
SH |
|
SOLE |
|
13,394 |
0 |
0 |
ANALOG DEVICES INC |
Common Stock |
032654105 |
3,360 |
23,000 |
SH |
|
SOLE |
|
23,000 |
0 |
0 |
AUTODESK INC |
Common Stock |
052769106 |
1,883 |
10,950 |
SH |
|
SOLE |
|
10,950 |
0 |
0 |
ALBEMARLE CORP |
Common Stock |
012653101 |
2,449 |
11,700 |
SH |
|
SOLE |
|
11,700 |
0 |
0 |
ADVANCED MICRO DEVICES |
Common Stock |
007903107 |
2,661 |
34,800 |
SH |
|
SOLE |
|
34,800 |
0 |
0 |
AMAZON.COM INC |
Common Stock |
023135106 |
10,962 |
103,211 |
SH |
|
SOLE |
|
103,211 |
0 |
0 |
ASML HOLDING NV-NY REG SHS |
NY Reg Shrs |
N07059210 |
2,141 |
4,500 |
SH |
|
SOLE |
|
4,500 |
0 |
0 |
BROADCOM LTD |
Common Stock |
11135F101 |
2,356 |
4,850 |
SH |
|
SOLE |
|
4,850 |
0 |
0 |
SALESFORCE INC |
Common Stock |
79466L302 |
6,470 |
39,200 |
SH |
|
SOLE |
|
39,200 |
0 |
0 |
CROWDSTRIKE HOLDINGS INC - A |
Common Stock |
22788C105 |
2,815 |
16,700 |
SH |
|
SOLE |
|
16,700 |
0 |
0 |
DOORDASH INC - A |
Common Stock |
25809K105 |
2,015 |
31,400 |
SH |
|
SOLE |
|
31,400 |
0 |
0 |
DOCUSIGN INC |
Common Stock |
256163106 |
574 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
NEW ORIENTAL EDUCATION-SP ADR |
ADR |
647581206 |
4,581 |
225,000 |
SH |
|
SOLE |
|
225,000 |
0 |
0 |
FORTINET INC |
Common Stock |
34959E109 |
3,678 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
ALPHABET INC-CL A |
Common Stock |
02079K305 |
8,368 |
3,840 |
SH |
|
SOLE |
|
3,840 |
0 |
0 |
JD.COM INC-ADR |
ADR |
47215P106 |
6,337 |
98,676 |
SH |
|
SOLE |
|
98,676 |
0 |
0 |
KEYSIGHT TECHNOLOGIES IN |
Common Stock |
49338L103 |
2,688 |
19,500 |
SH |
|
SOLE |
|
19,500 |
0 |
0 |
MASTERCARD INC - A |
Common Stock |
57636Q104 |
1,893 |
6,000 |
SH |
|
SOLE |
|
6,000 |
0 |
0 |
Meta Platforms Inc. |
Common Stock |
30303M102 |
1,935 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
MARVELL TECHNOLOGY GROUP LTD |
Common Stock |
573874104 |
3,896 |
89,500 |
SH |
|
SOLE |
|
89,500 |
0 |
0 |
MICROSOFT CORP |
Common Stock |
594918104 |
14,524 |
56,550 |
SH |
|
SOLE |
|
56,550 |
0 |
0 |
SERVICENOW INC |
Common Stock |
81762P102 |
7,539 |
15,854 |
SH |
|
SOLE |
|
15,854 |
0 |
0 |
NETEASE INC-ADR |
ADR |
64110W102 |
3,291 |
35,250 |
SH |
|
SOLE |
|
35,250 |
0 |
0 |
NVIDIA CORP |
Common Stock |
67066G104 |
4,837 |
31,898 |
SH |
|
SOLE |
|
31,898 |
0 |
0 |
ON SEMICONDUCTOR |
Common Stock |
682189105 |
2,717 |
54,000 |
SH |
|
SOLE |
|
54,000 |
0 |
0 |
PALO ALTO NETWORKS INC |
Common Stock |
697435105 |
1,531 |
3,100 |
SH |
|
SOLE |
|
3,100 |
0 |
0 |
PINDUODUO ADR |
ADR |
722304102 |
7,473 |
120,925 |
SH |
|
SOLE |
|
120,925 |
0 |
0 |
RAMBUS INC |
Common Stock |
750917106 |
3,073 |
143,000 |
SH |
|
SOLE |
|
143,000 |
0 |
0 |
SEA LTD-ADR |
ADR |
81141R100 |
676 |
10,108 |
SH |
|
SOLE |
|
10,108 |
0 |
0 |
SNAP INC - A |
Common Stock |
83304A106 |
748 |
57,000 |
SH |
|
SOLE |
|
57,000 |
0 |
0 |
Block Inc |
