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Form 13F-HR Altium Wealth Management For: Mar 31

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May 6, 2021 6:11 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Altium Wealth Management LLC
Address: 2500 WESTCHESTER AVENUE
SUITE 210
PURCHASE , NY10577
Form 13F File Number: 028-18798

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: ROBERT SYPHER
Title: Chief Compliance Officer
Phone: 914-298-2447
Signature, Place, and Date of Signing:
/s/ROBERT SYPHER PURCHASE , NY 04-30-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 380
Form 13F Information Table Value Total: 1,246,839
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 2,397 12,440 SH SOLE 12,440 0 0
ABB LTD SPONSORED ADR 000375204 801 26,281 SH SOLE 26,281 0 0
ABBOTT LABS COM 002824100 2,821 23,537 SH SOLE 23,537 0 0
ABBVIE INC COM 00287Y109 1,929 17,826 SH SOLE 17,826 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,635 9,540 SH SOLE 9,540 0 0
ACTIVISION BLIZZARD INC COM 00507V109 405 4,359 SH SOLE 4,359 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 3,917 8,240 SH SOLE 8,240 0 0
ADVANCED MICRO DEVICES INC COM 007903107 515 6,556 SH SOLE 6,556 0 0
AEGON N V NY REGISTRY SHS 007924103 621 131,348 SH SOLE 131,348 0 0
AFLAC INC COM 001055102 430 8,403 SH SOLE 8,403 0 0
AIR PRODS & CHEMS INC COM 009158106 566 2,012 SH SOLE 2,012 0 0
ALLEGION PLC ORD SHS G0176J109 350 2,785 SH SOLE 2,785 0 0
ALPHABET INC CAP STK CL A 02079K305 5,771 2,798 SH SOLE 2,798 0 0
ALPHABET INC CAP STK CL C 02079K107 5,623 2,718 SH SOLE 2,718 0 0
ALTRIA GROUP INC COM 02209S103 867 16,943 SH SOLE 16,943 0 0
AMAZON COM INC COM 023135106 13,170 4,257 SH SOLE 4,257 0 0
AMCOR PLC ORD G0250X107 204 17,451 SH SOLE 17,451 0 0
AMERICAN ELEC PWR CO INC COM 025537101 505 5,959 SH SOLE 5,959 0 0
AMERICAN EXPRESS CO COM 025816109 2,612 18,465 SH SOLE 18,465 0 0
AMERICAN TOWER CORP NEW COM 03027X100 809 3,386 SH SOLE 3,386 0 0
AMERIPRISE FINL INC COM 03076C106 767 3,301 SH SOLE 3,301 0 0
AMGEN INC COM 031162100 1,571 6,315 SH SOLE 6,315 0 0
ANALOG DEVICES INC COM 032654105 504 3,251 SH SOLE 3,251 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 455 7,236 SH SOLE 7,236 0 0
ANTHEM INC COM 036752103 403 1,124 SH SOLE 1,124 0 0
AON PLC SHS CL A G0403H108 569 2,471 SH SOLE 2,471 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 18 18,000 SH SOLE 18,000 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 116 118,000 SH SOLE 118,000 0 0
APPLE INC COM 037833100 34,886 285,596 SH SOLE 285,596 0 0
APPLIED MATLS INC COM 038222105 1,204 9,016 SH SOLE 9,016 0 0
ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 139 135,000 SH SOLE 135,000 0 0
ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 185 170,000 SH SOLE 170,000 0 0
ARGENX SE SPONSORED ADR 04016X101 691 2,510 SH SOLE 2,510 0 0
ASML HOLDING N V N Y REGISTRY SHS N07059210 844 1,367 SH SOLE 1,367 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 645 12,972 SH SOLE 12,972 0 0
AT&T INC COM 00206R102 1,811 59,825 SH SOLE 59,825 0 0
ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 437 415,000 SH SOLE 415,000 0 0
AUTODESK INC COM 052769106 241 868 SH SOLE 868 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 2,567 13,621 SH SOLE 13,621 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 185 35,488 SH SOLE 35,488 0 0
