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Form 13F-HR Banco BTG Pactual S.A. For: Mar 31

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May 17, 2021 10:13 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Banco BTG Pactual S.A.
Address: PRAIA DE BOTAFOGO,501, 5TH FLOOR
TORRE CORCOVADO, BOTAFOGO
RIO DE JANEIRO , D524210-400
Form 13F File Number: 028-17443

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Vitor Fortunato
Title: Compliance Officer
Phone: 00551133833311
Signature, Place, and Date of Signing:
/s/ Vitor Fortunato Sao Paulo , D5 05-11-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 109
Form 13F Information Table Value Total: 294,768
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACTIVISION BLIZZARD INC COM 00507V109 344 3,701 SH SOLE 3,701 0 0
ADMA BIOLOGICS INC COM 000899104 163 92,500 SH SOLE 92,500 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 254 535 SH SOLE 535 0 0
AGNICO EAGLE MINES LTD COM 008474108 3,092 53,487 SH SOLE 53,487 0 0
ALAMOS GOLD INC NEW COM CL A 011532108 5,947 761,469 SH SOLE 761,469 0 0
ALCOA CORP COM 013872106 260 8,000 SH SOLE 8,000 0 0
AMAZON COM INC COM 023135106 885 286 SH SOLE 286 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 11,351 835,898 SH SOLE 835,898 0 0
APPLE INC COM 037833100 1,684 13,789 SH SOLE 13,789 0 0
APPLE INC COM 037833100 2,443 20,000 SH Put SOLE 20,000 0 0
APPLIED MATLS INC COM 038222105 383 2,864 SH SOLE 2,864 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 659 22,600 SH SOLE 22,600 0 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 1,381 271,308 SH SOLE 271,308 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 244 4,900 SH SOLE 4,900 0 0
BAIDU INC SPON ADR REP A 056752108 549 2,525 SH SOLE 2,525 0 0
BANCO DE CHILE SPONSORED ADS 059520106 327 13,828 SH SOLE 13,828 0 0
BANCO SANTANDER S.A. ADR 05964H105 98 28,702 SH SOLE 28,702 0 0
BARRICK GOLD CORP COM 067901108 792 40,000 SH SOLE 40,000 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 755 2,957 SH SOLE 2,957 0 0
BROWN FORMAN CORP CL B 115637209 484 7,015 SH SOLE 7,015 0 0
BROWN FORMAN CORP CL B 115637209 421 6,100 SH Put SOLE 6,100 0 0
CAPITAL ONE FINL CORP COM 14040H105 507 3,982 SH SOLE 3,982 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 701 100,516 SH SOLE 100,516 0 0
CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 15234Q108 74 12,300 SH SOLE 12,300 0 0
COMPANHIA BRASILEIRA DE DIST SPONSORED ADR 20440T300 4,656 800,000 SH SOLE 800,000 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 96 14,300 SH SOLE 14,300 0 0
COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 903 51,085 SH SOLE 51,085 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 953 95,000 SH SOLE 95,000 0 0
CONTEXTLOGIC INC COM CL A 21077C107 474 30,000 SH SOLE 30,000 0 0
CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 187 13,100 SH SOLE 13,100 0 0
COPA HOLDINGS SA CL A P31076105 3,450 42,700 SH SOLE 42,700 0 0
COSAN S A ADS 22113B103 4,370 270,612 SH SOLE 270,612 0 0
CREDICORP LTD COM G2519Y108 3,935 28,814 SH SOLE 28,814 0 0
D R HORTON INC COM 23331A109 264 2,963 SH SOLE 2,963 0 0
DENISON MINES CORP COM 248356107 1,036 950,000 SH SOLE 950,000 0 0
DESPEGAR COM CORP ORD SHS G27358103 831 61,000 SH SOLE 61,000 0 0
EBAY INC. COM 278642103 282 4,603 SH SOLE 4,603 0 0
EMBOTELLADORA ANDINA S A SPON ADR A 29081P204 158 11,800 SH SOLE 11,800 0 0
ENEL AMERICAS S A SPONSORED ADR 29274F104 13,073 1,541,672 SH SOLE 1,541,672 0 0
ENEL CHILE S.A. SPONSORED ADR 29278D105 439 112,000 SH SOLE 112,000 0 0
ENERGY FUELS INC COM NEW 292671708 1,002 175,750 SH SOLE 175,750 0 0
F5 NETWORKS INC COM 315616102 249 1,193 SH SOLE 1,193 0 0
FORTINET INC COM 34959E109 271 1,472 SH SOLE 1,472 0 0
FRANCO NEV CORP COM 351858105 1,572 12,550 SH SOLE 12,550 0 0
FREEPORT-MCMORAN INC CL B 35671D857 245 7,455 SH SOLE 7,455 0 0
GRAN TIERRA ENERGY INC COM 38500T101 12 17,120 SH SOLE 17,120 0 0
HOME DEPOT INC COM 437076102 4,723 15,472 SH SOLE 15,472 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 186 20,000 SH SOLE 20,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 6,383 20,000 SH Call SOLE 20,000 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 8,170 25,600 SH Put SOLE 25,600 0 0
IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 1,556 400,000 SH SOLE 400,000 0 0
IRSA PROPIEDADES COMERCIALES SPONSORED ADR 463588103 2,282 233,570 SH SOLE 233,570 0 0
ISHARES INC MSCI BRAZIL ETF 464286400 2,007 60,000 SH Put SOLE 60,000 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 4,178 37,000 SH Put SOLE 37,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 313 6,700 SH Put SOLE 6,700 0 0
ISHARES TR IBOXX HI YD ETF 464288513 8,718 100,000 SH Put SOLE 100,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 795 3,600 SH Put SOLE 3,600 0 0
ITAU CORPBANCA SPONSORED ADR 45033E105 1,083 184,853 SH SOLE 184,853 0 0
JD.COM INC SPON ADR CL A 47215P106 496 5,885 SH SOLE 5,885 0 0
JOHNSON & JOHNSON COM 478160104 1,880 11,440 SH SOLE 11,440 0 0
JPMORGAN CHASE & CO COM 46625H100 4,569 30,012 SH SOLE 30,012 0 0
KLA CORP COM NEW 482480100 330 998 SH SOLE 998 0 0
LAM RESEARCH CORP COM 512807108 239 401 SH SOLE 401 0 0
LIQUID MEDIA GROUP LTD NEW COM NEW 53634Q204 63 15,000 SH SOLE 15,000 0 0
MERCADOLIBRE INC COM 58733R102 1,416 962 SH SOLE 962 0 0
MICROSOFT CORP COM 594918104 4,977 21,111 SH SOLE 21,111 0 0
MODERNA INC COM 60770K107 249 1,900 SH SOLE 1,900 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 281 3,084 SH SOLE 3,084 0 0
NATURA &CO HLDG S A ADS 63884N108 3,617 212,891 SH SOLE 212,891 0 0
NEW GOLD INC CDA COM 644535106 3,697 2,400,808 SH SOLE 2,400,808 0 0
NEWMONT CORP COM 651639106 5,041 83,640 SH SOLE 83,640 0 0
NEWS CORP NEW CL A 65249B109 98 3,840 SH SOLE 3,840 0 0
NEWS CORP NEW CL A 65249B109 531 20,900 SH Put SOLE 20,900 0 0
NEXGEN ENERGY LTD COM 65340P106 4,493 1,245,950 SH SOLE 1,245,950 0 0
NVIDIA CORPORATION COM 67066G104 978 1,831 SH SOLE 1,831 0 0
NVIDIA CORPORATION COM 67066G104 1,068 2,000 SH Put SOLE 2,000 0 0
OREILLY AUTOMOTIVE INC COM 67103H107 247 487 SH SOLE 487 0 0
ORLA MNG LTD NEW COM 68634K106 121 32,600 SH SOLE 32,600 0 0
PAYPAL HLDGS INC COM 70450Y103 588 2,422 SH SOLE 2,422 0 0
PFIZER INC COM 717081103 1,326 36,598 SH SOLE 36,598 0 0
PFIZER INC COM 717081103 167 4,600 SH Call SOLE 4,600 0 0
PILGRIMS PRIDE CORP COM 72147K108 491 20,632 SH SOLE 20,632 0 0
PLYMOUTH INDL REIT INC COM 729640102 3,325 197,302 SH SOLE 197,302 0 0
POSCO SPONSORED ADR 693483109 587 8,130 SH SOLE 8,130 0 0
PRETIUM RES INC COM 74139C102 1,409 135,910 SH SOLE 135,910 0 0
RIOT BLOCKCHAIN INC COM 767292105 262 4,916 SH SOLE 4,916 0 0
S&P GLOBAL INC COM 78409V104 235 667 SH SOLE 667 0 0
SALESFORCE COM INC COM 79466L302 426 2,012 SH SOLE 2,012 0 0
SANOFI SPONSORED ADR 80105N105 989 20,000 SH SOLE 20,000 0 0
SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 898 33,500 SH SOLE 33,500 0 0
SEA LTD SPONSORD ADS 81141R100 1,507 6,750 SH SOLE 6,750 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 650 19,100 SH Put SOLE 19,100 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 244 1,328 SH SOLE 1,328 0 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 108,231 2,039,398 SH SOLE 2,039,398 0 0
SOLID BIOSCIENCES INC COM 83422E105 59 10,728 SH SOLE 10,728 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 2,457 6,200 SH Put SOLE 6,200 0 0
SQUARE INC CL A 852234103 720 3,169 SH SOLE 3,169 0 0
STONECO LTD COM CL A G85158106 442 7,213 SH SOLE 7,213 0 0
TECK RESOURCES LTD CL B 878742204 665 34,662 SH SOLE 34,662 0 0
TERNIUM SA SPONSORED ADS 880890108 489 12,600 SH SOLE 12,600 0 0
TEXAS INSTRS INC COM 882508104 280 1,481 SH SOLE 1,481 0 0
URANIUM ENERGY CORP COM 916896103 1,168 408,500 SH SOLE 408,500 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 17,875 550,000 SH Call SOLE 550,000 0 0
VERISIGN INC COM 92343E102 235 1,180 SH SOLE 1,180 0 0
WESTROCK CO COM 96145D105 468 8,990 SH SOLE 8,990 0 0
WEYERHAEUSER CO MTN BE COM NEW 962166104 241 6,777 SH SOLE 6,777 0 0
XP INC CL A G98239109 477 12,667 SH SOLE 12,667 0 0
ZENDESK INC COM 98936J101 557 4,200 SH SOLE 4,200 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 259 2,000 SH SOLE 2,000 0 0

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