Form 13F-HR COWEN AND COMPANY, LLC For: Mar 31

May 16, 2022 8:16 AM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: COWEN AND COMPANY, LLC
Address: 599 LEXINGTON AVENUE
20TH FLOOR
NEW YORK , NY10022
Form 13F File Number: 028-19611

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Steven Cohen
Title: Chief Compliance Officer
Phone: 646-562-1727
Signature, Place, and Date of Signing:
/s/ Steven Cohen New York , NY 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 613
Form 13F Information Table Value Total: 1,038,927
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-19614 Cowen Financial Products LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
3 028-19614 Cowen Financial Products LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
26 CAPITAL ACQUISITION CORP COM CL A 90138P100 9,880 1,000,000 SH DFND 3 1,000,000 0 0
7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 12 50,517 SH DFND 50,517 0 0
7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 19 81,899 SH DFND 3 81,899 0 0
7GC & CO HOLDINGS INC COM CL A 81786A107 1,983 202,128 SH DFND 3 202,128 0 0
A SPAC I ACQUISITION CORP *W EXP 05/21/202 G0542S130 15 123,900 SH DFND 123,900 0 0
A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 42 245,000 SH DFND 245,000 0 0
ABRI SPAC I INC *W EXP 09/18/202 00085X113 17 49,100 SH DFND 49,100 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 14 9,000 SH Call DFND 9,000 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 11 9,000 SH Put DFND 9,000 0 0
ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 34 199,400 SH DFND 199,400 0 0
ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 20 125,723 SH DFND 125,723 0 0
ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 5 35,169 SH DFND 35,169 0 0
ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 44 211,010 SH DFND 211,010 0 0
ACTIVISION BLIZZARD INC COM 00507V109 61 102,700 SH Call DFND 102,700 0 0
ACTIVISION BLIZZARD INC COM 00507V109 139 61,700 SH Put DFND 61,700 0 0
ADARA ACQUISITION CORP COM CL A 00653H102 342 34,612 SH DFND 34,612 0 0
ADICET BIO INC COM 007002108 1 55 SH DFND 55 0 0
ADICET BIO INC COM 007002108 29,955 1,500,000 SH DFND 3 1,500,000 0 0
ADVISORSHARES TR PURE US CANNABIS 00768Y453 560 26,824 SH DFND 26,824 0 0
AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 580 733,039 SH DFND 733,039 0 0
AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 82 419,595 SH DFND 419,595 0 0
AERSALE CORPORATION COM 00810F106 2,810 178,803 SH DFND 178,803 0 0
AETHERIUM ACQUISITION CORP *W EXP 12/21/202 00809J119 10 73,000 SH DFND 73,000 0 0
AFFIRM HLDGS INC COM CL A 00827B106 65 20,000 SH Call DFND 20,000 0 0
AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 5 25,000 SH DFND 25,000 0 0
AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 13 68,098 SH DFND 68,098 0 0
AGIOS PHARMACEUTICALS INC COM 00847X104 604 20,750 SH DFND 20,750 0 0
AGIOS PHARMACEUTICALS INC COM 00847X104 24 30,000 SH Call DFND 30,000 0 0
AGIOS PHARMACEUTICALS INC COM 00847X104 500 30,000 SH Put DFND 30,000 0 0
ALBERTON ACQUISITION CORP RIGHT 04/26/2022 G35006132 98 351,622 SH DFND 351,622 0 0
ALIGN TECHNOLOGY INC COM 016255101 493 1,131 SH DFND 3 1,131 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 71 436 SH DFND 436 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 70 10,500 SH Put DFND 10,500 0 0
ALPHA CAPITAL ACQUISITION CO *W EXP 02/16/202 G0316P122 269 466,324 SH DFND 466,324 0 0
ALPHA HEALTHCARE ACQU CORP I UNIT 04/01/2026 02073F203 6,888 700,000 SH DFND 3 700,000 0 0
ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 12 31,067 SH DFND 31,067 0 0
ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 20 287,508 SH DFND 287,508 0 0
ALPINE ACQUISITION CORPORATI *W EXP 05/01/202 02083L117 15 80,288 SH DFND 80,288 0 0
ALSET CAPITAL ACQUISITION CO *W EXP 01/31/202 02115M117 4 25,000 SH DFND 25,000 0 0
ALTENERGY ACQUISITION CORP COM CL A 02157M108 1,176 118,217 SH DFND 118,217 0 0
ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 4 25,000 SH DFND 25,000 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 1,735 200,000 SH Call DFND 200,000 0 0
AMERIS BANCORP COM 03076K108 7 25,500 SH Call DFND 25,500 0 0
AMERISOURCEBERGEN CORP COM 03073E105 236 1,528 SH DFND 3 1,528 0 0
AN2 THERAPEUTICS INC COM 037326105 908 60,278 SH DFND 60,278 0 0
ANAPLAN INC COM 03272L108 45 100,500 SH Call DFND 100,500 0 0
ANDRETTI ACQUISITION CORP *W EXP 99/99/999 G26735129 9 44,241 SH DFND 44,241 0 0
ANGEL POND HOLDINGS CORP *W EXP 99/99/999 G0447J128 63 92,739 SH DFND 92,739 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 62 1,230 SH DFND 1,230 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 82 15,100 SH Call DFND 15,100 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 55 4,200 SH Put DFND 4,200 0 0
APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 7,372 740,900 SH DFND 740,900 0 0
APYX MEDICAL CORPORATION COM 03837C106 17,200 2,634,003 SH DFND 3 2,634,003 0 0
ARCTOS NORTHSTAR ACQUIS CORP *W EXP 99/99/999 G0477L126 35 102,171 SH DFND 102,171 0 0
ARENA FORTIFY ACQUISITION CO *W EXP 11/10/202 04005A112 545 545,000 SH DFND 545,000 0 0
ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 53 129,709 SH DFND 129,709 0 0
ARGUS CAPITAL CORP *W EXP 08/31/202 04026L113 47 100,000 SH DFND 100,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 67,947 1,025,000 SH DFND 1,025,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 15,613 1,025,000 SH Put DFND 1,025,000 0 0
AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 42 262,607 SH DFND 262,607 0 0
ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 5 20,427 SH DFND 20,427 0 0
ARTEMIS STRATEGIC INVT CORP *W EXP 09/30/202 04303A111 39 113,499 SH DFND 113,499 0 0
ARYA SCIENCES ACQU CORP IV CL A G31659108 192 19,600 SH DFND 3 19,600 0 0
AT&T INC COM 00206R102 1,445 61,157 SH DFND 61,157 0 0
AT&T INC COM 00206R102 46 169,600 SH Put DFND 169,600 0 0
ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 318 1,462,280 SH DFND 1,462,280 0 0
ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 23 124,996 SH DFND 124,996 0 0
ATLANTIC COASTAL AQSTN CORP *W EXP 01/13/202 04845A116 8 39,874 SH DFND 39,874 0 0
ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 10 31,147 SH DFND 3 31,147 0 0
ATLAS CREST INVESTMENT CORP COM CL A 049287105 1,223 124,588 SH DFND 3 124,588 0 0
AULT DISRUPTIVE TECHS CORP *W EXP 99/99/999 05150A112 3 19,500 SH DFND 19,500 0 0
AURORA TECHNOLOGY ACQUISITIO *W EXP 01/27/202 G06984127 42 528,198 SH DFND 528,198 0 0
AURORA TECHNOLOGY ACQUISITIO RIGHT 01/27/2027 G06984135 30 200,890 SH DFND 200,890 0 0
AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 544 971,800 SH DFND 971,800 0 0
AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633D125 66 120,000 SH DFND 120,000 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 906 3,983 SH DFND 3,983 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 347 37,500 SH Put DFND 37,500 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 25,495 3,732,778 SH DFND 3 3,732,778 0 0
AVISTA PUB ACQUISITION CORP CLASS A ORD SHS G07247102 1,042 103,336 SH DFND 103,336 0 0
AXIOS SUSTAINABLE GRW ACQ CO *W EXP 99/99/999 G0703K116 13 92,945 SH DFND 92,945 0 0
AXIOS SUSTAINABLE GRW ACQ CO RIGHT 99/99/9999 G0703K124 24 162,250 SH DFND 162,250 0 0
B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 23 25,137 SH DFND 25,137 0 0
B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 9,236 931,022 SH DFND 3 931,022 0 0
BALLYS CORPORATION COM 05875B106 257 8,357 SH DFND 8,357 0 0
BANNIX ACQUISITION CORP RIGHT 07/31/2026 066644121 92 459,758 SH DFND 459,758 0 0
BANYAN ACQUISITION CORPORATI *W EXP 09/30/202 06690B115 5 25,000 SH DFND 25,000 0 0
BAXTER INTL INC COM 071813109 634 8,171 SH DFND 3 8,171 0 0
BEAM GLOBAL COM 07373B109 552 27,000 SH DFND 3 27,000 0 0
BED BATH & BEYOND INC COM 075896100 2,546 113,000 SH DFND 113,000 0 0
BED BATH & BEYOND INC COM 075896100 1,116 113,000 SH Put DFND 113,000 0 0
BENESSERE CAPITAL ACQUSTN CO RIGHT 99/99/9999 08179B129 10 44,731 SH DFND 44,731 0 0
BERENSON ACQUISITION CORP I *W EXP 08/01/202 083690115 34 124,700 SH DFND 124,700 0 0
BERENSON ACQUISITION CORP I CL A COM 083690107 5,345 548,201 SH DFND 3 548,201 0 0
BETTER WORLD ACQUISITION COR *W EXP 11/15/202 08772B112 263 1,545,597 SH DFND 1,545,597 0 0
BEYOND MEAT INC COM 08862E109 841 17,400 SH DFND 17,400 0 0
BEYOND MEAT INC COM 08862E109 99 134,200 SH Call DFND 134,200 0 0
BEYOND MEAT INC COM 08862E109 444 151,600 SH Put DFND 151,600 0 0
BIOGEN INC COM 09062X103 341 1,621 SH DFND 1,621 0 0
BIOGEN INC COM 09062X103 21 7,500 SH Call DFND 7,500 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 718 9,312 SH DFND 9,312 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 46 37,500 SH Call DFND 37,500 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 94 37,500 SH Put DFND 37,500 0 0
BIOMX INC *W EXP 10/28/202 09090D111 4 30,759 SH DFND 30,759 0 0
BIOPLUS ACQUISITION CORP *W EXP 12/02/202 G11217125 22 94,785 SH DFND 94,785 0 0
BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 8 34,299 SH DFND 34,299 0 0
BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 18 50,365 SH DFND 50,365 0 0
BLACK SPADE ACQUISITION CO *W EXP 99/99/999 G11537118 5 24,600 SH DFND 24,600 0 0
BLINK CHARGING CO COM 09354A100 1,455 55,000 SH DFND 55,000 0 0
BLINK CHARGING CO COM 09354A100 464 55,000 SH Put DFND 55,000 0 0
BLOCKCHAIN MOON ACQUISITN CO *W EXP 10/14/202 09370F125 4 17,960 SH DFND 17,960 0 0
BLUE APRON HLDGS INC CL A NEW 09523Q200 3 20,000 SH Call DFND 20,000 0 0
BLUE SAFARI GRP ACQUISITN CO CLASS A ORD SHS G1195R106 537 53,401 SH DFND 3 53,401 0 0
BLUE WHALE ACQUISITION CORP *W EXP 07/30/202 G1330M129 6 12,911 SH DFND 12,911 0 0
BLUE WORLD ACQUISITION CORP *W EXP 01/10/202 G1263E136 8 78,478 SH DFND 78,478 0 0
BLUE WORLD ACQUISITION CORP RIGHT 08/29/2029 G1263E110 25 158,356 SH DFND 158,356 0 0
BLUESCAPE OPPORTUNITIES ACQU *W EXP 10/28/202 G1195N113 434 1,289,683 SH DFND 1,289,683 0 0
BRAINSWAY LTD SPONSORED ADS 10501L106 7,397 849,209 SH DFND 3 849,209 0 0
BREEZE HOLDINGS ACQUISITN CO *W EXP 05/25/202 106762115 7 35,000 SH DFND 35,000 0 0
BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 6 45,325 SH DFND 45,325 0 0
BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 237 24,000 SH DFND 3 24,000 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 1,072 14,675 SH DFND 3 14,675 0 0
BROAD CAPITAL ACQUISITION CO RIGHT 01/10/2027 11125B110 35 215,399 SH DFND 215,399 0 0
BROADSCALE ACQUISITION CORP COM CL A 11134Y101 295 30,000 SH DFND 3 30,000 0 0
BROOKFIELD ASSET MGMT REINS CL A EXCH LT VTG G16169107 2,312 40,421 SH DFND 40,421 0 0
BUILD ACQUISITION CORP *W EXP 03/15/202 12008J113 26 95,047 SH DFND 95,047 0 0
BURTECH ACQUISITION CORP *W EXP 12/18/202 123013112 2 12,677 SH DFND 12,677 0 0
BUZZFEED INC *W EXP 12/03/202 12430A110 11 13,204 SH DFND 13,204 0 0
BUZZFEED INC CLASS A COM 12430A102 1,749 332,555 SH DFND 332,555 0 0
BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 5 23,953 SH DFND 23,953 0 0
CANNA GLOBAL ACQUISITION COR *W EXP 11/30/202 13767K119 60 425,524 SH DFND 425,524 0 0
CANNA GLOBAL ACQUISITION COR CLASS A COM 13767K101 1,864 186,737 SH DFND 3 186,737 0 0
CANOPY GROWTH CORP COM 138035100 1,895 250,000 SH DFND 3 250,000 0 0
CANOPY GROWTH CORP COM 138035100 25 3,300 SH DFND 3,300 0 0
CANOPY GROWTH CORP COM 138035100 13 3,300 SH Put DFND 3,300 0 0
CANTALOUPE INC COM 138103106 618 91,170 SH DFND 91,170 0 0
CANTALOUPE INC COM 138103106 13,183 1,947,309 SH DFND 3 1,947,309 0 0
CANTALOUPE INC COM 138103106 138 100,000 SH Put DFND 100,000 0 0
CATALENT INC COM 148806102 344 3,101 SH DFND 3 3,101 0 0
CATALYST PARTNRS ACQUISITN C *W EXP 05/12/202 G19550121 148 267,934 SH DFND 267,934 0 0
CATCHA INVESTMENT CORP *W EXP 99/99/999 G1962Y110 20 79,054 SH DFND 79,054 0 0
CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 49 48,534 SH DFND 48,534 0 0
CC NEUBERGER PRINCIPAL HOLDN *W EXP 99/99/999 G1992N126 23 36,880 SH DFND 3 36,880 0 0
CC NEUBERGER PRINCIPAL HOLDN *W EXP 99/99/999 G1992N126 175 282,203 SH DFND 282,203 0 0
CC NEUBERGER PRINCIPAL HOLDN SHS CL A G1992N100 986 100,000 SH DFND 3 100,000 0 0
CENAQ ENERGY CORP *W EXP 02/04/202 15130M110 53 279,369 SH DFND 279,369 0 0
CERNER CORP COM 156782104 535 5,720 SH DFND 5,720 0 0
