Form 13F-HR Carlson Capital Manageme For: Mar 31

May 24, 2022 1:54 PM EDT

Get inside Wall Street with StreetInsider Premium. Claim your 1-week free trial here.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Carlson Capital Management
Address: 11 BRIDGE SQ
NORTHFIELD , MN55057
Form 13F File Number: 028-15611

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Adam Hoffmann
Title: Chief Investment Officer
Phone: 5076458887
Signature, Place, and Date of Signing:
Adam Hoffmann NORTHFIELD , MN 05-24-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 172
Form 13F Information Table Value Total: 1,196,744
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 14,797 99,389 SH SOLE 0 0 0 99,389
ABBOTT LABS COM 002824100 2,666 22,525 SH SOLE 0 0 0 22,525
ABBVIE INC COM 00287Y109 441 2,722 SH SOLE 0 0 0 2,722
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 13,686 40,585 SH SOLE 0 0 0 40,585
ADOBE SYSTEMS INCORPORATED COM 00724F101 307 673 SH SOLE 0 0 0 673
AFLAC INC COM 001055102 223 3,460 SH SOLE 0 0 0 3,460
ALLIANT ENERGY CORP COM 018802108 372 5,947 SH SOLE 0 0 0 5,947
ALLSTATE CORP COM 020002101 344 2,484 SH SOLE 0 0 0 2,484
ALPHABET INC CAP STK CL A 02079K305 1,391 500 SH SOLE 0 0 0 500
ALPHABET INC CAP STK CL C 02079K107 1,519 544 SH SOLE 0 0 0 544
ALTERYX INC NOTE 1.000% 8/0 02156BAF0 31 35,000 PRN SOLE 0 0 0 35,000
ALTRIA GROUP INC COM 02209S103 355 6,788 SH SOLE 0 0 0 6,788
AMAZON COM INC COM 023135106 2,491 764 SH SOLE 0 0 0 764
AMERICAN CENTY ETF TR US SML CP VALU 025072877 32,129 402,312 SH SOLE 0 0 0 402,312
AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 7,872 132,798 SH SOLE 0 0 0 132,798
AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 18,232 291,334 SH SOLE 0 0 0 291,334
AMERICAN EXPRESS CO COM 025816109 229 1,224 SH SOLE 0 0 0 1,224
AMERICAN WTR WKS CO INC NEW COM 030420103 819 4,947 SH SOLE 0 0 0 4,947
APPLE INC COM 037833100 9,927 56,854 SH SOLE 0 0 0 56,854
AT&T INC COM 00206R102 531 22,455 SH SOLE 0 0 0 22,455
BADGER METER INC COM 056525108 650 6,522 SH SOLE 0 0 0 6,522
BAXTER INTL INC COM 071813109 261 3,369 SH SOLE 0 0 0 3,369
BERKLEY W R CORP COM 084423102 244 3,658 SH SOLE 0 0 0 3,658
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,517 7,133 SH SOLE 0 0 0 7,133
BK OF AMERICA CORP COM 060505104 431 10,461 SH SOLE 0 0 0 10,461
BOEING CO COM 097023105 240 1,254 SH SOLE 0 0 0 1,254
BOSTON SCIENTIFIC CORP COM 101137107 585 13,207 SH SOLE 0 0 0 13,207
BRISTOL-MYERS SQUIBB CO COM 110122108 238 3,261 SH SOLE 0 0 0 3,261
BROADCOM INC COM 11135F101 633 1,006 SH SOLE 0 0 0 1,006
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 690 6,407 SH SOLE 0 0 0 6,407
CERNER CORP COM 156782104 513 5,487 SH SOLE 0 0 0 5,487
CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 14 15,000 PRN SOLE 0 0 0 15,000
CHEFS WHSE INC NOTE 1.875%12/0 163086AB7 32 30,000 PRN SOLE 0 0 0 30,000
CHEVRON CORP NEW COM 166764100 807 4,956 SH SOLE 0 0 0 4,956
CIGNA CORP NEW COM 125523100 540 2,254 SH SOLE 0 0 0 2,254
CISCO SYS INC COM 17275R102 534 9,579 SH SOLE 0 0 0 9,579
COASTAL FINL CORP WA COM NEW 19046P209 5,337 116,666 SH SOLE 0 0 0 116,666
COCA COLA CO COM 191216100 935 15,088 SH SOLE 0 0 0 15,088
