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Form 13F-HR COWA, LLC For: Jun 30

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August 2, 2021 3:43 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: COWA, LLC
Address: 8801 S. YALE AVENUE
SUITE 420
TULSA , OK74137
Form 13F File Number: 028-20580

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: James E. Diacon
Title: Chief Compliance Officer/Investment Adviser Representative
Phone: 918-984-9110
Signature, Place, and Date of Signing:
JAMES E. DIACON TULSA , OK 07-28-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: 160,505
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INCORPORATED COM 00287Y109 830 7,265 SH SOLE None 0 0 7,265
ALERIAN MLP ETF ALERIAN MLP 00162Q452 1,312 36,445 SH SOLE None 0 0 36,445
ALIBABA GROUP HLDG LIMITED SPONSORED ADS SPONSORED ADS 01609W102 1,317 5,938 SH SOLE None 0 0 5,938
ALLIANCE RESOURCE PARTNERS L P UT LTD PART UT LTD PART 01877R108 251 34,558 SH SOLE None 0 0 34,558
ALPHABET INCORPORATED CAP STK CLASS C CAP STK CL C 02079K107 500 198 SH SOLE None 0 0 198
ALTRIA GROUP INCORPORATED COM 02209S103 342 7,117 SH SOLE None 0 0 7,117
AMERICAN EXPRESS COMPANY COM 025816109 107 105,000 SH SOLE None 0 0 105,000
ASTRAZENECA PLC SPONSORED ADR SPONSORED ADR 046353108 541 8,970 SH SOLE None 0 0 8,970
ATT INCORPORATED COM 00206R102 1,223 42,184 SH SOLE None 0 0 42,184
AVANTIS U.S. SMALL CAP VALUE ETF US SML CP VALU 025072877 1,350 17,564 SH SOLE None 0 0 17,564
AVNET INCORPORATED COM 053807103 323 8,017 SH SOLE None 0 0 8,017
B2GOLD CORPORATION COM 11777Q209 208 49,781 SH SOLE None 0 0 49,781
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 371 1,334 SH SOLE None 0 0 1,334
BK OF AMERICA CORPORATION COM 060505104 1,275 31,109 SH SOLE None 0 0 31,109
BOEING COMPANY COM 097023105 400 1,666 SH SOLE None 0 0 1,666
BOK FINL CORPORATION COM NEW COM NEW 05561Q201 558 6,397 SH SOLE None 0 0 6,397
BP PLC SPONSORED ADR SPONSORED ADR 055622104 486 18,692 SH SOLE None 0 0 18,692
BRISTOLMYERS SQUIBB COMPANY COM 110122108 1,566 23,524 SH SOLE None 0 0 23,524
CHEVRON CORPORATION NEW COM 166764100 637 5,998 SH SOLE None 0 0 5,998
CISCO SYSTEMS INCORPORATED COM 17275R102 867 16,215 SH SOLE None 0 0 16,215
CLOROX COMPANY DEL COM 189054109 340 1,900 SH SOLE None 0 0 1,900
CNH INDL N V SHS SHS N20944109 221 13,000 SH SOLE None 0 0 13,000
COCA COLA COMPANY COM 191216100 464 8,591 SH SOLE None 0 0 8,591
CONOCOPHILLIPS COM 20825C104 1,374 22,519 SH SOLE None 0 0 22,519
CONOCOPHILLIPS COM 20825C104 777 12,794 SH SOLE None 12,794 0 0
DANAHER CORPORATION COM 235851102 794 2,917 SH SOLE None 0 0 2,917
DIMENSIONAL INTERN CORE EQT MKT ETF INTL CORE EQT MK 25434V203 4,427 151,980 SH SOLE None 151,980 0 0
DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF INTL CORE EQT MK 25434V203 2,484 84,735 SH SOLE None 0 0 84,735
DIMENSIONAL US CORE EQUITY MARKT ETF US CORE EQT MKT 25434V104 1,300 43,075 SH SOLE None 43,075 0 0
DIMENSIONAL US CORE EQUITY MARKET ETF US CORE EQT MKT 25434V104 2,125 69,935 SH SOLE None 0 0 69,935
DXC TECHNOLOGY COMPANY COM 23355L106 772 19,125 SH SOLE None 0 0 19,125
EBAY INCORPORATED COM 278642103 242 3,468 SH SOLE None 0 0 3,468
EMERSON ELEC COMPANY COM 291011104 389 4,015 SH SOLE None 0 0 4,015
ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 1,921 78,392 SH SOLE None 0 0 78,392
EXXON MOBIL CORPORATION COM 30231G102 365 5,790 SH SOLE None 0 0 5,790
FORTIVE CORPORATION COM 34959J108 315 4,464 SH SOLE None 0 0 4,464
FTC SOLAR INCORPORATED COM 30320C103 299 22,603 SH SOLE None 0 0 22,603
FUBOTV INCORPORATED COM 35953D104 280 9,028 SH SOLE None 0 0 9,028
GENERAL ELECTRIC COMPANY COM 369604103 188 14,434 SH SOLE None 0 0 14,434
GENERAL MTRS COMPANY COM 37045V100 777 13,138 SH SOLE None 0 0 13,138
HOME DEPOT INCORPORATED COM 437076102 670 2,085 SH SOLE None 0 0 2,085
INTEL CORPORATION COM 458140100 303 5,390 SH SOLE None 0 0 5,390
INTERNATIONAL BUSINESS MACHINES COM 459200101 647 4,403 SH SOLE None 0 0 4,403
INTERNATIONAL PAPER COMPANY COM 460146103 325 5,322 SH SOLE None 0 0 5,322
INVESCO FTSE RAFI US 1000 ETF COM 458140100 293 1,830 SH SOLE None 1,830 0 0
INVESCO QQQ TRUST FTSE RAFI 1000 46137V613 974 2,749 SH SOLE None 2,749 0 0
INVESCO SP 500 EQUAL WEIGHT ETF UNIT SER 1 46090E103 3,575 23,742 SH SOLE None 23,742 0 0
ISHARES CORE MSCI EAFE ETF IV CORE MSCI EAFE 46432F842 568 7,615 SH SOLE None 7,615 0 0
ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI EAFE 46432F842 1,043 14,268 SH SOLE None 14,268 0 0
ISHARES CORE SP MID CAPETF IV CORE S&P MCP ETF 464287507 1,523 5,664 SH SOLE None 5,664 0 0
ISHARES CORE SP SMALL CAP ETF IV CORE S&P SCP ETF 464287804 411 3,637 SH SOLE None 3,637 0 0
ISHARES CORE US REIT ETF IV CRE U S REIT ETF 464288521 467 7,990 SH SOLE None 7,990 0 0
ISHARES GOLD TR ISHARES NEW ISHARES NEW 464285204 4,255 125,858 SH SOLE None 0 0 125,858
ISHARES INTERNATIONAL SEL DIV ETF IV INTL SEL DIV ETF 464288448 400 12,395 SH SOLE None 12,395 0 0
ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 3,900 40,204 SH SOLE None 0 0 40,204
ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 6,826 91,016 SH SOLE None 0 0 91,016
ISHARES TR CORE SP MCP ETF CORE S&P MCP ETF 464287507 2,473 9,194 SH SOLE None 0 0 9,194
ISHARES TR CORE SP SCP ETF CORE S&P SCP ETF 464287804 2,012 17,808 SH SOLE None 0 0 17,808
ISHARES TR CORE SP500 ETF CORE S&P500 ETF 464287200 5,484 12,784 SH SOLE None 0 0 12,784
ISHARES TR CRE U S REIT ETF CRE U S REIT ETF 464288521 1,627 27,760 SH SOLE None 0 0 27,760
ISHARES TR GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 313 5,581 SH SOLE None 0 0 5,581
ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 5,692 177,862 SH SOLE None 0 0 177,862
ISHARES TR MSCI EAFE MIN VL MSCI EAFE MIN VL 46429B689 656 8,684 SH SOLE None 0 0 8,684
ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 290 3,916 SH SOLE None 0 0 3,916
ISHARES TR MSCI USA QLT FCT MSCI USA QLT FCT 46432F339 1,325 9,962 SH SOLE None 0 0 9,962
JPMORGAN CHASE 7.62526 DUE 101526 COM 478160104 32 25,000 SH SOLE None 25,000 0 0
JPMORGAN CHASE COMPANY COM 46625H100 630 4,037 SH SOLE None 0 0 4,037
JPMORGAN ULTRASHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 1,021 19,995 SH SOLE None 0 0 19,995
KEYCORP COM 493267108 337 16,150 SH SOLE None 0 0 16,150
KINROSS GOLD CORPORATION COM 496902404 149 23,634 SH SOLE None 0 0 23,634
KRAFT HEINZ COMPANY COM 500754106 399 9,858 SH SOLE None 0 0 9,858
LIBERTY MEDIA CORPORATION DEB 4.000%11/1 530715AG6 12 17,000 SH SOLE None 0 0 17,000
LIVENT CORPORATION COM 53814L108 331 16,789 SH SOLE None 0 0 16,789
LYONDELLBASELL INDUSTRIES N V SHS A SHS - A - N53745100 267 2,581 SH SOLE None 0 0 2,581
M D C HLDGS INCORPORATED COM 552676108 360 6,970 SH SOLE None 0 0 6,970
MAGELLAN MIDSTREAM PA LP ULTRA SHT MUNCPL 46641Q654 208 4,240 SH SOLE None 4,240 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM UNIT RP LP 559080106 1,055 21,530 SH SOLE None 0 0 21,530
MARATHON OIL CORPORATION COM 565849106 321 22,624 SH SOLE None 0 0 22,624
MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A CL A 571903202 210 1,510 SH SOLE None 0 0 1,510
MARTIN MARIETTA M 2.530 DUE 031530 COM UNIT RP LP 559080106 10 10,000 SH SOLE None 10,000 0 0
METROPOLITAN WEST TOTAL RETURN BD M COM 580135101 434 40,266 SH SOLE None 39,562 0 0
MICROSOFT CORPORATION COM 594918104 955 3,516 SH SOLE None 0 0 3,516
NOMAD FOODS LIMITED USD ORD SHS USD ORD SHS G6564A105 202 7,133 SH SOLE None 0 0 7,133
NORWEGIAN CRUISE LINE HLDG LIMITED SHS SHS G66721104 238 8,050 SH SOLE None 0 0 8,050
OGE ENERGY CORPORATION COM 670837103 516 15,195 SH SOLE None 0 0 15,195
OK DFA 534SYST HLTH DUE 021534XTRO COM 670837103 30 30,000 SH SOLE None 30,000 0 0
OLD REP INTERNATIONAL CORPORATION COM 680223104 703 27,821 SH SOLE None 0 0 27,821
ONEOK INCORPORATED NEW COM 682680103 3,375 59,280 SH SOLE None 0 0 59,280
ORION ENGINEERED CARBONS S A COM L72967109 472 24,831 SH SOLE None 0 0 24,831
PEPSICO INCORPORATED COM 713448108 461 3,111 SH SOLE None 0 0 3,111
PFIZER INCORPORATED COM 717081103 257 6,480 SH SOLE None 0 0 6,480
PHILLIPS 66 COM 718546104 1,237 14,382 SH SOLE None 0 0 14,382
PHILLIPS 66 COM 713448108 1,012 11,805 SH SOLE None 11,805 0 0
PHILLIPS 66 3.723 DUE 040623 COM 718546104 36 35,000 SH SOLE None 35,000 0 0
PLAINS GP HLDGS L P LTD PARTNR INT A LTD PARTNR INT A 72651A207 214 17,665 SH SOLE None 0 0 17,665
PRUDENTIAL FINL INCORPORATED COM 744320102 811 7,853 SH SOLE None 0 0 7,853
QUALCOMM INCORPORATED COM 747525103 517 3,669 SH SOLE None 0 0 3,669
RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 244 2,864 SH SOLE None 0 0 2,864
REGENERON PHARMACEUTICALS COM 75886F107 498 866 SH SOLE None 0 0 866
RPM INTERNATIONAL INCORPORATED COM 749685103 347 3,856 SH SOLE None 0 0 3,856
SABRE CORPORATION COM 78573M104 159 12,600 SH SOLE None 0 0 12,600
SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 1,977 26,185 SH SOLE None 26,185 0 0
SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 6,035 80,479 SH SOLE None 0 0 80,479
SPDR BLMBRG BRCLY INV GRFLTN ETF IV BLOMBERG BRC INV 78468R200 5,444 177,598 SH SOLE None 177,598 0 0
SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING BLOMBERG BRC INV 78468R200 5,663 182,671 SH SOLE None 0 0 182,671
SPDR BLOOMBERG BARCLAYS SHORT TERM HIGH YIELD BOND ETF BLOOMBERG SRT TR 78468R408 209 7,605 SH SOLE None 0 0 7,605
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 6,999 20,285 SH SOLE None 0 0 20,285
SPDR ENERGY SELECT SECTOR FUND ENERGY 81369Y506 1,515 27,649 SH SOLE None 0 0 27,649
SPDR FINANCIAL SELECT SECTOR FUND FINANCIAL 81369Y605 344 9,290 SH SOLE None 0 0 9,290
SPDR GOLD SHARES GOLD SHS 78463V107 712 4,284 SH SOLE None 0 0 4,284
SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 344 7,467 SH SOLE None 0 0 7,467
SPDR PORTFOLIO SP 500 HIGH DIVIDEND ETF PRTFLO S&P500 HI 78468R788 2,509 62,729 SH SOLE None 0 0 62,729
SPDR PORTFOLIO SP 500 VALUE ETF PRTFLO S&P500 VL 78464A508 528 13,270 SH SOLE None 0 0 13,270
SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 224 7,309 SH SOLE None 0 0 7,309
SPDR SP 500 ETF TR UNIT 78462F103 1,895 4,428 SH SOLE None 0 0 4,428
SPDR SP 500 ETF IV TR UNIT 78462F103 1,485 3,472 SH SOLE None 3,472 0 0
SPDR SP 500 HIGH DIVIDEND ETF IV PRTFLO S&P500 HI 78468R788 2,420 60,425 SH SOLE None 60,425 0 0
SPDR SP BANK ETF S&P BK ETF 78464A797 301 5,800 SH SOLE None 0 0 5,800
SPDR SP MIDCAP 400 ETF IV UTSER1 S&PDCRP 78467Y107 304 620 SH SOLE None 620 0 0
SPDR SSGA ULTRA SHORT TERM ETF IV ULT SHT TRM BD 78467V707 6,014 148,610 SH SOLE None 148,610 0 0
SPDR SSGA ULTRA SHORT TERM BOND ETF ULT SHT TRM BD 78467V707 5,983 149,564 SH SOLE None 0 0 149,564
SPDR SSGA US SMALL CAP LOW VOLATILITY INDEX ETF SSGA US SMAL ETF 78468R887 1,391 12,267 SH SOLE None 0 0 12,267
SPDR UTILITIES SELECT SECTOR FUND SBI INT-UTILS 81369Y886 437 6,842 SH SOLE None 0 0 6,842
SYNAPTICS INCORPORATED COM 87157D109 345 2,246 SH SOLE None 0 0 2,246
UNITED AIRLS HLDGS INCORPORATED COM 910047109 404 7,616 SH SOLE None 0 0 7,616
VALLEY NATL BANCORP COM 919794107 135 10,000 SH SOLE None 0 0 10,000
VANGUARD ENERGY ETF ENERGY ETF 92204A306 549 7,106 SH SOLE None 0 0 7,106
VANGUARD FTSE ALLWORLD EXUS ETF ALLWRLD EX US 922042775 3,270 51,542 SH SOLE None 0 0 51,542
VANGUARD MID CAP ETF IV MID CAP ETF 922908629 258 1,090 SH SOLE None 1,090 0 0
VANGUARD REAL ESTATE ETF IV REAL ESTATE ETF 922908553 789 7,735 SH SOLE None 7,735 0 0
VANGUARD SHORT TERM COR BD ETF SHRT TRM CORP BD 92206C409 335 4,055 SH SOLE None 4,055 0 0
VANGUARD SMALLCAP ETF SMALL CP ETF 922908751 407 1,795 SH SOLE None 0 0 1,795
VANGUARD TOTAL STOCK MARKET ETF TOTAL STK MKT 922908769 221 988 SH SOLE None 0 0 988
VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 332 5,924 SH SOLE None 0 0 5,924
VERTEX PHARMACEUTICALS INCORPORATED COM 92532F100 442 2,187 SH SOLE None 0 0 2,187
VMWARE INCORPORATED CLASS A COM CL A COM 928563402 265 1,697 SH SOLE None 0 0 1,697
WALGREENS BOOTS ALLIANCE INCORPORATED COM 931427108 266 5,453 SH SOLE None 0 0 5,453
WALMART INCORPORATED COM 931142103 639 4,589 SH SOLE None 0 0 4,589
WELLS FARGO COMPANY NEW COM 949746101 448 9,864 SH SOLE None 0 0 9,864
WEYERHAEUSER COMPANY MTN BE COM NEW REIT COM NEW 962166104 237 6,900 SH SOLE None 0 0 6,900

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