CERNER CORP COM 156782104 3 110,000 SH Call DFND 110,000 0 0
CERNER CORP COM 156782104 14 77,200 SH Put DFND 77,200 0 0
CF ACQUISITION CORP IV COM CL A 12520T102 2,077 211,914 SH DFND 3 211,914 0 0
CHANGE HEALTHCARE INC MTNF 6.000% 6/3 15912K209 3,321 46,996 SH DFND 46,996 0 0
CHP MERGER CORP *W EXP 11/22/202 12558Y114 19 107,460 SH DFND 107,460 0 0
CHURCHILL CAPITAL CORP VI *W EXP 02/17/202 17143W119 51 80,960 SH DFND 80,960 0 0
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 188 312,940 SH DFND 312,940 0 0
CHW ACQUISITION CORPORATION *W EXP 09/01/202 G2254A125 38 113,013 SH DFND 113,013 0 0
CITIGROUP INC COM NEW 172967424 3,191 59,749 SH DFND 59,749 0 0
CITIGROUP INC COM NEW 172967424 66 67,400 SH Call DFND 67,400 0 0
CITIGROUP INC COM NEW 172967424 760 65,100 SH Put DFND 65,100 0 0
CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 12 51,930 SH DFND 51,930 0 0
COLICITY INC *W EXP 02/24/202 194170114 17 41,352 SH DFND 41,352 0 0
COMPASS DIGITAL ACQUISITN CO CLASS A ORD G2476C107 3,490 361,614 SH DFND 3 361,614 0 0
COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 50 103,840 SH DFND 103,840 0 0
CONCORD ACQUISITION CORP *W EXP 11/28/202 206071110 255 240,567 SH DFND 240,567 0 0
CONCORD ACQUISITION CORP COM CL A 206071102 962 100,491 SH DFND 100,491 0 0
CONCORD ACQUISITION CORP COM CL A 206071102 856 86,007 SH DFND 3 86,007 0 0
CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 191 319,878 SH DFND 319,878 0 0
CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 393 1,011,049 SH DFND 1,011,049 0 0
CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 5 14,252 SH DFND 14,252 0 0
CONX CORP *W EXP 10/30/202 212873111 5 10,900 SH DFND 10,900 0 0
CONYERS PARK III ACQSITN COR *W EXP 08/12/202 21289P110 14 25,000 SH DFND 25,000 0 0
COOPER COS INC COM NEW 216648402 263 629 SH DFND 3 629 0 0
CORSAIR PARTNERING CORP *W EXP 07/06/202 G2540H116 20 47,044 SH DFND 47,044 0 0
CRESCERA CAP ACQUISITION COR *W EXP 11/18/202 G26507114 50 147,400 SH DFND 147,400 0 0
CRESUD S A C I F Y A *W EXP 03/08/202 P3311R259 514 979,450 SH DFND 979,450 0 0
CRIXUS BH3 ACQUISITION CO CLASS A COM 22677T102 4,064 412,600 SH DFND 3 412,600 0 0
CRUCIBLE ACQUISITION CORP *W EXP 12/26/202 22877P116 17 50,000 SH DFND 50,000 0 0
CVS HEALTH CORP COM 126650100 884 8,736 SH DFND 8,736 0 0
D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 6 20,900 SH DFND 20,900 0 0
DATA KNIGHTS ACQUISITION COR *W EXP 11/11/202 237699111 84 496,431 SH DFND 496,431 0 0
DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 256 160,764 SH DFND 160,764 0 0
DECARBONIZATION PLUS ACQUISI *W EXP 07/15/202 G2773W111 57 98,785 SH DFND 98,785 0 0
DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 5 26,932 SH DFND 26,932 0 0
DEEP MEDICINE ACQUISITION CO RIGHT 09/30/2028 243733110 297 1,651,599 SH DFND 1,651,599 0 0
DEXCOM INC COM 252131107 800 1,564 SH DFND 3 1,564 0 0
DHB CAPITAL CORP *W EXP 03/31/202 23291W117 17 50,800 SH DFND 50,800 0 0
DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 9 25,000 SH DFND 25,000 0 0
DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 213 1,261,530 SH DFND 1,261,530 0 0
DIGITAL WORLD ACQUISITION CO *W EXP 06/30/202 25400Q113 768 45,555 SH DFND 45,555 0 0
DIGITAL WORLD ACQUISITION CO CLASS A COM 25400Q105 3,548 55,000 SH DFND 55,000 0 0
DIGITAL WORLD ACQUISITION CO CLASS A COM 25400Q105 1,553 80,000 SH Put DFND 80,000 0 0
DISCOVERY INC COM SER A 25470F104 5,537 222,200 SH DFND 222,200 0 0
DISCOVERY INC COM SER A 25470F104 2,437 222,200 SH Put DFND 222,200 0 0
DISCOVERY INC COM SER C 25470F302 2,497 100,000 SH DFND 100,000 0 0
DISCOVERY INC COM SER C 25470F302 1,550 100,000 SH Put DFND 100,000 0 0
DISRUPTIVE ACQUISITION CORP *W EXP 03/06/202 G2770Y128 23 94,393 SH DFND 94,393 0 0
DMY TECHNOLOGY GROUP INC VI *W EXP 99/99/999 233247113 14 20,000 SH DFND 3 20,000 0 0
DMY TECHNOLOGY GROUP INC VI *W EXP 99/99/999 233247113 75 109,128 SH DFND 109,128 0 0
DMY TECHNOLOGY GROUP INC VI CL A COM 233247105 872 88,392 SH DFND 3 88,392 0 0
DPCM CAP INC *W EXP 10/14/202 23344P119 29 43,724 SH DFND 43,724 0 0
DUET ACQUISITION CORP *W EXP 07/19/202 26431Q114 76 474,900 SH DFND 474,900 0 0
DYNAMICS SPECIAL PURPOSE COR CLASS A COM 268010105 466 47,200 SH DFND 3 47,200 0 0
E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 9 50,700 SH DFND 50,700 0 0
EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 38 168,857 SH DFND 168,857 0 0
EAST STONE ACQUISITION CORP RIGHT 02/24/2027 G2911D132 12 36,204 SH DFND 36,204 0 0
EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 32 200,600 SH DFND 200,600 0 0
EMERGING MARKETS HORIZON COR *W EXP 11/16/202 G3033X121 32 198,071 SH DFND 198,071 0 0
EMERGING MARKETS HORIZON COR UNIT 99/99/9999 G3033X113 251 25,365 SH DFND 3 25,365 0 0
ENERGEM CORP *W EXP 11/15/202 G30449121 4 17,988 SH DFND 17,988 0 0
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 12,924 1,155,000 SH DFND 3 1,155,000 0 0
ERICSSON ADR B SEK 10 294821608 21 40,000 SH Call DFND 40,000 0 0
ESTABLISHMENT LABS HLDGS INC COM G31249108 56,081 832,187 SH DFND 3 832,187 0 0
ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 554 53,446 SH DFND 3 53,446 0 0
ETF MANAGERS TR ETFMG TRAVEL TEC 26924G771 1,048 44,118 SH DFND 3 44,118 0 0
ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 5,649 401,220 SH DFND 3 401,220 0 0
EUCRATES BIOMEDICAL ACQU COR *W EXP 10/23/202 G3141W122 35 187,227 SH DFND 187,227 0 0
EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 7 34,102 SH DFND 34,102 0 0
EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 8 47,491 SH DFND 47,491 0 0
EVOLV TECHNOLOGIES HLDNGS IN *W EXP 03/10/202 30049H110 44 117,168 SH DFND 117,168 0 0
EXAGEN INC COM 30068X103 11,119 1,384,631 SH DFND 3 1,384,631 0 0
EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 22 65,015 SH DFND 65,015 0 0
FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 4 25,600 SH DFND 25,600 0 0
FIFTH THIRD BANCORP COM 316773100 1,077 25,023 SH DFND 25,023 0 0
FIFTH THIRD BANCORP COM 316773100 328 101,000 SH Call DFND 101,000 0 0
FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 9 12,500 SH DFND 3 12,500 0 0
FIGURE ACQUISITION CORP I COM CL A 302438106 1,292 132,083 SH DFND 3 132,083 0 0
FINANCE OF AMERICA COMPAN *W EXP 04/08/202 31738L115 420 1,069,604 SH DFND 1,069,604 0 0
FINANCE OF AMERICA COMPAN COM CL A 31738L107 447 146,998 SH DFND 146,998 0 0
FINANCIAL STRATEGIES ACQUISI *W EXP 03/31/202 31772T115 10 59,400 SH DFND 59,400 0 0
FINTECH ACQUISITION CORP V *W EXP 12/31/202 31810Q115 60 63,558 SH DFND 63,558 0 0
FINTECH EVOLUTION ACQUIS GRO *W EXP 03/31/202 G3R19A120 11 50,000 SH DFND 50,000 0 0
FIRST HORIZON CORPORATION COM 320517105 1,586 67,516 SH DFND 67,516 0 0
FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 320703119 36 99,600 SH DFND 99,600 0 0
FIRSTENERGY CORP COM 337932107 1,092 23,801 SH DFND 23,801 0 0
FIRSTENERGY CORP COM 337932107 160 100,000 SH Call DFND 100,000 0 0
FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 33 112,861 SH DFND 112,861 0 0
FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 17 60,665 SH DFND 60,665 0 0
FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 250 804,427 SH DFND 804,427 0 0
FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 23 75,000 SH DFND 3 75,000 0 0
FORTISTAR SUSTAINABLE SOL CO COM CL A 34962M106 1,715 175,000 SH DFND 3 175,000 0 0
FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 988 100,000 SH DFND 3 100,000 0 0
FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 38,276 1,486,462 SH DFND 3 1,486,462 0 0
FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 554 56,220 SH DFND 3 56,220 0 0
FORTRESS VALUE ACQUISI CORP *W EXP 03/18/202 34964K116 27 50,000 SH DFND 50,000 0 0
FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 34 135,640 SH DFND 135,640 0 0
FRAZIER LIFESCIENCES ACQU CO *W EXP 11/30/202 G3710A113 26 114,609 SH DFND 114,609 0 0
FTAC ATHENA ACQUISITION CORP *W EXP 03/01/202 G37283119 15 29,500 SH DFND 29,500 0 0
FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 16 35,916 SH DFND 35,916 0 0
FTAC ZEUS ACQUISITION COR *W EXP 04/15/202 30320F114 82 214,627 SH DFND 214,627 0 0
FULCRUM THERAPEUTICS INC COM 359616109 81,672 3,453,371 SH DFND 3 3,453,371 0 0
GAMES & ESPORTS EXPRNC ACQ C *W EXP 12/01/202 G3731J127 2 11,700 SH DFND 11,700 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 118 14,600 SH Call DFND 14,600 0 0
GENERATION ASIA I ACQUISITIO *W EXP 99/99/999 G38258128 140 424,298 SH DFND 424,298 0 0
GESHER I ACQUISITION CORP *W EXP 04/16/202 G38537125 22 67,040 SH DFND 67,040 0 0
GETNET ADQUIRENCIA E SERVICO SPONSORED ADS 37428A103 124 79,932 SH DFND 79,932 0 0
GIGCAPITAL 5 INC *W EXP 99/99/999 37519U117 33 148,310 SH DFND 148,310 0 0
GIGINTERNATIONAL1 INC *W EXP 04/19/202 37518W114 52 143,693 SH DFND 143,693 0 0
GILEAD SCIENCES INC COM 375558103 1 10,000 SH Call DFND 10,000 0 0
GLADSTONE ACQUISITION CORP *W EXP 04/01/202 37653T116 12 35,873 SH DFND 35,873 0 0
GLOBAL CONSUMER ACQUISITN CO *W EXP 05/21/202 37892B116 26 105,877 SH DFND 105,877 0 0
GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 123 312,632 SH DFND 312,632 0 0
GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 23 125,000 SH DFND 3 125,000 0 0
GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 497 50,000 SH DFND 3 50,000 0 0
GLOBALINK INVT INC *W EXP 12/03/202 37892F125 6 50,000 SH DFND 50,000 0 0
GO ACQUISITION CORP *W EXP 08/31/202 362019119 142 789,361 SH DFND 789,361 0 0
GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 30 100,865 SH DFND 100,865 0 0
GOGREEN INVESTMENTS CORP UNIT 99/99/9999 G9461B127 400 39,600 SH DFND 39,600 0 0
GOLDENBRIDGE ACQUISITION LTD RIGHT 10/28/2025 G3970D138 7 43,923 SH DFND 43,923 0 0
GREEN VISOR FIN TEC ACQ CORP *W EXP 10/27/202 G4166K126 15 50,000 SH DFND 50,000 0 0
GREENLANE HLDGS INC CL A 395330103 188 336,686 SH DFND 336,686 0 0
GROUP NINE ACQUISITION CORP *W EXP 01/15/202 39947R112 43 152,290 SH DFND 152,290 0 0
GX ACQUISITION CORP II *W EXP 03/17/202 36260F113 28 107,415 SH DFND 107,415 0 0
H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 3 10,000 SH DFND 10,000 0 0
HALLIBURTON CO COM 406216101 1,056 27,881 SH DFND 27,881 0 0
HALLIBURTON CO COM 406216101 26 32,200 SH Put DFND 32,200 0 0
HAMILTON LANE ALLIANCE HLDGS *W EXP 01/12/202 40749M111 11 41,933 SH DFND 41,933 0 0
HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 33 164,750 SH DFND 164,750 0 0
HEALTHCARE SERVICES ACQU COR *W EXP 12/28/202 42227K112 51 150,740 SH DFND 150,740 0 0
HEALTHCARE TR AMER INC CL A NEW 42225P501 211 6,727 SH DFND 6,727 0 0
HEALTHCARE TR AMER INC CL A NEW 42225P501 3 113,100 SH Call DFND 113,100 0 0
HEARTLAND MEDIA ACQUISITION *W EXP 99/99/999 42237V116 11 68,766 SH DFND 68,766 0 0
HENNESSY CAPITAL INVST CORP UNIT 99/99/9999 42600H207 14,835 1,500,000 SH DFND 3 1,500,000 0 0
HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 8,779 571,922 SH DFND 571,922 0 0
HERTZ GLOBAL HLDGS INC COM NEW 42806J700 554 25,006 SH DFND 25,006 0 0
HERTZ GLOBAL HLDGS INC COM NEW 42806J700 129 75,000 SH Call DFND 75,000 0 0
HF SINCLAIR CORPORATION COM 403949100 88 2,200 SH DFND 2,200 0 0
HF SINCLAIR CORPORATION COM 403949100 5 20,000 SH Call DFND 20,000 0 0
HH&L ACQUISITION CO *W EXP 02/04/202 G39714129 7 30,000 SH DFND 30,000 0 0
HIPPO HLDGS INC *W EXP 08/02/202 433539111 32 92,954 SH DFND 92,954 0 0
HOLOGIC INC COM 436440101 278 3,622 SH DFND 3 3,622 0 0
HORIZON ACQUISITION CORPORAT *W EXP 10/19/202 G46044114 83 126,057 SH DFND 126,057 0 0
HUDSON EXECUTIVE INVS CORP I *W EXP 01/31/202 443760111 19 51,000 SH DFND 76,000 0 0
HUDSON EXECUTIVE INVS CORP I *W EXP 01/31/202 443760111 9 25,000 SH DFND 3 25,000 0 0
HUDSON EXECUTIVE INVS CORP I COM CL A 443760103 979 100,000 SH DFND 3 100,000 0 0
HUMANCO ACQUISITION CORP *W EXP 99/99/999 44487N117 478 1,494,407 SH DFND 1,494,407 0 0
HUMANIGEN INC COM NEW 444863203 2,258 750,000 SH DFND 3 750,000 0 0
HUNT COMPANIES ACQUISITIO *W EXP 99/99/999 G46482124 5 20,000 SH DFND 20,000 0 0
IBERE PHARMACEUTICALS *W EXP 03/01/202 G46843119 25 126,050 SH DFND 126,050 0 0
ICONIC SPORTS ACQUISITION CO *W EXP 10/12/202 G4712C115 37 122,717 SH DFND 122,717 0 0
IDEXX LABS INC COM 45168D104 746 1,363 SH DFND 3 1,363 0 0
IG ACQUISITION CORP *W EXP 10/05/202 449534114 83 258,956 SH DFND 258,956 0 0
IMMUNIC INC COM 4525EP101 14,206 1,257,146 SH DFND 3 1,257,146 0 0
IMMUNIC INC COM 4525EP101 6 24,500 SH Call DFND 24,500 0 0
INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 12 53,723 SH DFND 53,723 0 0
INDEPENDENCE HOLDINGS CORP *W EXP 03/31/202 G4761A127 9 20,000 SH DFND 20,000 0 0
INDUSTRIAL HUMAN CAPITAL INC *W EXP 11/27/202 45617P112 82 455,601 SH DFND 455,601 0 0
INDUSTRIAL TECH ACQSTNS II I *W EXP 03/31/202 45635R116 8 30,900 SH DFND 30,900 0 0
INFINITE ACQUISITION CORP *W EXP 11/23/202 G48028123 34 101,125 SH DFND 101,125 0 0
INFINT ACQUISITION CORP *W EXP 99/99/999 G47862126 60 351,904 SH DFND 351,904 0 0
INFLECTION POINT ACQUSTN COR *W EXP 09/21/202 G47874113 25 51,400 SH DFND 51,400 0 0
INNOVIZ TECHNOLOGIES LTD *W EXP 04/05/202 M5R635116 736 721,715 SH DFND 3 721,715 0 0
INNOVIZ TECHNOLOGIES LTD SHS M5R635108 858 236,935 SH DFND 236,935 0 0
INNOVIZ TECHNOLOGIES LTD SHS M5R635108 11,390 3,146,390 SH DFND 3 3,146,390 0 0
INTEGRAL ACQUISITION CORP 1 *W EXP 05/31/202 45827K119 109 272,808 SH DFND 272,808 0 0
INTEGRATED RAIL AND RES ACQ *W EXP 99/99/999 45827R114 16 50,000 SH DFND 50,000 0 0
INTEGRATED WELLNESS ACQ CORP UNIT 99/99/9999 G4828B126 549 54,300 SH DFND 54,300 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 442 3,400 SH DFND 3,400 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 35 15,000 SH Call DFND 15,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 77 15,000 SH Put DFND 15,000 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,920 22,234 SH DFND 22,234 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 188 15,800 SH Call DFND 15,800 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 4 15,800 SH Put DFND 15,800 0 0
INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 12 111,101 SH DFND 111,101 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 739 2,451 SH DFND 3 2,451 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 684 1,886 SH DFND 3 1,886 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 906 2,500 SH DFND 2,500 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 257 60,000 SH Put DFND 60,000 0 0
IONIS PHARMACEUTICALS INC COM 462222100 491 13,257 SH DFND 13,257 0 0
IONIS PHARMACEUTICALS INC COM 462222100 1 13,700 SH Call DFND 13,700 0 0
IONIS PHARMACEUTICALS INC COM 462222100 112 13,700 SH Put DFND 13,700 0 0
IQVIA HLDGS INC COM 46266C105 645 2,790 SH DFND 3 2,790 0 0
IRON SPARK I INC CLASS A COM 46301G103 256 25,584 SH DFND 25,584 0 0
ISHARES TR IBOXX HI YD ETF 464288513 3,064 37,236 SH DFND 37,236 0 0
ISHARES TR IBOXX HI YD ETF 464288513 2 31,900 SH Call DFND 31,900 0 0
ISHARES TR IBOXX HI YD ETF 464288513 80 69,800 SH Put DFND 69,800 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 2,813 62,300 SH DFND 62,300 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 252 130,000 SH Put DFND 130,000 0 0
ISHARES TR S&P 100 ETF 464287101 1,101 5,280 SH DFND 5,280 0 0
ISHARES TR U.S. REAL ES ETF 464287739 1,004 9,276 SH DFND 9,276 0 0
ISHARES TR U.S. REAL ES ETF 464287739 19 10,400 SH Put DFND 10,400 0 0
ITIQUIRA ACQUISITION CORP *W EXP 02/03/202 G49773115 40 135,365 SH DFND 135,365 0 0
IVERIC BIO INC COM 46583P102 142 50,000 SH Call DFND 50,000 0 0
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 143 292,477 SH DFND 292,477 0 0
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 17 35,093 SH DFND 3 35,093 0 0
JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 981 100,000 SH DFND 3 100,000 0 0
JOFF FINTECH ACQUISITION COR *W EXP 02/04/202 46592C118 48 184,210 SH DFND 184,210 0 0
JOUNCE THERAPEUTICS INC COM 481116101 3,900 574,335 SH DFND 3 574,335 0 0
JUNIPER II CORP *W EXP 99/99/999 48203N111 90 220,176 SH DFND 220,176 0 0
JUPITER ACQUISITION CORP CL A 482082104 1,687 175,000 SH DFND 3 175,000 0 0
KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 72 119,614 SH DFND 119,614 0 0
KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 23 92,307 SH DFND 92,307 0 0
KEYCORP COM 493267108 210 9,362 SH DFND 9,362 0 0
KHOSLA VENTURES ACQUISITION CL A 482504107 665 68,000 SH DFND 3 68,000 0 0
KIMBELL TIGER ACQUISITION CO *W EXP 09/15/202 49436K114 6 29,000 SH DFND 29,000 0 0
KINGSWOOD ACQUISITION CORP *W EXP 05/01/202 496861113 29 205,597 SH DFND 205,597 0 0
KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 18 100,000 SH DFND 100,000 0 0
KISMET ACQUISITION TWO CORP *W EXP 06/30/202 G52807115 3 16,700 SH DFND 16,700 0 0
KKR ACQUISITION HOLDING I CO *W EXP 03/17/202 48253T117 66 100,000 SH DFND 100,000 0 0
KL ACQUISITION CORP *W EXP 01/12/202 49837C117 12 50,000 SH DFND 50,000 0 0
KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 3 20,000 SH DFND 20,000 0 0
KLUDEIN I ACQUISITION CORP CL A 49878L109 497 50,000 SH DFND 3 50,000 0 0
KNIGHTSWAN ACQUISITION CORP *W EXP 99/99/999 499103117 31 124,082 SH DFND 124,082 0 0
KOHLS CORP COM 500255104 9 16,200 SH Call DFND 16,200 0 0
KOHLS CORP COM 500255104 2 5,100 SH Put DFND 5,100 0 0
LAKESHORE ACQUISITION I CORP *W EXP 07/15/202 G53521111 87 248,131 SH DFND 248,131 0 0
LAMB WESTON HLDGS INC COM 513272104 767 12,802 SH DFND 12,802 0 0
LAMB WESTON HLDGS INC COM 513272104 13 5,500 SH Put DFND 5,500 0 0
LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 7 14,580 SH DFND 14,580 0 0
LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 16 29,570 SH DFND 29,570 0 0
LEMONADE INC COM 52567D107 1,920 72,800 SH DFND 72,800 0 0
LEMONADE INC COM 52567D107 333 72,800 SH Put DFND 72,800 0 0
LF CAPITAL ACQUISITION CORP *W EXP 05/19/202 50202D110 14 75,000 SH DFND 75,000 0 0
LIBERTY RES ACQUISITION CORP *W EXP 10/31/202 53118A113 3 12,147 SH DFND 12,147 0 0
LIGHTNING EMOTORS INC *W EXP 05/18/202 53228T119 25 25,400 SH DFND 25,400 0 0
LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 18 50,965 SH DFND 50,965 0 0
LUCID GROUP INC COM 549498103 2,151 84,700 SH DFND 84,700 0 0
LUCID GROUP INC COM 549498103 2 5,000 SH Call DFND 5,000 0 0
LUCID GROUP INC COM 549498103 1,376 89,800 SH Put DFND 89,800 0 0
LUX HEALTH TECH ACQUISITION *W EXP 11/30/202 55068A118 293 698,094 SH DFND 698,094 0 0
M3 BRIGADE ACQUISITION II CO *W EXP 03/09/202 553800111 5 13,685 SH DFND 13,685 0 0
MACQUARIE INFRASTR HOLD LLC COMMON UNITS 55608B105 3,355 899,432 SH DFND 3 899,432 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 74 40,300 SH Call DFND 40,300 0 0
MAGNUM OPUS ACQUISITION LTD *W EXP 03/06/202 G5S70A112 150 156,366 SH DFND 156,366 0 0
MALLARD ACQUISITION CORP COM 561204108 387 38,380 SH DFND 3 38,380 0 0
MANA CAP ACQUISITION CORP *W EXP 12/01/202 56168P120 5 25,000 SH DFND 25,000 0 0
MANA CAP ACQUISITION CORP RIGHT 06/01/2024 56168P112 4 20,000 SH DFND 20,000 0 0
MARBLEGATE ACQUISITION CORP COM CL A 56608A105 192 19,483 SH DFND 19,483 0 0
MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 46 161,353 SH DFND 161,353 0 0
MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 13 39,700 SH DFND 39,700 0 0
MDH ACQUISITION CORP *W EXP 02/02/202 55283P114 16 99,800 SH DFND 99,800 0 0
MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 4,890 500,000 SH DFND 3 500,000 0 0
MELI KASZEK PIONEER CORP CLASS A ORD G5S74L106 1,030 100,000 SH DFND 100,000 0 0
METTLER TOLEDO INTERNATIONAL COM 592688105 562 409 SH DFND 3 409 0 0
MINORITY EQUALITY OPPORTUNIT *W EXP 08/26/202 60436Q118 25 132,981 SH DFND 132,981 0 0
MIRATI THERAPEUTICS INC COM 60468T105 204 2,483 SH DFND 2,483 0 0
MISSION ADVANCEMENT CORP *W EXP 03/05/202 60501L119 45 197,173 SH DFND 197,173 0 0
MODERNA INC COM 60770K107 2,929 17,002 SH DFND 17,002 0 0
MODERNA INC COM 60770K107 13 6,400 SH Call DFND 6,400 0 0
MODERNA INC COM 60770K107 4,543 16,300 SH Put DFND 16,300 0 0
MOUNT RAINIER ACQUISITION CO *W EXP 11/27/202 623006111 36 144,700 SH DFND 144,700 0 0
MSD ACQUISITION CORP *W EXP 03/25/202 G5709C125 72 92,517 SH DFND 92,517 0 0
NATURAL ORDER ACQUISITION CO *W EXP 09/15/202 63889L115 4 25,000 SH DFND 25,000 0 0
NATURAL ORDER ACQUISITION CO COM 63889L107 1,966 200,000 SH DFND 3 200,000 0 0
NATURAL ORDER ACQUISITION CO COM 63889L107 2 200 SH DFND 200 0 0
NEWHOLD INVESTMENT CORP II *W EXP 10/21/202 651450116 25 93,504 SH DFND 93,504 0 0
NEWMONT CORP COM 651639106 883 175,300 SH Call DFND 175,300 0 0
NIGHTDRAGON ACQUISITION CORP *W EXP 02/26/202 65413D113 12 25,680 SH DFND 25,680 0 0
NOKIA CORP SPONSORED ADR 654902204 5,460 1,000,000 SH DFND 1,000,000 0 0
NORTH MOUNTAIN MERGER CORP *W EXP 09/16/202 661204115 24 85,001 SH DFND 85,001 0 0
NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 7 36,800 SH DFND 36,800 0 0
NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 157 1,116,253 SH DFND 1,116,253 0 0
NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 9 50,000 SH DFND 50,000 0 0
OMNILIT ACQUISITION CORP *W EXP 11/08/202 68218C116 28 120,628 SH DFND 120,628 0 0
OPENDOOR TECHNOLOGIES INC COM 683712103 845 97,667 SH DFND 97,667 0 0
OPENDOOR TECHNOLOGIES INC COM 683712103 1 1,000 SH Call DFND 1,000 0 0
OPENDOOR TECHNOLOGIES INC COM 683712103 6 6,600 SH Put DFND 6,600 0 0
ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 G6780C117 10 26,647 SH DFND 26,647 0 0
OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 22 90,283 SH DFND 90,283 0 0
OXBRIDGE ACQUISITION CORP *W EXP 08/04/202 G6855L117 6 40,000 SH DFND 40,000 0 0
OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 44 177,512 SH DFND 177,512 0 0
OYSTER PT PHARMA INC COM 69242L106 5,934 509,794 SH DFND 3 509,794 0 0
P3 HEALTH PARTNERS INC *W EXP 11/19/202 744413113 40 25,000 SH DFND 25,000 0 0
PARABELLUM ACQUISITION CORP *W EXP 99/99/999 69901P117 11 48,995 SH DFND 48,995 0 0
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 G44525114 9 34,017 SH DFND 34,017 0 0
PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 49 117,957 SH DFND 117,957 0 0
PERIPHAS CAPITAL PARTNERING *W EXP 12/10/202 713895118 18 24,754 SH DFND 24,754 0 0
PERKINELMER INC COM 714046109 300 1,719 SH DFND 3 1,719 0 0
PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 9,985 502,000 SH DFND 3 502,000 0 0
PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 3,978 200,000 SH DFND 200,000 0 0
PETMED EXPRESS INC COM 716382106 11 10,200 SH Call DFND 10,200 0 0
PETMED EXPRESS INC COM 716382106 56 10,200 SH Put DFND 10,200 0 0
PHP VENTURES ACQUISITION COR RIGHT 01/01/2023 69291C122 37 200,200 SH DFND 200,200 0 0
PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 10 50,000 SH DFND 50,000 0 0
PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 38 186,195 SH DFND 186,195 0 0
PIONEER MERGER CORP CL A SHS G7S24C103 1,960 200,000 SH DFND 3 200,000 0 0
PIVOTAL INVESTMENT CORP III *W EXP 01/28/202 72582M114 9 20,000 SH DFND 3 20,000 0 0
PIVOTAL INVESTMENT CORP III COM CL A 72582M106 978 100,000 SH DFND 3 100,000 0 0
PLANET LABS PBC COM CL A 72703X106 80 15,749 SH DFND 3 15,749 0 0
PMV PHARMACEUTICALS INC COM 69353Y103 26,265 1,261,529 SH DFND 3 1,261,529 0 0
PONO CAPITAL CORP *W EXP 09/30/202 732450119 6 25,000 SH DFND 25,000 0 0
PONTEM CORPORATION *W EXP 01/05/202 G71707122 16 50,000 SH DFND 50,000 0 0
PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS G7185D106 5,920 603,512 SH DFND 3 603,512 0 0
POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 7 15,481 SH DFND 15,481 0 0
PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 74 315,139 SH DFND 315,139 0 0
PROCAPS GROUP SA *W EXP 09/29/202 L7756P110 7 10,000 SH DFND 3 10,000 0 0
PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 27 111,646 SH DFND 111,646 0 0
PROJECT ENERGY REIMAGINED AC *W EXP 10/28/202 G72556114 27 49,670 SH DFND 49,670 0 0
PROJECT ENERGY REIMAGINED AC *W EXP 10/28/202 G72556114 345 750,000 SH DFND 3 750,000 0 0
PROJECT ENERGY REIMAGINED AC CLASS A ORD G72556106 14,595 1,500,000 SH DFND 3 1,500,000 0 0
PROOF ACQUISITION CORP I CL A COM 74349W104 404 40,786 SH DFND 40,786 0 0
PROQR THRAPEUTICS N V SHS EURO N71542109 342 377,776 SH DFND 3 377,776 0 0
PROTAGONIST THERAPEUTICS INC COM 74366E102 17,111 722,575 SH DFND 722,575 0 0
PURECYCLE TECHNOLOGIES INC COM 74623V103 18 2,302 SH DFND 2,302 0 0
PURECYCLE TECHNOLOGIES INC COM 74623V103 12 25,400 SH Call DFND 25,400 0 0
PYROPHYTE ACQUISITION CORP *W EXP 05/03/202 G7308P127 22 50,000 SH DFND 50,000 0 0
QUANTUM CORP COM NEW 747906501 114 50,000 SH DFND 50,000 0 0
QUEST DIAGNOSTICS INC COM 74834L100 233 1,703 SH DFND 3 1,703 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 592 26,612 SH DFND 26,612 0 0