Common Stock |
852234103 |
1,020 |
16,600 |
SH |
|
SOLE |
|
16,600 |
0 |
0 |
STMICROELECTRONICS NV-NY SHS |
NY Reg Shrs |
861012102 |
1,007 |
32,000 |
SH |
|
SOLE |
|
32,000 |
0 |
0 |
TOWER SEMICONDUCTOR LTD |
Common Stock |
M87915274 |
4,156 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
TESLA INC |
Common Stock |
88160R101 |
8,640 |
12,830 |
SH |
|
SOLE |
|
12,830 |
0 |
0 |
TAIWAN SEMICONDUCTOR-SP ADR |
ADR |
874039100 |
4,877 |
59,393 |
SH |
|
SOLE |
|
59,393 |
0 |
0 |
VISA INC-CLASS A SHARES |
Common Stock |
92826C839 |
5,208 |
26,450 |
SH |
|
SOLE |
|
26,450 |
0 |
0 |
WORKDAY INC-CLASS A |
Common Stock |
98138H101 |
3,196 |
22,900 |
SH |
|
SOLE |
|
22,900 |
0 |
0 |
ZTO EXPRESS CAYMAN INC-ADR |
ADR |
98980A105 |
5,147 |
187,500 |
SH |
|
SOLE |
|
187,500 |
0 |
0 |
LAM RESERCH CORP |
Common Stock |
512807108 |
6 |
0 |
SH |
|
SOLE |
|
0 |
0 |
0 |
SPDR GOLD SHARES |
ETP |
78463V107 |
2,645 |
15,700 |
SH |
|
SOLE |
|
15,700 |
0 |
0 |
ISHARES GOLD TRUST |
ETP |
464285204 |
2,710 |
79,000 |
SH |
|
SOLE |
|
79,000 |
0 |
0 |
SPROTT PHYSICAL GOLD TRUST |
Closed-End Fund |
85207H104 |
2,694 |
190,000 |
SH |
|
SOLE |
|
190,000 |
0 |
0 |
abrdn Gold ETF Trust |
ETP |
00326A104 |
2,600 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
ALIGN TECHNOLOGY INC |
Common Stock |
016255101 |
103 |
435 |
SH |
|
SOLE |
|
435 |
0 |
0 |
ALIBABA GROUP HOLDING LTD |
ADR |
01609W102 |
22 |
194 |
SH |
|
SOLE |
|
194 |
0 |
0 |
KE HOLDINGS INC |
ADR |
482497104 |
27 |
1,479 |
SH |
|
SOLE |
|
1,479 |
0 |
0 |
BIOMARIN PHARMACEUTICAL INC |
Common Stock |
09061G101 |
2,331 |
28,131 |
SH |
|
SOLE |
|
28,131 |
0 |
0 |
BIONTECH SE-ADR |
ADR |
09075V102 |
343 |
2,298 |
SH |
|
SOLE |
|
2,298 |
0 |
0 |
CHARLES RIVER LABORATORIES |
Common Stock |
159864107 |
19 |
89 |
SH |
|
SOLE |
|
89 |
0 |
0 |
CRISPR THERAPEUTICS AG |
Common Stock |
H17182108 |
81 |
1,333 |
SH |
|
SOLE |
|
1,333 |
0 |
0 |
CATALENT INC |
Common Stock |
148806102 |
5,767 |
53,750 |
SH |
|
SOLE |
|
53,750 |
0 |
0 |
CVS HEALTH CORP |
Common Stock |
126650100 |
416 |
4,494 |
SH |
|
SOLE |
|
4,494 |
0 |
0 |
DANAHER CORP |
Common Stock |
235851102 |
3,024 |
11,920 |
SH |
|
SOLE |
|
11,920 |
0 |
0 |
GINKGO BIOWORKS HOLDINGS INC |
Common Stock |
37611X100 |
71 |
29,813 |
SH |
|
SOLE |
|
29,813 |
0 |
0 |
DEXCOM INC |
Common Stock |
252131107 |
2,700 |
36,228 |
SH |
|
SOLE |
|
36,228 |
0 |
0 |
EDWARDS LIFESCIENCES CORP |
Common Stock |
28176E108 |
1,115 |
11,721 |
SH |
|
SOLE |
|
11,721 |
0 |
0 |
EXACT SCIENCES CORP |
Common Stock |
30063P105 |
5 |
128 |
SH |
|
SOLE |
|
128 |
0 |
0 |
GUARDANT HEALTH INC |
Common Stock |
40131M109 |
23 |
581 |
SH |
|
SOLE |
|
581 |
0 |
0 |
IDEXX LABORATORIES INC |
Common Stock |
45168D104 |
150 |
427 |
SH |
|
SOLE |
|
427 |
0 |
0 |
ILLUMINA INC |
Common Stock |
452327109 |
38 |
205 |
SH |
|
SOLE |
|
205 |
0 |
0 |