CONSTELLATION BRANDS INC CL A 21036P108 272 1,181 SH SOLE 0 0 0 1,181
COSTCO WHSL CORP NEW COM 22160K105 766 1,330 SH SOLE 0 0 0 1,330
DANAHER CORPORATION COM 235851102 649 2,214 SH SOLE 0 0 0 2,214
DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 2,213 80,229 SH SOLE 0 0 0 80,229
DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 211 8,456 SH SOLE 0 0 0 8,456
DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 2,364 48,220 SH SOLE 0 0 0 48,220
DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 22,860 682,800 SH SOLE 0 0 0 682,800
DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 20,654 368,421 SH SOLE 0 0 0 368,421
DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 34,186 733,917 SH SOLE 0 0 0 733,917
DISNEY WALT CO COM 254687106 340 2,478 SH SOLE 0 0 0 2,478
DOLLAR GEN CORP NEW COM 256677105 212 951 SH SOLE 0 0 0 951
ECOLAB INC COM 278865100 239 1,352 SH SOLE 0 0 0 1,352
ELECTROMED INC COM 285409108 152 12,234 SH SOLE 0 0 0 12,234
EMERSON ELEC CO COM 291011104 417 4,251 SH SOLE 0 0 0 4,251
EQUITY RESIDENTIAL SH BEN INT 29476L107 218 2,424 SH SOLE 0 0 0 2,424
ETF SER SOLUTIONS DISTILLATE US 26922A321 206,847 4,648,246 SH SOLE 0 0 0 4,648,246
EXXON MOBIL CORP COM 30231G102 1,438 17,408 SH SOLE 0 0 0 17,408
FASTENAL CO COM 311900104 561 9,446 SH SOLE 0 0 0 9,446
FISERV INC COM 337738108 255 2,517 SH SOLE 0 0 0 2,517
FULLER H B CO COM 359694106 330 4,998 SH SOLE 0 0 0 4,998
GENERAL MLS INC COM 370334104 577 8,515 SH SOLE 0 0 0 8,515
GOLD FIELDS LTD SPONSORED ADR 38059T106 224 14,484 SH SOLE 0 0 0 14,484
GRACO INC COM 384109104 5,331 76,467 SH SOLE 0 0 0 76,467
GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 62 55,000 PRN SOLE 0 0 0 55,000
HEICO CORP NEW COM 422806109 308 2,007 SH SOLE 0 0 0 2,007
HOME DEPOT INC COM 437076102 587 1,961 SH SOLE 0 0 0 1,961
HONEYWELL INTL INC COM 438516106 1,401 7,199 SH SOLE 0 0 0 7,199
HORMEL FOODS CORP COM 440452100 313 6,065 SH SOLE 0 0 0 6,065
HUNTINGTON BANCSHARES INC COM 446150104 2,543 173,909 SH SOLE 0 0 0 173,909
INTEL CORP COM 458140100 463 9,341 SH SOLE 0 0 0 9,341
INTERNATIONAL BUSINESS MACHS COM 459200101 540 4,152 SH SOLE 0 0 0 4,152
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 206 4,366 SH SOLE 0 0 0 4,366
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 384 2,249 SH SOLE 0 0 0 2,249
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 319 1,746 SH SOLE 0 0 0 1,746
INVESCO QQQ TR UNIT SER 1 46090E103 1,802 4,970 SH SOLE 0 0 0 4,970
ISHARES INC CORE MSCI EMKT 46434G103 1,526 27,479 SH SOLE 0 0 0 27,479
ISHARES TR S&P 100 ETF 464287101 288 1,380 SH SOLE 0 0 0 1,380
ISHARES TR RUS 2000 VAL ETF 464287630 1,937 12,001 SH SOLE 0 0 0 12,001
ISHARES TR RUS 2000 GRW ETF 464287648 1,479 5,783 SH SOLE 0 0 0 5,783
ISHARES TR US TRSPRTION 464287192 598 2,214 SH SOLE 0 0 0 2,214
ISHARES TR MSCI USA QLT FCT 46432F339 653 4,851 SH SOLE 0 0 0 4,851
ISHARES TR RUSSELL 2000 ETF 464287655 421 2,051 SH SOLE 0 0 0 2,051
ISHARES TR CORE MSCI EAFE 46432F842 1,063 15,295 SH SOLE 0 0 0 15,295
ISHARES TR RUS 1000 GRW ETF 464287614 574 2,068 SH SOLE 0 0 0 2,068
ISHARES TR MSCI EAFE ETF 464287465 849 11,538 SH SOLE 0 0 0 11,538
ISHARES TR EAFE VALUE ETF 464288877 9,790 194,780 SH SOLE 0 0 0 194,780
ISHARES TR MSCI USA MMENTM 46432F396 254 1,510 SH SOLE 0 0 0 1,510
ISHARES TR CORE S&P500 ETF 464287200 1,099 2,422 SH SOLE 0 0 0 2,422
ISHARES TR MSCI INTL QUALTY 46434V456 13,182 357,524 SH SOLE 0 0 0 357,524
ISHARES TR CORE S&P TTL STK 464287150 844 8,366 SH SOLE 0 0 0 8,366
JOHNSON & JOHNSON COM 478160104 2,891 16,312 SH SOLE 0 0 0 16,312
JPMORGAN CHASE & CO COM 46625H100 800 5,865 SH SOLE 0 0 0 5,865
KIMBERLY-CLARK CORP COM 494368103 423 3,433 SH SOLE 0 0 0 3,433
LILLY ELI & CO COM 532457108 1,157 4,041 SH SOLE 0 0 0 4,041
LOWES COS INC COM 548661107 294 1,455 SH SOLE 0 0 0 1,455
MAIN STR CAP CORP COM 56035L104 2,905 68,130 SH SOLE 0 0 0 68,130
MARRIOTT INTL INC NEW CL A 571903202 292 1,661 SH SOLE 0 0 0 1,661
MCDONALDS CORP COM 580135101 363 1,468 SH SOLE 0 0 0 1,468
MCKESSON CORP COM 58155Q103 822 2,685 SH SOLE 0 0 0 2,685
MEDTRONIC PLC SHS G5960L103 466 4,196 SH SOLE 0 0 0 4,196
MERCK & CO INC COM 58933Y105 529 6,450 SH SOLE 0 0 0 6,450
META PLATFORMS INC CL A 30303M102 557 2,503 SH SOLE 0 0 0 2,503
MICROSOFT CORP COM 594918104 10,557 34,242 SH SOLE 0 0 0 34,242
MORGAN STANLEY COM NEW 617446448 365 4,174 SH SOLE 0 0 0 4,174
NETFLIX INC COM 64110L106 243 648 SH SOLE 0 0 0 648
NEXTERA ENERGY INC COM 65339F101 1,018 12,021 SH SOLE 0 0 0 12,021
NIKE INC CL B 654106103 425 3,156 SH SOLE 0 0 0 3,156
NOMAD FOODS LTD USD ORD SHS G6564A105 226 10,000 SH SOLE 0 0 0 10,000
NVIDIA CORPORATION COM 67066G104 491 1,798 SH SOLE 0 0 0 1,798
OCCIDENTAL PETE CORP COM 674599105 375 6,607 SH SOLE 0 0 0 6,607
ORACLE CORP COM 68389X105 223 2,690 SH SOLE 0 0 0 2,690
PACER FDS TR PACER US SMALL 69374H857 614 15,315 SH SOLE 0 0 0 15,315
PACER FDS TR US CASH COWS 100 69374H881 61,901 1,243,499 SH SOLE 0 0 0 1,243,499
PACER FDS TR DEVELOPED MRKT 69374H873 31,660 1,014,737 SH SOLE 0 0 0 1,014,737
PEPSICO INC COM 713448108 962 5,750 SH SOLE 0 0 0 5,750
PFIZER INC COM 717081103 997 19,256 SH SOLE 0 0 0 19,256
PHILIP MORRIS INTL INC COM 718172109 348 3,700 SH SOLE 0 0 0 3,700
PROCTER AND GAMBLE CO COM 742718109 1,192 7,804 SH SOLE 0 0 0 7,804
RAYTHEON TECHNOLOGIES CORP COM 75513E101 423 4,273 SH SOLE 0 0 0 4,273
REPRO MED SYS INC COM 759910102 43 15,000 SH SOLE 0 0 0 15,000
S&P GLOBAL INC COM 78409V104 415 1,011 SH SOLE 0 0 0 1,011
SCHWAB CHARLES CORP COM 808513105 302 3,584 SH SOLE 0 0 0 3,584
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 395 8,350 SH SOLE 0 0 0 8,350
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 749 14,024 SH SOLE 0 0 0 14,024
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 219 2,930 SH SOLE 0 0 0 2,930
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 2,023 28,336 SH SOLE 0 0 0 28,336
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 210 7,576 SH SOLE 0 0 0 7,576
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3,389 62,930 SH SOLE 0 0 0 62,930
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1,588 43,239 SH SOLE 0 0 0 43,239
SEASPINE HLDGS CORP COM 81255T108 231 18,962 SH SOLE 0 0 0 18,962
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 200 1,461 SH SOLE 0 0 0 1,461
SHERWIN WILLIAMS CO COM 824348106 883 3,538 SH SOLE 0 0 0 3,538
SOUTHERN CO COM 842587107 214 2,957 SH SOLE 0 0 0 2,957
SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 246 708 SH SOLE 0 0 0 708
SPDR GOLD TR GOLD SHS 78463V107 2,140 11,848 SH SOLE 0 0 0 11,848
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 7,132 202,851 SH SOLE 0 0 0 202,851
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,924 6,475 SH SOLE 0 0 0 6,475
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 357 728 SH SOLE 0 0 0 728
SPDR SER TR S&P 600 SML CAP 78464A813 365 3,899 SH SOLE 0 0 0 3,899
SPDR SER TR S&P 600 SMCP VAL 78464A300 932 11,190 SH SOLE 0 0 0 11,190
STARBUCKS CORP COM 855244109 265 2,913 SH SOLE 0 0 0 2,913
SUMMIT HOTEL PPTYS NOTE 1.500% 2/1 866082AA8 42 40,000 PRN SOLE 0 0 0 40,000
TACTILE SYS TECHNOLOGY INC COM 87357P100 341 16,927 SH SOLE 0 0 0 16,927
TARGET CORP COM 87612E106 1,937 9,126 SH SOLE 0 0 0 9,126
TESLA INC COM 88160R101 847 786 SH SOLE 0 0 0 786
TEXAS INSTRS INC COM 882508104 271 1,476 SH SOLE 0 0 0 1,476
TJX COS INC NEW COM 872540109 475 7,843 SH SOLE 0 0 0 7,843
TRAVELERS COMPANIES INC COM 89417E109 543 2,972 SH SOLE 0 0 0 2,972
UNION PAC CORP COM 907818108 719 2,631 SH SOLE 0 0 0 2,631
UNITEDHEALTH GROUP INC COM 91324P102 15,526 30,445 SH SOLE 0 0 0 30,445
US BANCORP DEL COM NEW 902973304 825 15,531 SH SOLE 0 0 0 15,531
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 51,910 666,364 SH SOLE 0 0 0 666,364
VANGUARD INDEX FDS GROWTH ETF 922908736 730 2,539 SH SOLE 0 0 0 2,539
VANGUARD INDEX FDS LARGE CAP ETF 922908637 83,155 398,843 SH SOLE 0 0 0 398,843
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4,506 41,583 SH SOLE 0 0 0 41,583
VANGUARD INDEX FDS VALUE ETF 922908744 24,974 168,992 SH SOLE 0 0 0 168,992
VANGUARD INDEX FDS SM CP VAL ETF 922908611 19,371 110,102 SH SOLE 0 0 0 110,102
VANGUARD INDEX FDS SMALL CP ETF 922908751 13,025 61,288 SH SOLE 0 0 0 61,288
VANGUARD INDEX FDS TOTAL STK MKT 922908769 100,420 441,077 SH SOLE 0 0 0 441,077
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6,987 56,401 SH SOLE 0 0 0 56,401
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13,863 300,529 SH SOLE 0 0 0 300,529
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2,974 50,183 SH SOLE 0 0 0 50,183
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 191,394 2,450,935 SH SOLE 0 0 0 2,450,935
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 739 4,559 SH SOLE 0 0 0 4,559
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 30,510 635,234 SH SOLE 0 0 0 635,234
VERIZON COMMUNICATIONS INC COM 92343V104 357 7,010 SH SOLE 0 0 0 7,010
VISA INC COM CL A 92826C839 532 2,397 SH SOLE 0 0 0 2,397
VYANT BIO INC COM 92942V109 17 11,800 SH SOLE 0 0 0 11,800
WALMART INC COM 931142103 814 5,463 SH SOLE 0 0 0 5,463
WEC ENERGY GROUP INC COM 92939U106 313 3,133 SH SOLE 0 0 0 3,133
WELLS FARGO CO NEW COM 949746101 1,115 23,009 SH SOLE 0 0 0 23,009
WISDOMTREE TR INTL SMCAP DIV 97717W760 8,912 129,831 SH SOLE 0 0 0 129,831
WISDOMTREE TR US LARGECAP DIVD 97717W307 231 3,518 SH SOLE 0 0 0 3,518
XCEL ENERGY INC COM 98389B100 1,264 17,514 SH SOLE 0 0 0 17,514


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings