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Form 13F-HR Aspen Investment Managem For: Sep 30

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December 6, 2021 10:19 AM EST

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 09-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aspen Investment Management Inc
Address: 4020 E BELTLINE NE SUITE 103
GRAND RAPIDS , MI49525
Form 13F File Number: 028-14711

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: William Alphenaar
Title: CCO
Phone: (616) 361-2500
Signature, Place, and Date of Signing:
William Alphenaar Grand Rapids , MI 12-06-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 138
Form 13F Information Table Value Total: 188,990
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
SPDR S&P 500 ETF TR TR UNIT 78462F103 8,033 18,718 SH SOLE 0 0 18,718
MICROSOFT CORP COM 594918104 7,119 25,252 SH SOLE 0 0 25,252
ISHARES TR RUSSELL 2000 ETF 464287655 6,948 31,761 SH SOLE 0 0 31,761
ISHARES TR CORE MSCI EAFE 46432F842 6,102 82,183 SH SOLE 0 0 82,183
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 5,294 257,756 SH SOLE 0 0 257,756
PAYPAL HLDGS INC COM 70450Y103 4,873 18,727 SH SOLE 0 0 18,727
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 4,739 218,711 SH SOLE 0 0 218,711
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,815 79,735 SH SOLE 0 0 79,735
JPMORGAN CHASE & CO COM 46625H100 3,805 23,248 SH SOLE 0 0 23,248
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3,691 36,266 SH SOLE 0 0 36,266
APPLE INC COM 037833100 3,525 24,915 SH SOLE 0 0 24,915
INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 3,482 161,747 SH SOLE 0 0 161,747
ISHARES TR ISHS 1-5YR INVS 464288646 3,286 60,148 SH SOLE 0 0 60,148
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 3,204 32,288 SH SOLE 0 0 32,288
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 3,144 142,182 SH SOLE 0 0 142,182
AMAZON COM INC COM 023135106 2,960 901 SH SOLE 0 0 901
GOLDMAN SACHS GROUP INC COM 38141G104 2,777 7,346 SH SOLE 0 0 7,346
ISHARES TR CORE S&P500 ETF 464287200 2,644 6,136 SH SOLE 0 0 6,136
STARBUCKS CORP COM 855244109 2,577 23,363 SH SOLE 0 0 23,363
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 2,505 16,719 SH SOLE 0 0 16,719
HOME DEPOT INC COM 437076102 2,474 7,538 SH SOLE 0 0 7,538
JOHNSON & JOHNSON COM 478160104 2,468 15,280 SH SOLE 0 0 15,280
WALMART INC COM 931142103 2,379 17,066 SH SOLE 0 0 17,066
FACEBOOK INC CL A 30303M102 2,335 6,880 SH SOLE 0 0 6,880
ALPHABET INC CAP STK CL A 02079K305 2,297 859 SH SOLE 0 0 859
PEPSICO INC COM 713448108 2,015 13,394 SH SOLE 0 0 13,394
VANGUARD INDEX FDS MID CAP ETF 922908629 2,001 8,451 SH SOLE 0 0 8,451
CSX CORP COM 126408103 1,924 64,700 SH SOLE 0 0 64,700
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,740 34,791 SH SOLE 0 0 34,791
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,727 13,567 SH SOLE 0 0 13,567
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1,710 44,179 SH SOLE 0 0 44,179
WISDOMTREE TR US SMALLCAP DIVD 97717W604 1,699 55,094 SH SOLE 0 0 55,094
PERKINELMER INC COM 714046109 1,682 9,704 SH SOLE 0 0 9,704
VERIZON COMMUNICATIONS INC COM 92343V104 1,658 30,703 SH SOLE 0 0 30,703
BK OF AMERICA CORP COM 060505104 1,644 38,732 SH SOLE 0 0 38,732
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,639 16,369 SH SOLE 0 0 16,369
FIFTH THIRD BANCORP COM 316773100 1,583 37,294 SH SOLE 0 0 37,294
AMGEN INC COM 031162100 1,523 7,164 SH SOLE 0 0 7,164
VISA INC COM CL A 92826C839 1,516 6,806 SH SOLE 0 0 6,806
EDWARDS LIFESCIENCES CORP COM 28176E108 1,472 13,006 SH SOLE 0 0 13,006
DOCUSIGN INC COM 256163106 1,460 5,670 SH SOLE 0 0 5,670
NEXTERA ENERGY INC COM 65339F101 1,362 17,345 SH SOLE 0 0 17,345
INTEL CORP COM 458140100 1,346 25,259 SH SOLE 0 0 25,259
ABBOTT LABS COM 002824100 1,297 10,977 SH SOLE 0 0 10,977
ILLINOIS TOOL WKS INC COM 452308109 1,296 6,270 SH SOLE 0 0 6,270
INTERCONTINENTAL EXCHANGE IN COM 45866F104 1,256 10,940 SH SOLE 0 0 10,940
CISCO SYS INC COM 17275R102 1,237 22,727 SH SOLE 0 0 22,727
SCHWAB CHARLES CORP COM 808513105 1,221 16,761 SH SOLE 0 0 16,761
WASTE MGMT INC DEL COM 94106L109 1,217 8,151 SH SOLE 0 0 8,151
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1,202 2,499 SH SOLE 0 0 2,499
DISNEY WALT CO COM 254687106 1,198 7,079 SH SOLE 0 0 7,079
ADOBE SYSTEMS INCORPORATED COM 00724F101 1,197 2,080 SH SOLE 0 0 2,080
PROCTER AND GAMBLE CO COM 742718109 1,178 8,424 SH SOLE 0 0 8,424
SPDR SER TR BLOMBERG BRC INV 78468R200 1,165 37,984 SH SOLE 0 0 37,984
TARGET CORP COM 87612E106 1,146 5,010 SH SOLE 0 0 5,010
SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1,145 27,587 SH SOLE 0 0 27,587
INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 1,126 48,451 SH SOLE 0 0 48,451
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1,119 10,757 SH SOLE 0 0 10,757
ISHARES TR MSCI EAFE ETF 464287465 1,112 14,253 SH SOLE 0 0 14,253
AUTOMATIC DATA PROCESSING IN COM 053015103 1,110 5,553 SH SOLE 0 0 5,553
STRYKER CORPORATION COM 863667101 1,102 4,180 SH SOLE 0 0 4,180
JOHNSON CTLS INTL PLC SHS G51502105 1,101 16,169 SH SOLE 0 0 16,169
COSTCO WHSL CORP NEW COM 22160K105 1,082 2,407 SH SOLE 0 0 2,407
CHEVRON CORP NEW COM 166764100 1,053 10,375 SH SOLE 0 0 10,375
HUNTINGTON BANCSHARES INC COM 446150104 1,039 67,215 SH SOLE 0 0 67,215
MEDTRONIC PLC SHS G5960L103 955 7,622 SH SOLE 0 0 7,622
ISHARES INC CORE MSCI EMKT 46434G103 946 15,319 SH SOLE 0 0 15,319
MONDELEZ INTL INC CL A 609207105 944 16,217 SH SOLE 0 0 16,217
PFIZER INC COM 717081103 934 21,725 SH SOLE 0 0 21,725
ORACLE CORP COM 68389X105 930 10,672 SH SOLE 0 0 10,672
EXXON MOBIL CORP COM 30231G102 925 15,724 SH SOLE 0 0 15,724
TRANE TECHNOLOGIES PLC SHS G8994E103 924 5,354 SH SOLE 0 0 5,354
LOCKHEED MARTIN CORP COM 539830109 875 2,535 SH SOLE 0 0 2,535
FAIR ISAAC CORP COM 303250104 873 2,195 SH SOLE 0 0 2,195
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 866 28,413 SH SOLE 0 0 28,413
THERMO FISHER SCIENTIFIC INC COM 883556102 857 1,500 SH SOLE 0 0 1,500
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 803 10,025 SH SOLE 0 0 10,025
APPLIED MATLS INC COM 038222105 790 6,136 SH SOLE 0 0 6,136
GENERAC HLDGS INC COM 368736104 789 1,931 SH SOLE 0 0 1,931
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 779 5,215 SH SOLE 0 0 5,215
CATERPILLAR INC COM 149123101 761 3,962 SH SOLE 0 0 3,962
WORKDAY INC CL A 98138H101 755 3,022 SH SOLE 0 0 3,022
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 743 26,165 SH SOLE 0 0 26,165
COCA COLA CO COM 191216100 734 13,996 SH SOLE 0 0 13,996
ETHAN ALLEN INTERIORS INC COM 297602104 721 30,426 SH SOLE 0 0 30,426
ROCKWELL AUTOMATION INC COM 773903109 710 2,414 SH SOLE 0 0 2,414
TEXAS INSTRS INC COM 882508104 708 3,681 SH SOLE 0 0 3,681
BRISTOL-MYERS SQUIBB CO COM 110122108 701 11,855 SH SOLE 0 0 11,855
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 646 8,165 SH SOLE 0 0 8,165
DUKE ENERGY CORP NEW COM NEW 26441C204 608 6,228 SH SOLE 0 0 6,228
AMERICAN EXPRESS CO COM 025816109 601 3,588 SH SOLE 0 0 3,588
ABBVIE INC COM 00287Y109 582 5,395 SH SOLE 0 0 5,395
PRICE T ROWE GROUP INC COM 74144T108 581 2,955 SH SOLE 0 0 2,955
ISHARES TR RUS 1000 ETF 464287622 577 2,387 SH SOLE 0 0 2,387
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 561 7,315 SH SOLE 0 0 7,315
CITIGROUP INC COM NEW 172967424 535 7,621 SH SOLE 0 0 7,621
WELLS FARGO CO NEW COM 949746101 494 10,638 SH SOLE 0 0 10,638
EMCOR GROUP INC COM 29084Q100 455 3,942 SH SOLE 0 0 3,942
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 424 17,910 SH SOLE 0 0 17,910
ISHARES TR ISHARES BIOTECH 464287556 422 2,611 SH SOLE 0 0 2,611
ALCOA CORP COM 013872106 419 8,567 SH SOLE 0 0 8,567
UNITEDHEALTH GROUP INC COM 91324P102 406 1,038 SH SOLE 0 0 1,038
WISDOMTREE TR US MIDCAP DIVID 97717W505 406 9,785 SH SOLE 0 0 9,785
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 398 10,593 SH SOLE 0 0 10,593
LOWES COS INC COM 548661107 390 1,922 SH SOLE 0 0 1,922
CVS HEALTH CORP COM 126650100 381 4,488 SH SOLE 0 0 4,488
UNITI GROUP INC COM 91325V108 381 30,819 SH SOLE 0 0 30,819
DEERE & CO COM 244199105 379 1,130 SH SOLE 0 0 1,130
WILLIAMS COS INC COM 969457100 378 14,586 SH SOLE 0 0 14,586
EMERSON ELEC CO COM 291011104 372 3,944 SH SOLE 0 0 3,944
SHOPIFY INC CL A 82509L107 370 273 SH SOLE 0 0 273
MERCK & CO INC COM 58933Y105 367 4,892 SH SOLE 0 0 4,892
ALPHABET INC CAP STK CL C 02079K107 360 135 SH SOLE 0 0 135
NVIDIA CORPORATION COM 67066G104 352 1,700 SH SOLE 0 0 1,700
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 339 2,209 SH SOLE 0 0 2,209
ISHARES TR S&P 100 ETF 464287101 336 1,700 SH SOLE 0 0 1,700
FORTINET INC COM 34959E109 327 1,119 SH SOLE 0 0 1,119
CONOCOPHILLIPS COM 20825C104 324 4,786 SH SOLE 0 0 4,786
YUM CHINA HLDGS INC COM 98850P109 309 5,321 SH SOLE 0 0 5,321
WISDOMTREE TR ITL HDG QTLY DIV 97717X594 296 6,850 SH SOLE 0 0 6,850
GENERAL ELECTRIC CO COM NEW 369604301 287 2,788 SH SOLE 0 0 2,788
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 277 1,870 SH SOLE 0 0 1,870
INTERNATIONAL BUSINESS MACHS COM 459200101 271 1,951 SH SOLE 0 0 1,951
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 266 10,500 SH SOLE 0 0 10,500
ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 266 5,300 SH SOLE 0 0 5,300
DICKS SPORTING GOODS INC COM 253393102 264 2,203 SH SOLE 0 0 2,203
ADVANCED MICRO DEVICES INC COM 007903107 256 2,483 SH SOLE 0 0 2,483
SHERWIN WILLIAMS CO COM 824348106 252 900 SH SOLE 0 0 900
ISHARES TR RUS MID CAP ETF 464287499 249 3,180 SH SOLE 0 0 3,180
PAYCHEX INC COM 704326107 246 2,190 SH SOLE 0 0 2,190
3M CO COM 88579Y101 239 1,361 SH SOLE 0 0 1,361
ALTRIA GROUP INC COM 02209S103 236 5,190 SH SOLE 0 0 5,190
DTE ENERGY CO COM 233331107 233 2,088 SH SOLE 0 0 2,088
TRAVELERS COMPANIES INC COM 89417E109 231 1,522 SH SOLE 0 0 1,522
ISHARES TR INTL SEL DIV ETF 464288448 228 7,486 SH SOLE 0 0 7,486
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 211 4,600 SH SOLE 0 0 4,600
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 202 2,060 SH SOLE 0 0 2,060
CORNING INC COM 219350105 201 5,497 SH SOLE 0 0 5,497

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