IQVIA HOLDINGS INC |
Common Stock |
46266C105 |
18 |
84 |
SH |
|
SOLE |
|
84 |
0 |
0 |
INTUITIVE SURGICAL INC |
Common Stock |
46120E602 |
681 |
3,395 |
SH |
|
SOLE |
|
3,395 |
0 |
0 |
ELI LILLY & CO |
Common Stock |
532457108 |
1,733 |
5,344 |
SH |
|
SOLE |
|
5,344 |
0 |
0 |
MERCK & CO. INC. |
Common Stock |
58933Y105 |
5,901 |
64,595 |
SH |
|
SOLE |
|
64,595 |
0 |
0 |
MODERNA INC |
Common Stock |
60770K107 |
1,709 |
11,961 |
SH |
|
SOLE |
|
11,961 |
0 |
0 |
INTELLIA THERAPEUTICS INC |
Common Stock |
45826J105 |
8 |
154 |
SH |
|
SOLE |
|
154 |
0 |
0 |
NOVAVAX INC |
Common Stock |
670002401 |
3 |
56 |
SH |
|
SOLE |
|
56 |
0 |
0 |
NOVO-NORDISK A/S-SPONS ADR |
ADR |
670100205 |
3,919 |
35,171 |
SH |
|
SOLE |
|
35,171 |
0 |
0 |
QUANTERIX CORP |
Common Stock |
74766Q101 |
7 |
415 |
SH |
|
SOLE |
|
415 |
0 |
0 |
REPLIGEN CORP |
Common Stock |
759916109 |
91 |
563 |
SH |
|
SOLE |
|
563 |
0 |
0 |
SCHRODINGER INC |
Common Stock |
80810D103 |
1 |
48 |
SH |
|
SOLE |
|
48 |
0 |
0 |
STAAR SURGICAL CO |
Common Stock |
852312305 |
10 |
136 |
SH |
|
SOLE |
|
136 |
0 |
0 |
10X GENOMICS INC-CLASS A |
Common Stock |
88025U109 |
15 |
322 |
SH |
|
SOLE |
|
322 |
0 |
0 |
UNITEDHEALTH |
Common Stock |
91324P102 |
8,319 |
16,196 |
SH |
|
SOLE |
|
16,196 |
0 |
0 |
VEEVA SYSTEMS INC-CLASS A |
Common Stock |
922475108 |
11 |
55 |
SH |
|
SOLE |
|
55 |
0 |
0 |
VERTEX PHARMACEUTICALS INC |
Common Stock |
92532F100 |
6,884 |
24,429 |
SH |
|
SOLE |
|
24,429 |
0 |
0 |
WOLFSPEED INC |
Common Stock |
977852102 |
219 |
3,447 |
SH |
|
SOLE |
|
3,447 |
0 |
0 |
ZOETIS INC |
Common Stock |
98978V103 |
1,836 |
10,680 |
SH |
|
SOLE |
|
10,680 |
0 |
0 |
BILIBILI INC-SPONSORED ADR |
ADR |
090040106 |
2,232 |
87,200 |
SH |
|
SOLE |
|
87,200 |
0 |
0 |
BOOKING HOLDINGS INC |
Common Stock |
09857L108 |
519 |
297 |
SH |
|
SOLE |
|
297 |
0 |
0 |
CHIPOTLE MEXICAN GRILL INC |
Common Stock |
169656105 |
577 |
441 |
SH |
|
SOLE |
|
441 |
0 |
0 |
CANADA GOOSE HOLDINGS INC |
Common Stock |
135086106 |
243 |
13,500 |
SH |
|
SOLE |
|
13,500 |
0 |
0 |
CHINA LODGING GROUP- |
ADR |
44332N106 |
738 |
19,370 |
SH |
|
SOLE |
|
19,370 |
0 |
0 |
LI AUTO INC - ADR |
ADR |
50202M102 |
4,425 |
115,500 |
SH |
|
SOLE |
|
115,500 |
0 |
0 |
LULULEMON ATHLETICA INC |
Common Stock |
550021109 |
3,517 |
12,902 |
SH |
|
SOLE |
|
12,902 |
0 |
0 |
NIKE INC -CL B |
Common Stock |
654106103 |
390 |
3,819 |
SH |
|
SOLE |
|
3,819 |
0 |
0 |
PAYPAL HOLDINGS INC |
Common Stock |
70450Y103 |
2 |
34 |
SH |
|
SOLE |
|
34 |
0 |
0 |
ROSS STORES INC |
Common Stock |
778296103 |
464 |
6,600 |
SH |
|
SOLE |
|
6,600 |
0 |
0 |
Trip.com Grp Ltd |
ADR |
89677Q107 |
310 |
11,290 |
SH |
|
SOLE |
|
11,290 |
0 |
0 |
XPENG INC - ADR |
ADR |
98422D105 |
1,343 |
42,300 |
SH |
|
SOLE |
|
42,300 |
0 |
0 |
FULL TRUCK ALLIANCE |
ADR |
35969L108 |
472 |
52,100 |
SH |
|
SOLE |
|
52,100 |
0 |
0 |