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Form 13F-HR Aequim Alternative Inves For: Jun 30

August 15, 2022 6:40 AM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Aequim Alternative Investments LP
Address: 495 MILLER AVENUE, SUITE 301
MILL VALLEY , CA94941
Form 13F File Number: 028-19295

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: David Goldstein
Title: Chief Operating Officer and Chief Compliance Officer
Phone: 415-477-9077
Signature, Place, and Date of Signing:
David Goldstein, Chief Operating Officer and Chief Compliance Officer MILL VALLEY , CA 08-12-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 139
Form 13F Information Table Value Total: 3,269,210
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 19,812 24,000,000 PRN SOLE 24,000,000 0 0
ACTIVISION BLIZZARD INC COM 00507V109 8,323 106,900 SH SOLE 106,900 0 0
ADIENT PLC ORD SHS G0084W101 785 26,500 SH SOLE 26,500 0 0
AES CORP COM 00130H105 14,707 700,000 SH SOLE 700,000 0 0
AIR TRANSPORT SERVICES GRP I COM 00922R105 3,106 108,100 SH SOLE 108,100 0 0
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 99,395 90,400,000 PRN SOLE 90,400,000 0 0
ALARM COM HLDGS INC NOTE 1/1 011642AB1 26,699 32,500,000 PRN SOLE 32,500,000 0 0
ALGOMA STL GROUP INC *W EXP 10/19/202 015658115 36 17,346 SH SOLE 17,346 0 0
ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 10,940 250,000 SH SOLE 250,000 0 0
ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 15,204 12,000,000 PRN SOLE 12,000,000 0 0
AMERICAN ELEC PWR CO INC COM 025537101 15,350 160,000 SH SOLE 160,000 0 0
APOLLO COML REAL ESTATE FIN NOTE 5.375%10/1 03762UAC9 2,931 3,000,000 PRN SOLE 3,000,000 0 0
APOLLO COML REAL ESTATE FIN NOTE 4.750% 8/2 03762UAB1 6,750 6,750,000 PRN SOLE 6,750,000 0 0
AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 31 250,000 SH SOLE 250,000 0 0
AVISTA PUB ACQUISITION CORP *W EXP 04/06/202 G07247128 78 237,600 SH SOLE 237,600 0 0
BAUSCH HEALTH COS INC COM 071734107 251 30,000 SH SOLE 30,000 0 0
BECTON DICKINSON & CO COM 075887109 7,988 32,400 SH SOLE 32,400 0 0
BENTLEY SYS INC NOTE 0.125% 1/1 08265TAB5 1,300 1,500,000 PRN SOLE 1,500,000 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 1,160 14,000 SH SOLE 14,000 0 0
BLACKLINE INC NOTE 3/1 09239BAD1 31,083 39,000,000 PRN SOLE 39,000,000 0 0
BLACKSTONE MORTGAGE TRUST IN NOTE 4.750% 3/1 09257WAC4 7,510 7,500,000 PRN SOLE 7,500,000 0 0
BOOKING HOLDINGS INC COM 09857L108 3,830 2,190 SH SOLE 2,190 0 0
BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 13,135 31,000,000 PRN SOLE 31,000,000 0 0
BURLINGTON STORES INC COM 122017106 9,454 69,400 SH SOLE 69,400 0 0
BUTTERFLY NETWORK INC *W EXP 02/12/202 124155110 20 49,393 SH SOLE 49,393 0 0
CABLE ONE INC NOTE 3/1 12685JAE5 2,073 2,500,000 PRN SOLE 2,500,000 0 0
CANO HEALTH INC *W EXP 06/03/202 13781Y111 25 37,422 SH SOLE 37,422 0 0
CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 48,628 43,437,000 PRN SOLE 43,437,000 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 6,571 1,098,900 SH SOLE 1,098,900 0 0
