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Form 13F-HR 683 Capital Management, For: Jun 30

August 15, 2022 2:04 PM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: 683 Capital Management, LLC
Address: 1700 BROADWAY
SUITE 4200
NEW YORK , NY10019
Form 13F File Number: 028-14771

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Ari Zweiman
Title: Managing Member
Phone: 212-554-2391
Signature, Place, and Date of Signing:
/s/ Ari Zweiman New York , NY 08-15-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 271
Form 13F Information Table Value Total: 1,415,875
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-14774 683 Capital Partners, LP

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-14774 683 Capital Partners, LP

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
2SEVENTY BIO INC COMMON STOCK 901384107 2,772 210,000 SH DFND 1 210,000 0 0
ACCRETION ACQUISITION CORP COM 00438Y107 3,693 375,000 SH DFND 1 375,000 0 0
ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 46 375,000 SH DFND 1 375,000 0 0
ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 17 187,500 SH DFND 1 187,500 0 0
ACHIEVE LIFE SCIENCES INC COM 004468500 610 125,000 SH DFND 1 125,000 0 0
ACKRELL SPAC PARTNERS I CO *W EXP 12/23/202 00461L113 5 45,000 SH DFND 1 45,000 0 0
ADAGIO THERAPEUTICS INC COM 00534A102 11,820 3,603,637 SH DFND 1 3,603,637 0 0
ADVERUM BIOTECHNOLOGIES INC COM 00773U108 248 206,856 SH DFND 1 206,856 0 0
AESTHER HEALTHCARE ACQSTN CO *W EXP 09/14/202 00809L114 9 75,000 SH DFND 1 75,000 0 0
AESTHER HEALTHCARE ACQSTN CO CLASS A COM 00809L106 1,517 150,000 SH DFND 1 150,000 0 0
AETHERIUM ACQUISITION CORP *W EXP 12/21/202 00809J119 31 400,000 SH DFND 1 400,000 0 0
AETHERIUM ACQUISITION CORP CLASS A COM 00809J101 3,964 400,000 SH DFND 1 400,000 0 0
AFFIMED N V COM N01045108 21,232 7,665,000 SH DFND 1 7,665,000 0 0
ALDEYRA THERAPEUTICS INC COM 01438T106 3,990 1,000,000 SH DFND 1 1,000,000 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 5,688 39,000 SH DFND 1 39,000 0 0
ALTENERGY ACQUISITION CORP COM CL A 02157M108 2,483 250,000 SH DFND 1 250,000 0 0
ALTENERGY ACQUISITION CORP *W EXP 10/29/202 02157M116 20 125,000 SH DFND 1 125,000 0 0
ALTIMAR ACQUISITION CORP III SHS CL A G0370U108 981 100,000 SH DFND 1 100,000 0 0
ALTIMETER GROWTH CORP 2 COM CL A G0371B109 1,479 150,000 SH DFND 1 150,000 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 1,213 89,500 SH Call DFND 1 89,500 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 18,962 1,399,400 SH Put DFND 1 1,399,400 0 0
AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 G0404A110 5 75,000 SH DFND 1 75,000 0 0
AMYLYX PHARMACEUTICALS INC COM 03237H101 12,958 677,714 SH DFND 1 677,714 0 0
ANGI INC COM CL A NEW 00183L102 5,734 1,252,000 SH DFND 1 1,252,000 0 0
ANYWHERE REAL ESTATE INC COM 75605Y106 846 70,000 SH DFND 1 70,000 0 0
ANZU SPECIAL ACQUISITIN CORP COM CL A 03737A101 1,470 150,000 SH DFND 1 150,000 0 0
ARDELYX INC COM 039697107 470 798,405 SH DFND 1 798,405 0 0
ARENA FORTIFY ACQUISITION CO *W EXP 11/10/202 04005A112 10 100,000 SH DFND 1 100,000 0 0
ARENA FORTIFY ACQUISITION CO CLASS A COM 04005A104 1,998 200,000 SH DFND 1 200,000 0 0
ARGUS CAPITAL CORP *W EXP 08/31/202 04026L113 48 250,000 SH DFND 1 250,000 0 0
ARGUS CAPITAL CORP CLASS A COM 04026L105 5,000 500,000 SH DFND 1 500,000 0 0
AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 5 100,000 SH DFND 1 100,000 0 0
AROGO CAPITAL ACQUISITION CO CLASS A COM 042644104 996 100,000 SH DFND 1 100,000 0 0
ARYA SCIENCES ACQU CORP IV CL A G31659108 2,943 300,000 SH DFND 1 300,000 0 0
ARYA SCIENCES ACQUISITN CORP CLASS A ORD SHS G31658100 9,720 1,000,000 SH DFND 1 1,000,000 0 0
ATARA BIOTHERAPEUTICS INC COM 046513107 15,930 2,045,000 SH DFND 1 2,045,000 0 0
AXONPRIME INFRSTCTR AQSTN CO UNIT 05/31/2028 05467C207 0 1 SH DFND 1 1 0 0
AXONPRIME INFRSTCTR AQSTN CO *W EXP 05/31/202 05467C116 76 333,333 SH DFND 1 333,333 0 0
AXONPRIME INFRSTCTR AQSTN CO CLASS A COM 05467C108 10,648 1,099,999 SH DFND 1 1,099,999 0 0
B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 2,961 297,238 SH DFND 1 297,238 0 0
BANYAN ACQUISITION CORPORATI *W EXP 09/30/202 06690B115 29 225,000 SH DFND 1 225,000 0 0
BANYAN ACQUISITION CORPORATI CL A COM 06690B107 4,482 450,000 SH DFND 1 450,000 0 0
BCLS ACQUISITION CORP COM CL A G0904B105 199 20,000 SH DFND 1 20,000 0 0
BETTER WORLD ACQUISITION COR *W EXP 11/15/202 08772B112 18 300,000 SH DFND 1 300,000 0 0
BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 715 27,212 SH DFND 1 27,212 0 0
BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 9,909 998,940 SH DFND 1 998,940 0 0
BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 109 321,684 SH DFND 1 321,684 0 0
BURTECH ACQUISITION CORP CLASS A COM 123013104 1,487 150,000 SH DFND 1 150,000 0 0
BURTECH ACQUISITION CORP *W EXP 12/18/202 123013112 16 150,000 SH DFND 1 150,000 0 0
CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 4,482 450,000 SH DFND 1 450,000 0 0
CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 24 225,000 SH DFND 1 225,000 0 0
CALIFORNIA RES CORP COM STOCK 13057Q305 316 8,218 SH DFND 1 8,218 0 0
CAPITAL ONE FINL CORP COM 14040H105 5,210 50,000 SH DFND 1 50,000 0 0
CARDLYTICS INC COM 14161W105 37,587 1,684,741 SH DFND 1 1,684,741 0 0
CARDLYTICS INC NOTE 1.000% 9/1 14161WAB1 1,500 2,000,000 PRN DFND 1 2,000,000 0 0
CARVANA CO CL A 146869102 40,645 1,800,000 SH DFND 1 1,800,000 0 0
CELLEBRITE DI LTD *W EXP 08/30/202 M2197Q115 134 172,950 SH DFND 1 172,950 0 0
CIMPRESS PLC SHS EURO G2143T103 681 17,500 SH DFND 1 17,500 0 0
CLENE INC *W EXP 12/30/202 185634110 46 138,600 SH DFND 1 138,600 0 0
CLEVER LEAVES HOLDINGS INC COM 186760104 67 68,600 SH DFND 1 68,600 0 0
COINBASE GLOBAL INC NOTE 0.500% 6/0 19260QAB3 4,314 7,500,000 PRN DFND 1 7,500,000 0 0
CONCORD ACQUISITION CORP *W EXP 11/28/202 206071110 695 650,000 SH DFND 1 650,000 0 0
CONCORD ACQUISITION CORP COM CL A 206071102 13,346 1,340,000 SH DFND 1 1,340,000 0 0
CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 182 825,000 SH DFND 1 825,000 0 0
CONCORD ACQUISITION CORP II COM CL A 20607U108 23,884 2,475,000 SH DFND 1 2,475,000 0 0
CONCORD ACQUISITION CORP III *W EXP 99/99/999 20607V114 271 1,237,500 SH DFND 1 1,237,500 0 0
CONCORD ACQUISITION CORP III COM CL A 20607V106 24,602 2,475,000 SH DFND 1 2,475,000 0 0
CONSILIUM ACQUISITN CORP I L *W EXP 06/01/202 G2365L119 10 125,000 SH DFND 1 125,000 0 0
CONSILIUM ACQUISITN CORP I L CLASS A ORD SHS G2365L101 2,445 250,000 SH DFND 1 250,000 0 0
CONSILIUM ACQUISITN CORP I L RIGHT 07/01/2023 G2365L127 26 250,000 SH DFND 1 250,000 0 0
CONTRAFECT CORP COM NEW 212326300 3,224 1,050,000 SH DFND 1 1,050,000 0 0
COUNTER PRESS ACQUISITION CO *W EXP 02/07/202 G2542B125 38 372,500 SH DFND 1 372,500 0 0
COUNTER PRESS ACQUISITION CO CLASS A ORD SHS G2542B117 7,420 745,000 SH DFND 1 745,000 0 0
COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 13 125,000 SH DFND 1 125,000 0 0
COVA ACQUISITION CORP CL A SHS G2554Y104 2,456 250,000 SH DFND 1 250,000 0 0
CRESUD S A C I F Y A SPONSORED ADR 226406106 7,481 1,484,409 SH DFND 1 1,484,409 0 0
CRESUD S A C I F Y A *W EXP 03/08/202 P3311R259 1,312 2,734,210 SH DFND 1 2,734,210 0 0
CRIXUS BH3 ACQUISITION CO CLASS A COM 22677T102 19,523 1,980,000 SH DFND 1 1,980,000 0 0
CRIXUS BH3 ACQUISITION CO *W EXP 10/04/202 22677T110 168 990,000 SH DFND 1 990,000 0 0
CRYPTO 1 ACQUISITION CORP CLASS A ORD G3168A102 1,239 125,000 SH DFND 1 125,000 0 0
CRYPTO 1 ACQUISITION CORP *W EXP 04/30/202 G3168A110 14 93,750 SH DFND 1 93,750 0 0
CYMABAY THERAPEUTICS INC COM 23257D103 4,338 1,470,000 SH DFND 1 1,470,000 0 0
D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 3,924 400,000 SH DFND 1 400,000 0 0
DHT HOLDINGS INC SHS NEW Y2065G121 116 19,000 SH DFND 1 19,000 0 0
DIRTT ENVIRONMENTAL SOLUTION COM 25490H106 2,537 2,333,400 SH DFND 1 2,333,400 0 0
EIGER BIOPHARMACEUTICALS INC COM 28249U105 24,350 3,865,000 SH DFND 1 3,865,000 0 0
ENERGEM CORP *W EXP 11/15/202 G30449121 6 75,000 SH DFND 1 75,000 0 0
ENERGEM CORP CLASS A ORD SHS G30449105 753 75,000 SH DFND 1 75,000 0 0
ENOVA INTL INC COM 29357K103 86,460 3,000,000 SH DFND 1 3,000,000 0 0
ERO COPPER CORP COM 296006109 21,612 2,560,000 SH DFND 1 2,560,000 0 0
EUCRATES BIOMEDICAL ACQU COR *W EXP 10/23/202 G3141W122 13 200,000 SH DFND 1 200,000 0 0
EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 5,941 600,000 SH DFND 1 600,000 0 0
FENNEC PHARMACEUTICALS INC COM 31447P100 2,373 425,338 SH DFND 1 425,338 0 0
FINTECH ECOSYSTEM DEVE *W EXP 04/01/202 318136116 8 75,000 SH DFND 1 75,000 0 0
FINTECH ECOSYSTEM DEVE CLASS A COM 318136108 1,503 150,000 SH DFND 1 150,000 0 0
FINTECH ECOSYSTEM DEVE RIGHT 04/01/2026 318136124 14 150,000 SH DFND 1 150,000 0 0
FIRST LT ACQUISITION GROUP I *W EXP 03/14/202 320703119 54 600,000 SH DFND 1 600,000 0 0
FIRST LT ACQUISITION GROUP I CL A 320703101 11,928 1,200,000 SH DFND 1 1,200,000 0 0
FOCUS IMPACT ACQUISITION COR *W EXP 10/28/202 34417L117 19 125,000 SH DFND 1 125,000 0 0
FOCUS IMPACT ACQUISITION COR CLASS A COM 34417L109 2,482 250,000 SH DFND 1 250,000 0 0
FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 43 135,000 SH DFND 1 135,000 0 0
FORTUNE RISE ACQUISITION COR *W EXP 12/06/202 34969G110 8 50,000 SH DFND 1 50,000 0 0
FORTUNE RISE ACQUISITION COR CL A 34969G102 1,006 100,000 SH DFND 1 100,000 0 0
FTAC ZEUS ACQUISITION COR *W EXP 04/15/202 30320F114 31 175,000 SH DFND 1 175,000 0 0
FTAC ZEUS ACQUISITION COR CLASS A COM 30320F106 3,461 350,000 SH DFND 1 350,000 0 0
GALAPAGOS NV SPON ADR 36315X101 7,599 136,192 SH DFND 1 136,192 0 0
GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 8 100,000 SH DFND 1 100,000 0 0
GALATA ACQUISITION CORP SHS CL A G3R23A108 1,976 200,000 SH DFND 1 200,000 0 0
GENERAL MTRS CO COM 37045V100 38,284 1,205,400 SH DFND 1 1,205,400 0 0
GESHER I ACQUISITION CORP CLASS A ORD G38537109 8,866 900,000 SH DFND 1 900,000 0 0
GESHER I ACQUISITION CORP *W EXP 04/16/202 G38537125 194 450,000 SH DFND 1 450,000 0 0
GIGCAPITAL 5 INC COMMON STOCK 37519U109 2,006 200,000 SH DFND 1 200,000 0 0
GIGCAPITAL 5 INC *W EXP 99/99/999 37519U117 13 200,000 SH DFND 1 200,000 0 0
GIGINTERNATIONAL1 INC COM 37518W106 4,824 480,000 SH DFND 1 480,000 0 0
GIGINTERNATIONAL1 INC *W EXP 04/19/202 37518W114 13 240,000 SH DFND 1 240,000 0 0
GLOBAL TECHNOLGY ACQSTN CORP *W EXP 10/19/202 G3934N115 115 767,500 SH DFND 1 767,500 0 0
GLOBAL TECHNOLGY ACQSTN CORP CLASS A ORD G3934N107 15,289 1,535,000 SH DFND 1 1,535,000 0 0
GLOBALSTAR INC COM 378973408 1,860 1,512,181 SH DFND 1 1,512,181 0 0
GLORY STAR NEW MED GP HLDG L *W EXP 02/13/202 G39973113 2 225,000 SH DFND 1 225,000 0 0
GRAF ACQUISITION CORP IV COM 384272100 4,856 500,000 SH DFND 1 500,000 0 0
GRAF ACQUISITION CORP IV *W EXP 05/31/202 384272118 26 100,000 SH DFND 1 100,000 0 0
GREIF INC CL B 397624206 742 11,910 SH DFND 1 11,910 0 0
GSR II METEORA ACQUISITN COR UNIT 02/24/2027 36263W204 948 95,008 SH DFND 1 95,008 0 0
GSR II METEORA ACQUISITN COR *W EXP 02/24/202 36263W121 9 104,992 SH DFND 1 104,992 0 0
GSR II METEORA ACQUISITN COR CLASS A COM 36263W105 1,038 104,992 SH DFND 1 104,992 0 0
HAWKS ACQUISITION CORP *W EXP 99/99/999 42032P116 158 990,000 SH DFND 1 990,000 0 0
HAWKS ACQUISITION CORP CL A 42032P108 19,325 1,980,000 SH DFND 1 1,980,000 0 0
HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 100 10,000 SH DFND 1 10,000 0 0
HESS CORP COM 42809H107 30,998 292,600 SH DFND 1 292,600 0 0
IAC INTERACTIVECORP NEW COM NEW 44891N208 46,585 613,200 SH DFND 1 613,200 0 0
IMMATICS N.V SHS N44445109 12,069 1,385,600 SH DFND 1 1,385,600 0 0
IMMATICS N.V *W EXP 07/01/202 N44445117 1,020 500,000 SH DFND 1 500,000 0 0
INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 8 72,500 SH DFND 1 72,500 0 0
INCEPTION GROWTH ACQUSTN LTD RIGHT 12/08/2026 45333D120 19 145,000 SH DFND 1 145,000 0 0
INCEPTION GROWTH ACQUSTN LTD COMMON STOCK 45333D104 1,429 145,000 SH DFND 1 145,000 0 0
INDEPENDENCE HOLDINGS CORP CLASS A ORD SHS G4761A101 1,372 140,000 SH DFND 1 140,000 0 0
INSPIRED ENTMT INC COM 45782N108 18,942 2,200,000 SH DFND 1 2,200,000 0 0
INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 998 100,000 SH DFND 1 100,000 0 0
INTEGRATED WELLNESS ACQ CORP *W EXP 10/31/202 G4828B118 8 50,000 SH DFND 1 50,000 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 242 448,400 SH DFND 1 448,400 0 0
INTERNATIONAL SEAWAYS INC COM Y41053102 3,392 160,000 SH DFND 1 160,000 0 0
IOVANCE BIOTHERAPEUTICS INC COM 462260100 22,080 2,000,000 SH DFND 1 2,000,000 0 0
IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 17,596 4,887,920 SH DFND 1 4,887,920 0 0
IRSA INVERSIONES Y REP S A *W EXP 05/12/202 P5880C134 313 1,695,800 SH DFND 1 1,695,800 0 0
JIYA ACQUISITION CORP COM CL A 47760M102 1,976 200,000 SH DFND 1 200,000 0 0
JOBY AVIATION INC *W EXP 08/10/202 G65163118 355 327,578 SH DFND 1 327,578 0 0
KAROOOOO LTD ORD SHS Y4600W108 1,376 64,000 SH DFND 1 64,000 0 0
KEYARCH ACQUISITION CORP ORD SHS CL A G5260A104 3,437 350,000 SH DFND 1 350,000 0 0
KEYARCH ACQUISITION CORP *W EXP 01/24/202 G5260A112 14 175,000 SH DFND 1 175,000 0 0
KEYARCH ACQUISITION CORP RIGHT 01/24/2027 G5260A120 60 350,000 SH DFND 1 350,000 0 0
KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 979 100,000 SH DFND 1 100,000 0 0
LARIMAR THERAPEUTICS INC COM 517125100 488 248,800 SH DFND 1 248,800 0 0
LEAP THERAPEUTICS INC COM 52187K101 1,656 1,439,821 SH DFND 1 1,439,821 0 0
LEGATO MERGER CORP II COM 52473Y104 1,985 200,000 SH DFND 1 200,000 0 0
LEGATO MERGER CORP II *W EXP 09/01/202 52473Y112 26 100,000 SH DFND 1 100,000 0 0
LENNAR CORP CL B 526057302 4,280 72,900 SH DFND 1 72,900 0 0
LENNAR CORP CL A 526057104 34,856 493,900 SH DFND 1 493,900 0 0
LIBERTY MEDIA ACQUISITION CO COM SR A 53073L104 7,817 794,435 SH DFND 1 794,435 0 0
LIBERTY RES ACQUISITION CORP *W EXP 10/31/202 53118A113 18 125,000 SH DFND 1 125,000 0 0
LIBERTY RES ACQUISITION CORP CLASS A COM 53118A105 1,247 125,000 SH DFND 1 125,000 0 0
LIGHTJUMP ACQUISITION CORP COM 53228M106 1,000 100,000 SH DFND 1 100,000 0 0
LILIUM N V *W EXP 09/14/202 N52586117 120 436,494 SH DFND 1 436,494 0 0
LIV CAPITAL ACQUISITN CORP I *W EXP 02/07/202 G5510R113 37 303,750 SH DFND 1 303,750 0 0
LIV CAPITAL ACQUISITN CORP I CLASS A ORD SHS G5510R105 4,042 405,000 SH DFND 1 405,000 0 0
LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 980 100,000 SH DFND 1 100,000 0 0
LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 19,440 1,999,999 SH DFND 1 1,999,999 0 0
LOGISTICS INNOVTN TECHNLGS C UNIT 06/10/2026 54141L209 0 1 SH DFND 1 1 0 0
LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 106 666,665 SH DFND 1 666,665 0 0
LUMIRADX LTD SHS G5709L109 88 33,000 SH DFND 1 33,000 0 0
MACONDRAY CAP ACQUISITN CORP *W EXP 05/31/202 G5853A115 33 333,333 SH DFND 1 333,333 0 0
MACONDRAY CAP ACQUISITN CORP CLASS A ORD SHS G5853A107 9,951 999,999 SH DFND 1 999,999 0 0
MACONDRAY CAP ACQUISITN CORP UNIT 05/31/2028 G5853A123 0 1 SH DFND 1 1 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 210 4,400 SH DFND 1 4,400 0 0
MAIDEN HOLDINGS LTD SHS G5753U112 8,440 4,350,534 SH DFND 1 4,350,534 0 0
MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 9,196 1,900,000 SH DFND 1 1,900,000 0 0
MAXPRO CAPITAL ACQUISITN COR *W EXP 09/27/202 57778T114 13 130,000 SH DFND 1 130,000 0 0
MAXPRO CAPITAL ACQUISITN COR CLASS A COM 57778T106 1,310 130,000 SH DFND 1 130,000 0 0
MEIRAGTX HLDGS PLC COM G59665102 10,901 1,440,000 SH DFND 1 1,440,000 0 0
MODULAR MED INC COM NEW 60785L207 593 114,443 SH DFND 1 114,443 0 0
MOUNTAIN CREST ACQSITN CORP COM 62404B107 1,970 200,000 SH DFND 1 200,000 0 0
MOUNTAIN CREST ACQSITN CORP RIGHT 08/30/2022 62404B115 21 200,000 SH DFND 1 200,000 0 0
NABORS ENERGY TRANSITION COR *W EXP 11/17/202 629567116 46 175,000 SH DFND 1 175,000 0 0
NABORS ENERGY TRANSITION COR CL A COM 629567108 3,500 350,000 SH DFND 1 350,000 0 0
NATIONAL ENERGY SERVICES REU *W EXP 06/06/202 G6375R115 117 590,226 SH DFND 1 590,226 0 0
NEXIMMUNE INC COM 65344D109 162 100,687 SH DFND 1 100,687 0 0
NOCTURNE ACQUISITION CORP ORDINARY SHARES G6580S114 9,681 950,000 SH DFND 1 950,000 0 0
NOCTURNE ACQUISITION CORP RIGHT 12/26/2025 G6580S106 39 950,000 SH DFND 1 950,000 0 0
NUVATION BIO INC COM CL A 67080N101 5,724 1,766,657 SH DFND 1 1,766,657 0 0
NUVATION BIO INC *W EXP 07/07/202 67080N119 234 835,323 SH DFND 1 835,323 0 0
OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 31,473 851,300 SH DFND 1 851,300 0 0
OPENDOOR TECHNOLOGIES INC COM 683712103 44,415 9,430,000 SH DFND 1 9,430,000 0 0
OPY ACQUISITION CORP I COM CL A 671005106 7,380 750,000 SH DFND 1 750,000 0 0
OPY ACQUISITION CORP I *W EXP 09/22/202 671005114 93 375,000 SH DFND 1 375,000 0 0
ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 G6780C117 36 239,800 SH DFND 1 239,800 0 0
ORION BIOTECH OPPORTUNTES CO CLASS A ORD SHS G6780C109 11,672 1,199,000 SH DFND 1 1,199,000 0 0
ORION BIOTECH OPPORTUNTES CO UNIT 04/15/2025 G6780C125 10 1,000 SH DFND 1 1,000 0 0
OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 20 200,000 SH DFND 1 200,000 0 0
OXUS ACQUISITION CORP SHS CL A G6859L105 2,004 200,000 SH DFND 1 200,000 0 0
OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 11 87,500 SH DFND 1 87,500 0 0
OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 1,717 175,000 SH DFND 1 175,000 0 0
PANACEA ACQUISITION CORP II CL A SHS G6882C106 14,445 1,480,000 SH DFND 1 1,480,000 0 0
PARSEC CAPITAL ACQUISITION *W EXP 10/05/202 70184A116 10 75,000 SH DFND 1 75,000 0 0
PARSEC CAPITAL ACQUISITION CL A 70184A108 754 75,000 SH DFND 1 75,000 0 0
PBF LOGISTICS LP UNIT LTD PTNR 69318Q104 242 15,663 SH DFND 1 15,663 0 0
PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 810 1,000,000 PRN DFND 1 1,000,000 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 2,295 250,000 SH DFND 1 250,000 0 0
PG&E CORP COM 69331C108 106 10,600 SH DFND 1 10,600 0 0
PHATHOM PHARMACEUTICALS INC COM 71722W107 12,153 1,440,000 SH DFND 1 1,440,000 0 0
PIERIS PHARMACEUTICALS INC COM 720795103 168 90,000 SH DFND 1 90,000 0 0
PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 9,771 1,000,000 SH DFND 1 1,000,000 0 0
PONCE FINANCIAL GROUP INC COMMON STOCK 732344106 195 21,150 SH DFND 1 21,150 0 0
PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 0 3,333 SH DFND 1 3,333 0 0
PRIVETERRA ACQUISITION CORP CL A 74275N102 98 10,000 SH DFND 1 10,000 0 0
PROG HOLDINGS INC COM NPV 74319R101 15,510 940,000 SH DFND 1 940,000 0 0
PROVIDENT ACQUISITION CORP CL A G7282L100 3,939 400,002 SH DFND 1 400,002 0 0
PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 9 55,162 SH DFND 1 55,162 0 0
QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 9,339 950,000 SH DFND 1 950,000 0 0
RENOVACOR INC COM 75989E106 355 175,000 SH DFND 1 175,000 0 0
RESERVOIR MEDIA INC *W EXP 08/26/202 76119X113 202 142,242 SH DFND 1 142,242 0 0
RIGEL RESOURCE ACQ CORP *W EXP 99/99/999 G7573M114 36 175,000 SH DFND 1 175,000 0 0
RIGEL RESOURCE ACQ CORP CL A ORD SHS G7573M106 3,479 350,000 SH DFND 1 350,000 0 0
ROC ENERGY ACQUISITION CORP COMMON STOCK 77118V108 1,494 150,000 SH DFND 1 150,000 0 0
ROC ENERGY ACQUISITION CORP RIGHT 11/30/2028 77118V116 24 150,000 SH DFND 1 150,000 0 0
ROCKET INTERNET GRWT OPRT CO *W EXP 99/99/999 G7613T129 65 375,000 SH DFND 1 375,000 0 0
ROCKET INTERNET GRWT OPRT CO SHS CL A G7613T103 14,670 1,500,000 SH DFND 1 1,500,000 0 0
ROTH CH ACQUISITION IV CO COM 77867P104 3,973 400,000 SH DFND 1 400,000 0 0
ROTH CH ACQUISITION IV CO *W EXP 07/01/202 77867P112 42 200,000 SH DFND 1 200,000 0 0
ROTH CH ACQUISITION V CO COM 77867R100 1,005 100,000 SH DFND 1 100,000 0 0
ROTH CH ACQUISITION V CO *W EXP 12/10/202 77867R118 8 50,000 SH DFND 1 50,000 0 0
SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 40 400,000 SH DFND 1 400,000 0 0
SARISSA CAPITAL ACQUISITN CO CL A G7823W102 11,868 1,200,000 SH DFND 1 1,200,000 0 0
SEAPORT GLOBAL ACQUISITION I *W EXP 11/17/202 81221H113 10 37,500 SH DFND 1 37,500 0 0
SEAPORT GLOBAL ACQUISITION I CLASS A COM 81221H105 747 75,000 SH DFND 1 75,000 0 0
SIGNAL HILL ACQUISITION CORP UNIT 02/10/2027 82664R204 1,938 195,000 SH DFND 1 195,000 0 0
SIGNAL HILL ACQUISITION CORP *W EXP 02/10/202 82664R113 14 102,500 SH DFND 1 102,500 0 0
SIGNAL HILL ACQUISITION CORP CLASS A COM 82664R105 2,034 205,000 SH DFND 1 205,000 0 0
SOCIAL CAP SUVRETTA HLD CRPI CLASS A ORD SHS G8253W109 4,975 500,000 SH DFND 1 500,000 0 0
SOFTWARE ACQUISITN GRP INC I *W EXP 02/02/202 83407J111 96 400,000 SH DFND 1 400,000 0 0
SOFTWARE ACQUISITN GRP INC I COM CL A 83407J103 8,000 800,000 SH DFND 1 800,000 0 0
SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 1,966 200,000 SH DFND 1 200,000 0 0
SPORTSMAP TECH ACQUISITIN CO *W EXP 09/01/202 84921J116 24 150,000 SH DFND 1 150,000 0 0
SPORTSMAP TECH ACQUISITIN CO COM 84921J108 1,990 200,000 SH DFND 1 200,000 0 0
SQZ BIOTECHNOLOGIES CO COM 78472W104 6,861 2,157,738 SH DFND 1 2,157,738 0 0
ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 2,468 250,000 SH DFND 1 250,000 0 0
ST ENERGY TRANSITION I LTD *W EXP 12/02/202 G8465L115 32 125,000 SH DFND 1 125,000 0 0
SYNDAX PHARMACEUTICALS INC COM 87164F105 30,431 1,581,653 SH DFND 1 1,581,653 0 0
TAILWIND ACQUISITION CORP COM CL A 87403Q102 29,851 3,000,000 SH DFND 1 3,000,000 0 0
TAYSHA GENE THERAPIES INC COM SHS 877619106 37 10,000 SH DFND 1 10,000 0 0
TG THERAPEUTICS INC COM 88322Q108 14,025 3,300,000 SH DFND 1 3,300,000 0 0
TIO TECH A CLASS A ORD SHS G8T10C106 19,540 2,000,000 SH DFND 1 2,000,000 0 0
TIO TECH A *W EXP 04/12/202 G8T10C114 67 666,666 SH DFND 1 666,666 0 0
TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 965 100,000 SH DFND 1 100,000 0 0
TRAJECTORY ALPHA ACQUISITION *W EXP 99/99/999 89301B112 80 742,500 SH DFND 1 742,500 0 0
TRAJECTORY ALPHA ACQUISITION COM CL A 89301B104 14,553 1,485,000 SH DFND 1 1,485,000 0 0
TRINE II ACQUISITION CORP *W EXP 99/99/999 G9059F118 38 250,000 SH DFND 1 250,000 0 0
TRINE II ACQUISITION CORP CL A ORD SHS G9059F100 4,970 500,000 SH DFND 1 500,000 0 0
TRITON INTL LTD CL A G9078F107 8,441 160,300 SH DFND 1 160,300 0 0
UNIQURE NV SHS N90064101 25,257 1,355,000 SH DFND 1 1,355,000 0 0
UNITED STS OIL FD LP UNITS 91232N207 651 8,101 SH DFND 1 8,101 0 0
UNITED STS OIL FD LP UNITS 91232N207 11,651 145,000 SH Call DFND 1 145,000 0 0
VACASA INC CLASS A COM 91854V107 11,089 3,850,000 SH DFND 1 3,850,000 0 0
VALUENCE MERGER CORP I *W EXP 02/18/202 G9R16L118 49 350,000 SH DFND 1 350,000 0 0
VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 7,007 700,000 SH DFND 1 700,000 0 0
VECTOIQ ACQUISITION CORP II COM CL A 92244F109 4,458 454,001 SH DFND 1 454,001 0 0
VECTOIQ ACQUISITION CORP II *W EXP 01/07/202 92244F117 5 23,905 SH DFND 1 23,905 0 0
VISION SENSING ACQUISITION C *W EXP 10/21/202 92838J111 11 75,000 SH DFND 1 75,000 0 0
VISION SENSING ACQUISITION C CLASS A COM 92838J103 1,002 100,000 SH DFND 1 100,000 0 0
WAVE LIFE SCIENCES LTD SHS Y95308105 24,444 7,521,248 SH DFND 1 7,521,248 0 0
WILLIAMS ROWLAND ACQUISITION *W EXP 12/11/202 96951B110 14 162,500 SH DFND 1 162,500 0 0
WILLIAMS ROWLAND ACQUISITION COM 96951B102 3,250 325,000 SH DFND 1 325,000 0 0
XERIS BIOPHARMA HOLDINGS INC NOTE 5.000% 7/1 98422LAA5 7,155 7,950,000 PRN DFND 1 7,950,000 0 0


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