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Form 13F-HR BTR CAPITAL MANAGEMENT For: Sep 30

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October 18, 2021 3:03 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 09-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BTR CAPITAL MANAGEMENT INC
Address: 1999 HARRISON ST #1530
OAKLAND , CA94612
Form 13F File Number: 028-03049

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Anna Formicola
Title: Senior Vice President
Phone: 4159890100
Signature, Place, and Date of Signing:
Anna Formicola Oakland , CA 10-18-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 162
Form 13F Information Table Value Total: 806,615
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 44,104 432,694 SH SOLE 31,976 0 400,718
MICROSOFT CORP COM 594918104 40,213 142,638 SH SOLE 7,512 0 135,127
APPLE INC COM 037833100 37,386 264,211 SH SOLE 11,101 0 253,110
ALPHABET INC CAP STK CL A 02079K305 30,772 11,510 SH SOLE 708 0 10,802
JPMORGAN CHASE & CO COM 46625H100 27,757 169,572 SH SOLE 9,665 0 159,907
THERMO FISHER SCIENTIFIC INC COM 883556102 24,346 42,613 SH SOLE 1,079 0 41,534
DISNEY WALT CO COM 254687106 22,317 131,921 SH SOLE 9,162 0 122,759
QUALCOMM INC COM 747525103 22,190 172,044 SH SOLE 9,330 0 162,714
VISA INC COM CL A 92826C839 21,704 97,437 SH SOLE 6,511 0 90,926
LOWES COS INC COM 548661107 21,032 103,680 SH SOLE 2,601 0 101,079
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 20,983 254,619 SH SOLE 16,668 0 237,951
PEPSICO INC COM 713448108 18,816 125,096 SH SOLE 6,010 0 119,086
ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 18,625 306,228 SH SOLE 16,755 0 289,473
PROCTER AND GAMBLE CO COM 742718109 17,697 126,587 SH SOLE 6,548 0 120,039
CROWN CASTLE INTL CORP NEW COM 22822V101 17,438 100,609 SH SOLE 6,067 0 94,542
AMERICAN WTR WKS CO INC NEW COM 030420103 17,015 100,656 SH SOLE 3,635 0 97,021
UNITEDHEALTH GROUP INC COM 91324P102 16,821 43,050 SH SOLE 3,425 0 39,625
EMERSON ELEC CO COM 291011104 16,103 170,945 SH SOLE 0 0 170,945
RAYTHEON TECHNOLOGIES CORP COM 75513E101 15,742 183,131 SH SOLE 5,902 0 177,229
PFIZER INC COM 717081103 15,108 351,278 SH SOLE 27,176 0 324,102
US BANCORP DEL COM NEW 902973304 15,096 253,973 SH SOLE 9,133 0 244,840
JACOBS ENGR GROUP INC COM 469814107 14,837 111,955 SH SOLE 4,786 0 107,169
ISHARES TR U.S. MED DVC ETF 464288810 14,503 231,010 SH SOLE 2,400 0 228,610
CHEVRON CORP NEW COM 166764100 14,492 142,845 SH SOLE 7,944 0 134,901
MERCK & CO INC COM 58933Y105 14,281 190,133 SH SOLE 12,890 0 177,243
METLIFE INC COM 59156R108 12,498 202,469 SH SOLE 7,505 0 194,964
ABBOTT LABS COM 002824100 12,461 105,489 SH SOLE 8,375 0 97,114
SPDR SER TR S&P BIOTECH 78464A870 12,215 97,169 SH SOLE 3,111 0 94,058
MID-AMER APT CMNTYS INC COM 59522J103 10,889 58,310 SH SOLE 1,215 0 57,095
AT&T INC COM 00206R102 10,832 401,050 SH SOLE 22,523 0 378,527
DISCOVER FINL SVCS COM 254709108 9,639 78,460 SH SOLE 1,875 0 76,585
CVS HEALTH CORP COM 126650100 9,380 110,534 SH SOLE 7,930 0 102,604
GLOBAL PMTS INC COM 37940X102 8,705 55,240 SH SOLE 4,341 0 50,899
CONSTELLATION BRANDS INC CL A 21036P108 8,098 38,437 SH SOLE 1,807 0 36,630
HOME DEPOT INC COM 437076102 6,874 20,941 SH SOLE 3,151 0 17,790
KINDER MORGAN INC DEL COM 49456B101 6,555 391,805 SH SOLE 27,830 0 363,975
CSX CORP COM 126408103 6,389 214,844 SH SOLE 7,115 0 207,729
JOHNSON & JOHNSON COM 478160104 6,310 39,070 SH SOLE 2,630 0 36,440
ROPER TECHNOLOGIES INC COM 776696106 5,524 12,383 SH SOLE 369 0 12,014
KIRKLAND LAKE GOLD LTD COM 49741E100 5,449 131,020 SH SOLE 3,450 0 127,570
UNITED PARCEL SERVICE INC CL B 911312106 5,180 28,446 SH SOLE 3,635 0 24,811
SPDR SER TR PORTFOLIO SHORT 78464A474 4,969 159,020 SH SOLE 6,300 0 152,720
COSTCO WHSL CORP NEW COM 22160K105 4,846 10,785 SH SOLE 403 0 10,382
CITIGROUP INC COM NEW 172967424 4,765 67,897 SH SOLE 7,813 0 60,084
LOCKHEED MARTIN CORP COM 539830109 4,421 12,812 SH SOLE 2,200 0 10,612
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4,341 57,076 SH SOLE 2,225 0 54,851
VANGUARD WORLD FDS INF TECH ETF 92204A702 3,992 9,948 SH SOLE 0 0 9,948
WHEATON PRECIOUS METALS CORP COM 962879102 3,935 104,699 SH SOLE 8,180 0 96,519
CONOCOPHILLIPS COM 20825C104 3,380 49,869 SH SOLE 10,320 0 39,549
MONDELEZ INTL INC CL A 609207105 2,685 46,154 SH SOLE 3,224 0 42,930
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2,596 9,510 SH SOLE 0 0 9,510
EXXON MOBIL CORP COM 30231G102 2,497 42,446 SH SOLE 1,830 0 40,616
ALPHABET INC CAP STK CL C 02079K107 2,412 905 SH SOLE 20 0 885
ISHARES TR US REGNL BKS ETF 464288778 2,408 39,769 SH SOLE 1,455 0 38,314
OTIS WORLDWIDE CORP COM 68902V107 2,246 27,302 SH SOLE 2,085 0 25,217
MCDONALDS CORP COM 580135101 2,232 9,257 SH SOLE 0 0 9,257
EOG RES INC COM 26875P101 2,063 25,698 SH SOLE 1,055 0 24,643
ABBVIE INC COM 00287Y109 1,971 18,270 SH SOLE 588 0 17,682
INTEL CORP COM 458140100 1,965 36,874 SH SOLE 1,501 0 35,373
WASTE MGMT INC DEL COM 94106L109 1,952 13,066 SH SOLE 175 0 12,891
VERIZON COMMUNICATIONS INC COM 92343V104 1,847 34,202 SH SOLE 5,300 0 28,902
ORACLE CORP COM 68389X105 1,774 20,360 SH SOLE 0 0 20,360
NEXTERA ENERGY INC COM 65339F101 1,698 21,628 SH SOLE 600 0 21,028
ECOLAB INC COM 278865100 1,653 7,925 SH SOLE 0 0 7,925
TRAVELERS COMPANIES INC COM 89417E109 1,634 10,750 SH SOLE 0 0 10,750
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,566 3,650 SH SOLE 530 0 3,120
DANAHER CORPORATION COM 235851102 1,550 5,091 SH SOLE 0 0 5,091
ISHARES TR ISHARES BIOTECH 464287556 1,509 9,335 SH SOLE 345 0 8,990
INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1,506 27,515 SH SOLE 0 0 27,515
DEERE & CO COM 244199105 1,479 4,413 SH SOLE 0 0 4,413
COCA COLA CO COM 191216100 1,441 27,460 SH SOLE 7,050 0 20,410
ISHARES TR MSCI EAFE ETF 464287465 1,410 18,070 SH SOLE 0 0 18,070
WEYERHAEUSER CO MTN BE COM NEW 962166104 1,378 38,745 SH SOLE 1,755 0 36,990
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1,244 20,415 SH SOLE 1,825 0 18,590
VORNADO RLTY TR SH BEN INT 929042109 1,176 28,000 SH SOLE 0 0 28,000
KIMBERLY-CLARK CORP COM 494368103 1,138 8,593 SH SOLE 0 0 8,593
ISHARES TR CORE S&P500 ETF 464287200 1,117 2,592 SH SOLE 0 0 2,592
AUTOMATIC DATA PROCESSING IN COM 053015103 1,086 5,431 SH SOLE 0 0 5,431
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,085 4,884 SH SOLE 0 0 4,884
ISHARES TR RUS MID CAP ETF 464287499 1,080 13,810 SH SOLE 0 0 13,810
ISHARES TR ISHS 1-5YR INVS 464288646 1,068 19,548 SH SOLE 0 0 19,548
COMCAST CORP NEW CL A 20030N101 1,041 18,620 SH SOLE 0 0 18,620
ISHARES TR RUS MDCP VAL ETF 464287473 967 8,536 SH SOLE 736 0 7,800
HONEYWELL INTL INC COM 438516106 956 4,504 SH SOLE 0 0 4,504
3M CO COM 88579Y101 947 5,400 SH SOLE 0 0 5,400
AMAZON COM INC COM 023135106 946 288 SH SOLE 20 0 268
ISHARES TR RUS MD CP GR ETF 464287481 943 8,412 SH SOLE 1,012 0 7,400
EVERSOURCE ENERGY COM 30040W108 928 11,345 SH SOLE 0 0 11,345
CISCO SYS INC COM 17275R102 921 16,929 SH SOLE 0 0 16,929
UNION PAC CORP COM 907818108 895 4,568 SH SOLE 0 0 4,568
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 873 10,650 SH SOLE 2,065 0 8,585
ADOBE SYSTEMS INCORPORATED COM 00724F101 815 1,415 SH SOLE 0 0 1,415
DUKE ENERGY CORP NEW COM NEW 26441C204 812 8,321 SH SOLE 300 0 8,021
SELECT SECTOR SPDR TR ENERGY 81369Y506 809 15,525 SH SOLE 0 0 15,525
STARBUCKS CORP COM 855244109 802 7,267 SH SOLE 0 0 7,267
INTERNATIONAL BUSINESS MACHS COM 459200101 785 5,652 SH SOLE 0 0 5,652
PROSHARES TR PSHS ULT S&P 500 74347R107 785 6,550 SH SOLE 0 0 6,550
NEWMONT CORP COM 651639106 784 14,430 SH SOLE 5,000 0 9,430
ISHARES TR RUSSELL 2000 ETF 464287655 783 3,580 SH SOLE 0 0 3,580
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 777 10,059 SH SOLE 477 0 9,582
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 774 12,123 SH SOLE 0 0 12,123
WALGREENS BOOTS ALLIANCE INC COM 931427108 735 15,615 SH SOLE 0 0 15,615
BK OF AMERICA CORP COM 060505104 729 17,166 SH SOLE 3,236 0 13,930
INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 704 9,100 SH SOLE 0 0 9,100
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 703 5,522 SH SOLE 0 0 5,522
ISHARES TR IBOXX INV CP ETF 464287242 674 5,064 SH SOLE 0 0 5,064
NOVO-NORDISK A S ADR 670100205 631 6,570 SH SOLE 0 0 6,570
SCHLUMBERGER LTD COM STK 806857108 600 20,233 SH SOLE 335 0 19,898
WELLS FARGO CO NEW COM 949746101 595 12,831 SH SOLE 2,775 0 10,056
SVB FINANCIAL GROUP COM 78486Q101 588 909 SH SOLE 0 0 909
CARRIER GLOBAL CORPORATION COM 14448C104 570 11,005 SH SOLE 100 0 10,905
ENTERPRISE PRODS PARTNERS L COM 293792107 567 26,217 SH SOLE 875 0 25,342
COLGATE PALMOLIVE CO COM 194162103 563 7,454 SH SOLE 0 0 7,454
LILLY ELI & CO COM 532457108 559 2,418 SH SOLE 0 0 2,418
AMERICAN EXPRESS CO COM 025816109 552 3,292 SH SOLE 0 0 3,292
WALMART INC COM 931142103 541 3,880 SH SOLE 0 0 3,880
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 519 4,994 SH SOLE 0 0 4,994
PRUDENTIAL FINL INC COM 744320102 478 4,540 SH SOLE 0 0 4,540
MOODYS CORP COM 615369105 470 1,323 SH SOLE 0 0 1,323
SPDR SER TR S&P OILGAS EXP 78468R556 450 4,651 SH SOLE 0 0 4,651
BIO RAD LABS INC CL A 090572207 448 600 SH SOLE 0 0 600
SCHWAB CHARLES CORP COM 808513105 440 6,047 SH SOLE 0 0 6,047
GENUINE PARTS CO COM 372460105 433 3,570 SH SOLE 0 0 3,570
ISHARES TR INTRM GOV CR ETF 464288612 432 3,755 SH SOLE 0 0 3,755
STRYKER CORPORATION COM 863667101 420 1,594 SH SOLE 0 0 1,594
DOW INC COM 260557103 418 7,265 SH SOLE 0 0 7,265
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 418 2,800 SH SOLE 0 0 2,800
AMGEN INC COM 031162100 405 1,903 SH SOLE 75 0 1,828
ENBRIDGE INC COM 29250N105 404 10,140 SH SOLE 0 0 10,140
NORFOLK SOUTHN CORP COM 655844108 404 1,687 SH SOLE 0 0 1,687
BLACKROCK INC COM 09247X101 365 435 SH SOLE 0 0 435
BRISTOL-MYERS SQUIBB CO COM 110122108 335 5,670 SH SOLE 0 0 5,670
STARWOOD PPTY TR INC COM 85571B105 334 13,688 SH SOLE 400 0 13,288
TESLA INC COM 88160R101 333 430 SH SOLE 65 0 365
TARGET CORP COM 87612E106 329 1,440 SH SOLE 126 0 1,314
GENERAL MLS INC COM 370334104 325 5,430 SH SOLE 0 0 5,430
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 315 4,240 SH SOLE 0 0 4,240
SEMPRA COM 816851109 315 2,487 SH SOLE 0 0 2,487
CHUBB LIMITED COM H1467J104 287 1,652 SH SOLE 0 0 1,652
AGILENT TECHNOLOGIES INC COM 00846U101 283 1,797 SH SOLE 0 0 1,797
ISHARES TR SELECT DIVID ETF 464287168 275 2,393 SH SOLE 0 0 2,393
TEXAS INSTRS INC COM 882508104 268 1,392 SH SOLE 0 0 1,392
GLOBE LIFE INC COM 37959E102 267 3,004 SH SOLE 0 0 3,004
WEC ENERGY GROUP INC COM 92939U106 257 2,912 SH SOLE 0 0 2,912
DEVON ENERGY CORP NEW COM 25179M103 255 7,180 SH SOLE 1,800 0 5,380
MASTERCARD INCORPORATED CL A 57636Q104 255 732 SH SOLE 0 0 732
FACEBOOK INC CL A 30303M102 251 741 SH SOLE 400 0 341
CALIFORNIA WTR SVC GROUP COM 130788102 248 4,200 SH SOLE 0 0 4,200
NVIDIA CORPORATION COM 67066G104 246 1,188 SH SOLE 0 0 1,188
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 245 1,593 SH SOLE 0 0 1,593
PAYPAL HLDGS INC COM 70450Y103 244 937 SH SOLE 0 0 937
HEALTHPEAK PROPERTIES INC COM 42250P103 243 7,251 SH SOLE 0 0 7,251
SOUTHERN COPPER CORP COM 84265V105 230 4,100 SH SOLE 0 0 4,100
UNIVERSAL DISPLAY CORP COM 91347P105 230 1,345 SH SOLE 400 0 945
PHILIP MORRIS INTL INC COM 718172109 227 2,400 SH SOLE 0 0 2,400
TJX COS INC NEW COM 872540109 224 3,400 SH SOLE 0 0 3,400
NATIONAL RETAIL PROPERTIES I COM 637417106 222 5,150 SH SOLE 0 0 5,150
AIR PRODS & CHEMS INC COM 009158106 221 861 SH SOLE 0 0 861
FORTIVE CORP COM 34959J108 215 3,050 SH SOLE 0 0 3,050
SYSCO CORP COM 871829107 214 2,730 SH SOLE 0 0 2,730
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 203 3,795 SH SOLE 0 0 3,795
SIRIUS XM HOLDINGS INC COM 82968B103 70 11,500 SH SOLE 4,000 0 7,500

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