CERIDIAN HCM HLDG INC NOTE 0.250% 3/1 15677JAD0 1,984 2,500,000 PRN SOLE 2,500,000 0 0
CHEGG INC COM 163092109 1,031 54,900 SH SOLE 54,900 0 0
CHEGG INC NOTE 9/0 163092AF6 4,491 6,000,000 PRN SOLE 6,000,000 0 0
CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167172 110,831 1,957,448 SH SOLE 1,957,448 0 0
CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167164 129,956 2,125,762 SH SOLE 2,125,762 0 0
CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167180 45,594 868,962 SH SOLE 868,962 0 0
CINEMARK HLDGS INC COM 17243V102 13,919 926,700 SH SOLE 926,700 0 0
CLARIVATE PLC 5.25% PFD CONV A G21810208 51,493 900,000 SH SOLE 900,000 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 845 55,000 SH SOLE 55,000 0 0
CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 47,308 34,500,000 PRN SOLE 34,500,000 0 0
CNX RES CORP COM 12653C108 43,863 2,664,801 SH SOLE 2,664,801 0 0
COINBASE GLOBAL INC COM CL A 19260Q107 2,285 48,600 SH SOLE 48,600 0 0
COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 44 200,000 SH SOLE 200,000 0 0
CONMED CORP COM 207410101 1,086 2,025 SH SOLE 2,025 0 0
CONX CORP COM CL A 212873103 566 57,261 SH SOLE 57,261 0 0
COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 6,040 8,000,000 PRN SOLE 8,000,000 0 0
COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 59,796 72,000,000 PRN SOLE 72,000,000 0 0
CUTERA INC NOTE 2.250% 3/1 232109AB4 11,673 8,855,000 PRN SOLE 8,855,000 0 0
DANAHER CORPORATION COM 235851102 19,293 76,100 SH SOLE 76,100 0 0
DATADOG INC NOTE 0.125% 6/1 23804LAB9 40,370 31,800,000 PRN SOLE 31,800,000 0 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 9,766 14,404,000 PRN SOLE 14,404,000 0 0
DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 32,787 46,500,000 PRN SOLE 46,500,000 0 0
DOCUSIGN INC NOTE 1/1 256163AD8 2,315 2,500,000 PRN SOLE 2,500,000 0 0
ECHOSTAR CORP CL A 278768106 579 30,000 SH SOLE 30,000 0 0
ENPHASE ENERGY INC NOTE 0.250% 3/0 29355AAF4 31,993 12,950,000 PRN SOLE 12,950,000 0 0
ENVESTNET INC NOTE 0.750% 8/1 29404KAE6 6,435 7,500,000 PRN SOLE 7,500,000 0 0
EPR PPTYS PFD C CV 5.75% 26884U208 1,104 50,000 SH SOLE 50,000 0 0
EQT CORP COM 26884L109 77,383 2,249,500 SH SOLE 2,249,500 0 0
ETSY INC NOTE 0.125%10/0 29786AAJ5 99,880 88,000,000 PRN SOLE 88,000,000 0 0
EURONET WORLDWIDE INC COM 298736109 1,539 15,300 SH SOLE 15,300 0 0
EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 11 150,000 SH SOLE 150,000 0 0
EVO ACQUISITION CORP COM CL A 30052G108 1,466 150,000 SH SOLE 150,000 0 0
EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 21,183 23,000,000 PRN SOLE 23,000,000 0 0
EXPEDIA GROUP INC COM NEW 30212P303 3,243 34,200 SH SOLE 34,200 0 0
FASTLY INC NOTE 3/1 31188VAB6 17,922 24,500,000 PRN SOLE 24,500,000 0 0
FORD MTR CO DEL COM 345370860 18,545 1,666,200 SH SOLE 1,666,200 0 0
GCM GROSVENOR INC *W EXP 11/17/202 36831E116 92 243,290 SH SOLE 243,290 0 0
GELESIS HLDGS INC *W EXP 01/13/202 36850R113 9 82,917 SH SOLE 82,917 0 0
GUARDANT HEALTH INC NOTE 11/1 40131MAB5 40,463 65,000,000 PRN SOLE 65,000,000 0 0
GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 37,400 40,000,000 PRN SOLE 40,000,000 0 0
HAEMONETICS CORP MASS NOTE 3/0 405024AB6 16,144 20,500,000 PRN SOLE 20,500,000 0 0
II-VI INC 6% CONV PFD A 902104306 12,901 60,000 SH SOLE 60,000 0 0
IMMATICS N.V *W EXP 07/01/202 N44445117 516 252,741 SH SOLE 252,741 0 0
INSMED INC NOTE 0.750% 6/0 457669AB5 7,533 9,000,000 PRN SOLE 9,000,000 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 4,205 4,500,000 PRN SOLE 4,500,000 0 0
INSULET CORP NOTE 0.375% 9/0 45784PAK7 14,313 12,500,000 PRN SOLE 12,500,000 0 0
INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 25,003 26,565,000 PRN SOLE 26,565,000 0 0
INVITAE CORP NOTE 2.000% 9/0 46185LAB9 1,984 2,500,000 PRN SOLE 2,500,000 0 0
ITRON INC NOTE 3/1 465741AN6 4,626 5,800,000 PRN SOLE 5,800,000 0 0
JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 983 100,000 SH SOLE 100,000 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1,030 6,600 SH SOLE 6,600 0 0
KATAPULT HOLDINGS INC *W EXP 06/09/202 485859110 15 100,000 SH SOLE 100,000 0 0
LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 108,734 92,500,000 PRN SOLE 92,500,000 0 0
LIVEPERSON INC NOTE 12/1 538146AD3 4,342 6,000,000 PRN SOLE 6,000,000 0 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 27,506 17,000,000 PRN SOLE 17,000,000 0 0
MP MATERIALS CORP COM CL A 553368101 3,080 96,000 SH SOLE 96,000 0 0
NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 2,940 3,500,000 PRN SOLE 3,500,000 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 14,078 250,000 SH SOLE 250,000 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 7,448 150,000 SH SOLE 150,000 0 0
NICE SYS INC NOTE 1.250% 1/1 65366HAB9 88,013 38,163,000 PRN SOLE 38,163,000 0 0
NISOURCE INC UNIT 12/01/2023 65473P121 72,781 640,000 SH SOLE 640,000 0 0
NOVA LTD NOTE 10/1 66980MAB2 6,415 5,000,000 PRN SOLE 5,000,000 0 0
NOVOCURE LTD NOTE 11/0 67011XAB9 15,579 18,000,000 PRN SOLE 18,000,000 0 0
O-I GLASS INC COM 67098H104 280 20,000 SH SOLE 20,000 0 0
OAK STR HEALTH INC NOTE 3/1 67181AAB3 9,308 13,000,000 PRN SOLE 13,000,000 0 0
OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 110,910 3,000,000 SH SOLE 3,000,000 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 133,602 71,226,000 PRN SOLE 71,226,000 0 0
PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 56,805 70,000,000 PRN SOLE 70,000,000 0 0
PELOTON INTERACTIVE INC NOTE 2/1 70614WAB6 53,018 83,500,000 PRN SOLE 83,500,000 0 0
PG&E CORP UNIT 99/99/9999 69331C140 147,712 1,545,100 SH SOLE 1,545,100 0 0
POST HOLDINGS PARTNERING COR COM SER A 737465104 1,940 200,000 SH SOLE 200,000 0 0
PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 743312AB6 22,807 23,500,000 PRN SOLE 23,500,000 0 0
PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 6,919 7,500,000 PRN SOLE 7,500,000 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 2,026 2,000,000 PRN SOLE 2,000,000 0 0
