Form 13F-HR CUMBERLAND ADVISORS INC For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
09-30-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
CUMBERLAND ADVISORS INC |
Address: |
2 N. TAMIAMI TR |
|
SUITE 303 |
|
|
|
SARASOTA
,
FL34236
|
Form 13F File Number: |
028-11051 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Timothy Lyle |
Title: |
CCO |
Phone: |
8002577013 |
Signature, Place, and Date of Signing: |
Timothy Lyle |
Sarasota
,
FL
|
10-26-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
72 |
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Form 13F Information Table Value Total: |
465,121 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ACADIA HEALTHCARE |
CLASS A |
00404A109 |
1,186 |
18,600 |
SH |
|
SOLE |
|
18,600 |
0 |
0 |
ADOBE INC |
COMMON |
00724F101 |
5,735 |
9,961 |
SH |
|
SOLE |
|
9,961 |
0 |
0 |
ALIBABA GROUP HLDG |
SPN ADS 8 ORD SHS |
01609W102 |
825 |
5,575 |
SH |
|
SOLE |
|
5,575 |
0 |
0 |
ALPHABET INC |
CLASS C |
02079K107 |
2,652 |
995 |
SH |
|
SOLE |
|
995 |
0 |
0 |
ALPHABET INC |
CLASS A |
02079K305 |
299 |
112 |
SH |
|
SOLE |
|
112 |
0 |
0 |
AMAZON COM INC |
COMMON |
023135106 |
1,485 |
452 |
SH |
|
SOLE |
|
452 |
0 |
0 |
APPLE INC |
COMMON |
037833100 |
2,772 |
19,590 |
SH |
|
SOLE |
|
19,590 |
0 |
0 |
BANK OF AMERICA CORP |
COMMON |
060505104 |
2,693 |
63,450 |
SH |
|
SOLE |
|
63,450 |
0 |
0 |
BERKSHIRE HATHAWAY |
CLASS B |
084670702 |
11,316 |
41,460 |
SH |
|
SOLE |
|
41,460 |
0 |
0 |
BRISTOL MYERS SQUIBB |
COMMON |
110122108 |
7,251 |
122,546 |
SH |
|
SOLE |
|
122,546 |
0 |
0 |
CATERPILLAR INC |
COMMON |
149123101 |
1,833 |
9,550 |
SH |
|
SOLE |
|
9,550 |
0 |
0 |
CITIGROUP INC |
COMMON |
172967424 |
1,037 |
14,770 |
SH |
|
SOLE |
|
14,770 |
0 |
0 |
COMCAST CORP |
CLASS A |
20030N101 |
1,715 |
30,660 |
SH |
|
SOLE |
|
30,660 |
0 |
0 |
CUMMINS INC |
COMMON |
231021106 |
1,959 |
8,725 |
SH |
|
SOLE |
|
8,725 |
0 |
0 |
FACEBOOK INC |
CLASS A |
30303M102 |
1,938 |
5,710 |
SH |
|
SOLE |
|
5,710 |
0 |
0 |
FEDEX CORP |
COMMON |
31428X106 |
2,056 |
9,375 |
SH |
|
SOLE |
|
9,375 |
0 |
0 |
FREEPORT-MCMORAN INC |
COMMON |
35671D857 |
3,068 |
94,300 |
SH |
|
SOLE |
|
94,300 |
0 |
0 |
ISHARES |
MSCI GERMANY ETF |
464286806 |
3,154 |
95,800 |
SH |
|
SOLE |
|
82,820 |
0 |
12,980 |
ISHARES |
EMERG MKTS ETF |
464287234 |
241 |
4,780 |
SH |
|
SOLE |
|
3,780 |
0 |
1,000 |
ISHARES |
MSCI ACWI US ETF |
464288240 |
22,059 |
398,110 |
SH |
|
SOLE |
|
371,050 |
0 |
27,060 |
ISHARES |
EAFE SML CP ETF |
464288273 |
534 |
7,180 |
SH |
|
SOLE |
|
5,640 |
0 |
1,540 |
ISHARES |
U.S. MED DVC ETF |
464288810 |
21,091 |
335,943 |
SH |
|
SOLE |
|
322,683 |
0 |
13,260 |
ISHARES INC |
MSCI CDA INDEX |
464286509 |
7,335 |
202,070 |
SH |
|
SOLE |
|
176,150 |
0 |
25,920 |
ISHARES INC |
MSCI EMERG MRKT |
464286533 |
343 |
5,480 |
SH |
|
SOLE |
|
4,240 |
0 |
1,240 |
ISHARES INC |
MSCI SWEDEN CAPPED E |
464286756 |
2,035 |
45,380 |
SH |
|
SOLE |
|
41,170 |
0 |
4,210 |
ISHARES INC |
MSCI TAIWAN ETF |
46434G772 |
8,714 |
140,520 |
SH |
|
SOLE |
|
120,990 |
0 |
19,530 |
ISHARES INC |
MSCI JAPAN ETF |
46434G822 |
7,736 |
110,120 |
SH |
|
SOLE |
|
95,350 |
0 |
14,770 |
ISHARES TR |
PFD AND INCM SEC |
464288687 |
815 |
21,010 |
SH |
|
SOLE |
|
20,410 |
0 |
600 |
ISHARES TR |
MSCI UK ETF |
46435G334 |
1,685 |
52,240 |
SH |
|
SOLE |
|
46,660 |
0 |
5,580 |
JPMORGAN CHASE & CO |
COMMON |
46625H100 |
8,156 |
49,825 |
SH |
|
SOLE |
|
49,825 |
0 |
0 |
LAZARD LTD |
SHARES A |
G54050102 |
1,638 |
35,760 |
SH |
|
SOLE |
|
35,760 |
0 |
0 |
LYONDELLBASELL INDUS |
SHARES A |
N53745100 |
709 |
7,550 |
SH |
|
SOLE |
|
7,550 |
0 |
0 |
MACYS INC |
COMMON |
55616P104 |
2,592 |
114,710 |
SH |
|
SOLE |
|
114,710 |
0 |
0 |
MATTEL INC |
COMMON |
577081102 |
1,771 |
95,400 |
SH |
|
SOLE |
|
95,400 |
0 |
0 |
MERCADOLIBRE INC |
COMMON |
58733R102 |
2,452 |
1,460 |
SH |
|
SOLE |
|
1,460 |
0 |
0 |
MERCK & CO INC |
COMMON |
58933Y105 |
269 |
3,585 |
SH |
|
SOLE |
|
3,585 |
0 |
0 |
METLIFE INC |
COMMON |
59156R108 |
1,118 |
18,110 |
SH |
|
SOLE |
|
18,110 |
0 |
0 |
MICROSOFT CORP |
COMMON |
594918104 |
12,669 |
44,938 |
SH |
|
SOLE |
|
44,938 |
0 |
0 |
OCCIDENTAL PETE CORP |
COMMON |
674599105 |
846 |
28,600 |
SH |
|
SOLE |
|
28,600 |
0 |
0 |
OPKO HEALTH INC |
COMMON |
68375N103 |
71 |
19,500 |
SH |
|
SOLE |
|
19,500 |
0 |
0 |
PFIZER INC |
COMMON |
717081103 |
335 |
7,796 |
SH |
|
SOLE |
|
7,796 |
0 |
0 |
PROSHARES TR |
PSHS ULTSH 20YRS |
74347B201 |
368 |
20,080 |
SH |
|
SOLE |
|
16,504 |
0 |
3,576 |
PROSHARES TR |
ULTRPRO S&P500 |
74347X864 |
31,482 |
276,860 |
SH |
|
SOLE |
|
276,860 |
0 |
0 |
PROSHARES TR ETF |
PSHS ULSHT 7-10Y |
74347R313 |
969 |
59,550 |
SH |
|
SOLE |
|
59,550 |
0 |
0 |
ROYAL DUTCH SHELL |
SPON ADR B |
780259107 |
434 |
9,800 |
SH |
|
SOLE |
|
9,800 |
0 |
0 |
ROYAL DUTCH SHELL |
SPONS ADR A |
780259206 |
230 |
5,160 |
SH |
|
SOLE |
|
5,160 |
0 |
0 |
SELECT SECTOR SPDR |
HEALTH CARE |
81369Y209 |
20,049 |
157,492 |
SH |
|
SOLE |
|
151,052 |
0 |
6,440 |
SELECT SECTOR SPDR |
SBI CONS DISCR |
81369Y407 |
14,996 |
83,565 |
SH |
|
SOLE |
|
81,695 |
0 |
1,870 |
SELECT SECTOR SPDR |
SBI INT-ENERGY |
81369Y506 |
16,380 |
314,460 |
SH |
|
SOLE |
|
307,400 |
0 |
7,060 |
SELECT SECTOR SPDR |
SBI INT-TECH |
81369Y803 |
14,686 |
98,355 |
SH |
|
SOLE |
|
96,125 |
0 |
2,230 |
SPDR S&P 500 ETF TR |
UNITS SER 1 S&P |
78462F103 |
86,911 |
202,523 |
SH |
|
SOLE |
|
199,923 |
0 |
2,600 |
SPDR S&P BIOTECH |
SPDR SERIES TRUST |
78464A870 |
32,347 |
257,314 |
SH |
|
SOLE |
|
249,314 |
0 |
8,000 |
SPDR S&P MIDCAP 400 |
UTSER1 S&PDCRP |
78467Y107 |
20,988 |
43,645 |
SH |
|
SOLE |
|
43,285 |
0 |
360 |
SPDR SERIES TRUST |
AEROSPACE DEF |
78464A631 |
24,632 |
206,525 |
SH |
|
SOLE |
|
198,175 |
0 |
8,350 |
UNITED RENTALS INC |
COMMON |
911363109 |
3,302 |
9,410 |
SH |
|
SOLE |
|
9,410 |
0 |
0 |
VANGUARD BD INDEX FD |
ETF SHORT TRM BOND |
921937827 |
361 |
4,400 |
SH |
|
SOLE |
|
4,400 |
0 |
0 |
VANGUARD BD INDEX FD |
TOTAL BND MRKT ETF |
921937835 |
215 |
2,520 |
SH |
|
SOLE |
|
2,520 |
0 |
0 |
VANGUARD INDEX TR |
SMALL CAP GROWTH |
922908595 |
4,289 |
15,310 |
SH |
|
SOLE |
|
14,680 |
0 |
630 |
VANGUARD INTL EQ IND |
PACIFIC |
922042866 |
248 |
3,060 |
SH |
|
SOLE |
|
2,420 |
0 |
640 |
VANGUARD INTL EQ IND |
FTSE EUROPE ETF |
922042874 |
366 |
5,580 |
SH |
|
SOLE |
|
4,330 |
0 |
1,250 |
WELLS FARGO & CO |
COMMON |
949746101 |
1,121 |
24,150 |
SH |
|
SOLE |
|
24,150 |
0 |
0 |