Close

Form 13F-HR CAPRIN ASSET MANAGEMENT For: Jun 30

August 15, 2022 2:46 PM EDT

Get inside Wall Street with StreetInsider Premium. Claim your 1-week free trial here.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CAPRIN ASSET MANAGEMENT LLC /ADV
Address: 1802 BAYBERRY COURT
SUITE 202
HENRICO , VA23226
Form 13F File Number: 028-17182

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Adam S. Plotkin
Title: Chief Compliance Officer
Phone: 804-648-3333 x309
Signature, Place, and Date of Signing:
/s/ Adam S. Plotkin Richmond , VA 08-15-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 17
Form 13F Information Table Value Total: 97,437
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGG - iShares Barclays Aggregate Bond Fund COM 464287226 11,909 117,121 SH SOLE 114,622 0 0
BAB - Invesco Taxable Municipal Bond Fund COM 46138G805 133 4,806 SH SOLE 5,520 0 0
CMF - iShares S&P California AMT-Free Bond COM 464288356 294 5,201 SH SOLE 5,201 0 0
FLOT - iShares Floating Rate Bond ETF COM 46429B655 2,467 49,409 SH SOLE 48,912 0 0
HYD - Vaneck Vectors High Yield Muni COM 92189H409 197 3,662 SH SOLE 3,702 0 0
IGIB - iShares 5-10 Yr Inv Grade Corp ETF COM 464288638 1,299 25,449 SH SOLE 23,686 0 0
IGSB - iShares 1-5 Yr Inv Grade Corp ETF COM 464288646 590 11,670 SH SOLE 12,164 0 0
ITM - Vaneck Vectors AMT Free Int Muni COM 92189H201 22,202 486,139 SH SOLE 801,921 0 0
JMST - JPM Ultra-Short Muni Income ETF COM 46641Q654 4 76 SH SOLE 76 0 0
MUB - iShares S&P National AMT-Free Bond F COM 464288414 19,217 180,675 SH SOLE 188,433 0 0
NYF - iShares S&P New York AMT-Free Bond F COM 464288323 1,318 25,060 SH SOLE 24,644 0 0
SHM - SPDR Nuveen Barclays ST Muni ETF COM 78468R739 35,960 760,896 SH SOLE 791,391 0 0
SHYD - VanEck Vectors Short High Yield ETF COM 92189F387 104 4,611 SH SOLE 4,656 0 0
SJNK - SPDR Barclays Short Term High Yld COM 78468R408 21 887 SH SOLE 1,707 0 0
TFI - SPDR Nuveen Barclays Capital Municip COM 78468R721 21 460 SH SOLE 460 0 0
TIP - iShares Barclays US Treasury Inflati COM 464287176 32 283 SH SOLE 544 0 0
VTEB - Vanguard Tax-Exempt Bond ETF COM 922907746 1,669 33,442 SH SOLE 34,071 0 0


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings