Close

Form 13F-HR ADVISORY RESEARCH INC For: Mar 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/25/2024

1. TSLA
2. ENPH
3. TXN
4. META
5. SPOT
6. BA
7. V
8. IBM
9. KMB
10. HCP


May 16, 2022 11:21 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ADVISORY RESEARCH INC
Address: 180 N. STETSON AVENUE
SUITE 5500
CHICAGO , IL60601
Form 13F File Number: 028-05637

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Megan Margaret Croal Dunn
Title: Chief Compliance Officer
Phone: 312-729-2815
Signature, Place, and Date of Signing:
Megan Dunn Chicago , IL 05-16-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 506
Form 13F Information Table Value Total: 1,248,304
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-19569 North Square Investments, LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-19569 North Square Investments, LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Abbott Laboratories COM 002824100 1,469 12,415 SH SOLE 9,360 0 3,055
Abbvie Incorporated COM 00287Y109 28,481 175,689 SH SOLE 171,019 0 4,670
Accenture Plc COM G1151C101 26,142 77,519 SH SOLE 75,060 0 2,459
Acuity Brands Inc COM 00508Y102 340 1,795 SH SOLE 1,795 0 0
AdaptHealth Corp. Class A COM 00653Q102 272 16,951 SH SOLE 16,951 0 0
Addus Homecare Corporation COM 006739106 2,455 26,313 SH SOLE 25,058 0 1,255
Addus Homecare Corporation COM 006739106 825 8,845 SH OTR 1 8,845 0 0
AGCO Corporation COM 001084102 260 1,778 SH SOLE 1,778 0 0
Agiliti Incorporated COM 00848J104 1,334 63,205 SH SOLE 63,205 0 0
Agiliti Incorporated COM 00848J104 217 10,264 SH OTR 1 10,264 0 0
Albany International Corporati COM 012348108 2,047 24,278 SH SOLE 24,278 0 0
Albany International Corporati COM 012348108 303 3,589 SH OTR 1 3,589 0 0
Albemarle Corp COM 012653101 602 2,722 SH SOLE 2,722 0 0
Allbirds Incorporated Class A COM 01675A109 157 26,127 SH SOLE 26,127 0 0
Allegheny Technologies Incorpo COM 01741R102 2,202 82,031 SH SOLE 82,031 0 0
Allegheny Technologies Incorpo COM 01741R102 322 11,997 SH OTR 1 11,997 0 0
Allegro MicroSystems Incorpora COM 01749D105 406 14,287 SH SOLE 14,287 0 0
Alnylam Pharmaceuticals Incorp COM 02043Q107 382 2,339 SH SOLE 2,339 0 0
Alphabet Inc-Cl A COM 02079K305 2,506 901 SH SOLE 751 0 150
Amazon.com Inc COM 023135106 2,236 686 SH SOLE 686 0 0
Ambarella Incorporated COM G037AX101 1,782 16,981 SH SOLE 16,981 0 0
Ambarella Incorporated COM G037AX101 242 2,304 SH OTR 1 2,304 0 0
Amerco Incorporated COM 023586100 328 549 SH SOLE 549 0 0
American Express Company COM 025816109 1,518 8,120 SH SOLE 5,866 0 2,254
Antero Resources Corporation COM 03674X106 68,025 2,228,127 SH SOLE 2,228,127 0 0
Apple Inc COM 037833100 681 3,901 SH SOLE 3,901 0 0
Arcos Dorados Holdings Incorpo COM G0457F107 949 116,728 SH SOLE 116,728 0 0
Arcos Dorados Holdings Incorpo COM G0457F107 156 19,245 SH OTR 1 19,245 0 0
Ardagh Metal Packaging S.A COM L02235106 993 122,140 SH SOLE 116,285 0 5,855
Ardagh Metal Packaging S.A COM L02235106 345 42,405 SH OTR 1 42,405 0 0
Ares Capital Corporation COM 04010L103 1,792 85,543 SH SOLE 85,543 0 0
Ares Management Corporation COM 03990B101 1,800 22,154 SH SOLE 21,190 0 964
Arista Networks Inc COM 040413106 516 3,711 SH SOLE 3,711 0 0
Arrow Electronics Incorporated COM 042735100 402 3,390 SH SOLE 3,390 0 0
Asbury Automotive Group COM 043436104 5,803 36,226 SH SOLE 33,273 0 2,953
Asbury Automotive Group COM 043436104 678 4,235 SH OTR 1 4,235 0 0
Aspen Aerogels Incorporated COM 04523Y105 670 19,433 SH SOLE 19,433 0 0
Aspen Aerogels Incorporated COM 04523Y105 72 2,090 SH OTR 1 2,090 0 0
Athena Consumer Acquisition Cl COM 04684M106 453 45,370 SH SOLE 45,370 0 0
Athena Technology Acquisition COM 04687C105 3,647 373,300 SH SOLE 373,300 0 0
Atomera Inc. COM 04965B100 261 20,000 SH SOLE 20,000 0 0
Autozone COM 053332102 1,615 790 SH SOLE 625 0 165
Avid Technology COM 05367P100 2,097 60,135 SH SOLE 60,135 0 0
Avid Technology COM 05367P100 304 8,731 SH OTR 1 8,731 0 0
Avient Corporation COM 05368V106 5,158 107,452 SH SOLE 104,650 0 2,802
Axonics Incorporated COM 05465P101 3,683 58,840 SH SOLE 58,840 0 0
Axonics Incorporated COM 05465P101 395 6,306 SH OTR 1 6,306 0 0
Bankunited Inc Com COM 06652K103 3,067 69,775 SH SOLE 68,185 0 1,590
Bankunited Inc Com COM 06652K103 940 21,379 SH OTR 1 21,379 0 0
Barings BDC Incorporated COM 06759L103 892 86,226 SH SOLE 86,226 0 0
Beam Therapeutics Incorporated COM 07373V105 449 7,842 SH SOLE 7,842 0 0
Beard Energy Transition Acquis COM 07402Q101 1,218 123,250 SH SOLE 123,250 0 0
Beazer Homes USA COM 07556Q881 293 19,229 SH SOLE 19,229 0 0
Berkshire Hathaway Inc Del Cl COM 084670702 1,966 5,570 SH SOLE 3,937 0 1,633
BioCryst Pharmaceuticals, Inc. COM 09058V103 1,165 71,624 SH SOLE 71,624 0 0
BioCryst Pharmaceuticals, Inc. COM 09058V103 144 8,858 SH OTR 1 8,858 0 0
Biohaven Pharmaceutical Holdin COM G11196105 775 6,537 SH SOLE 6,537 0 0
Biohaven Pharmaceutical Holdin COM G11196105 80 678 SH OTR 1 678 0 0
BlackRock TCP Capital Corp COM 09259E108 857 59,924 SH SOLE 59,924 0 0
Blackstone Incorporated COM 09260D107 1,149 9,050 SH SOLE 9,050 0 0
Blackstone Securities Lending COM 09261X102 1,004 36,014 SH SOLE 36,014 0 0
Box Incorporated COM 10316T104 692 23,806 SH SOLE 23,806 0 0
Box Incorporated COM 10316T104 122 4,209 SH OTR 1 4,209 0 0
Boyd Gaming Corporation COM 103304101 916 13,929 SH SOLE 13,929 0 0
BRC Inc Class A COM 05601U105 853 40,877 SH SOLE 40,877 0 0
BRC Inc Class A COM 05601U105 121 5,804 SH OTR 1 5,804 0 0
Broadcom Incorporated COM 11135F101 2,435 3,867 SH SOLE 3,702 0 165
Brunswick Corporation COM 117043109 1,780 22,001 SH SOLE 20,876 0 1,125
Brunswick Corporation COM 117043109 519 6,415 SH OTR 1 6,415 0 0
Bullpen Parlay Acquisition Cl COM G1792A100 688 69,700 SH SOLE 69,700 0 0
Callaway Golf Company COM 131193104 658 28,094 SH SOLE 28,094 0 0
Callaway Golf Company COM 131193104 108 4,630 SH OTR 1 4,630 0 0
Cameco Corporation COM 13321L108 340 11,676 SH SOLE 11,676 0 0
Cannae Holdings Incorporated COM 13765N107 978 40,893 SH SOLE 39,478 0 1,415
Cannae Holdings Incorporated COM 13765N107 361 15,080 SH OTR 1 15,080 0 0
Cantaloupe Incorporated COM 138103106 1,489 220,000 SH SOLE 220,000 0 0
Capital Southwest Corporation COM 140501107 585 24,654 SH SOLE 24,654 0 0
Capri Holdings Limited COM G1890L107 451 8,784 SH SOLE 8,784 0 0
CareTrust REIT Incorporated COM 14174T107 307 15,929 SH SOLE 15,929 0 0
Carvana Company COM 146869102 1,032 8,655 SH SOLE 8,655 0 0
Cazoo Group Limited CL A COM G2007L105 150 54,493 SH SOLE 54,493 0 0
Cazoo Group Limited CL A COM G2007L105 22 7,811 SH OTR 1 7,811 0 0
CDW Corporation COM 12514G108 1,587 8,874 SH SOLE 6,832 0 2,042
Celestica Inc. COM 15101Q108 216 18,104 SH SOLE 18,104 0 0
Celestica Inc. COM 15101Q108 38 3,201 SH OTR 1 3,201 0 0
Cerevel Therapeutics Holdings COM 15678U128 1,337 38,180 SH SOLE 38,180 0 0
Cerevel Therapeutics Holdings COM 15678U128 189 5,411 SH OTR 1 5,411 0 0
CF Industries Holdings Inc COM 125269100 206 1,999 SH SOLE 1,999 0 0
Chain Bridge I Class A COM G2061X102 2,107 212,020 SH SOLE 212,020 0 0
Championx Corporation COM 15872M104 5,646 230,630 SH SOLE 225,655 0 4,975
Championx Corporation COM 15872M104 918 37,500 SH OTR 1 37,500 0 0
ChargePoint Holdings Incorpora COM 15961R105 424 21,314 SH SOLE 21,314 0 0
Chesapeake Utilities COM 165303108 884 6,417 SH SOLE 5,046 0 1,371
Chevron Corporation New COM 166764100 1,678 10,304 SH SOLE 7,424 0 2,880
Citizens Financial Group COM 174610105 775 17,103 SH SOLE 16,355 0 748
Cleveland-Cliffs Incorporated COM 185899101 1,475 45,800 SH SOLE 45,800 0 0
Coca Cola COM 191216100 10,718 172,871 SH SOLE 167,791 0 5,080
Comerica Incorporated COM 200340107 306 3,385 SH SOLE 3,385 0 0
Confluent Inc Class A COM 20717M103 420 10,241 SH SOLE 10,241 0 0
Constellation Energy Group COM 21037T109 368 6,540 SH SOLE 6,540 0 0
Coterra Energy Incorporated COM 127097103 23,986 889,357 SH SOLE 889,357 0 0
Credo Technology Group Holding COM G25457105 496 32,557 SH SOLE 32,557 0 0
Credo Technology Group Holding COM G25457105 73 4,798 SH OTR 1 4,798 0 0
CrowdStrike Holdings Inc Class COM 22788C105 391 1,723 SH SOLE 1,723 0 0
Cue Biopharma Incorporated COM 22978P106 1,255 257,225 SH SOLE 257,225 0 0
Curtiss-Wright Corporation COM 231561101 486 3,238 SH SOLE 3,238 0 0
Custom Truck One Source Inc COM 23204X103 1,318 157,127 SH SOLE 157,127 0 0
Custom Truck One Source Inc COM 23204X103 215 25,600 SH OTR 1 25,600 0 0
Cytokinetics Incorporated COM 23282W605 1,289 35,022 SH SOLE 35,022 0 0
Cytokinetics Incorporated COM 23282W605 173 4,710 SH OTR 1 4,710 0 0
Danaos Corporation COM Y1968P121 15,868 154,685 SH SOLE 150,700 0 3,985
Darden Restaurants COM 237194105 344 2,584 SH SOLE 2,584 0 0
Deere & Co. COM 244199105 219 526 SH SOLE 526 0 0
Definitive Healthcare Corp. Cl COM 24477E103 492 19,957 SH SOLE 19,957 0 0
Denbury Incorporated COM 24790A101 107,306 1,365,743 SH SOLE 1,358,607 0 7,136
Denbury Incorporated COM 24790A101 1,977 25,163 SH OTR 1 25,163 0 0
Designer Brands Inc- Class A COM 250565108 254 18,764 SH SOLE 18,764 0 0
Devon Energy COM 25179M103 44,797 757,605 SH SOLE 751,286 0 6,319
Diamondback Energy Incorporate COM 25278X109 21,950 160,122 SH SOLE 155,688 0 4,434
Diamondhead Holdings Unit COM 25278L204 197 20,000 SH SOLE 20,000 0 0
Docebo Incorporated COM 25609L105 915 17,653 SH SOLE 17,653 0 0
Docebo Incorporated COM 25609L105 151 2,911 SH OTR 1 2,911 0 0
Domino's Pizza Incorporated COM 25754A201 457 1,124 SH SOLE 1,124 0 0
Donnelley Financial Solutions, COM 25787G100 804 24,165 SH SOLE 24,165 0 0
Donnelley Financial Solutions, COM 25787G100 101 3,034 SH OTR 1 3,034 0 0
Doximity Incorporated Class A COM 26622P107 1,016 19,497 SH SOLE 19,497 0 0
Dun & Bradstreet Holdings Inc COM 26484T106 1,299 74,155 SH SOLE 70,675 0 3,480
Dun & Bradstreet Holdings Inc COM 26484T106 481 27,430 SH OTR 1 27,430 0 0
Dutch Bros Incorporated Class COM 26701L100 293 5,302 SH SOLE 5,302 0 0
Element Solutions Incorporated COM 28618M106 7,784 355,418 SH SOLE 332,621 0 22,797
Element Solutions Incorporated COM 28618M106 923 42,139 SH OTR 1 42,139 0 0
Enjoy Technology Incorporated COM 29335V106 140 36,857 SH SOLE 36,857 0 0
Enova International Incorporat COM 29357K103 603 15,890 SH SOLE 15,890 0 0
Enova International Incorporat COM 29357K103 97 2,544 SH OTR 1 2,544 0 0
Enstar Group Limited Shs COM G3075P101 6,645 25,446 SH SOLE 24,874 0 572
Enstar Group Limited Shs COM G3075P101 1,008 3,860 SH OTR 1 3,860 0 0
Epsilon Energy Ltd. COM 294375209 20,434 3,168,133 SH SOLE 3,168,133 0 0
Ermenegildo Zegna N.V. COM N30577105 116 11,032 SH SOLE 11,032 0 0
Everi Holdings Incorporated COM 30034T103 293 13,961 SH SOLE 13,961 0 0
Evolent Health Incorporated A COM 30050B101 5,704 176,609 SH SOLE 176,609 0 0
Evolent Health Incorporated A COM 30050B101 707 21,895 SH OTR 1 21,895 0 0
eXp World Holdings Incorporate COM 30212W100 908 42,898 SH SOLE 42,898 0 0
eXp World Holdings Incorporate COM 30212W100 151 7,129 SH OTR 1 7,129 0 0
Federal Signal Corp COM 313855108 1,280 37,935 SH SOLE 29,731 0 8,204
Ferguson PLC COM G3421J106 13,340 99,465 SH SOLE 94,076 0 5,389
Fidelity National Financial In COM 31620R303 1,132 23,186 SH SOLE 22,169 0 1,017
Fidus Invt Corp Com COM 316500107 1,013 50,202 SH SOLE 50,202 0 0
First Advantage Corp COM 31846B108 3,202 158,613 SH SOLE 138,215 0 20,398
First Advantage Corp COM 31846B108 608 30,137 SH OTR 1 30,137 0 0
First Interstate Bancsys-A COM 32055Y201 2,578 70,100 SH SOLE 59,963 0 10,137
First Interstate Bancsys-A COM 32055Y201 418 11,357 SH OTR 1 11,357 0 0
First Merchants Corporation COM 320817109 1,830 43,984 SH SOLE 41,919 0 2,065
First Merchants Corporation COM 320817109 341 8,200 SH OTR 1 8,200 0 0
Fluor Corporation COM 343412102 3,500 121,993 SH SOLE 121,993 0 0
Fluor Corporation COM 343412102 307 10,692 SH OTR 1 10,692 0 0
Focus Impact Acquisition CL A COM 34417L109 2,006 202,600 SH SOLE 202,600 0 0
Fortune Brands Home & Security COM 34964C106 1,655 22,274 SH SOLE 18,086 0 4,188
Fox Corporation Class A COM 35137L105 24,868 630,378 SH SOLE 620,272 0 10,106
Franklin Covey Company COM 353469109 1,916 42,366 SH SOLE 42,366 0 0
Franklin Covey Company COM 353469109 241 5,319 SH OTR 1 5,319 0 0
FS KKR Capital Corporation COM 302635206 1,451 63,586 SH SOLE 63,586 0 0
Gates Industrial Corporation p COM G39108108 6,542 434,402 SH SOLE 406,505 0 27,897
Gates Industrial Corporation p COM G39108108 793 52,632 SH OTR 1 52,632 0 0
Generac Holdings Incorporated COM 368736104 383 1,288 SH SOLE 1,288 0 0
Gentherm Incorporated COM 37253A103 1,003 13,737 SH SOLE 13,737 0 0
Gentherm Incorporated COM 37253A103 167 2,282 SH OTR 1 2,282 0 0
Ginkgo Bioworks Holdings Inc C COM 37611X100 396 98,204 SH SOLE 98,204 0 0
Gitlab Incorporated Class A COM 37637K108 238 4,376 SH SOLE 4,376 0 0
Global Technology Acquisition COM G3934N107 333 33,450 SH SOLE 33,450 0 0
Group I Automotive COM 398905109 554 3,299 SH SOLE 3,299 0 0
H&E Equipment Services COM 404030108 1,291 29,662 SH SOLE 29,662 0 0
H&E Equipment Services COM 404030108 208 4,781 SH OTR 1 4,781 0 0
Harmony Biosciences Holdings I COM 413197104 1,505 30,945 SH SOLE 29,490 0 1,455
Harmony Biosciences Holdings I COM 413197104 619 12,725 SH OTR 1 12,725 0 0
HashiCorp, Inc. Class A COM 418100103 324 6,009 SH SOLE 6,009 0 0
Haymaker Acquisition III CL A COM 42087R108 813 82,305 SH SOLE 82,305 0 0
HCA Inc. COM 40412C101 13,830 55,182 SH SOLE 53,613 0 1,569
Healthcare AI Acquisition Unit COM G4373K125 390 39,070 SH SOLE 39,070 0 0
Hennessy Capital Investment VI COM 42600H108 4,553 469,392 SH SOLE 469,392 0 0
Hennessy Capital Investment VI COM 42600H207 99 10,120 SH SOLE 10,120 0 0
Hercules Technology Growth Cap COM 427096508 1,577 87,263 SH SOLE 87,263 0 0
Hillman Solutions Corporation COM 431636109 837 70,415 SH SOLE 67,010 0 3,405
Hillman Solutions Corporation COM 431636109 268 22,525 SH OTR 1 22,525 0 0
Holley Incorporated CL A COM 43538H103 8,235 592,035 SH SOLE 581,125 0 10,910
Holley Incorporated CL A COM 43538H103 1,214 87,279 SH OTR 1 87,279 0 0
Home Depot Inc COM 437076102 20,096 67,138 SH SOLE 64,434 0 2,704
Hubbell Incorporated Class B COM 443510607 18,989 103,330 SH SOLE 100,420 0 2,910
Hunt Companies Acquisition I C COM G46482108 107 10,645 SH SOLE 10,645 0 0
Hyatt Hotels Corporation COM 448579102 375 3,925 SH SOLE 3,925 0 0
IAA Incorporated COM 449253103 3,133 81,920 SH SOLE 79,890 0 2,030
IAA Incorporated COM 449253103 512 13,390 SH OTR 1 13,390 0 0
Illinois Tool Works Inc COM 452308109 1,448 6,917 SH SOLE 6,613 0 304
Imperial Oil Ltd COM 453038408 12,092 250,250 SH SOLE 243,267 0 6,983
Impinj Incorporated COM 453204109 3,542 55,751 SH SOLE 55,751 0 0
Impinj Incorporated COM 453204109 436 6,855 SH OTR 1 6,855 0 0
Independent Bank Group Incorpo COM 45384B106 569 7,992 SH SOLE 7,992 0 0
InMode LTD COM M5425M103 3,469 93,978 SH SOLE 93,978 0 0
InMode LTD COM M5425M103 320 8,678 SH OTR 1 8,678 0 0
Inspired Entertainment Inc COM 45782N108 251 20,408 SH SOLE 20,408 0 0
Integral Acquisition CL A COM 45827K101 1,497 151,180 SH SOLE 151,180 0 0
Intellia Therapeutics Incorpor COM 45826J105 479 6,594 SH SOLE 6,594 0 0
Intellia Therapeutics Incorpor COM 45826J105 63 871 SH OTR 1 871 0 0
International Game Technology COM G4863A108 1,088 44,090 SH SOLE 42,137 0 1,953
Interpublic Group COM 460690100 2,220 62,633 SH SOLE 59,875 0 2,758
Intra-Cellular Therapies Inc COM 46116X101 2,301 37,606 SH SOLE 37,606 0 0
Intra-Cellular Therapies Inc COM 46116X101 180 2,949 SH OTR 1 2,949 0 0
Intuit COM 461202103 14,330 29,802 SH SOLE 28,955 0 847
Iron Mountain COM 46284V101 936 16,901 SH SOLE 16,901 0 0
Jabil Circuit COM 466313103 522 8,461 SH SOLE 8,461 0 0
Johnson & Johnson COM 478160104 1,766 9,967 SH SOLE 8,985 0 982
Jones Lang LaSalle Incorporate COM 48020Q107 1,211 5,058 SH SOLE 4,921 0 137
JPMorgan Chase & Co COM 46625H100 1,479 10,849 SH SOLE 7,891 0 2,958
Kadant Incorporated COM 48282T104 1,500 7,726 SH SOLE 7,726 0 0
Kadant Incorporated COM 48282T104 247 1,274 SH OTR 1 1,274 0 0
KBR Incorporated COM 48242W106 3,070 56,098 SH SOLE 56,098 0 0
KBR Incorporated COM 48242W106 360 6,575 SH OTR 1 6,575 0 0
Kinder Morgan, Inc. COM 49456B101 745 39,415 SH SOLE 39,415 0 0
Knight-Swift Transportation Ho COM 499049104 559 11,073 SH SOLE 11,073 0 0
Kornit Digital Limited COM M6372Q113 3,283 39,704 SH SOLE 39,704 0 0
Kornit Digital Limited COM M6372Q113 312 3,779 SH OTR 1 3,779 0 0
Krystal Biotech Incorporated COM 501147102 1,108 16,647 SH SOLE 16,647 0 0
Krystal Biotech Incorporated COM 501147102 139 2,084 SH OTR 1 2,084 0 0
Kura Sushi USA Inc Class A COM 501270102 1,472 26,685 SH SOLE 26,685 0 0
Kura Sushi USA Inc Class A COM 501270102 204 3,698 SH OTR 1 3,698 0 0
L3Harris Technologies Incorpor COM 502431109 3,171 12,761 SH SOLE 10,890 0 1,871
Lam Research COM 512807108 1,505 2,800 SH SOLE 2,678 0 122
Lamar Advertising Company Clas COM 512816109 9,626 82,855 SH SOLE 80,425 0 2,430
Lamf Global Ventures Corp CL A COM G5338L108 1,339 134,850 SH SOLE 134,850 0 0
Lantheus Holdings Inc COM 516544103 833 15,066 SH SOLE 15,066 0 0
Lantheus Holdings Inc COM 516544103 108 1,954 SH OTR 1 1,954 0 0
Leslie's Inc COM 527064109 2,571 132,802 SH SOLE 116,000 0 16,802
Leslie's Inc COM 527064109 456 23,537 SH OTR 1 23,537 0 0
Life Time Group Holdings, Inc. COM 53190C102 307 21,125 SH SOLE 21,125 0 0
Lindblad Expeditions Holdings COM 535219109 829 54,989 SH SOLE 54,989 0 0
Lindblad Expeditions Holdings COM 535219109 132 8,782 SH OTR 1 8,782 0 0
Lithia Motors Incorporated Cla COM 536797103 224 745 SH SOLE 745 0 0
LKQ Corporation COM 501889208 285 6,274 SH SOLE 6,274 0 0
Lockheed Martin COM 539830109 2,277 5,158 SH SOLE 4,927 0 231
Louisiana Pacific Corp. COM 546347105 221 3,555 SH SOLE 3,555 0 0
Lovesac Company COM 54738L109 5,115 94,615 SH SOLE 94,615 0 0
Lovesac Company COM 54738L109 610 11,281 SH OTR 1 11,281 0 0
LXP Industrial Trust COM 529043101 315 20,092 SH SOLE 20,092 0 0
Madison Square Garden Entertai COM 55826T102 723 8,678 SH SOLE 8,678 0 0
Madison Square Garden Entertai COM 55826T102 128 1,534 SH OTR 1 1,534 0 0
Main Street Capital Corp Com COM 56035L104 1,279 30,001 SH SOLE 30,001 0 0
Marvell Technology, Inc. COM 573874104 401 5,597 SH SOLE 5,597 0 0
Mason Industrial Technology CL COM 57520Y106 451 46,182 SH SOLE 46,182 0 0
Matador Resources Company COM 576485205 3,740 70,597 SH SOLE 70,597 0 0
Matador Resources Company COM 576485205 358 6,764 SH OTR 1 6,764 0 0
Mattel Inc. COM 577081102 565 25,419 SH SOLE 25,419 0 0
MaxLinear Inc-Class A COM 57776J100 1,802 30,888 SH SOLE 30,888 0 0
MaxLinear Inc-Class A COM 57776J100 233 3,986 SH OTR 1 3,986 0 0
McDonald's Corp COM 580135101 1,010 4,086 SH SOLE 3,031 0 1,055
Medtronic PLC Shares COM G5960L103 1,612 14,531 SH SOLE 10,837 0 3,694
Membership Collective Group In COM 586001109 1,130 145,670 SH SOLE 145,670 0 0
Membership Collective Group In COM 586001109 150 19,356 SH OTR 1 19,356 0 0
Meta Platforms Incorporated COM 30303M102 227 1,020 SH SOLE 1,020 0 0
Metlife COM 59156R108 17,207 244,838 SH SOLE 237,958 0 6,880
MGIC Investment Corporation COM 552848103 304 22,457 SH SOLE 22,457 0 0
Microsoft Corp COM 594918104 16,822 54,561 SH SOLE 52,111 0 2,450
Middleby Corporation COM 596278101 410 2,503 SH SOLE 2,503 0 0
Mirion Technologies Inc. Class COM 60471A101 1,420 175,965 SH SOLE 167,450 0 8,515
Mirion Technologies Inc. Class COM 60471A101 454 56,260 SH OTR 1 56,260 0 0
Moelis & Co - Class A COM 60786M105 531 11,307 SH SOLE 11,307 0 0
Monarch Casino and Resorts Inc COM 609027107 6,195 71,020 SH SOLE 69,370 0 1,650
Monarch Casino and Resorts Inc COM 609027107 999 11,455 SH OTR 1 11,455 0 0
Moog Inc Cl A COM 615394202 606 6,897 SH SOLE 6,897 0 0
MP Materials Corp Class A COM 553368101 3,467 60,466 SH SOLE 60,466 0 0
MP Materials Corp Class A COM 553368101 306 5,344 SH OTR 1 5,344 0 0
Nabors Energy Transition CL A COM 629567108 870 87,380 SH SOLE 87,380 0 0
NCR Corporation COM 62886E108 953 23,712 SH SOLE 23,712 0 0
NetApp Incorporated COM 64110D104 6,478 78,046 SH SOLE 75,726 0 2,320
Nextdoor Holdings Incorporated COM 65345M108 790 131,950 SH SOLE 131,950 0 0
Nextdoor Holdings Incorporated COM 65345M108 68 11,321 SH OTR 1 11,321 0 0
Nextera Energy Inc COM 65339F101 336 3,970 SH SOLE 3,970 0 0
Nicolet Bankshares Inc. COM 65406E102 2,670 28,538 SH SOLE 24,738 0 3,800
Nicolet Bankshares Inc. COM 65406E102 400 4,277 SH OTR 1 4,277 0 0
Noble Corporation COM G6610J209 972 27,727 SH SOLE 27,727 0 0
Noble Corporation COM G6610J209 160 4,571 SH OTR 1 4,571 0 0
Novocure LTD COM G6674U108 405 4,893 SH SOLE 4,893 0 0
NRG Energy Incorporated COM 629377508 343 8,954 SH SOLE 8,954 0 0
Oaktree Speciality Lending Coo COM 67401P108 1,414 191,881 SH SOLE 191,881 0 0
Oracle COM 68389X105 6,294 76,077 SH SOLE 73,975 0 2,102
Oscar Health, Inc. Class A COM 687793109 166 16,681 SH SOLE 16,681 0 0
Ovintiv Incorporated COM 69047Q102 34,247 633,386 SH SOLE 633,386 0 0
Owl Rock Capital Corp COM 69121K104 816 55,194 SH SOLE 55,194 0 0
Patterson Companies Inc COM 703395103 444 13,721 SH SOLE 13,721 0 0
Perficient Inc COM 71375U101 452 4,104 SH SOLE 4,104 0 0
Performance Food Group COM 71377A103 9,067 178,102 SH SOLE 168,453 0 9,649
Performance Food Group COM 71377A103 1,150 22,588 SH OTR 1 22,588 0 0
Pfizer COM 717081103 21,787 420,841 SH SOLE 408,734 0 12,107
Plug Power Incorporated COM 72919P202 325 11,351 SH SOLE 11,351 0 0
Portillo's Incorporated Class COM 73642K106 1,394 56,741 SH SOLE 56,741 0 0
Portillo's Incorporated Class COM 73642K106 195 7,950 SH OTR 1 7,950 0 0
Potbelly Corporation COM 73754Y100 245 36,608 SH SOLE 36,608 0 0
PotlatchDeltic Corporation COM 737630103 237 4,500 SH SOLE 4,500 0 0
Prestige Brands Holdings Inc COM 74112D101 678 12,813 SH SOLE 12,813 0 0
Primavera Capital Acquisition COM G7255E109 107 10,908 SH SOLE 10,908 0 0
Priveterra Acquisition CL A COM 74275N102 1,455 148,739 SH SOLE 148,739 0 0
Provention Bio Incorporated COM 74374N102 1,720 235,000 SH SOLE 235,000 0 0
Prudential Bache COM 744320102 346 2,928 SH SOLE 2,928 0 0
Pure Storage Incorporated Clas COM 74624M102 919 26,030 SH SOLE 26,030 0 0
Quanta Services COM 74762E102 669 5,084 SH SOLE 5,084 0 0
Ramaco Resources, Inc. COM 75134P303 184 11,648 SH SOLE 11,648 0 0
Regal Rexnord Corp COM 758750103 2,924 19,653 SH SOLE 17,879 0 1,774
Regal Rexnord Corp COM 758750103 330 2,220 SH OTR 1 2,220 0 0
Reliance Steel & Aluminum COM 759509102 22,235 121,269 SH SOLE 117,977 0 3,292
Rent the Runway, Inc. COM 76010Y103 156 22,704 SH SOLE 22,704 0 0
Runway Growth Finance Corp COM 78163D100 647 47,609 SH SOLE 47,609 0 0
Rush Street Interactive Incorp COM 782011100 480 65,967 SH SOLE 65,967 0 0
Ruth's Hospitality Group Incor COM 783332109 1,236 54,005 SH SOLE 51,395 0 2,610
Ruth's Hospitality Group Incor COM 783332109 395 17,245 SH OTR 1 17,245 0 0
Sandbridge X2 CL A COM 799792106 612 62,760 SH SOLE 62,760 0 0
Saratoga Investment Corporatio COM 80349A208 860 31,552 SH SOLE 31,552 0 0
Science Applications Intl Corp COM 808625107 553 5,999 SH SOLE 5,999 0 0
Screaming Eagle Acquisition Un COM G79407113 458 45,830 SH SOLE 45,830 0 0
ServiceNow Inc COM 81762P102 276 496 SH SOLE 496 0 0
ServisFirst Bancshares Inc COM 81768T108 614 6,447 SH SOLE 6,447 0 0
Silvergate Capital Corp. Class COM 82837P408 506 3,359 SH SOLE 3,359 0 0
Silvergate Capital Corp. Class COM 82837P408 89 594 SH OTR 1 594 0 0
Simply Good Foods Co COM 82900L102 1,649 43,456 SH SOLE 43,456 0 0
Simply Good Foods Co COM 82900L102 183 4,828 SH OTR 1 4,828 0 0
SiTime Corporation COM 82982T106 1,563 6,305 SH SOLE 6,305 0 0
SiTime Corporation COM 82982T106 209 842 SH OTR 1 842 0 0
Sixth Street Specialty Lending COM 83012A109 1,441 61,888 SH SOLE 61,888 0 0
SLM Corporation COM 78442P106 616 33,558 SH SOLE 33,558 0 0
SM Energy Company COM 78454L100 69,737 1,790,411 SH SOLE 1,790,411 0 0
Smartsheet Incorporated Class COM 83200N103 326 5,956 SH SOLE 5,956 0 0
Solaredge Technolgoies Incorpo COM 83417M104 472 1,463 SH SOLE 1,463 0 0
South State Corporation COM 840441109 1,477 18,105 SH SOLE 17,180 0 925
South State Corporation COM 840441109 448 5,488 SH OTR 1 5,488 0 0
Spirit Aerosystems Holdings In COM 848574109 4,273 87,398 SH SOLE 85,678 0 1,720
Spirit Aerosystems Holdings In COM 848574109 815 16,675 SH OTR 1 16,675 0 0
Sprout Social Inc Class A COM 85209W109 3,249 40,548 SH SOLE 40,548 0 0
Sprout Social Inc Class A COM 85209W109 369 4,606 SH OTR 1 4,606 0 0
STAAR Surgical Company COM 852312305 5,176 64,769 SH SOLE 64,769 0 0
STAAR Surgical Company COM 852312305 512 6,404 SH OTR 1 6,404 0 0
Steel Dynamics Incorporated COM 858119100 2,007 24,061 SH SOLE 23,201 0 860
Stellantis N.V. COM N82405106 166 10,200 SH SOLE 10,200 0 0
Stellus Capital Investment Cor COM 858568108 678 48,801 SH SOLE 48,801 0 0
Stratasys LTD COM M85548101 779 30,682 SH SOLE 30,682 0 0
Stratasys LTD COM M85548101 129 5,096 SH OTR 1 5,096 0 0
Supernus Pharmaceuticals Incor COM 868459108 783 24,231 SH SOLE 24,231 0 0
Sweetgreen Inc. Class A COM 87043Q108 2,401 75,045 SH SOLE 75,045 0 0
Sweetgreen Inc. Class A COM 87043Q108 191 5,956 SH OTR 1 5,956 0 0
Switch Incorporated COM 87105L104 6,851 222,279 SH SOLE 217,599 0 4,680
Switch Incorporated COM 87105L104 1,185 38,445 SH OTR 1 38,445 0 0
Synaptics Incorporated COM 87157D109 1,053 5,278 SH SOLE 5,278 0 0
T. Rowe Price Group COM 74144T108 258 1,705 SH SOLE 1,705 0 0
Tailwind International Acquisi COM G8662F101 301 30,726 SH SOLE 30,726 0 0
TechTarget Incorporated COM 87874R100 3,362 41,367 SH SOLE 40,017 0 1,350
TechTarget Incorporated COM 87874R100 740 9,108 SH OTR 1 9,108 0 0
Tempur Sealy International Inc COM 88023U101 232 8,325 SH SOLE 8,325 0 0
Teradyne Incorporated COM 880770102 560 4,738 SH SOLE 4,738 0 0
Tesla Motors Inc COM 88160R101 1,651 1,532 SH SOLE 1,532 0 0
Texas Capital Bancshares Inc COM 88224Q107 1,448 25,261 SH SOLE 23,901 0 1,360
Texas Capital Bancshares Inc COM 88224Q107 569 9,930 SH OTR 1 9,930 0 0
Texas Instruments COM 882508104 9,276 50,557 SH SOLE 49,211 0 1,346
Texas Roadhouse Incorporated COM 882681109 683 8,154 SH SOLE 8,154 0 0
Texas Roadhouse Incorporated COM 882681109 113 1,345 SH OTR 1 1,345 0 0
Textainer Group Holdings Limit COM G8766E109 934 24,531 SH SOLE 24,531 0 0
Textainer Group Holdings Limit COM G8766E109 150 3,942 SH OTR 1 3,942 0 0
Thermo Fisher Scientific Incor COM 883556102 1,250 2,116 SH SOLE 2,024 0 92
Titan International Incorporat COM 88830M102 3,459 234,810 SH SOLE 234,810 0 0
Titan International Incorporat COM 88830M102 319 21,641 SH OTR 1 21,641 0 0
Tivity Health Incorporated COM 88870R102 234 7,261 SH SOLE 7,261 0 0
Tivity Health Incorporated COM 88870R102 38 1,196 SH OTR 1 1,196 0 0
TJX Companies COM 872540109 1,375 22,690 SH SOLE 16,719 0 5,971
Toast, Inc. Class A COM 888787108 337 15,518 SH SOLE 15,518 0 0
TortoiseEcofin Acquisition CL COM G8956E109 259 26,664 SH SOLE 26,664 0 0
TPG Pace Beneficial II CL A COM G89826104 1,259 128,238 SH SOLE 128,238 0 0
Trinity Capital Inc COM 896442308 1,037 53,699 SH SOLE 53,699 0 0
Trinity Industries COM 896522109 1,682 48,950 SH SOLE 46,495 0 2,455
Trinity Industries COM 896522109 571 16,625 SH OTR 1 16,625 0 0
Twitter Incorporated COM 90184L102 430 11,110 SH SOLE 11,110 0 0
UFP Industries Inc COM 90278Q108 695 9,010 SH SOLE 9,010 0 0
Union Pacific Corporation COM 907818108 1,640 6,004 SH SOLE 4,351 0 1,653
United Airlines Holdings Incor COM 910047109 352 7,599 SH SOLE 7,599 0 0
United Rentals COM 911363109 416 1,170 SH SOLE 1,170 0 0
UnitedHealth Group Inc COM 91324P102 17,062 33,457 SH SOLE 31,731 0 1,726
Unity Software, Inc. COM 91332U101 200 2,016 SH SOLE 2,016 0 0
Upstart Holdings, Inc. COM 91680M107 458 4,196 SH SOLE 4,196 0 0
Uranium Energy Corporation COM 916896103 189 41,261 SH SOLE 41,261 0 0
UserTesting, Inc. COM 91734E101 1,516 141,856 SH SOLE 141,856 0 0
UserTesting, Inc. COM 91734E101 209 19,560 SH OTR 1 19,560 0 0
UTA Acquistion Corporation CL COM G9473A109 1,962 200,000 SH SOLE 200,000 0 0
Valvoline Incorporated COM 92047W101 19,237 609,523 SH SOLE 594,082 0 15,441
Valvoline Incorporated COM 92047W101 854 27,060 SH OTR 1 27,060 0 0
Velo3D, Inc. COM 92259N104 334 35,853 SH SOLE 35,853 0 0
Velo3D, Inc. COM 92259N104 37 3,931 SH OTR 1 3,931 0 0
Velocity Acquisition CL A COM 92259E104 118 12,069 SH SOLE 12,069 0 0
Ventas Inc. COM 92276F100 235 3,810 SH SOLE 3,810 0 0
Verint Systems Incorporated COM 92343X100 394 7,624 SH SOLE 7,624 0 0
Veritiv Corp COM 923454102 1,935 14,482 SH SOLE 14,482 0 0
Veritiv Corp COM 923454102 280 2,094 SH OTR 1 2,094 0 0
Verizon Communications COM 92343V104 368 7,220 SH SOLE 7,220 0 0
Vermilion Energy Incorporated COM 923725105 2,370 112,743 SH SOLE 107,031 0 5,712
Vicor Corporation COM 925815102 1,366 19,361 SH SOLE 19,361 0 0
Vicor Corporation COM 925815102 200 2,840 SH OTR 1 2,840 0 0
ViewRay Incorporated COM 92672L107 1,756 447,881 SH SOLE 447,881 0 0
ViewRay Incorporated COM 92672L107 187 47,767 SH OTR 1 47,767 0 0
Viper Energy Partners LP COM 92763M105 1,399 47,327 SH SOLE 44,927 0 2,400
Viper Energy Partners LP COM 92763M105 423 14,295 SH OTR 1 14,295 0 0
Visteon Corporation COM 92839U206 699 6,406 SH SOLE 6,406 0 0
Visteon Corporation COM 92839U206 115 1,056 SH OTR 1 1,056 0 0
Vulcan Materials Company COM 929160109 451 2,455 SH SOLE 2,455 0 0
Wabash National Corporation COM 929566107 219 14,790 SH SOLE 14,790 0 0
Warby Parker Incorporated Clas COM 93403J106 1,380 40,802 SH SOLE 40,802 0 0
Warby Parker Incorporated Clas COM 93403J106 182 5,383 SH OTR 1 5,383 0 0
Webster Financial Corp. COM 947890109 3,013 53,683 SH SOLE 51,102 0 2,581
Webster Financial Corp. COM 947890109 891 15,871 SH OTR 1 15,871 0 0
Western Alliance Bancorp COM 957638109 322 3,892 SH SOLE 3,892 0 0
Whitehorse Finance Incorporate COM 96524V106 608 40,306 SH SOLE 40,306 0 0
Whitestone REIT COM 966084204 411 31,027 SH SOLE 31,027 0 0
WideOpenWest Incorporated COM 96758W101 2,252 129,150 SH SOLE 122,665 0 6,485
WideOpenWest Incorporated COM 96758W101 438 25,105 SH OTR 1 25,105 0 0
Wolfspeed Incorporated COM 977852102 734 6,443 SH SOLE 6,443 0 0
Workiva, Inc. Class A COM 98139A105 4,255 36,057 SH SOLE 36,057 0 0
Workiva, Inc. Class A COM 98139A105 490 4,156 SH OTR 1 4,156 0 0
Xometry, Inc. Class A COM 98423F109 1,891 51,467 SH SOLE 51,467 0 0
Xometry, Inc. Class A COM 98423F109 208 5,648 SH OTR 1 5,648 0 0
Yellow Corp COM 985510106 184 26,249 SH SOLE 26,249 0 0
ZoomInfo Technologies, Inc. Cl COM 98980F104 966 16,174 SH SOLE 16,174 0 0
Zurn Water Solutions Corp COM 98983L108 928 26,205 SH SOLE 20,431 0 5,774
Ferguson PLC COM G3421J106 2,760 20,195 SH SOLE 20,195 0 0
Equity Commonwealth Pfd CNV 294628201 410 15,000 SH SOLE 15,000 0 0
Allego NV CW27 W N0796A118 31 29,675 SH SOLE 29,675 0 0
Alpha Capital Acquisition CW27 W G0316P122 29 51,172 SH SOLE 51,172 0 0
Apollo Strategic Growth CW27 W G0411R114 98 71,500 SH SOLE 71,500 0 0
Ares Acquisition CW27 W G33032122 27 65,280 SH SOLE 65,280 0 0
Athena Consumer Acquisition CW W 04684M114 28 92,685 SH SOLE 92,685 0 0
Athena Technology Acquisition W 04687C113 37 186,650 SH SOLE 186,650 0 0
Authentic Equity Acquisition C W G06607124 6 21,557 SH SOLE 21,557 0 0
Beard Energy Transition Acquis W 07402Q119 20 61,625 SH SOLE 61,625 0 0
Bullpen Parlay Acquisition CW2 W G1792A118 8 34,850 SH SOLE 34,850 0 0
Cazoo Group Limited CW27 W G2007L113 95 250,353 SH SOLE 250,353 0 0
CC Neuberger Principal CW25 W G3166T111 65 65,500 SH SOLE 65,500 0 0
Chain Bridge I CW28 W G2061X110 38 106,010 SH SOLE 106,010 0 0
Cohn Robbings Holdings - Warra W G23726113 19 24,429 SH SOLE 24,429 0 0
Derarbonization Plus Acquistio W G2773W111 34 58,000 SH SOLE 58,000 0 0
Duddell Street Acquisition CW2 W G28553116 43 63,500 SH SOLE 63,500 0 0
Elliott Opportunity II CW23 W G30092111 76 135,285 SH SOLE 135,285 0 0
Enjoy Technology Incorporated W 29335V114 27 109,500 SH SOLE 109,500 0 0
Focus Impact Acquisition CW27 W 34417L117 28 101,300 SH SOLE 101,300 0 0
Forge Global Holdings CW27 W 34629L111 54 32,500 SH SOLE 32,500 0 0
Forum Merger IV CW27 W 349875112 65 135,062 SH SOLE 135,062 0 0
G Squared Ascend I CW27 W G4204R117 41 102,500 SH SOLE 102,500 0 0
Global Technology Acquisition W G3934N115 4 11,324 SH SOLE 11,324 0 0
Haymaker Acquisition III CW25 W 42087R116 14 25,753 SH SOLE 25,753 0 0
Hennessy Capital Investment VI W 42600H116 82 156,464 SH SOLE 156,464 0 0
Holley Incorporated CW27 W 43538H111 270 64,800 SH SOLE 64,800 0 0
Hunt Companies Acquisition I C W G46482124 3 13,575 SH SOLE 13,575 0 0
Integral Acquisition CW28 W 45827K119 30 75,590 SH SOLE 75,590 0 0
ITHAX Acquisition CW27 W G49775128 16 49,910 SH SOLE 49,910 0 0
KKR Acquisition Holdings I CW2 W 48253T117 87 132,535 SH SOLE 132,535 0 0
L Catterton Asia Acquisition C W G5346G117 24 58,345 SH SOLE 58,345 0 0
Lamf Global Ventures Corp CW27 W G5338L124 14 67,425 SH SOLE 67,425 0 0
Mason Industrial Technology CW W 57520Y114 4 11,710 SH SOLE 11,710 0 0
Mirion Technologies CW27 W 60471A119 217 122,500 SH SOLE 122,500 0 0
Nabors Energy Transition CW27 W 629567116 17 43,690 SH SOLE 43,690 0 0
North Atlantic Acquisition CW2 W G66139125 25 81,713 SH SOLE 81,713 0 0
P3 Health Partners CW27 W 744413113 155 97,700 SH SOLE 97,700 0 0
Pear Therapeutics CW27 W 704723113 169 213,551 SH SOLE 213,551 0 0
Pivotal Investment III CW27 W 72582M114 22 48,000 SH SOLE 48,000 0 0
Pontem Corporation CW27 W G71707122 23 72,105 SH SOLE 72,105 0 0
Priveterra Acquisition CW27 W 74275N110 14 50,119 SH SOLE 50,119 0 0
Redball Acquisition CW27 W G7417R113 126 148,237 SH SOLE 148,237 0 0
Ross Acquisition II CW26 W G7641C114 73 177,888 SH SOLE 177,888 0 0
Sandbridge X2 CW27 W 799792114 12 29,930 SH SOLE 29,930 0 0
Science Strategic Acquisition W 808641112 3 15,531 SH SOLE 15,531 0 0
Shelter Acquisition I CW27 W 822821112 20 56,600 SH SOLE 56,600 0 0
SVF Investment CW27 W G8601L128 59 105,500 SH SOLE 105,500 0 0
Tailwind International Acquisi W G8662F119 3 15,802 SH SOLE 15,802 0 0
TZP Strategies CW27 W G91595119 3 10,575 SH SOLE 10,575 0 0
UTA Acquistion Corporation CW2 W G9473A117 30 100,000 SH SOLE 100,000 0 0
Waldencast Acquisition CW27 W G9460C118 63 65,500 SH SOLE 65,500 0 0
Energy Select Sector SPDR Fund ETF 81369Y506 725 9,484 SH SOLE 9,484 0 0
Invesco S&P 500 Equal Weight E ETF 46137V357 2,095 13,287 SH SOLE 13,287 0 0
Invesco S&P Spinoff ETF ETF 46137V159 866 14,415 SH SOLE 14,415 0 0
IShares Intermediate-Term Corp ETF 464288638 2,407 43,870 SH SOLE 43,870 0 0
iShares MBS ETF ETF 464288588 3,133 30,755 SH SOLE 30,755 0 0
iShares MCSI ACWI ETF ETF 464288257 2,419 24,241 SH SOLE 24,241 0 0
iShares Select Dividend ETF ETF 464287168 5,823 45,447 SH SOLE 45,447 0 0
IShares Short-Term Corporate B ETF 464288646 417 8,065 SH SOLE 8,065 0 0
iShares Short Treasury Bond ET ETF 464288679 352 3,190 SH SOLE 3,190 0 0
Pimco Corp & Income Strategy F ETF 72200U100 1,417 90,000 SH SOLE 90,000 0 0
SPDR S&P 500 ETF Trust ETF 78462F103 353 781 SH SOLE 781 0 0
SPDR S&P Oil & Gas Exp ETF 78468R556 664 4,935 SH SOLE 4,935 0 0
Vanguard Dividend Appreciation ETF 921908844 4,949 30,520 SH SOLE 30,520 0 0
Vanguard FTSE Developed ETF ETF 921943858 1,480 30,809 SH SOLE 28,134 0 2,675
Vanguard Intermediate-Term Cor ETF 92206C870 5,684 66,057 SH SOLE 64,774 0 1,283
Vanguard Mid-Cap ETF ETF 922908629 1,309 5,505 SH SOLE 5,505 0 0
Vanguard S&P 500 ETF ETF 922908363 5,432 13,083 SH SOLE 13,083 0 0
Vanguard S/T Corp Bond ETF ETF 92206C409 7,028 90,001 SH SOLE 88,957 0 1,044
Vanguard Short-Term Treasury E ETF 92206C102 518 8,745 SH SOLE 8,745 0 0
Wisdom Tree Intl LV DVD Fund ETF 97717W794 1,257 25,850 SH SOLE 25,850 0 0
Wisdomtree Largecap Div Largec ETF 97717W307 454 6,904 SH SOLE 6,904 0 0
ASML Holding NV-NY Reg Shs ADR N07059210 13,061 19,554 SH SOLE 19,078 0 476
Barclays PLC-Spon ADR ADR 06738E204 117 14,802 SH SOLE 14,802 0 0
Equinor ASA-Spon ADR ADR 29446M102 624 16,642 SH SOLE 16,642 0 0
KB Financial Group Incorporate ADR 48241A105 12,383 253,587 SH SOLE 247,135 0 6,452
Luxfer Holdings Plc ADR G5698W116 1,017 60,565 SH SOLE 57,385 0 3,180
Luxfer Holdings Plc ADR G5698W116 456 27,150 SH OTR 1 27,150 0 0
Novo Nordisk A/S ADR 670100205 263 2,365 SH SOLE 2,365 0 0
RELX PLC ADR 759530108 417 13,394 SH SOLE 13,394 0 0
Rio Tinto PLC Spon ADR ADR 767204100 283 3,515 SH SOLE 3,515 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings