Close

Form 13F-HR BROOKFIELD ASSET MANAGEM For: Mar 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/25/2024

1. META
2. CMG
3. LRCX
4. IBM
5. SPY
6. HCP
7. BSX
8. PI
9. NOW
10. CNMD


May 16, 2022 5:43 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BROOKFIELD ASSET MANAGEMENT INC.
Address: BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO , A6M5J2T3
Form 13F File Number: 028-14349

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald Fisher-Dayn
Title: MANAGING DIRECTOR, LEGAL & REGULATORY
Phone: 212-978-1763
Signature, Place, and Date of Signing:
/s/ Ronald Fisher-Dayn New York , NY 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
  13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 7
Form 13F Information Table Entry Total: 599
Form 13F Information Table Value Total: 26,972,812
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-13826 Brookfield Public Securities Group LLC
028-20008 Brookfield BHS Advisors LLC
028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC
028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
028-21426 Brookfield Asset Management Reinsurance Advisor LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-13826 Brookfield Public Securities Group LLC
2 028-20008 Brookfield BHS Advisors LLC
3 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC
4 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit), LLC
5 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), LLC
6 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), LLC
7 028-21426 Brookfield Asset Management Reinsurance Advisor LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGREE RLTY CORP COM 008492100 70,961 1,069,331 SH DFND 1 866,531 0 202,800
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 71,212 353,849 SH DFND 1 288,429 0 65,420
ALLETE INC COM NEW 018522300 2,428 36,249 SH DFND 1 0 0 36,249
ALTUS POWER INC COM CL A 02217A102 631 84,900 SH DFND 1 84,900 0 0
AMEREN CORP COM 023608102 83,472 890,276 SH DFND 1 263,130 0 627,146
AMERICAN ELEC PWR CO INC COM 025537101 55,801 559,300 SH DFND 1 38,300 0 521,000
AMERICAN HOMES 4 RENT CL A 02665T306 61,231 1,529,632 SH DFND 1 1,230,633 0 298,999
AMERICAN TOWER CORP NEW COM 03027X100 78,963 314,319 SH DFND 1 284,916 0 29,403
AMERICAN WTR WKS CO INC NEW COM 030420103 13,809 83,420 SH DFND 1 83,420 0 0
AMERICOLD RLTY TR COM 03064D108 65,789 2,359,732 SH DFND 1 1,888,391 0 471,341
ASHFORD HOSPITALITY TR INC COM SHS 044103869 675 66,130 SH DFND 1 66,130 0 0
ATLANTICA SUSTAINABLE INFR P SHS G0751N103 23,556 671,673 SH DFND 1 671,673 0 0
ATMOS ENERGY CORP COM 049560105 154,901 1,296,350 SH DFND 1 694,450 0 601,900
AZURE PWR GLOBAL LTD SHS V0393H103 3,230 194,099 SH DFND 1 194,099 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 2,086 100,582 SH DFND 1 0 0 100,582
CANADIAN PAC RY LTD COM 13645T100 93,889 1,135,803 SH DFND 1 988,253 0 147,550
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 179 10,291 SH DFND 1 0 0 10,291
CENTERPOINT ENERGY INC COM 15189T107 231,673 7,561,125 SH DFND 1 3,326,582 0 4,234,543
CHENIERE ENERGY INC COM NEW 16411R208 269,861 1,946,349 SH DFND 1 1,810,904 11,716 123,729
CLEARWAY ENERGY INC CL C 18539C204 30,490 835,100 SH DFND 1 835,100 0 0
CMS ENERGY CORP COM 125896100 51,120 730,907 SH DFND 1 220,008 0 510,899
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 17,873 597,360 SH DFND 1 597,360 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 226,765 1,228,414 SH DFND 1 1,088,928 0 139,486
CSX CORP COM 126408103 73,200 1,954,611 SH DFND 1 1,665,561 0 289,050
DCP MIDSTREAM LP COM UT LTD PTN 23311P100 12,566 374,421 SH DFND 1 374,421 0 0
DIGITAL RLTY TR INC COM 253868103 105,282 742,471 SH DFND 1 557,681 0 184,790
DOMINION ENERGY INC COM 25746U109 256,274 3,016,049 SH DFND 1 1,540,300 0 1,475,749
DT MIDSTREAM INC COMMON STOCK 23345M107 54,816 1,010,245 SH DFND 1 995,945 14,134 166
EMERALD HOLDING INC COM 29103W104 2,502 736,019 SH DFND 1 736,019 0 0
ENBRIDGE INC COM 29250N105 118,956 2,580,960 SH DFND 1 2,541,557 36,632 2,771
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 163,699 14,629,069 SH DFND 1 13,868,400 151,922 608,747
ENPHASE ENERGY INC COM 29355A107 9,663 47,890 SH DFND 1 47,890 0 0
ENTERGY CORP NEW COM 29364G103 161,168 1,380,456 SH DFND 1 573,993 0 806,463
ENTERPRISE PRODS PARTNERS L COM 293792107 98,651 3,822,185 SH DFND 1 3,764,513 52,738 4,934
EPR PPTYS COM SH BEN INT 26884U109 86,573 1,582,391 SH DFND 1 1,261,591 0 320,800
EPR PPTYS PFD C CV 5.75% 26884U208 3,433 132,905 SH DFND 1 109,404 0 23,501
EQUINIX INC COM 29444U700 34,567 46,610 SH DFND 1 46,610 0 0
EQUITRANS MIDSTREAM CORP COM 294600101 98,253 11,641,409 SH DFND 1 10,994,880 110,212 536,317
EQUITY COMWLTH 6.5% CNV PFD D 294628201 3,145 114,174 SH DFND 1 94,164 0 20,010
ESSENTIAL UTILS INC COM 29670G102 57,528 1,125,127 SH DFND 1 192,570 0 932,557
ESSEX PPTY TR INC COM 297178105 145,587 421,406 SH DFND 1 336,825 0 84,581
EXELON CORP COM 30161N101 15,700 329,630 SH DFND 1 329,630 0 0
FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 78,831 645,782 SH DFND 1 517,382 0 128,400
FIRSTENERGY CORP COM 337932107 244,308 5,327,250 SH DFND 1 2,477,103 0 2,850,147
FORTIS INC COM 349553107 7,760 156,660 SH DFND 1 156,660 0 0
HEALTHPEAK PROPERTIES INC COM 42250P103 102,170 2,976,114 SH DFND 1 2,382,514 0 593,600
HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 2,825 311,095 SH DFND 1 311,095 0 0
HESS MIDSTREAM LP CL A SHS 428103105 9,093 303,102 SH DFND 1 303,102 0 0
HIGHWOODS PPTYS INC COM 431284108 62,114 1,357,985 SH DFND 1 1,078,385 0 279,600
HOST HOTELS & RESORTS INC COM 44107P104 1,898 97,700 SH DFND 1 97,700 0 0
INVITATION HOMES INC COM 46187W107 122,603 3,051,337 SH DFND 1 2,434,837 0 616,500
ITRON INC COM 465741106 7,703 146,231 SH DFND 1 146,231 0 0
KILROY RLTY CORP COM 49427F108 52,832 691,331 SH DFND 1 568,859 0 122,472
KINDER MORGAN INC DEL COM 49456B101 87,871 4,646,810 SH DFND 1 4,583,653 56,827 6,330
MACERICH CO COM 554382101 1,844 117,878 SH DFND 1 117,878 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 94,007 1,915,782 SH DFND 1 1,886,077 27,418 2,287
MID-AMER APT CMNTYS INC COM 59522J103 118,547 565,990 SH DFND 1 449,954 0 116,036
MPLX LP COM UNIT REP LTD 55336V100 132,502 3,993,420 SH DFND 1 3,850,036 47,848 95,536
NEXTERA ENERGY INC COM 65339F101 234,788 2,771,664 SH DFND 1 1,681,118 0 1,090,546
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 8,643 103,680 SH DFND 1 103,680 0 0
NISOURCE INC COM 65473P105 201,590 6,339,318 SH DFND 1 2,965,226 0 3,374,092
ONEOK INC NEW COM 682680103 45,815 648,656 SH DFND 1 594,347 114 54,195
OUTFRONT MEDIA INC COM 69007J106 4,401 154,813 SH DFND 1 154,813 0 0
PARK HOTELS & RESORTS INC COM 700517105 100,145 5,127,740 SH DFND 1 4,095,851 0 1,031,889
PEBBLEBROOK HOTEL TR COM 70509V100 93,913 3,836,331 SH DFND 1 3,052,185 0 784,146
PEMBINA PIPELINE CORP COM 706327103 39,188 1,042,246 SH DFND 1 1,027,562 14,508 176
PG&E CORP COM 69331C108 151,491 12,687,660 SH DFND 1 6,904,393 0 5,783,267
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 97,789 9,088,180 SH DFND 1 8,961,266 115,913 11,001
PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 79,511 6,884,087 SH DFND 1 6,040,387 0 843,700
PLYMOUTH INDL REIT INC COM 729640102 9,935 366,600 SH DFND 1 366,600 0 0
PROLOGIS INC. COM 74340W103 242,029 1,498,817 SH DFND 1 1,185,544 0 313,273
PUBLIC STORAGE COM 74460D109 158,300 405,607 SH DFND 1 323,956 0 81,651
RLJ LODGING TR CUM CONV PFD A 74965L200 2,871 104,218 SH DFND 1 86,241 0 17,977
RPT REALTY 7.25 PFD D CONV 74971D200 2,944 49,653 SH DFND 1 40,883 0 8,770
SBA COMMUNICATIONS CORP NEW CL A 78410G104 104,026 302,313 SH DFND 1 267,653 0 34,660
SEMPRA COM 816851109 245,423 1,459,806 SH DFND 1 948,219 0 511,587
SIMON PPTY GROUP INC NEW COM 828806109 150,223 1,141,860 SH DFND 1 927,825 0 214,035
SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 683 69,200 SH DFND 1 69,200 0 0
SPIRE INC COM 84857L101 77,171 1,075,400 SH DFND 1 0 0 1,075,400
SUN CMNTYS INC COM 866674104 86,675 494,464 SH DFND 1 399,155 0 95,309
SUNRUN INC COM 86771W105 8,956 294,910 SH DFND 1 294,910 0 0
SUNSTONE HOTEL INVS INC NEW COM 867892101 388 32,900 SH DFND 1 32,900 0 0
SWITCH INC CL A 87105L104 9,590 311,171 SH DFND 1 311,171 0 0
TARGA RES CORP COM 87612G101 244,612 3,241,183 SH DFND 1 3,015,566 23,371 202,246
TC ENERGY CORP COM 87807B107 56,795 1,006,640 SH DFND 1 992,200 0 0
UDR INC COM 902653104 125,672 2,190,554 SH DFND 1 1,723,543 0 467,011
VENTAS INC COM 92276F100 121,221 1,962,781 SH DFND 1 1,550,331 0 412,450
VICI PPTYS INC COM 925652109 116,943 4,109,033 SH DFND 1 3,302,031 0 807,002
WELLTOWER INC COM 95040Q104 149,268 1,552,606 SH DFND 1 1,225,045 0 327,561
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 95,217 3,775,439 SH DFND 1 3,717,984 52,546 4,909
WEWORK INC CL A 96209A104 907 133,000 SH DFND 1 133,000 0 0
WILLIAMS COS INC COM 969457100 123,009 3,681,808 SH DFND 1 3,629,703 48,131 3,974
XCEL ENERGY INC COM 98389B100 202,859 2,810,845 SH DFND 1 1,383,228 0 1,427,617
XYLEM INC COM 98419M100 6,395 75,000 SH DFND 1 75,000 0 0
1LIFE HEALTHCARE INC COM 68269G107 361 32,540 SH DFND 2 32,540 0 0
51JOB INC SPONSORED ADS 316827104 2,342 40,000 SH DFND 2 40,000 0 0
51JOB INC SPONSORED ADS 316827104 2,928 50,000 SH Put DFND 2 50,000 0 0
ABBVIE INC COM 00287Y109 11,284 69,609 SH DFND 2 69,609 0 0
ABERCROMBIE & FITCH CO CL A 002896207 3,671 114,755 SH DFND 2 114,755 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 3,722 56,791 SH DFND 2 56,791 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4,885 14,487 SH DFND 2 14,487 0 0
ACUITY BRANDS INC COM 00508Y102 1,424 7,523 SH DFND 2 7,523 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 1,258 2,761 SH DFND 2 2,761 0 0
AEROVIRONMENT INC COM 008073108 841 8,932 SH DFND 2 8,932 0 0
AES CORP COM 00130H105 2,121 82,419 SH DFND 2 82,419 0 0
AFLAC INC COM 001055102 2,247 34,903 SH DFND 2 34,903 0 0
AIR LEASE CORP CL A 00912X302 1,771 39,674 SH DFND 2 39,674 0 0
AIR PRODS & CHEMS INC COM 009158106 4,007 16,033 SH DFND 2 16,033 0 0
AIRBNB INC COM CL A 009066101 3,394 19,762 SH DFND 2 19,762 0 0
ALBERTSONS COS INC COMMON STOCK 013091103 5,402 162,468 SH DFND 2 162,468 0 0
ALGOMA STL GROUP INC COM 015658107 2,947 261,957 SH DFND 2 261,957 0 0
ALLEGHANY CORP MD COM 017175100 3,241 3,826 SH DFND 2 3,826 0 0
ALLEGION PLC ORD SHS G0176J109 2,197 20,013 SH DFND 2 20,013 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 13,679 607,405 SH DFND 2 607,405 0 0
ALLSTATE CORP COM 020002101 3,336 24,088 SH DFND 2 24,088 0 0
ALPHA CAPITAL ACQUISITION CO *W EXP 02/16/202 G0316P122 43 75,000 SH DFND 2 75,000 0 0
ALPHA CAPITAL ACQUISITION CO CL A ORD SHS G0316P130 1,491 150,000 SH DFND 2 150,000 0 0
ALPHABET INC CAP STK CL A 02079K305 1,268 456 SH DFND 2 456 0 0
ALTIMETER GROWTH CORP 2 COM CL A G0371B109 982 100,000 SH DFND 2 100,000 0 0
AMAZON COM INC COM 023135106 23,279 7,141 SH DFND 2 7,141 0 0
AMBAC FINL GROUP INC COM NEW 023139884 1,560 150,000 SH DFND 2 150,000 0 0
AMBAC FINL GROUP INC COM NEW 023139884 899 86,400 SH Call DFND 2 86,400 0 0
AMBAC FINL GROUP INC COM NEW 023139884 1,196 115,000 SH Put DFND 2 115,000 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 233 12,786 SH DFND 2 12,786 0 0
AMERICAN EXPRESS CO COM 025816109 15,284 81,732 SH DFND 2 81,732 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 2,560 17,578 SH DFND 2 17,578 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1,670 26,608 SH DFND 2 26,608 0 0
AMETEK INC COM 031100100 3,730 28,005 SH DFND 2 28,005 0 0
AMGEN INC COM 031162100 11,321 46,814 SH DFND 2 46,814 0 0
AMICUS THERAPEUTICS INC COM 03152W109 5,777 610,000 SH DFND 2 610,000 0 0
AMICUS THERAPEUTICS INC COM 03152W109 379 40,000 SH Call DFND 2 40,000 0 0
ANAPLAN INC COM 03272L108 1,952 30,000 SH DFND 2 30,000 0 0
APELLIS PHARMACEUTICALS INC COM 03753U106 755 14,866 SH DFND 2 14,866 0 0
API GROUP CORP COM STK 00187Y100 1,052 50,034 SH DFND 2 50,034 0 0
APPLOVIN CORP COM CL A 03831W108 3,899 70,798 SH DFND 2 70,798 0 0
APTARGROUP INC COM 038336103 1,175 10,000 SH DFND 2 10,000 0 0
ARAMARK COM 03852U106 5,742 152,703 SH DFND 2 152,703 0 0
ARBUTUS BIOPHARMA CORP COM 03879J100 6,938 2,328,054 SH DFND 2 2,328,054 0 0
ARCH CAP GROUP LTD ORD G0450A105 9,770 201,780 SH DFND 2 201,780 0 0
ARGENX SE SPONSORED ADR 04016X101 686 2,176 SH DFND 2 2,176 0 0
ARGO GROUP INTL HLDGS LTD COM G0464B107 922 22,341 SH DFND 2 22,341 0 0
ARK ETF TR INNOVATION ETF 00214Q104 1,266 19,100 SH Put DFND 2 19,100 0 0
ARRAY TECHNOLOGIES INC COM SHS 04271T100 4,079 361,960 SH DFND 2 361,960 0 0
ASSOCIATED BANC CORP COM 045487105 10,292 452,182 SH DFND 2 452,182 0 0
AST SPACEMOBILE INC COM CL A 00217D100 1,543 154,585 SH DFND 2 154,585 0 0
AT&T INC COM 00206R102 9,120 385,961 SH DFND 2 385,961 0 0
ATLASSIAN CORP PLC CL A G06242104 2,361 8,036 SH DFND 2 8,036 0 0
ATRICURE INC COM 04963C209 2,032 30,937 SH DFND 2 30,937 0 0
AURINIA PHARMACEUTICALS INC COM 05156V102 1,238 100,000 SH Call DFND 2 100,000 0 0
AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633D125 28 50,000 SH DFND 2 50,000 0 0
AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 21 37,500 SH DFND 2 37,500 0 0
AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 1,467 150,000 SH DFND 2 150,000 0 0
AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 1,964 200,000 SH DFND 2 200,000 0 0
AVALONBAY CMNTYS INC COM 053484101 948 3,815 SH DFND 2 3,815 0 0
AVERY DENNISON CORP COM 053611109 5,231 30,068 SH DFND 2 30,068 0 0
AXALTA COATING SYS LTD COM G0750C108 3,448 140,278 SH DFND 2 140,278 0 0
AXIS CAP HLDGS LTD SHS G0692U109 379 6,273 SH DFND 2 6,273 0 0
AZEK CO INC CL A 05478C105 5,093 205,018 SH DFND 2 205,018 0 0
BALL CORP COM 058498106 1,440 16,003 SH DFND 2 16,003 0 0
BALLYS CORPORATION COM 05875B106 1,375 44,716 SH DFND 2 44,716 0 0
BARRICK GOLD CORP COM 067901108 491 20,000 SH DFND 2 20,000 0 0
BELLRING BRANDS INC COMMON STOC 07831C103 8,402 364,017 SH DFND 2 364,017 0 0
BENSON HILL INC *W EXP 09/29/202 082490111 11 25,000 SH DFND 2 25,000 0 0
BERKLEY W R CORP COM 084423102 7,099 106,610 SH DFND 2 106,610 0 0
BERKSHIRE GREY INC *W EXP 07/21/202 084656115 21 50,000 SH DFND 2 50,000 0 0
BILL COM HLDGS INC COM 090043100 3,831 16,893 SH DFND 2 16,893 0 0
BIOGEN INC COM 09062X103 3,109 14,763 SH DFND 2 14,763 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 14,659 190,128 SH DFND 2 190,128 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 11,565 150,000 SH Call DFND 2 150,000 0 0
BJS WHSL CLUB HLDGS INC COM 05550J101 5,016 74,196 SH DFND 2 74,196 0 0
BK OF AMERICA CORP COM 060505104 20,305 492,608 SH DFND 2 492,608 0 0
BLACKROCK INC COM 09247X101 1,210 1,584 SH DFND 2 1,584 0 0
BLACKSTONE INC COM 09260D107 6,642 52,325 SH DFND 2 52,325 0 0
BLUE OWL CAPITAL INC COM CL A 09581B103 3,433 270,765 SH DFND 2 270,765 0 0
BOEING CO COM 097023105 1,000 5,222 SH DFND 2 5,222 0 0
BOOKING HOLDINGS INC COM 09857L108 23,221 9,888 SH DFND 2 9,888 0 0
BOOT BARN HLDGS INC COM 099406100 8,771 92,531 SH DFND 2 92,531 0 0
BRIGHTHOUSE FINL INC COM 10922N103 4,677 90,539 SH DFND 2 90,539 0 0
BRILLIANT EARTH GROUP INC CL A COM 109504100 2,293 222,798 SH DFND 2 222,798 0 0
BRINKER INTL INC COM 109641100 4,700 123,154 SH DFND 2 123,154 0 0
BRINKS CO COM 109696104 5,951 87,519 SH DFND 2 87,519 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 3,380 46,279 SH DFND 2 46,279 0 0
BROWN & BROWN INC COM 115236101 10,796 149,379 SH DFND 2 149,379 0 0
BRP GROUP INC COM CL A 05589G102 2,054 76,566 SH DFND 2 76,566 0 0
BRUKER CORP COM 116794108 5,138 79,910 SH DFND 2 79,910 0 0
BUNGE LIMITED COM G16962105 7,663 69,151 SH DFND 2 69,151 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 736 6,833 SH DFND 2 6,833 0 0
CALIX INC COM 13100M509 579 13,500 SH DFND 2 13,500 0 0
CANO HEALTH INC COM CL A 13781Y103 287 45,241 SH DFND 2 45,241 0 0
CAPRI HOLDINGS LIMITED SHS G1890L107 11,126 216,505 SH DFND 2 216,505 0 0
CARDINAL HEALTH INC COM 14149Y108 1,730 30,516 SH DFND 2 30,516 0 0
CARLYLE GROUP INC COM 14316J108 550 11,240 SH DFND 2 11,240 0 0
CARNIVAL CORP COMMON STOCK 143658300 2,044 101,073 SH DFND 2 101,073 0 0
CATERPILLAR INC COM 149123101 1,340 6,012 SH DFND 2 6,012 0 0
CBOE GLOBAL MKTS INC COM 12503M108 2,596 22,684 SH DFND 2 22,684 0 0
CDK GLOBAL INC COM 12508E101 8,947 183,800 SH DFND 2 183,800 0 0
CENTENE CORP DEL COM 15135B101 14,183 168,470 SH DFND 2 168,470 0 0
CENTERPOINT ENERGY INC COM 15189T107 313 10,221 SH DFND 2 10,221 0 0
CENTURY CMNTYS INC COM 156504300 1,849 34,510 SH DFND 2 34,510 0 0
CERNER CORP COM 156782104 9,356 100,000 SH DFND 2 100,000 0 0
CHANGE HEALTHCARE INC COM 15912K100 436 20,001 SH DFND 2 20,001 0 0
CHARLES RIV LABS INTL INC COM 159864107 8,009 28,203 SH DFND 2 28,203 0 0
CHEGG INC COM 163092109 3,689 101,677 SH DFND 2 101,677 0 0
CHEMED CORP NEW COM 16359R103 5,285 10,433 SH DFND 2 10,433 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 6,376 4,030 SH DFND 2 4,030 0 0
CHUBB LIMITED COM H1467J104 14,329 66,990 SH DFND 2 66,990 0 0
CHURCH & DWIGHT CO INC COM 171340102 1,104 11,105 SH DFND 2 11,105 0 0
CHURCHILL CAPITAL CORP VI COM CL A 17143W101 982 100,000 SH DFND 2 100,000 0 0
CHURCHILL CAPITAL CORP VI *W EXP 02/17/202 17143W119 11 20,000 SH DFND 2 20,000 0 0
CIGNA CORP NEW COM 125523100 7,079 29,545 SH DFND 2 29,545 0 0
CINCINNATI FINL CORP COM 172062101 1,274 9,369 SH DFND 2 9,369 0 0
CITRIX SYS INC COM 177376100 4,036 40,000 SH DFND 2 40,000 0 0
CLEAN HARBORS INC COM 184496107 3,356 30,062 SH DFND 2 30,062 0 0
COCA COLA CO COM 191216100 1,288 20,772 SH DFND 2 20,772 0 0
COGNYTE SOFTWARE LTD ORD SHS M25133105 2,974 262,956 SH DFND 2 262,956 0 0
COGNYTE SOFTWARE LTD ORD SHS M25133105 452 40,000 SH Call DFND 2 40,000 0 0
COHN ROBBINS HOLDINGS CORP COM CL A G23726105 1,491 150,000 SH DFND 2 150,000 0 0
COLFAX CORP COM 194014106 4,387 110,263 SH DFND 2 110,263 0 0
COMERICA INC COM 200340107 17,409 192,510 SH DFND 2 192,510 0 0
CONCENTRIX CORP COM 20602D101 6,236 37,437 SH DFND 2 37,437 0 0
CONFLUENT INC CLASS A COM 20717M103 1,773 43,252 SH DFND 2 43,252 0 0
COOPER COS INC COM NEW 216648402 4,335 10,382 SH DFND 2 10,382 0 0
COPART INC COM 217204106 1,152 9,180 SH DFND 2 9,180 0 0
CORE & MAIN INC CL A 21874C102 5,273 217,966 SH DFND 2 217,966 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 1,459 60,000 SH DFND 2 60,000 0 0
CORTEVA INC COM 22052L104 2,937 51,099 SH DFND 2 51,099 0 0
COSTCO WHSL CORP NEW COM 22160K105 6,336 11,003 SH DFND 2 11,003 0 0
COUPA SOFTWARE INC COM 22266L106 555 5,460 SH DFND 2 5,460 0 0
CROWDSTRIKE HLDGS INC CL A 22788C105 4,941 21,759 SH DFND 2 21,759 0 0
CULLEN FROST BANKERS INC COM 229899109 10,145 73,300 SH DFND 2 73,300 0 0
CUMMINS INC COM 231021106 5,755 28,056 SH DFND 2 28,056 0 0
CVS HEALTH CORP COM 126650100 1,670 16,503 SH DFND 2 16,503 0 0
DANAHER CORPORATION COM 235851102 6,267 21,365 SH DFND 2 21,365 0 0
DARDEN RESTAURANTS INC COM 237194105 4,673 35,146 SH DFND 2 35,146 0 0
DATADOG INC CL A COM 23804L103 3,668 24,219 SH DFND 2 24,219 0 0
DELL TECHNOLOGIES INC CL C 24703L202 7,278 145,000 SH DFND 2 145,000 0 0
DENTSPLY SIRONA INC COM 24906P109 274 5,562 SH DFND 2 5,562 0 0
DISCOVERY INC COM SER A 25470F104 6,230 250,000 SH DFND 2 250,000 0 0
DISH NETWORK CORPORATION CL A 25470M109 622 19,668 SH DFND 2 19,668 0 0
DOLLAR TREE INC COM 256746108 10,275 64,157 SH DFND 2 64,157 0 0
DOMINOS PIZZA INC COM 25754A201 5,540 13,612 SH DFND 2 13,612 0 0
DOMO INC COM CL B 257554105 343 6,787 SH DFND 2 6,787 0 0
DOXIMITY INC CL A 26622P107 899 17,250 SH DFND 2 17,250 0 0
DRIVEN BRANDS HLDGS INC COM 26210V102 844 32,113 SH DFND 2 32,113 0 0
DUCKHORN PORTFOLIO INC COM 26414D106 1,819 100,000 SH DFND 2 100,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 4,424 60,119 SH DFND 2 60,119 0 0
DYNATRACE INC COM NEW 268150109 4,710 100,000 SH DFND 2 100,000 0 0
EAST WEST BANCORP INC COM 27579R104 10,186 128,906 SH DFND 2 128,906 0 0
EASTMAN CHEM CO COM 277432100 2,246 20,040 SH DFND 2 20,040 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 2,147 18,241 SH DFND 2 18,241 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 1,547 59,303 SH DFND 2 59,303 0 0
EMERSON ELEC CO COM 291011104 4,906 50,031 SH DFND 2 50,031 0 0
ENCOMPASS HEALTH CORP COM 29261A100 2,814 39,574 SH DFND 2 39,574 0 0
ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 951 32,212 SH DFND 2 32,212 0 0
ENVISTA HOLDINGS CORPORATION COM 29415F104 6,481 133,054 SH DFND 2 133,054 0 0
EQT CORP COM 26884L109 482 14,000 SH DFND 2 14,000 0 0
EQUITABLE HLDGS INC COM 29452E101 9,037 292,365 SH DFND 2 292,365 0 0
ETF SER SOLUTIONS US GLB JETS 26922A842 4,352 200,000 SH Call DFND 2 200,000 0 0
EVERCORE INC CLASS A 29977A105 6,792 61,014 SH DFND 2 61,014 0 0
EVEREST RE GROUP LTD COM G3223R108 8,279 27,471 SH DFND 2 27,471 0 0
EVO PMTS INC CL A COM 26927E104 283 12,263 SH DFND 2 12,263 0 0
EVOLENT HEALTH INC CL A 30050B101 1,304 40,376 SH DFND 2 40,376 0 0
EXPEDIA GROUP INC COM NEW 30212P303 891 4,556 SH DFND 2 4,556 0 0
FACTSET RESH SYS INC COM 303075105 2,895 6,668 SH DFND 2 6,668 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 8,697 178,065 SH DFND 2 178,065 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 356 3,545 SH DFND 2 3,545 0 0
FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 2,428 250,000 SH DFND 2 250,000 0 0
FINTECH ACQUISITION CORP V COM CL A 31810Q107 763 77,329 SH DFND 2 77,329 0 0
FIRST ADVANTAGE CORP NEW COM 31846B108 4,543 225,000 SH DFND 2 225,000 0 0
FIRST CTZNS BANCSHARES INC N CL A 31946M103 1,390 2,088 SH DFND 2 2,088 0 0
FIRST HORIZON CORPORATION COM 320517105 13,876 590,705 SH DFND 2 590,705 0 0
FIRST REP BK SAN FRANCISCO C COM 33616C100 12,181 75,143 SH DFND 2 75,143 0 0
FIVE BELOW INC COM 33829M101 1,140 7,199 SH DFND 2 7,199 0 0
FLOOR & DECOR HLDGS INC CL A 339750101 745 9,200 SH DFND 2 9,200 0 0
FOOT LOCKER INC COM 344849104 1,517 51,163 SH DFND 2 51,163 0 0
FORD MTR CO DEL COM 345370860 732 43,288 SH DFND 2 43,288 0 0
FORTINET INC COM 34959E109 306 895 SH DFND 2 895 0 0
FOX CORP CL B COM 35137L204 7,256 200,000 SH DFND 2 200,000 0 0
G SQUARED ASCEND I INC *W EXP 02/01/202 G4204R117 16 40,000 SH DFND 2 40,000 0 0
G SQUARED ASCEND I INC SHS CL A G4204R109 1,970 200,000 SH DFND 2 200,000 0 0
GALLAGHER ARTHUR J & CO COM 363576109 10,406 59,599 SH DFND 2 59,599 0 0
GATES INDL CORP PLC ORD SHS G39108108 3,389 225,000 SH DFND 2 225,000 0 0
GENERAC HLDGS INC COM 368736104 1,292 4,348 SH DFND 2 4,348 0 0
GENERAL DYNAMICS CORP COM 369550108 1,934 8,017 SH DFND 2 8,017 0 0
GILEAD SCIENCES INC COM 375558103 6,946 116,832 SH DFND 2 116,832 0 0
GITLAB INC CLASS A COM 37637K108 817 15,000 SH DFND 2 15,000 0 0
GLAUKOS CORP COM 377322102 972 16,813 SH DFND 2 16,813 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 13,351 306,506 SH DFND 2 306,506 0 0
GLOBAL PMTS INC COM 37940X102 17,918 130,944 SH DFND 2 130,944 0 0
GLOBANT S A COM L44385109 6,441 24,579 SH DFND 2 24,579 0 0
GLOBE LIFE INC COM 37959E102 14,955 148,663 SH DFND 2 148,663 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 7,277 22,045 SH DFND 2 22,045 0 0
GUARDANT HEALTH INC COM 40131M109 2,359 35,615 SH DFND 2 35,615 0 0
GULFPORT ENERGY CORP COMMON SHARES 402635502 8,068 89,825 SH DFND 2 89,825 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 426 9,789 SH DFND 2 9,789 0 0
HANCOCK WHITNEY CORPORATION COM 410120109 7,543 144,643 SH DFND 2 144,643 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 8,359 116,401 SH DFND 2 116,401 0 0
HEALTH ASSURN ACQUISITION CO *W EXP 11/12/202 42226W117 32 62,500 SH DFND 2 62,500 0 0
HEALTH ASSURN ACQUISITION CO COM CL A 42226W109 1,724 175,000 SH DFND 2 175,000 0 0
HERSHEY CO COM 427866108 1,148 5,300 SH DFND 2 5,300 0 0
HERTZ GLOBAL HLDGS INC COM NEW 42806J700 3,736 168,665 SH DFND 2 168,665 0 0
HILTON WORLDWIDE HLDGS INC COM 43300A203 3,678 24,237 SH DFND 2 24,237 0 0
HIPPO HLDGS INC COMMON STOCK 433539103 1,331 668,826 SH DFND 2 668,826 0 0
HIRERIGHT HOLDINGS CORPORATI COM 433537107 3,420 200,000 SH DFND 2 200,000 0 0
HOLOGIC INC COM 436440101 3,682 47,934 SH DFND 2 47,934 0 0
HORIZON THERAPEUTICS PUB L SHS G46188101 12,224 116,184 SH DFND 2 116,184 0 0
HOWMET AEROSPACE INC COM 443201108 1,172 32,607 SH DFND 2 32,607 0 0
HUBBELL INC COM 443510607 5,329 28,999 SH DFND 2 28,999 0 0
HUMANA INC COM 444859102 13,079 30,056 SH DFND 2 30,056 0 0
HUNT J B TRANS SVCS INC COM 445658107 872 4,343 SH DFND 2 4,343 0 0
HYATT HOTELS CORP COM CL A 448579102 9,692 101,545 SH DFND 2 101,545 0 0
ICON PLC SHS G4705A100 5,877 24,162 SH DFND 2 24,162 0 0
IDEX CORP COM 45167R104 6,351 33,126 SH DFND 2 33,126 0 0
IGM BIOSCIENCES INC COM 449585108 200 7,500 SH DFND 2 7,500 0 0
ILLINOIS TOOL WKS INC COM 452308109 2,855 13,634 SH DFND 2 13,634 0 0
ILLUMINA INC COM 452327109 7,451 21,324 SH DFND 2 21,324 0 0
INARI MED INC COM 45332Y109 788 8,697 SH DFND 2 8,697 0 0
INCYTE CORP COM 45337C102 2,594 32,663 SH DFND 2 32,663 0 0
INFORMATICA INC COM CL A 45674M101 1,481 75,000 SH DFND 2 75,000 0 0
INSPIRE MED SYS INC COM 457730109 1,449 5,643 SH DFND 2 5,643 0 0
INSTRUCTURE HLDGS INC COM 457790103 2,077 103,539 SH DFND 2 103,539 0 0
INTEGRAL AD SCIENCE HLDNG CO COM 45828L108 994 72,049 SH DFND 2 72,049 0 0
INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 3,623 54,967 SH DFND 2 54,967 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 6,364 48,165 SH DFND 2 48,165 0 0
INTRA-CELLULAR THERAPIES INC COM 46116X101 1,563 25,540 SH DFND 2 25,540 0 0
INTUIT COM 461202103 3,441 7,156 SH DFND 2 7,156 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 8,689 28,803 SH DFND 2 28,803 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 167,530 462,100 SH Put DFND 2 462,100 0 0
INVITAE CORP COM 46185L103 211 26,491 SH DFND 2 26,491 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 464 27,888 SH DFND 2 27,888 0 0
IQVIA HLDGS INC COM 46266C105 3,692 15,968 SH DFND 2 15,968 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 1,927 153,198 SH DFND 2 153,198 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 45,549 221,900 SH Put DFND 2 221,900 0 0
JABIL INC COM 466313103 1,951 31,607 SH DFND 2 31,607 0 0
JACKSON FINANCIAL INC COM CL A 46817M107 1,170 26,460 SH DFND 2 26,460 0 0
JAMES RIV GROUP LTD COM G5005R107 1,124 45,439 SH DFND 2 45,439 0 0
JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 1,437 41,024 SH DFND 2 41,024 0 0
JEFFERIES FINL GROUP INC COM 47233W109 1,670 50,842 SH DFND 2 50,842 0 0
JETBLUE AWYS CORP COM 477143101 3,462 231,558 SH DFND 2 231,558 0 0
JOHNSON & JOHNSON COM 478160104 6,656 37,556 SH DFND 2 37,556 0 0
JOHNSON CTLS INTL PLC SHS G51502105 6,797 103,665 SH DFND 2 103,665 0 0
JPMORGAN CHASE & CO COM 46625H100 1,019 7,476 SH DFND 2 7,476 0 0
KEMPER CORP COM 488401100 1,554 27,487 SH DFND 2 27,487 0 0
KEYCORP COM 493267108 15,085 674,026 SH DFND 2 674,026 0 0
KHOSLA VENTURES ACQUISITION CL A 482504107 978 100,000 SH DFND 2 100,000 0 0
KHOSLA VENTURES ACQUT CO III COM CL A 482506102 977 100,000 SH DFND 2 100,000 0 0
KKR & CO INC COM 48251W104 3,400 58,151 SH DFND 2 58,151 0 0
KOHLS CORP COM 500255104 18,661 308,655 SH DFND 2 308,655 0 0
KOHLS CORP COM 500255104 6,892 114,000 SH Call DFND 2 114,000 0 0
KOHLS CORP COM 500255104 10,907 180,400 SH Put DFND 2 180,400 0 0
KYMERA THERAPEUTICS INC COM 501575104 1,236 29,215 SH DFND 2 29,215 0 0
L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 20 50,000 SH DFND 2 50,000 0 0
L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 1,463 150,000 SH DFND 2 150,000 0 0
L3HARRIS TECHNOLOGIES INC COM 502431109 3,478 13,999 SH DFND 2 13,999 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 4,562 17,303 SH DFND 2 17,303 0 0
LAM RESEARCH CORP COM 512807108 666 1,239 SH DFND 2 1,239 0 0
LANTHEUS HLDGS INC COM 516544103 924 16,697 SH DFND 2 16,697 0 0
LAUDER ESTEE COS INC CL A 518439104 3,950 14,504 SH DFND 2 14,504 0 0
LENNAR CORP CL A 526057104 9,349 115,179 SH DFND 2 115,179 0 0
LESLIES INC COM 527064109 2,629 135,782 SH DFND 2 135,782 0 0
LEVI STRAUSS & CO NEW CL A COM STK 52736R102 4,760 240,875 SH DFND 2 240,875 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 14,733 108,878 SH DFND 2 108,878 0 0
LIBERTY MEDIA ACQUISITION CO *W EXP 99/99/999 53073L112 13 20,000 SH DFND 2 20,000 0 0
LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 1,454 146,704 SH DFND 2 146,704 0 0
LIBERTY MEDIA ACQUISITION CO UNIT 01/22/2026 53073L203 1,254 125,000 SH DFND 2 125,000 0 0
LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 6,174 135,000 SH DFND 2 135,000 0 0
LILLY ELI & CO COM 532457108 15,111 52,768 SH DFND 2 52,768 0 0
LINCOLN ELEC HLDGS INC COM 533900106 1,933 14,028 SH DFND 2 14,028 0 0
LIONS GATE ENTMNT CORP CL B NON VTG 535919500 1,487 98,909 SH DFND 2 98,909 0 0
LIVANOVA PLC SHS G5509L101 1,394 17,037 SH DFND 2 17,037 0 0
LIVEPERSON INC COM 538146101 8,469 346,808 SH DFND 2 346,808 0 0
LPL FINL HLDGS INC COM 50212V100 862 4,717 SH DFND 2 4,717 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3,930 38,218 SH DFND 2 38,218 0 0
M & T BK CORP COM 55261F104 24,415 144,042 SH DFND 2 144,042 0 0
M/I HOMES INC COM 55305B101 1,855 41,828 SH DFND 2 41,828 0 0
MANDIANT INC COM 562662106 1,116 50,000 SH DFND 2 50,000 0 0
MANULIFE FINL CORP COM 56501R106 3,471 162,501 SH DFND 2 162,501 0 0
MARATHON PETE CORP COM 56585A102 10,688 125,000 SH DFND 2 125,000 0 0
MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 2,116 60,000 SH DFND 2 60,000 0 0
MARRIOTT INTL INC NEW CL A 571903202 11,338 64,512 SH DFND 2 64,512 0 0
MARSH & MCLENNAN COS INC COM 571748102 20,479 120,166 SH DFND 2 120,166 0 0
MARVELL TECHNOLOGY INC COM 573874104 940 13,102 SH DFND 2 13,102 0 0
MASCO CORP COM 574599106 2,301 45,119 SH DFND 2 45,119 0 0
MASIMO CORP COM 574795100 5,166 35,498 SH DFND 2 35,498 0 0
MASTERCARD INCORPORATED CL A 57636Q104 4,736 13,251 SH DFND 2 13,251 0 0
MATCH GROUP INC NEW COM 57667L107 2,246 20,654 SH DFND 2 20,654 0 0
MCKESSON CORP COM 58155Q103 16,334 53,356 SH DFND 2 53,356 0 0
MERCURY SYS INC COM 589378108 6,969 108,127 SH DFND 2 108,127 0 0
MERIT MED SYS INC COM 589889104 5,192 78,052 SH DFND 2 78,052 0 0
META PLATFORMS INC CL A 30303M102 1,123 5,049 SH DFND 2 5,049 0 0
METLIFE INC COM 59156R108 449 6,385 SH DFND 2 6,385 0 0
MICRON TECHNOLOGY INC COM 595112103 785 10,082 SH DFND 2 10,082 0 0
MICROSOFT CORP COM 594918104 6,715 21,779 SH DFND 2 21,779 0 0
MOLINA HEALTHCARE INC COM 60855R100 3,127 9,373 SH DFND 2 9,373 0 0
MOMENTIVE GLOBAL INC COM 60878Y108 2,481 152,606 SH DFND 2 152,606 0 0
MONDAY COM LTD SHS M7S64H106 1,321 8,354 SH DFND 2 8,354 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 2,640 250,000 SH DFND 2 250,000 0 0
MOSAIC CO NEW COM 61945C103 777 11,686 SH DFND 2 11,686 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 418 1,725 SH DFND 2 1,725 0 0
MSC INDL DIRECT INC CL A 553530106 3,031 35,568 SH DFND 2 35,568 0 0
MYRIAD GENETICS INC COM 62855J104 696 27,627 SH DFND 2 27,627 0 0
NANOSTRING TECHNOLOGIES INC COM 63009R109 434 12,492 SH DFND 2 12,492 0 0
NATERA INC COM 632307104 962 23,642 SH DFND 2 23,642 0 0
NCR CORP NEW COM 62886E108 9,172 228,211 SH DFND 2 228,211 0 0
NETAPP INC COM 64110D104 2,038 24,549 SH DFND 2 24,549 0 0
NETFLIX INC COM 64110L106 2,940 7,848 SH DFND 2 7,848 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 6,210 66,243 SH DFND 2 66,243 0 0
NEVRO CORP COM 64157F103 606 8,373 SH DFND 2 8,373 0 0
NEXTGEN HEALTHCARE INC COM 65343C102 5,874 280,921 SH DFND 2 280,921 0 0
NIKE INC CL B 654106103 11,334 84,229 SH DFND 2 84,229 0 0
NORDSTROM INC COM 655664100 8,060 297,309 SH DFND 2 297,309 0 0
NORTHERN TR CORP COM 665859104 8,685 74,583 SH DFND 2 74,583 0 0
NORTHROP GRUMMAN CORP COM 666807102 903 2,019 SH DFND 2 2,019 0 0
NOVO-NORDISK A S ADR 670100205 19,783 178,146 SH DFND 2 178,146 0 0
NUTRIEN LTD COM 67077M108 2,501 24,048 SH DFND 2 24,048 0 0
NUVASIVE INC COM 670704105 2,226 39,263 SH DFND 2 39,263 0 0
OLAPLEX HLDGS INC COM 679369108 1,563 100,000 SH DFND 2 100,000 0 0
OLD REP INTL CORP COM 680223104 534 20,630 SH DFND 2 20,630 0 0
ORACLE CORP COM 68389X105 285 3,448 SH DFND 2 3,448 0 0
OVERSTOCK COM INC DEL COM 690370101 740 16,814 SH DFND 2 16,814 0 0
OWENS & MINOR INC NEW COM 690732102 3,073 69,818 SH DFND 2 69,818 0 0
PACWEST BANCORP DEL COM 695263103 8,385 194,419 SH DFND 2 194,419 0 0
PALO ALTO NETWORKS INC COM 697435105 2,694 4,327 SH DFND 2 4,327 0 0
PARSONS CORP DEL COM 70202L102 627 16,209 SH DFND 2 16,209 0 0
PAYONEER GLOBAL INC COM 70451X104 2,233 500,714 SH DFND 2 500,714 0 0
PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 2,983 315,663 SH DFND 2 315,663 0 0
PERFORMANCE FOOD GROUP CO COM 71377A103 5,308 104,265 SH DFND 2 104,265 0 0
PERIPHAS CAPITAL PARTNERING *W EXP 12/10/202 713895118 15 20,000 SH DFND 2 20,000 0 0
PERKINELMER INC COM 714046109 5,179 29,688 SH DFND 2 29,688 0 0
PETCO HEALTH & WELLNESS CO I COM 71601V105 12,971 662,812 SH DFND 2 662,812 0 0
PFIZER INC COM 717081103 8,782 169,635 SH DFND 2 169,635 0 0
PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 5,716 166,201 SH DFND 2 166,201 0 0
PILGRIMS PRIDE CORP COM 72147K108 908 36,170 SH DFND 2 36,170 0 0
PING IDENTITY HLDG CORP COM 72341T103 1,045 38,099 SH DFND 2 38,099 0 0
PJT PARTNERS INC COM CL A 69343T107 3,069 48,622 SH DFND 2 48,622 0 0
PLANET FITNESS INC CL A 72703H101 2,724 32,240 SH DFND 2 32,240 0 0
PNC FINL SVCS GROUP INC COM 693475105 24,937 135,199 SH DFND 2 135,199 0 0
POOL CORP COM 73278L105 1,693 4,003 SH DFND 2 4,003 0 0
POPULAR INC COM NEW 733174700 12,698 155,346 SH DFND 2 155,346 0 0
PREMIER INC CL A 74051N102 1,727 48,538 SH DFND 2 48,538 0 0
PRICE T ROWE GROUP INC COM 74144T108 1,438 9,514 SH DFND 2 9,514 0 0
PRIMERICA INC COM 74164M108 5,622 41,087 SH DFND 2 41,087 0 0
PRIMORIS SVCS CORP COM 74164F103 1,309 54,969 SH DFND 2 54,969 0 0
PRIVIA HEALTH GROUP INC COM 74276R102 3,266 122,198 SH DFND 2 122,198 0 0
PROASSURANCE CORP COM 74267C106 2,568 95,535 SH DFND 2 95,535 0 0
PROGRESSIVE CORP COM 743315103 9,244 81,091 SH DFND 2 81,091 0 0
PROSHARES TR ULTRAPRO SHT QQ 74347G432 1,684 50,000 SH DFND 2 50,000 0 0
PROSHARES TR II ULTRA VIX SHORT 74347Y839 269 20,000 SH DFND 2 20,000 0 0
PRUDENTIAL FINL INC COM 744320102 5,209 44,077 SH DFND 2 44,077 0 0
PTC THERAPEUTICS INC COM 69366J200 1,605 43,010 SH DFND 2 43,010 0 0
PULTE GROUP INC COM 745867101 3,725 88,898 SH DFND 2 88,898 0 0
PVH CORPORATION COM 693656100 976 12,739 SH DFND 2 12,739 0 0
QIAGEN NV SHS NEW N72482123 9,741 198,436 SH DFND 2 198,436 0 0
QIAGEN NV SHS NEW N72482123 2,112 43,100 SH Call DFND 2 43,100 0 0
QUALCOMM INC COM 747525103 1,856 12,145 SH DFND 2 12,145 0 0
QUALTRICS INTL INC COM CL A 747601201 8,813 308,679 SH DFND 2 308,679 0 0
QUIDEL CORP COM 74838J101 422 3,754 SH DFND 2 3,754 0 0
R1 RCM INC COM 749397105 3,940 147,222 SH DFND 2 147,222 0 0
RADIAN GROUP INC COM 750236101 2,147 96,677 SH DFND 2 96,677 0 0
RALPH LAUREN CORP CL A 751212101 7,524 66,322 SH DFND 2 66,322 0 0
RAYMOND JAMES FINL INC COM 754730109 20,217 183,937 SH DFND 2 183,937 0 0
RAYONIER INC COM 754907103 2,410 58,608 SH DFND 2 58,608 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 2,084 21,040 SH DFND 2 21,040 0 0
REGIONS FINANCIAL CORP NEW COM 7591EP100 14,977 672,820 SH DFND 2 672,820 0 0
REINSURANCE GRP OF AMERICA I COM NEW 759351604 1,103 10,073 SH DFND 2 10,073 0 0
REVANCE THERAPEUTICS INC COM 761330109 3,844 197,123 SH DFND 2 197,123 0 0
REVOLVE GROUP INC CL A 76156B107 2,601 48,453 SH DFND 2 48,453 0 0
RH COM 74967X103 1,135 3,480 SH DFND 2 3,480 0 0
RINGCENTRAL INC CL A 76680R206 1,229 10,486 SH DFND 2 10,486 0 0
ROCKWELL AUTOMATION INC COM 773903109 1,961 7,004 SH DFND 2 7,004 0 0
ROIVANT SCIENCES LTD SHS G76279101 737 149,200 SH DFND 2 149,200 0 0
ROKU INC COM CL A 77543R102 1,695 13,531 SH DFND 2 13,531 0 0
ROPER TECHNOLOGIES INC COM 776696106 3,785 8,016 SH DFND 2 8,016 0 0
RUNWAY GROWTH FINANCE CORP COM 78163D100 1,019 75,000 SH DFND 2 75,000 0 0
RYAN SPECIALTY GROUP HLDGS I CL A 78351F107 10,629 274,019 SH DFND 2 274,019 0 0
S&P GLOBAL INC COM 78409V104 1,073 2,616 SH DFND 2 2,616 0 0
SALESFORCE COM INC COM 79466L302 5,189 24,438 SH DFND 2 24,438 0 0
SANOFI SPONSORED ADR 80105N105 9,266 180,477 SH DFND 2 180,477 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 1,152 3,349 SH DFND 2 3,349 0 0
SCHWAB CHARLES CORP COM 808513105 19,249 228,316 SH DFND 2 228,316 0 0
SEAGEN INC COM 81181C104 8,027 55,727 SH DFND 2 55,727 0 0
SEALED AIR CORP NEW COM 81211K100 7,380 110,219 SH DFND 2 110,219 0 0
SELECTIVE INS GROUP INC COM 816300107 5,764 64,499 SH DFND 2 64,499 0 0
SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 1,933 38,008 SH DFND 2 38,008 0 0
SHIFT4 PMTS INC CL A 82452J109 463 7,479 SH DFND 2 7,479 0 0
SHOCKWAVE MED INC COM 82489T104 2,025 9,764 SH DFND 2 9,764 0 0
SHOPIFY INC CL A 82509L107 289 427 SH DFND 2 427 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 14,587 49,701 SH DFND 2 49,701 0 0
SIGNIFY HEALTH INC CL A COM 82671G100 676 37,218 SH DFND 2 37,218 0 0
SIRIUS XM HOLDINGS INC COM 82968B103 3,310 500,000 SH Call DFND 2 500,000 0 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 6,423 147,661 SH DFND 2 147,661 0 0
SKECHERS U S A INC CL A 830566105 5,261 129,072 SH DFND 2 129,072 0 0
SMARTSHEET INC COM CL A 83200N103 2,343 42,774 SH DFND 2 42,774 0 0
SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 36 37,500 SH DFND 2 37,500 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 4,206 13,048 SH DFND 2 13,048 0 0
SOUTHWEST AIRLS CO COM 844741108 4,557 99,489 SH DFND 2 99,489 0 0
SOUTHWESTERN ENERGY CO COM 845467109 488 68,000 SH DFND 2 68,000 0 0
SPDR INDEX SHS FDS EURO STOXX 50 78463X202 12,008 291,800 SH Put DFND 2 291,800 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 40,422 89,500 SH Put DFND 2 89,500 0 0
SPDR SER TR S&P REGL BKG 78464A698 16,073 233,287 SH DFND 2 233,287 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1,046 21,389 SH DFND 2 21,389 0 0
SPLUNK INC COM 848637104 4,575 30,786 SH DFND 2 30,786 0 0
SPX FLOW INC COM 78469X107 3,604 41,805 SH DFND 2 41,805 0 0
STARRY GROUP HOLDINGS INC *W EXP 99/99/99 85572U110 37 41,666 SH DFND 2 41,666 0 0
STATE STR CORP COM 857477103 15,329 175,952 SH DFND 2 175,952 0 0
STRYKER CORPORATION COM 863667101 18,855 70,527 SH DFND 2 70,527 0 0
SVF INVESTMENT CORP CL A SHS G8601L102 980 100,000 SH DFND 2 100,000 0 0
SWITCH INC CL A 87105L104 5,856 190,000 SH DFND 2 190,000 0 0
SYNEOS HEALTH INC CL A 87166B102 2,575 31,807 SH DFND 2 31,807 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1,936 12,592 SH DFND 2 12,592 0 0
TANDEM DIABETES CARE INC COM NEW 875372203 1,128 9,697 SH DFND 2 9,697 0 0
TAPESTRY INC COM 876030107 2,249 60,535 SH DFND 2 60,535 0 0
TASEKO MINES LTD COM 876511106 6,487 2,832,706 SH DFND 2 2,832,706 0 0
TASKUS INC CLASS A COM 87652V109 4,808 125,000 SH DFND 2 125,000 0 0
TD SYNNEX CORPORATION COM 87162W100 5,495 53,239 SH DFND 2 53,239 0 0
TEGNA INC COM 87901J105 2,744 122,500 SH DFND 2 122,500 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 5,492 584,846 SH DFND 2 584,846 0 0
TEXAS CAP BANCSHARES INC COM 88224Q107 9,091 158,629 SH DFND 2 158,629 0 0
TEXAS ROADHOUSE INC COM 882681109 1,949 23,283 SH DFND 2 23,283 0 0
TG THERAPEUTICS INC COM 88322Q108 1,748 183,793 SH DFND 2 183,793 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 4,641 7,858 SH DFND 2 7,858 0 0
T-MOBILE US INC COM 872590104 2,136 16,639 SH DFND 2 16,639 0 0