Q2 HLDGS INC NOTE 0.125%11/1 74736LAF6 16,070 20,000,000 PRN SOLE 20,000,000 0 0
RAPID7 INC NOTE 2.250% 5/0 753422AD6 18,538 14,500,000 PRN SOLE 14,500,000 0 0
RBC BEARINGS INC 5% CNV PFD SR A 75524B203 18,876 200,000 SH SOLE 200,000 0 0
REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 2,916 3,065,000 PRN SOLE 3,065,000 0 0
REDWOOD TRUST INC NOTE 5.625% 7/1 758075AD7 1,758 1,943,000 PRN SOLE 1,943,000 0 0
REPAY HLDGS CORP COM CL A 76029L100 1,446 112,500 SH SOLE 112,500 0 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 95,281 62,500,000 PRN SOLE 62,500,000 0 0
RINGCENTRAL INC NOTE 3/0 76680RAF4 3,396 4,129,000 PRN SOLE 4,129,000 0 0
RINGCENTRAL INC NOTE 3/1 76680RAH0 2,646 3,500,000 PRN SOLE 3,500,000 0 0
RWT HLDGS INC NOTE 5.750%10/0 749772AD1 3,801 4,250,000 PRN SOLE 4,250,000 0 0
SABRE CORP 6.50% CONV PFD A 78573M203 32,099 402,500 SH SOLE 402,500 0 0
SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 81,249 36,500,000 PRN SOLE 36,500,000 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 6,275 5,000,000 PRN SOLE 5,000,000 0 0
SHOPIFY INC CL A 82509L107 2,187 70,000 SH SOLE 70,000 0 0
SIXTH STREET SPECIALTY LENDI NOTE 4.500% 8/0 87265KAD4 2,185 2,100,000 PRN SOLE 2,100,000 0 0
SNAP INC NOTE 0.250% 5/0 83304AAD8 83,810 85,000,000 PRN SOLE 85,000,000 0 0
SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 972 100,000 SH SOLE 100,000 0 0
SOUTH JERSEY INDS INC UNIT 04/01/2024 838518306 29,532 435,000 SH SOLE 435,000 0 0
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 96,803 81,950,000 PRN SOLE 81,950,000 0 0
SPLUNK INC NOTE 0.500% 9/1 848637AC8 33,670 35,000,000 PRN SOLE 35,000,000 0 0
SPLUNK INC NOTE 1.125% 6/1 848637AF1 8,300 10,000,000 PRN SOLE 10,000,000 0 0
SPOTIFY USA INC NOTE 3/1 84921RAB6 45,973 57,900,000 PRN SOLE 57,900,000 0 0
TELADOC HEALTH INC COM 87918A105 1,670 50,301 SH SOLE 50,301 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 13,814 15,000,000 PRN SOLE 15,000,000 0 0
TRAVERE THERAPEUTICS INC NOTE 2.250% 3/0 89422GAA5 2,508 2,500,000 PRN SOLE 2,500,000 0 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 71,310 72,500,000 PRN SOLE 72,500,000 0 0
TWITTER INC NOTE 3/1 90184LAN2 44,948 50,500,000 PRN SOLE 50,500,000 0 0
UBER TECHNOLOGIES INC COM 90353T100 1,768 86,400 SH SOLE 86,400 0 0
UGI CORP NEW UNIT 99/99/9999 902681113 28,423 312,000 SH SOLE 312,000 0 0
UNITED STATES STL CORP NOTE 5.000%11/0 912909AT5 39,125 25,000,000 PRN SOLE 25,000,000 0 0
VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 23,620 20,000,000 PRN SOLE 20,000,000 0 0
VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 16,263 17,725,000 PRN SOLE 17,725,000 0 0
WIX COM LTD NOTE 7/0 92940WAB5 18,229 19,000,000 PRN SOLE 19,000,000 0 0
WIX COM LTD NOTE 8/1 92940WAD1 1,223 1,500,000 PRN SOLE 1,500,000 0 0
ZIFF DAVIS INC COM 48123V102 6,752 90,600 SH SOLE 90,600 0 0
ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 72,520 70,000,000 PRN SOLE 70,000,000 0 0


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