RELMADA THERAPEUTICS INC COM 75955J402 31,426 1,164,361 SH DFND 3 1,164,361 0 0
RENEW ENERGY GLOBAL PLC CL A SHS G7500M104 1,163 141,532 SH DFND 141,532 0 0
REVOLUTION HEALTHCAR AQ CORP *W EXP 12/31/202 76155Y116 11 25,174 SH DFND 25,174 0 0
RIVERVIEW ACQUISITION CORP *W EXP 99/99/999 769395112 24 49,950 SH DFND 49,950 0 0
RIVIAN AUTOMOTIVE INC COM CL A 76954A103 1,623 32,300 SH DFND 32,300 0 0
RIVIAN AUTOMOTIVE INC COM CL A 76954A103 25,210 500,000 SH DFND 3 500,000 0 0
RIVIAN AUTOMOTIVE INC COM CL A 76954A103 113 32,300 SH Put DFND 32,300 0 0
RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 36 81,374 SH DFND 81,374 0 0
RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 15 34,940 SH DFND 3 34,940 0 0
RMG ACQUISITION CORP III CL A SHS G76088106 1,577 160,900 SH DFND 3 160,900 0 0
ROCKET PHARMACEUTICALS INC COM 77313F106 15,860 1,000,000 SH DFND 3 1,000,000 0 0
ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 96 234,197 SH DFND 234,197 0 0
RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 11 25,000 SH DFND 25,000 0 0
SAREPTA THERAPEUTICS INC COM 803607100 564 7,218 SH DFND 7,218 0 0
SAREPTA THERAPEUTICS INC COM 803607100 30 12,000 SH Call DFND 12,000 0 0
SAREPTA THERAPEUTICS INC COM 803607100 170 12,000 SH Put DFND 12,000 0 0
SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 21 57,070 SH DFND 57,070 0 0
SCIENCE 37 HOLDINGS INC COM 808644108 4,041 755,313 SH DFND 3 755,313 0 0
SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 3 14,263 SH DFND 14,263 0 0
SCION TECH GROWTH I *W EXP 11/01/202 G31067112 21 76,343 SH DFND 76,343 0 0
SCIPLAY CORPORATION CL A 809087109 16,101 1,246,246 SH DFND 3 1,246,246 0 0
SCIPLAY CORPORATION CL A 809087109 685 52,973 SH DFND 52,973 0 0
SCIPLAY CORPORATION CL A 809087109 20 522,700 SH Call DFND 522,700 0 0
SCIPLAY CORPORATION CL A 809087109 228 311,500 SH Put DFND 311,500 0 0
SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 50 79,927 SH DFND 79,927 0 0
SCULPTOR ACQUISITION CORP I *W EXP 99/99/999 G7T983111 75 250,807 SH DFND 250,807 0 0
SEAPORT CALIBRE MATLS ACQUIS *W EXP 10/28/202 812204113 26 100,000 SH DFND 100,000 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 580 68,600 SH Call DFND 68,600 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 132 3,440 SH DFND 3,440 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 44 55,000 SH Put DFND 55,000 0 0
SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 23 129,864 SH DFND 129,864 0 0
SHAPEWAYS HOLDINGS INC *W EXP 10/31/202 81947T110 99 288,278 SH DFND 288,278 0 0
SHELL PLC SPON ADS 780259305 222 144,400 SH Call DFND 144,400 0 0
SHELL PLC SPON ADS 780259305 15 13,900 SH Put DFND 13,900 0 0
SHOULDERUP TECHNOLOGY ACQUIS *W EXP 11/17/202 82537G112 14 40,258 SH DFND 40,258 0 0
SIGNAL HILL ACQUISITION CORP *W EXP 02/10/202 82664R113 24 141,266 SH DFND 141,266 0 0
SIGNAL HILL ACQUISITION CORP UNIT 02/10/2027 82664R204 1,114 111,400 SH DFND 111,400 0 0
SILVERSPAC INC *W EXP 09/09/202 G8136V112 20 50,000 SH DFND 50,000 0 0
SIMON PROPERTY GRP ACQ HOLDI *W EXP 02/04/202 82880R111 32 67,335 SH DFND 67,335 0 0
SLAM CORP *W EXP 02/23/202 G8210L121 97 234,610 SH DFND 234,610 0 0
SOAR TECHNOLOGY ACQUISN CORP *W EXP 99/99/999 G82472120 17 49,500 SH DFND 49,500 0 0
SOCIAL CAP SUVRETTA HLD CRPI CLASS A ORD SHS G8253W109 378 38,248 SH DFND 3 38,248 0 0
SOCIAL CAP SUVRETTA HLDS CP CLASS A ORD SHS G8253Y105 281 28,900 SH DFND 3 28,900 0 0
SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 568 58,220 SH DFND 3 58,220 0 0
SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253T106 247 25,000 SH DFND 3 25,000 0 0
SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 327 344,642 SH DFND 344,642 0 0
SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 178 145,044 SH DFND 145,044 0 0
SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 17,022 1,685,351 SH DFND 1,685,351 0 0
SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 2,274 227,629 SH DFND 227,629 0 0
SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 250 25,000 SH DFND 3 25,000 0 0
SOFTWARE ACQUISITN GRP INC I *W EXP 02/02/202 83407J111 29 115,624 SH DFND 115,624 0 0
SOFTWARE ACQUISITN GRP INC I COM CL A 83407J103 2,672 267,911 SH DFND 267,911 0 0
SOMALOGIC INC CLASS A COM 83444K105 1,983 247,226 SH DFND 247,226 0 0
SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1,103 3,180 SH DFND 3 3,180 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 96 1,400 SH Call DFND 1,400 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 302 111,800 SH Put DFND 111,800 0 0
SPDR SER TR S&P BIOTECH 78464A870 8 29,900 SH Call DFND 29,900 0 0
SPDR SER TR S&P BIOTECH 78464A870 78 50,000 SH Put DFND 50,000 0 0
SPDR SER TR S&P REGL BKG 78464A698 572 8,300 SH DFND 8,300 0 0
SPDR SER TR S&P REGL BKG 78464A698 268 75,000 SH Put DFND 75,000 0 0
SPIRE GLOBAL INC *W EXP 08/16/202 848560116 11 43,899 SH DFND 43,899 0 0
SPORTSMAP TECH ACQUISITIN CO *W EXP 09/01/202 84921J116 265 1,066,742 SH DFND 1,066,742 0 0
SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 6 30,000 SH DFND 30,000 0 0
SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 10 50,000 SH DFND 50,000 0 0
SPRINGWATER SPL SITUATIONS C *W EXP 12/01/202 85205U115 16 40,000 SH DFND 40,000 0 0
STERIS PLC SHS USD G8473T100 466 1,927 SH DFND 3 1,927 0 0
STOKE THERAPEUTICS INC COM 86150R107 29,902 1,420,530 SH DFND 3 1,420,530 0 0
STONEBRIDGE ACQUISITION CORP *W EXP 03/31/202 G85094129 38 130,226 SH DFND 130,226 0 0
STRYVE FOODS INC *W EXP 07/31/202 863685111 66 447,066 SH DFND 447,066 0 0
STRYVE FOODS INC CLASS A COM 863685103 256 204,984 SH DFND 204,984 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 35,592 5,676,605 SH DFND 5,676,605 0 0
SUNDIAL GROWERS INC COM 86730L109 249 355,601 SH DFND 355,601 0 0
SUNDIAL GROWERS INC COM 86730L109 376 652,500 SH Put DFND 652,500 0 0
SUPER GROUP SGHC LIMITED *W EXP 99/99/999 G8588X111 135 46,853 SH DFND 46,853 0 0
SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 15 50,000 SH DFND 3 50,000 0 0
SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 328 1,094,742 SH DFND 1,094,742 0 0
SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 979 100,000 SH DFND 3 100,000 0 0
SVF INVESTMENT CORP CL A SHS G8601L102 1 71 SH DFND 71 0 0
SVF INVESTMENT CORP CL A SHS G8601L102 438 44,678 SH DFND 3 44,678 0 0
SVF INVESTMENT CORP 3 CL A SHS G8601N108 1,308 131,991 SH DFND 3 131,991 0 0
SWITCH INC CL A 87105L104 3,157 194,900 SH Call DFND 194,900 0 0
SYLVAMO CORP COMMON STOCK 871332102 65,062 1,955,000 SH DFND 3 1,955,000 0 0
TABOOLA.COM LTD *W EXP 06/29/202 M8744T114 698 697,500 SH DFND 697,500 0 0
TABOOLA.COM LTD ORD SHS M8744T106 1,575 305,301 SH DFND 305,301 0 0
TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 18 104,303 SH DFND 104,303 0 0
TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 18 90,497 SH DFND 90,497 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 376 99,800 SH Call DFND 99,800 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 416 61,200 SH Put DFND 61,200 0 0
TALKSPACE INC *W EXP 06/21/202 87427V111 53 222,235 SH DFND 222,235 0 0
TARGET CORP COM 87612E106 176 19,700 SH Call DFND 19,700 0 0
TARGET CORP COM 87612E106 1,116 21,000 SH Put DFND 21,000 0 0
TARGET GLOBAL ACQUISI I CORP *W EXP 12/08/202 G8675N125 6 26,774 SH DFND 26,774 0 0
TARSUS PHARMACEUTICALS INC COM 87650L103 8,991 534,524 SH DFND 3 534,524 0 0
TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 43 132,964 SH DFND 132,964 0 0
TECHNOLOGY & TELECOM ACQ COR *W EXP 04/15/202 G87119114 82 494,715 SH DFND 494,715 0 0
TEGNA INC COM 87901J105 42 421,000 SH Call DFND 421,000 0 0
TERNS PHARMACEUTICALS INC COM 880881107 252 85,000 SH DFND 3 85,000 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1,498 159,570 SH DFND 159,570 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 214 223,800 SH Call DFND 223,800 0 0
TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 10 50,000 SH DFND 50,000 0 0
THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 20 76,460 SH DFND 76,460 0 0
THE MUSIC ACQUISITION CORP *W EXP 02/05/202 62752R118 36 162,000 SH DFND 162,000 0 0
THE ODP CORP COM 88337F105 9,610 209,681 SH DFND 3 209,681 0 0
TISHMAN SPEYER INNOVATION CO *W EXP 02/11/202 88825H118 19 49,820 SH DFND 3 49,820 0 0
TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 1,960 200,000 SH DFND 3 200,000 0 0
TRAJECTORY ALPHA ACQUISITION *W EXP 99/99/999 89301B112 82 263,785 SH DFND 263,785 0 0
TRIP COM GROUP LTD ADS 89677Q107 1,286 55,619 SH DFND 55,619 0 0
TRIP COM GROUP LTD ADS 89677Q107 10 100,000 SH Call DFND 100,000 0 0
TRIP COM GROUP LTD ADS 89677Q107 229 105,500 SH Put DFND 105,500 0 0
TUATARA CAPITAL ACQUISITN CO *W EXP 02/11/202 G9118J119 96 290,226 SH DFND 290,226 0 0
TURMERIC ACQUISITION CORP *W EXP 10/08/202 G9127T124 12 36,930 SH DFND 36,930 0 0
TWO COM CL A G9152V101 313 32,000 SH DFND 3 32,000 0 0
TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 7 25,000 SH DFND 25,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 286 1,335 SH DFND 1,335 0 0
UNITED PARCEL SERVICE INC CL B 911312106 18 5,000 SH Call DFND 5,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 52 5,000 SH Put DFND 5,000 0 0
UTA ACQUISITION CORPORATION *W EXP 10/30/202 G9473A117 22 66,443 SH DFND 66,443 0 0
VANECK ETF TRUST GOLD MINERS ETF 92189F106 41 1,081 SH DFND 1,081 0 0
VANECK ETF TRUST GOLD MINERS ETF 92189F106 14 25,000 SH Put DFND 25,000 0 0
VECTOIQ ACQUISITION CORP II *W EXP 01/07/202 92244F117 206 457,936 SH DFND 457,936 0 0
VECTOR ACQUISITION CORP II CL A SHS G9460A104 7 689 SH DFND 689 0 0
VECTOR ACQUISITION CORP II CL A SHS G9460A104 117 12,000 SH DFND 3 12,000 0 0
VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 6 24,500 SH DFND 24,500 0 0
VENTOUX CCM ACQUISITION CORP RIGHT 99/99/9999 92280L127 19 108,300 SH DFND 108,300 0 0
VEONEER INC COM 92336X109 739 20,000 SH DFND 20,000 0 0
VEONEER INC COM 92336X109 3 80,200 SH Put DFND 80,200 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 804 15,500 SH Call DFND 15,500 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 10 15,000 SH Put DFND 15,000 0 0
VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 6 17,604 SH DFND 17,604 0 0
VIEWRAY INC COM 92672L107 44 11,280 SH DFND 11,280 0 0
VIRGIN GROUP ACQUISIT CORP I *W EXP 03/13/202 G9460K128 17 45,000 SH DFND 45,000 0 0
VIRGIN GROUP ACQUISIT CORP I *W EXP 03/13/202 G9460K128 8 19,960 SH DFND 3 19,960 0 0
VIRGIN GROUP ACQUISIT CORP I SHS CL A G9460K102 984 99,800 SH DFND 3 99,800 0 0
VISCOGLIOSI BROS ACQUISTN CO *W EXP 03/18/202 92838K118 4 25,000 SH DFND 25,000 0 0
VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 58 275,256 SH DFND 275,256 0 0
VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 22 275,202 SH DFND 275,202 0 0
VIVEON HEALTH ACQUISITION CO RIGHT 12/31/2025 92853V122 26 217,560 SH DFND 217,560 0 0
VROOM INC COM 92918V109 123 46,090 SH DFND 46,090 0 0
VROOM INC COM 92918V109 54 86,500 SH Put DFND 86,500 0 0
VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 573 796,318 SH DFND 796,318 0 0
WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9460M124 117 258,921 SH DFND 258,921 0 0
WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 56 119,214 SH DFND 119,214 0 0
WATERS CORP COM 941848103 292 940 SH DFND 3 940 0 0
WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 31 53,500 SH DFND 53,500 0 0
WELLS FARGO CO NEW COM 949746101 1,783 36,783 SH DFND 36,783 0 0
WELLS FARGO CO NEW COM 949746101 226 50,800 SH Call DFND 50,800 0 0
WELLS FARGO CO NEW COM 949746101 124 30,000 SH Put DFND 30,000 0 0
WEST PHARMACEUTICAL SVSC INC COM 955306105 487 1,186 SH DFND 3 1,186 0 0
WESTROCK CO COM 96145D105 284 6,043 SH DFND 6,043 0 0
WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 8 30,000 SH DFND 30,000 0 0
WINVEST ACQUISITION CORP *W EXP 08/09/202 97655B117 124 955,415 SH DFND 955,415 0 0
WINVEST ACQUISITION CORP RIGHT 99/99/9999 97655B125 38 459,615 SH DFND 459,615 0 0
WM TECHNOLOGY INC COM 92971A109 223 28,562 SH DFND 3 28,562 0 0
XPAC ACQUISITION CORP UNIT 07/27/2021 G9831X114 491 50,000 SH DFND 3 50,000 0 0
ZIMMER BIOMET HOLDINGS INC COM 98956P102 477 3,727 SH DFND 3 3,727 0 0
ZIMMER ENERGY TRANSITION ACQ *W EXP 06/16/202 989570114 134 301,607 SH DFND 301,607 0 0
ZYNGA INC CL A 98986T108 58 307,800 SH Call DFND 307,800 0 0


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