BANCO SANTANDER S.A. ADR 05964H105 353 103,035 SH SOLE 103,035 0 0
BANK NEW YORK MELLON CORP COM 064058100 544 11,501 SH SOLE 11,501 0 0
BARCLAYS PLC ADR 06738E204 886 86,632 SH SOLE 86,632 0 0
BAXTER INTL INC COM 071813109 264 3,126 SH SOLE 3,126 0 0
BECTON DICKINSON & CO COM 075887109 309 1,271 SH SOLE 1,271 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,700 7 SH SOLE 7 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16,647 65,163 SH SOLE 65,163 0 0
BHP GROUP LTD SPONSORED ADS 088606108 626 9,027 SH SOLE 9,027 0 0
BHP GROUP PLC SPONSORED ADR 05545E209 598 10,333 SH SOLE 10,333 0 0
BIOCRYST PHARMACEUTICALS INC COM 09058V103 153 15,000 SH SOLE 15,000 0 0
BK OF AMERICA CORP COM 060505104 3,223 83,299 SH SOLE 83,299 0 0
BLACKROCK INC COM 09247X101 3,165 4,198 SH SOLE 4,198 0 0
BLACKSTONE GROUP INC COM 09260D107 358 4,807 SH SOLE 4,807 0 0
BOEING CO COM 097023105 1,516 5,950 SH SOLE 5,950 0 0
BOOKING HOLDINGS INC COM 09857L108 673 289 SH SOLE 289 0 0
BOSTON SCIENTIFIC CORP COM 101137107 243 6,283 SH SOLE 6,283 0 0
BP PLC SPONSORED ADR 055622104 947 38,871 SH SOLE 38,871 0 0
BRF SA SPONSORED ADR 10552T107 115 25,509 SH SOLE 25,509 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 1,240 19,641 SH SOLE 19,641 0 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 511 13,198 SH SOLE 13,198 0 0
BROADCOM INC COM 11135F101 1,606 3,464 SH SOLE 3,464 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,060 6,925 SH SOLE 6,925 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 908 20,402 SH SOLE 20,402 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 338 6,355 SH SOLE 6,355 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 388 2,829 SH SOLE 2,829 0 0
CAPITAL ONE FINL CORP COM 14040H105 708 5,562 SH SOLE 5,562 0 0
CARDINAL HEALTH INC COM 14149Y108 223 3,669 SH SOLE 3,669 0 0
CARNIVAL PLC ADR 14365C103 461 20,555 SH SOLE 20,555 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 312 7,398 SH SOLE 7,398 0 0
CATERPILLAR INC COM 149123101 1,493 6,440 SH SOLE 6,440 0 0
CELANESE CORP DEL COM 150870103 494 3,297 SH SOLE 3,297 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 686 1,111 SH SOLE 1,111 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 211 1,883 SH SOLE 1,883 0 0
CHEVRON CORP NEW COM 166764100 3,129 29,860 SH SOLE 29,860 0 0
CHUBB LIMITED COM H1467J104 1,755 11,107 SH SOLE 11,107 0 0
CHURCH & DWIGHT INC COM 171340102 873 9,999 SH SOLE 9,999 0 0
CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD 204409601 263 115,818 SH SOLE 115,818 0 0
CIGNA CORP NEW COM 125523100 713 2,950 SH SOLE 2,950 0 0
CINCINNATI FINL CORP COM 172062101 223 2,168 SH SOLE 2,168 0 0
CISCO SYS INC COM 17275R102 2,221 42,944 SH SOLE 42,944 0 0
CITIGROUP INC COM NEW 172967424 1,857 25,529 SH SOLE 25,529 0 0
CLOROX CO DEL COM 189054109 538 2,789 SH SOLE 2,789 0 0
CME GROUP INC COM 12572Q105 338 1,656 SH SOLE 1,656 0 0
COCA COLA CO COM 191216100 3,057 58,006 SH SOLE 58,006 0 0
COLGATE PALMOLIVE CO COM 194162103 498 6,322 SH SOLE 6,322 0 0
COMCAST CORP NEW CL A 20030N101 2,330 43,057 SH SOLE 43,057 0 0
CONOCOPHILLIPS COM 20825C104 800 15,110 SH SOLE 15,110 0 0
CONSOLIDATED EDISON INC COM 209115104 401 5,362 SH SOLE 5,362 0 0
COSTCO WHSL CORP NEW COM 22160K105 2,989 8,480 SH SOLE 8,480 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 144 13,605 SH SOLE 13,605 0 0
CRH PLC ADR 12626K203 742 15,788 SH SOLE 15,788 0 0
CRITEO S A SPONS ADS 226718104 1,063 30,612 SH SOLE 30,612 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 608 3,531 SH SOLE 3,531 0 0
CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 446 427,000 SH SOLE 427,000 0 0
CSX CORP COM 126408103 679 7,044 SH SOLE 7,044 0 0
CVS HEALTH CORP COM 126650100 779 10,358 SH SOLE 10,358 0 0
DANAHER CORPORATION COM 235851102 1,382 6,139 SH SOLE 6,139 0 0
DECKERS OUTDOOR CORP COM 243537107 230 696 SH SOLE 696 0 0
DEERE & CO COM 244199105 862 2,304 SH SOLE 2,304 0 0
DISNEY WALT CO COM 254687106 4,478 24,267 SH SOLE 24,267 0 0
DOLLAR GEN CORP NEW COM 256677105 279 1,378 SH SOLE 1,378 0 0
DOMINION ENERGY INC COM 25746U109 226 2,970 SH SOLE 2,970 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 953 9,873 SH SOLE 9,873 0 0
DUPONT DE NEMOURS INC COM 26614N102 397 5,142 SH SOLE 5,142 0 0
EATON CORP PLC SHS G29183103 727 5,260 SH SOLE 5,260 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 248 37,336 SH SOLE 37,336 0 0
ECOLAB INC COM 278865100 472 2,207 SH SOLE 2,207 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 207 2,472 SH SOLE 2,472 0 0
EMCORE CORP COM NEW 290846203 120 22,020 SH SOLE 22,020 0 0
EMERSON ELEC CO COM 291011104 1,816 20,123 SH SOLE 20,123 0 0
ENI S P A SPONSORED ADR 26874R108 434 17,551 SH SOLE 17,551 0 0
EOG RES INC COM 26875P101 335 4,624 SH SOLE 4,624 0 0
EQUINIX INC COM 29444U700 438 644 SH SOLE 644 0 0
EQUINOR ASA SPONSORED ADR 29446M102 556 28,590 SH SOLE 28,590 0 0
ERICSSON ADR B SEK 10 294821608 695 52,692 SH SOLE 52,692 0 0
ESSEX PPTY TR INC COM 297178105 217 799 SH SOLE 799 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 478 447,000 SH SOLE 447,000 0 0
EXELON CORP COM 30161N101 564 12,884 SH SOLE 12,884 0 0
EXXON MOBIL CORP COM 30231G102 3,866 69,244 SH SOLE 69,244 0 0
FACEBOOK INC CL A 30303M102 6,189 21,012 SH SOLE 21,012 0 0
FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 204 2,009 SH SOLE 2,009 0 0
FEDEX CORP COM 31428X106 466 1,640 SH SOLE 1,640 0 0
FERRARI N V COM N3167Y103 215 1,026 SH SOLE 1,026 0 0
FIDELITY NATL INFORMATION SV COM 31620M106 268 1,906 SH SOLE 1,906 0 0
FISERV INC COM 337738108 234 1,963 SH SOLE 1,963 0 0
FIVE9 INC COM 338307101 282 1,805 SH SOLE 1,805 0 0
FLY LEASING LTD SPONSORED ADR 34407D109 926 54,955 SH SOLE 54,955 0 0
GENERAL DYNAMICS CORP COM 369550108 466 2,568 SH SOLE 2,568 0 0
GENERAL ELECTRIC CO COM 369604103 1,032 78,622 SH SOLE 78,622 0 0
GENERAL MTRS CO COM 37045V100 526 9,158 SH SOLE 9,158 0 0
GENMAB A/S SPONSORED ADS 372303206 237 7,231 SH SOLE 7,231 0 0
GENUINE PARTS CO COM 372460105 212 1,832 SH SOLE 1,832 0 0
GILEAD SCIENCES INC COM 375558103 314 4,856 SH SOLE 4,856 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 486 13,618 SH SOLE 13,618 0 0
GLOBAL PMTS INC COM 37940X102 254 1,259 SH SOLE 1,259 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 2,086 6,380 SH SOLE 6,380 0 0
GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 80 71,333 SH SOLE 71,333 0 0
HARMONY GOLD MINING CO LTD SPONSORED ADR 413216300 44 10,000 SH SOLE 10,000 0 0
HCA HEALTHCARE INC COM 40412C101 443 2,354 SH SOLE 2,354 0 0
HOME DEPOT INC COM 437076102 5,459 17,885 SH SOLE 17,885 0 0
HONDA MOTOR LTD AMERN SHS 438128308 592 19,599 SH SOLE 19,599 0 0
HONEYWELL INTL INC COM 438516106 3,307 15,234 SH SOLE 15,234 0 0
HSBC HLDGS PLC SPON ADR NEW 404280406 277 9,498 SH SOLE 9,498 0 0
HUBBELL INC COM 443510607 3,217 17,212 SH SOLE 17,212 0 0
HUMANA INC COM 444859102 325 776 SH SOLE 776 0 0
HUTCHISON CHINA MEDITECH LTD SPONSORED ADR 44842L103 610 21,599 SH SOLE 21,599 0 0
ICICI BANK LIMITED ADR 45104G104 329 20,505 SH SOLE 20,505 0 0
ICON PLC SHS G4705A100 324 1,651 SH SOLE 1,651 0 0
ILLINOIS TOOL WKS INC COM 452308109 1,153 5,205 SH SOLE 5,205 0 0
ILLUMINA INC COM 452327109 265 690 SH SOLE 690 0 0
INDEPENDENCE HLDG CO NEW COM NEW 453440307 287 7,205 SH SOLE 7,205 0 0
INFOSYS LTD SPONSORED ADR 456788108 777 41,490 SH SOLE 41,490 0 0
ING GROEP N.V. SPONSORED ADR 456837103 298 24,342 SH SOLE 24,342 0 0
INGREDION INC COM 457187102 358 3,984 SH SOLE 3,984 0 0
INTEL CORP COM 458140100 3,810 59,529 SH SOLE 59,529 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 338 3,025 SH SOLE 3,025 0 0
INTERCONTINENTAL HOTELS GROU SPONSORED ADS 45857P806 495 7,184 SH SOLE 7,184 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2,187 16,409 SH SOLE 16,409 0 0
INTUIT COM 461202103 736 1,921 SH SOLE 1,921 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 771 1,044 SH SOLE 1,044 0 0
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 294 13,061 SH SOLE 13,061 0 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 377 14,568 SH SOLE 14,568 0 0
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 475 10,725 SH SOLE 10,725 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 337 1,056 SH SOLE 1,056 0 0
ISHARES GOLD TR ISHARES 464285105 273 16,811 SH SOLE 16,811 0 0
ISHARES INC CORE MSCI EMKT 46434G103 50,980 792,115 SH SOLE 792,115 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 484 4,289 SH SOLE 4,289 0 0
ISHARES TR CORE HIGH DV ETF 46429B663 497 5,236 SH SOLE 5,236 0 0
ISHARES TR CORE MSCI EAFE 46432F842 152,417 2,115,428 SH SOLE 2,115,428 0 0
ISHARES TR CORE MSCI TOTAL 46432F834 2,162 30,762 SH SOLE 30,762 0 0
ISHARES TR CORE S&P MCP ETF 464287507 66,852 256,848 SH SOLE 256,848 0 0
ISHARES TR CORE S&P SCP ETF 464287804 26,429 243,522 SH SOLE 243,522 0 0
ISHARES TR CORE S&P TTL STK 464287150 4,022 43,913 SH SOLE 43,913 0 0
ISHARES TR CORE S&P500 ETF 464287200 1,162 2,920 SH SOLE 2,920 0 0
ISHARES TR EAFE SML CP ETF 464288273 261 3,639 SH SOLE 3,639 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 210 8,642 SH SOLE 8,642 0 0
ISHARES TR IBONDS DEC 46435U697 515 19,066 SH SOLE 19,066 0 0
ISHARES TR IBONDS DEC 25 46435U432 642 22,984 SH SOLE 22,984 0 0
ISHARES TR IBONDS DEC 26 46435U259 446 16,610 SH SOLE 16,610 0 0
ISHARES TR IBONDS DEC2021 46435G789 491 19,090 SH SOLE 19,090 0 0
ISHARES TR IBONDS DEC2022 46435G755 530 20,124 SH SOLE 20,124 0 0
ISHARES TR IBONDS DEC2023 46435G318 570 21,794 SH SOLE 21,794 0 0
ISHARES TR MBS ETF 464288588 214 1,976 SH SOLE 1,976 0 0
ISHARES TR MSCI AC ASIA ETF 464288182 371 4,007 SH SOLE 4,007 0 0
ISHARES TR MSCI EAFE ETF 464287465 528 6,958 SH SOLE 6,958 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 394 7,388 SH SOLE 7,388 0 0
ISHARES TR NATIONAL MUN ETF 464288414 826 7,120 SH SOLE 7,120 0 0
ISHARES TR PFD AND INCM SEC 464288687 2,098 54,626 SH SOLE 54,626 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,604 6,601 SH SOLE 6,601 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 951 6,277 SH SOLE 6,277 0 0
ISHARES TR RUS MDCP VAL ETF 464287473 213 1,953 SH SOLE 1,953 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 609 2,757 SH SOLE 2,757 0 0
ISHARES TR S&P 500 GRWT ETF 464287309 244 3,752 SH SOLE 3,752 0 0
ISHARES TR S&P MC 400GR ETF 464287606 336 4,292 SH SOLE 4,292 0 0
ISHARES TR SELECT DIVID ETF 464287168 376 3,292 SH SOLE 3,292 0 0
ISHARES TR TIPS BD ETF 464287176 468 3,728 SH SOLE 3,728 0 0
JOHNSON & JOHNSON COM 478160104 6,083 37,010 SH SOLE 37,010 0 0
JPMORGAN CHASE & CO COM 46625H100 8,483 55,727 SH SOLE 55,727 0 0
KEYCORP COM 493267108 303 15,177 SH SOLE 15,177 0 0
KIMBERLY-CLARK CORP COM 494368103 601 4,322 SH SOLE 4,322 0 0
KINDER MORGAN INC DEL COM 49456B101 254 15,277 SH SOLE 15,277 0 0
KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 648 11,358 SH SOLE 11,358 0 0
KRAFT HEINZ CO COM 500754106 285 7,115 SH SOLE 7,115 0 0
LAKELAND BANCORP INC COM 511637100 1,370 78,614 SH SOLE 78,614 0 0
LAM RESEARCH CORP COM 512807108 307 516 SH SOLE 516 0 0
LAUDER ESTEE COS INC CL A 518439104 394 1,356 SH SOLE 1,356 0 0
LILLY ELI & CO COM 532457108 886 4,740 SH SOLE 4,740 0 0
LINDE PLC SHS G5494J103 830 2,964 SH SOLE 2,964 0 0
LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 357 154,091 SH SOLE 154,091 0 0
LOCKHEED MARTIN CORP COM 539830109 522 1,413 SH SOLE 1,413 0 0
LOWES COS INC COM 548661107 2,084 10,956 SH SOLE 10,956 0 0
MARRIOTT INTL INC NEW CL A 571903202 772 5,212 SH SOLE 5,212 0 0
MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 26 20,000 SH SOLE 20,000 0 0
MARSH & MCLENNAN COS INC COM 571748102 1,234 10,130 SH SOLE 10,130 0 0
MASTERCARD INCORPORATED CL A 57636Q104 4,358 12,239 SH SOLE 12,239 0 0
MCDONALDS CORP COM 580135101 2,495 11,130 SH SOLE 11,130 0 0
MEDTRONIC PLC SHS G5960L103 1,486 12,577 SH SOLE 12,577 0 0
MERCK & CO. INC COM 58933Y105 2,413 31,303 SH SOLE 31,303 0 0
METLIFE INC COM 59156R108 643 10,578 SH SOLE 10,578 0 0
MICRON TECHNOLOGY INC COM 595112103 518 5,871 SH SOLE 5,871 0 0
MICROSOFT CORP COM 594918104 18,309 77,658 SH SOLE 77,658 0 0
MINERALS TECHNOLOGIES INC COM 603158106 203 2,700 SH SOLE 2,700 0 0
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 898 166,911 SH SOLE 166,911 0 0
MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 623 214,260 SH SOLE 214,260 0 0
MONDELEZ INTL INC CL A 609207105 1,914 32,695 SH SOLE 32,695 0 0
MOODYS CORP COM 615369105 797 2,669 SH SOLE 2,669 0 0
MORGAN STANLEY COM NEW 617446448 839 10,800 SH SOLE 10,800 0 0
MORGAN STANLEY EMERGING MKTS COM 617477104 60 10,000 SH SOLE 10,000 0 0
NATWEST GROUP PLC SPONS ADR 2 ORD 639057108 520 96,901 SH SOLE 96,901 0 0
NETFLIX INC COM 64110L106 1,926 3,693 SH SOLE 3,693 0 0
NEW MTN FIN CORP COM 647551100 1,690 136,259 SH SOLE 136,259 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 473 485,000 SH SOLE 485,000 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 215 17,000 SH SOLE 17,000 0 0
NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 407 8,146 SH SOLE 8,146 0 0
NEXTERA ENERGY INC COM 65339F101 2,014 26,635 SH SOLE 26,635 0 0
NICE LTD SPONSORED ADR 653656108 697 3,198 SH SOLE 3,198 0 0
NIKE INC CL B 654106103 1,832 13,785 SH SOLE 13,785 0 0
NOKIA CORP SPONSORED ADR 654902204 536 135,387 SH SOLE 135,387 0 0
NOMURA HLDGS INC SPONSORED ADR 65535H208 391 73,025 SH SOLE 73,025 0 0
NORDIC AMERICAN TANKERS LIMI COM G65773106 38 11,648 SH SOLE 11,648 0 0
NORFOLK SOUTHN CORP COM 655844108 1,132 4,215 SH SOLE 4,215 0 0
NOVARTIS AG SPONSORED ADR 66987V109 881 10,301 SH SOLE 10,301 0 0
NOVO-NORDISK A S ADR 670100205 687 10,196 SH SOLE 10,196 0 0
NUCOR CORP COM 670346105 270 3,365 SH SOLE 3,365 0 0
NUTRIEN LTD COM 67077M108 221 4,098 SH SOLE 4,098 0 0
NVIDIA CORPORATION COM 67066G104 2,641 4,946 SH SOLE 4,946 0 0
NXP SEMICONDUCTORS N V COM N6596X109 253 1,259 SH SOLE 1,259 0 0
OMNICOM GROUP INC COM 681919106 350 4,724 SH SOLE 4,724 0 0
ORACLE CORP COM 68389X105 1,815 25,863 SH SOLE 25,863 0 0
ORIX CORP SPONSORED ADR 686330101 354 4,171 SH SOLE 4,171 0 0
OTIS WORLDWIDE CORP COM 68902V107 250 3,648 SH SOLE 3,648 0 0
PARK NATL CORP COM 700658107 409 3,161 SH SOLE 3,161 0 0
PAYPAL HLDGS INC COM 70450Y103 2,881 11,864 SH SOLE 11,864 0 0
PEARSON PLC SPONSORED ADR 705015105 625 58,420 SH SOLE 58,420 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 240 13,403 SH SOLE 13,403 0 0
PEPSICO INC COM 713448108 3,728 26,356 SH SOLE 26,356 0 0
PFIZER INC COM 717081103 3,120 86,126 SH SOLE 86,126 0 0
PHILIP MORRIS INTL INC COM 718172109 1,783 20,091 SH SOLE 20,091 0 0
PHILLIPS 66 COM 718546104 519 6,359 SH SOLE 6,359 0 0
PNC FINL SVCS GROUP INC COM 693475105 1,174 6,691 SH SOLE 6,691 0 0
PORTMAN RIDGE FIN CORP COM 73688F102 42 19,248 SH SOLE 19,248 0 0
PROCTER AND GAMBLE CO COM 742718109 5,896 43,532 SH SOLE 43,532 0 0
PROGRESSIVE CORP COM 743315103 383 4,004 SH SOLE 4,004 0 0
PROLOGIS INC. COM 74340W103 851 8,031 SH SOLE 8,031 0 0
PRUDENTIAL FINL INC COM 744320102 201 2,201 SH SOLE 2,201 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 431 390,000 SH SOLE 390,000 0 0
QORVO INC COM 74736K101 211 1,154 SH SOLE 1,154 0 0
QUALCOMM INC COM 747525103 1,277 9,628 SH SOLE 9,628 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 357 300,000 SH SOLE 300,000 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 1,624 21,013 SH SOLE 21,013 0 0
REALTY INCOME CORP COM 756109104 208 3,273 SH SOLE 3,273 0 0
RELX PLC SPONSORED ADR 759530108 484 19,226 SH SOLE 19,226 0 0
RIO TINTO PLC SPONSORED ADR 767204100 757 9,750 SH SOLE 9,750 0 0
ROCKWELL AUTOMATION INC COM 773903109 349 1,313 SH SOLE 1,313 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 224 6,088 SH SOLE 6,088 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 418 10,660 SH SOLE 10,660 0 0
RPM INTL INC COM 749685103 479 5,220 SH SOLE 5,220 0 0
RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 769 6,683 SH SOLE 6,683 0 0
S&P GLOBAL INC COM 78409V104 510 1,444 SH SOLE 1,444 0 0
SALESFORCE COM INC COM 79466L302 1,991 9,398 SH SOLE 9,398 0 0
SANOFI SPONSORED ADR 80105N105 414 8,367 SH SOLE 8,367 0 0
SAP SE SPON ADR 803054204 755 6,146 SH SOLE 6,146 0 0
SCHWAB CHARLES CORP COM 808513105 1,136 17,423 SH SOLE 17,423 0 0
SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 550 10,639 SH SOLE 10,639 0 0
SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 228 7,098 SH SOLE 7,098 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1,228 12,784 SH SOLE 12,784 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 216 2,170 SH SOLE 2,170 0 0
SCHWAB STRATEGIC TR US TIPS ETF 808524870 5,750 94,011 SH SOLE 94,011 0 0
SEA LTD SPONSORD ADS 81141R100 2,170 9,723 SH SOLE 9,723 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 702 14,309 SH SOLE 14,309 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 347 2,066 SH SOLE 2,066 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 421 6,162 SH SOLE 6,162 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 765 6,552 SH SOLE 6,552 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 902 26,491 SH SOLE 26,491 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 371 3,768 SH SOLE 3,768 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 823 6,195 SH SOLE 6,195 0 0
SERVICENOW INC COM 81762P102 572 1,143 SH SOLE 1,143 0 0
SHERWIN WILLIAMS CO COM 824348106 687 931 SH SOLE 931 0 0
SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 380 380,000 SH SOLE 380,000 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 490 2,672 SH SOLE 2,672 0 0
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 218 5,763 SH SOLE 5,763 0 0
SONY CORP SPONSORED ADR 835699307 740 6,976 SH SOLE 6,976 0 0
SOUTHERN CO COM 842587107 737 11,857 SH SOLE 11,857 0 0
SOUTHWEST AIRLS CO COM 844741108 334 5,466 SH SOLE 5,466 0 0
SPDR GOLD TR GOLD SHS 78463V107 305 1,906 SH SOLE 1,906 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6,360 16,048 SH SOLE 16,048 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 569 1,196 SH SOLE 1,196 0 0
SPDR SER TR PRTFLO S&P500 GW 78464A409 28,270 501,234 SH SOLE 501,234 0 0
SPDR SER TR PRTFLO S&P500 VL 78464A508 24,331 641,986 SH SOLE 641,986 0 0
STARBUCKS CORP COM 855244109 1,359 12,436 SH SOLE 12,436 0 0
STRYKER CORPORATION COM 863667101 714 2,932 SH SOLE 2,932 0 0
SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 411 56,660 SH SOLE 56,660 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 425 441,000 SH SOLE 441,000 0 0
SYSCO CORP COM 871829107 237 3,013 SH SOLE 3,013 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 489 4,135 SH SOLE 4,135 0 0
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 459 25,123 SH SOLE 25,123 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 257 4,764 SH SOLE 4,764 0 0
TALEND S A ADS 874224207 808 12,691 SH SOLE 12,691 0 0
TARGET CORP COM 87612E106 1,530 7,725 SH SOLE 7,725 0 0
TELEFONICA S A SPONSORED ADR 879382208 273 60,247 SH SOLE 60,247 0 0
TENARIS S A SPONSORED ADS 88031M109 243 10,692 SH SOLE 10,692 0 0
TERADYNE INC COM 880770102 215 1,768 SH SOLE 1,768 0 0
TESLA INC COM 88160R101 3,197 4,786 SH SOLE 4,786 0 0
TEXAS INSTRS INC COM 882508104 2,608 13,801 SH SOLE 13,801 0 0
THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 85 85,000 SH SOLE 85,000 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 2,361 5,174 SH SOLE 5,174 0 0
TJX COS INC NEW COM 872540109 689 10,417 SH SOLE 10,417 0 0
T-MOBILE US INC COM 872590104 349 2,788 SH SOLE 2,788 0 0
TOLL BROTHERS INC COM 889478103 1,115 19,661 SH SOLE 19,661 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 360 5,516 SH SOLE 5,516 0 0
TOTAL SE SPONSORED ADS 89151E109 812 17,449 SH SOLE 17,449 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 878 5,623 SH SOLE 5,623 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 351 2,120 SH SOLE 2,120 0 0
TRAVELERS COMPANIES INC COM 89417E109 672 4,470 SH SOLE 4,470 0 0
TRUIST FINL CORP COM 89832Q109 584 10,009 SH SOLE 10,009 0 0
TWITTER INC NOTE 1.000% 9/1 90184LAD4 177 171,000 SH SOLE 171,000 0 0
UNION PAC CORP COM 907818108 3,092 14,027 SH SOLE 14,027 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,066 12,156 SH SOLE 12,156 0 0
UNITEDHEALTH GROUP INC COM 91324P102 4,851 13,038 SH SOLE 13,038 0 0
US BANCORP DEL COM NEW 902973304 1,530 27,655 SH SOLE 27,655 0 0
V F CORP COM 918204108 218 2,722 SH SOLE 2,722 0 0
VALERO ENERGY CORP COM 91913Y100 465 6,494 SH SOLE 6,494 0 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 32,320 137,548 SH SOLE 137,548 0 0
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 18,103 132,436 SH SOLE 132,436 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 528 6,234 SH SOLE 6,234 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 7,759 30,187 SH SOLE 30,187 0 0
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 347 2,573 SH SOLE 2,573 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 33,508 151,386 SH SOLE 151,386 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 158,951 436,317 SH SOLE 436,317 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 541 3,266 SH SOLE 3,266 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 13,756 64,255 SH SOLE 64,255 0 0
VANGUARD INDEX FDS SML CP GRW ETF 922908595 390 1,421 SH SOLE 1,421 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,652 7,991 SH SOLE 7,991 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 15,999 121,700 SH SOLE 121,700 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 251 4,141 SH SOLE 4,141 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 25,943 498,419 SH SOLE 498,419 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 40,353 738,525 SH SOLE 738,525 0 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 10,317 153,462 SH SOLE 153,462 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 36,804 395,609 SH SOLE 395,609 0 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 344 1,374 SH SOLE 1,374 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 919 6,249 SH SOLE 6,249 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 58,692 1,195,105 SH SOLE 1,195,105 0 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 885 8,758 SH SOLE 8,758 0 0
VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 573 509,000 SH SOLE 509,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2,209 37,987 SH SOLE 37,987 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 276 210,000 SH SOLE 210,000 0 0
VISA INC COM CL A 92826C839 4,232 19,987 SH SOLE 19,987 0 0
VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 501 27,179 SH SOLE 27,179 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 517 9,418 SH SOLE 9,418 0 0
WALMART INC COM 931142103 1,162 8,552 SH SOLE 8,552 0 0
WASTE MGMT INC DEL COM 94106L109 368 2,853 SH SOLE 2,853 0 0
WEC ENERGY GROUP INC COM 92939U106 205 2,188 SH SOLE 2,188 0 0
WELLS FARGO CO NEW COM 949746101 1,675 42,870 SH SOLE 42,870 0 0
WESTPAC BANKING CORP SPONSORED ADR 961214301 637 34,329 SH SOLE 34,329 0 0
WNS HLDGS LTD SPON ADR 92932M101 372 5,133 SH SOLE 5,133 0 0
WPP PLC NEW ADR 92937A102 654 10,228 SH SOLE 10,228 0 0
YUM BRANDS INC COM 988498101 647 5,979 SH SOLE 5,979 0 0
YUM CHINA HLDGS INC COM 98850P109 277 4,679 SH SOLE 4,679 0 0
ZIOPHARM ONCOLOGY INC COM 98973P101 54 15,000 SH SOLE 15,000 0 0
ZOETIS INC CL A 98978V103 830 5,269 SH SOLE 5,269 0 0

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