TOAST INC CL A 888787108 543 25,000 SH DFND 2 25,000 0 0
TORRID HLDGS INC COM 89142B107 86 14,234 SH DFND 2 14,234 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2,904 60,000 SH DFND 2 60,000 0 0
TRACTOR SUPPLY CO COM 892356106 7,602 32,575 SH DFND 2 32,575 0 0
TRADEWEB MKTS INC CL A 892672106 3,497 39,795 SH DFND 2 39,795 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 3,665 24,004 SH DFND 2 24,004 0 0
TRANSOCEAN INC DEB 4.000%12/1 893830BT5 4,836 4,000,000 PRN DFND 2 4,000,000 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 7,124 360,000 SH DFND 2 360,000 0 0
TURNING POINT THERAPEUTICS I COM 90041T108 2,081 77,488 SH DFND 2 77,488 0 0
UBER TECHNOLOGIES INC COM 90353T100 9,157 256,656 SH DFND 2 256,656 0 0
ULTA BEAUTY INC COM 90384S303 17,030 42,765 SH DFND 2 42,765 0 0
UNDER ARMOUR INC CL A 904311107 6,464 379,803 SH DFND 2 379,803 0 0
UNILEVER PLC SPON ADR NEW 904767704 5,924 130,000 SH DFND 2 130,000 0 0
UNILEVER PLC SPON ADR NEW 904767704 32,861 721,100 SH Call DFND 2 721,100 0 0
UNITED RENTALS INC COM 911363109 5,047 14,208 SH DFND 2 14,208 0 0
UNITED THERAPEUTICS CORP DEL COM 91307C102 1,214 6,766 SH DFND 2 6,766 0 0
UNITEDHEALTH GROUP INC COM 91324P102 29,522 57,890 SH DFND 2 57,890 0 0
UNUM GROUP COM 91529Y106 7,240 229,754 SH DFND 2 229,754 0 0
USHG ACQUISITION CORP COM CL A 91748P100 5,039 498,389 SH DFND 2 498,389 0 0
VAIL RESORTS INC COM 91879Q109 6,095 23,419 SH DFND 2 23,419 0 0
VANECK ETF TRUST GOLD MINERS ETF 92189F106 1,342 35,000 SH DFND 2 35,000 0 0
VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 1,172 25,000 SH DFND 2 25,000 0 0
VEEVA SYS INC CL A COM 922475108 1,491 7,019 SH DFND 2 7,019 0 0
VELO3D INC *W EXP 12/01/202 92259N112 53 25,000 SH DFND 2 25,000 0 0
VIATRIS INC COM 92556V106 6,526 599,854 SH DFND 2 599,854 0 0
VICI PPTYS INC COM 925652109 4,589 161,233 SH DFND 2 161,233 0 0
VIR BIOTECHNOLOGY INC COM 92764N102 2,186 85,000 SH DFND 2 85,000 0 0
VISA INC COM CL A 92826C839 10,169 45,852 SH DFND 2 45,852 0 0
VISTEON CORP COM NEW 92839U206 225 2,062 SH DFND 2 2,062 0 0
VONTIER CORPORATION COM 928881101 10,322 406,549 SH DFND 2 406,549 0 0
VOYA FINANCIAL INC COM 929089100 5,431 81,858 SH DFND 2 81,858 0 0
VULCAN MATLS CO COM 929160109 11,044 60,119 SH DFND 2 60,119 0 0
VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 29 40,000 SH DFND 2 40,000 0 0
VY GLOBAL GROWTH COM CL A G9444H100 1,485 150,000 SH DFND 2 150,000 0 0
WALMART INC COM 931142103 15,475 103,916 SH DFND 2 103,916 0 0
WASTE MGMT INC DEL COM 94106L109 15,882 100,199 SH DFND 2 100,199 0 0
WATERS CORP COM 941848103 4,999 16,106 SH DFND 2 16,106 0 0
WAYFAIR INC CL A 94419L101 1,704 15,379 SH DFND 2 15,379 0 0
WELLS FARGO CO NEW COM 949746101 20,904 431,369 SH DFND 2 431,369 0 0
WENDYS CO COM 95058W100 5,083 231,343 SH DFND 2 231,343 0 0
WESTROCK CO COM 96145D105 2,120 45,080 SH DFND 2 45,080 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 9,449 40,001 SH DFND 2 40,001 0 0
WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 5,116 130,738 SH DFND 2 130,738 0 0
WINTRUST FINL CORP COM 97650W108 8,422 90,628 SH DFND 2 90,628 0 0
WORKDAY INC CL A 98138H101 5,027 20,995 SH DFND 2 20,995 0 0
XP INC CL A G98239109 5,610 186,381 SH DFND 2 186,381 0 0
YUM BRANDS INC COM 988498101 4,894 41,287 SH DFND 2 41,287 0 0
ZENDESK INC COM 98936J101 6,388 53,103 SH DFND 2 53,103 0 0
ZIMMER BIOMET HOLDINGS INC COM 98956P102 1,433 11,204 SH DFND 2 11,204 0 0
ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 1,845 30,889 SH DFND 2 30,889 0 0
ZYMEWORKS INC COM 98985W102 833 127,130 SH DFND 2 127,130 0 0
ZYNGA INC CL A 98986T108 3,234 350,000 SH DFND 2 350,000 0 0
BROOKFIELD ASSET MANAGEMENT IN COMMON STOCK 112585104 35 617 SH DFND 3 0 0 0
MACK-CALI REALTY CORP REIT 554489104 31,194 1,793,768 SH DFND 3 0 0 0
PARAMOUNT GROUP INC REIT 69924R108 26,362 2,416,342 SH DFND 3 0 0 0
PROCORE TECHNOLOGIES INC COMMON STOCK 74275K108 12,282 211,907 SH DFND 3 0 0 0
REGENCY CENTERS CORP REIT 758849103 79 1,113 SH DFND 3 0 0 0
VORNADO REALTY TRUST REIT 929042109 424,079 9,357,436 SH DFND 3 0 0 0
TRANSALTA CORP COMMON STOCK 89346D107 366,577 35,433,427 SH DFND 5 0 0 0
GRAFTECH INTERNATIONAL LTD COMMON STOCK 384313508 614,028 63,828,253 SH DFND 6 0 0 0
MIDDLEBY CORP/THE COMMON STOCK 596278101 338,363 2,063,942 SH DFND 6 0 0 0
VISTRA CORP COMMON STOCK 92840M102 448,467 19,288,903 SH DFND 6 0 0 0
ALIBABA GROUP HOLDING LTD EQTY 01609W102 222,291 2,043,115 SH DFND 7 0 0 0
AMERICAN EQUITY INVESTMENT LIF EQTY 025676206 634,017 15,886,163 SH DFND 7 0 0 0
ALIBABA GROUP HOLDING LTD Depositary Receipt 01609W102 21,148 194,375 SH SOLE 0 0 0
AT&T INC COMMON STOCK 00206R102 3,403 144,000 SH SOLE 0 0 0
BROOKFIELD ASSET MANAGEMENT IN COMMON STOCK 112585104 7,373,102 130,335,896 SH SOLE 0 0 0
BROOKFIELD BUSINESS CORP COMMON STOCK 11259V106 24,384 747,734 SH SOLE 0 0 0
BROOKFIELD BUSINESS PARTNERS L Partnership Shares G16234109 807,313 26,279,715 SH SOLE 0 0 0
BROOKFIELD INFRASTRUCTURE CORP COMMON STOCK 11275Q107 654,457 8,675,193 SH SOLE 0 0 0
BROOKFIELD INFRASTRUCTURE PART Partnership Shares G16252101 16,534 249,645 SH SOLE 0 0 0
BROOKFIELD RENEWABLE CORP COMMON STOCK 11284V105 1,956,245 44,813,835 SH SOLE 0 0 0
BROOKFIELD RENEWABLE PARTNERS Partnership Shares G16258108 2,823,539 68,749,416 SH SOLE 0 0 0
ISHARES 0-5 YEAR HIGH YIELD CO Mutual Fund 46434V407 22,775 518,079 SH SOLE 0 0 0
ISHARES IBOXX $ INVESTMENT GRA Mutual Fund 464287242 8,832 73,030 SH SOLE 0 0 0
LATCH INC COMMON STOCK 51818V106 20,213 4,733,715 SH SOLE 0 0 0
MPLX LP Partnership Shares 55336V100 3,567 107,500 SH SOLE 0 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings