Form NSAR-B COLUMBIA FUNDS SERIES For: Jan 31
PAGE 1 000 B000000 01/31/2017 000 C000000 0001097519 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 COLUMBIA FUNDS SERIES TRUST 001 B000000 811-09645 001 C000000 6173859594 002 A000000 225 FRANKLIN STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02110 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 23 007 C011300 13 007 C021300 Columbia Capital Allocation Mod Conservative 007 C031300 N 007 C011400 14 007 C021400 Columbia Global Strategic Equity Fund 007 C031400 N 007 C011500 15 007 C021500 Columbia Capital Allocation Mod Aggressive 007 C031500 N 008 A001301 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B001301 A 008 C001301 801-25943 008 D011301 BOSTON 008 D021301 MA 008 D031301 02110 008 A001401 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B001401 A 008 C001401 801-25943 008 D011401 BOSTON 008 D021401 MA 008 D031401 02110 008 A001501 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 008 B001501 A 008 C001501 801-25943 008 D011501 BOSTON 008 D021501 MA 008 D031501 02110 010 A00AA01 COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC 010 B00AA01 801-25943 PAGE 2 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02110 011 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 011 B00AA01 8-25845 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02110 012 A00AA01 COLUMBIA MANAGEMENT INVESTMENT SERVICES CORP. 012 B00AA01 84-05685 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 MINNEAPOLIS 013 B02AA01 MN 013 B03AA01 55402 014 A00AA01 COLUMBIA MGMT INVESTMENT DISTRIBUTORS, INC. 014 B00AA01 8-25845 014 A00AA02 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 014 B00AA02 8-42582 014 A00AA03 AMERIPRISE FINANCIAL SERVICES, INC. 014 B00AA03 8-16791 014 A00AA04 RIVERSOURCE DISTRIBUTORS, INC. 014 B00AA04 8-67196 015 A001301 JPMORGAN CHASE BANK, N.A. 015 B001301 C 015 C011301 NEW YORK 015 C021301 NY 015 C031301 10005 015 E011301 X 015 A001302 AB SEB BANKAS 015 B001302 S 015 C011302 VILNIUS 015 D011302 LITHUANIA 015 E041302 X 015 A001303 BANCO BCT, S.A. 015 B001303 S 015 C011303 SAN JOSE 015 D011303 COSTA RICA 015 E041303 X 015 A001304 BANCO ITAU URUGUAY S.A. 015 B001304 S 015 C011304 MONTEVIDEO 015 D011304 URUGUAY 015 E041304 X 015 A001305 BANCO NACIONAL DE MEXICO, S.A. 015 B001305 S 015 C011305 MEXICO, D.F. 015 D011305 MEXICO PAGE 3 015 E041305 X 015 A001306 BANCO SANTANDER CHILE 015 B001306 S 015 C011306 SANTIAGO 015 D011306 CHILE 015 E041306 X 015 A001307 BANK HANDLOWY W. WARSZAWIE S.A. 015 B001307 S 015 C011307 WARSAW 015 D011307 POLAND 015 E041307 X 015 A001308 BANK LEUMI LE-ISRAEL B.M. 015 B001308 S 015 C011308 TEL AVIV 015 D011308 ISRAEL 015 E041308 X 015 A001309 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B001309 S 015 C011309 TUNIS 015 D011309 TUNISIA 015 E041309 X 015 A001310 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001310 S 015 C011310 BRUSSELS 015 D011310 BELGIUM 015 E041310 X 015 A001311 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001311 S 015 C011311 PARIS 015 D011311 FRANCE 015 E041311 X 015 A001312 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001312 S 015 C011312 MILAN 015 D011312 ITALY 015 E041312 X 015 A001313 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001313 S 015 C011313 HESPERANGE 015 D011313 LUXEMBOURG 015 E041313 X 015 A001314 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001314 S 015 C011314 AMSTERDAM 015 D011314 NETHERLANDS 015 E041314 X 015 A001315 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001315 S 015 C011315 LISBON 015 D011315 PORTUGAL 015 E041315 X PAGE 4 015 A001316 CANADIAN IMPERIAL BANK OF COMMERCE 015 B001316 S 015 C011316 TORONTO 015 D011316 CANADA 015 E041316 X 015 A001317 CITIBANK A.S. 015 B001317 S 015 C011317 ISTANBUL 015 D011317 TURKEY 015 E041317 X 015 A001318 CITIBANK DEL PERU S.A. 015 B001318 S 015 C011318 LIMA 015 D011318 PERU 015 E041318 X 015 A001319 CITIBANK EUROPE PLC 015 B001319 S 015 C011319 BUCHAREST 015 D011319 ROMANIA 015 E041319 X 015 A001320 CITIBANK EUROPE PLC 015 B001320 S 015 C011320 SOFIA 015 D011320 BULGARIA 015 E041320 X 015 A001321 CITIBANK, N.A. 015 B001321 S 015 C011321 CAIRO 015 D011321 EGYPT 015 E041321 X 015 A001322 CITIBANK, N.A. 015 B001322 S 015 C011322 CARACAS 015 D011322 VENEZUELA 015 E041322 X 015 A001323 Cititrust Columbia S.A. 015 B001323 S 015 C011323 BOGATA 015 D011323 COLOMBIA 015 E041323 X 015 A001324 DBS BANK LTD. 015 B001324 S 015 C011324 SINGAPORE 015 D011324 SINGAPORE 015 E041324 X 015 A001325 DEUTSCHE BANK AG 015 B001325 S 015 C011325 ESCHBORN 015 D011325 GERMANY 015 E041325 X 015 A001326 DEUTSCHE BANK AG PAGE 5 015 B001326 S 015 C011326 BUDAPEST 015 D011326 HUNGARY 015 E041326 X 015 A001327 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001327 S 015 C011327 JAKARTA 015 D011327 INDONESIA 015 E041327 X 015 A001328 DEUTSCHE BANK AG 015 B001328 S 015 C011328 LONDON 015 D011328 UNITED KINGDOM 015 E041328 X 015 A001329 FIRSTRAND BANK LIMITED 015 B001329 S 015 C011329 JOHANNESBURG 015 D011329 SOUTH AFRICA 015 E041329 X 015 A001330 HSBC BANK (CHINA) COMPANY LIMITED 015 B001330 S 015 C011330 SHANGHAI 015 D011330 CHINA 015 E041330 X 015 A001331 HSBC BANK (VIETNAM) LTD. 015 B001331 S 015 C011331 HO CHI MINH CITY 015 D011331 VIETNAM 015 E041331 X 015 A001332 HSBC BANK ARGENTINA S.A. 015 B001332 S 015 C011332 BUENOS AIRES 015 D011332 ARGENTINA 015 E041332 X 015 A001333 HSBC BANK BERMUDA LIMITED 015 B001333 S 015 C011333 HAMILTON 015 D011333 BERMUDA 015 E041333 X 015 A001334 HSBC BANK MALAYSIA BERHAD 015 B001334 S 015 C011334 KUALA LUMPUR 015 D011334 MALAYSIA 015 E041334 X 015 A001335 HSBC BANK MIDDLE EAST LIMITED 015 B001335 S 015 C011335 AL SEEF 015 D011335 BAHRAIN 015 E041335 X 015 A001336 HSBC BANK MIDDLE EAST LIMITED 015 B001336 S PAGE 6 015 C011336 SAFAT 015 D011336 KUWAIT 015 E041336 X 015 A001337 HSBC BANK MIDDLE EAST LIMITED 015 B001337 S 015 C011337 BEIRUT 015 D011337 LEBANON 015 E041337 X 015 A001338 HSBC BANK MIDDLE EAST LIMITED 015 B001338 S 015 C011338 DOHA 015 D011338 QATAR 015 E041338 X 015 A001339 HSBC BANK MIDDLE EAST LIMITED 015 B001339 S 015 C011339 DUBAI 015 D011339 UAE 015 E041339 X 015 A001340 HSBC BANK OMAN S.A.O.G. 015 B001340 S 015 C011340 SEEB 015 D011340 OMAN 015 E041340 X 015 A001341 HSBC BANK PLC 015 B001341 S 015 C011341 ATHENS 015 D011341 GREECE 015 E041341 X 015 A001342 HSBC SAUDI ARABIA LIMITED 015 B001342 S 015 C011342 RIYADH 015 D011342 SAUDI ARABIA 015 E041342 X 015 A001343 ISLANDSBANKI HF. 015 B001343 S 015 C011343 REYKJAVIK 015 D011343 ICELAND 015 E041343 X 015 A001344 J.P. MORGAN AG 015 B001344 S 015 C011344 FRANKFURT 015 D011344 GERMANY 015 E041344 X 015 A001345 J.P. MORGAN BANK INTERNATIONAL 015 B001345 S 015 C011345 MOSCOW 015 D011345 RUSSIA 015 E041345 X 015 A001346 J.P. MORGAN S.A. DTVM 015 B001346 S 015 C011346 SAO PAULO PAGE 7 015 D011346 BRAZIL 015 E041346 X 015 A001347 JPMORGAN CHASE BANK, N.A. 015 B001347 S 015 C011347 MELBOURNE 015 D011347 AUSTRALIA 015 E041347 X 015 A001348 JPMORGAN CHASE BANK, N.A. 015 B001348 S 015 C011348 QUARRY BAY 015 D011348 HONG KONG 015 E041348 X 015 A001349 JPMORGAN CHASE BANK, N.A. 015 B001349 S 015 C011349 MUMBAI 015 D011349 INDIA 015 E041349 X 015 A001350 JPMORGAN CHASE BANK, N.A. 015 B001350 S 015 C011350 WELLINGTON 015 D011350 NEW ZEALAND 015 E041350 X 015 A001351 JPMORGAN CHASE BANK, N.A. 015 B001351 S 015 C011351 TAIPEI 015 D011351 TAIWAN 015 E041351 X 015 A001352 JPMORGAN CHASE BANK, N.A. 015 B001352 S 015 C011352 LONDON 015 D011352 UNITED KINGDOM 015 E041352 X 015 A001353 MIZUHO BANK, LTD. 015 B001353 S 015 C011353 TOKYO 015 D011353 JAPAN 015 E041353 X 015 A001354 NORDEA BANK AB 015 B001354 S 015 C011354 STOCKHOLM 015 D011354 SWEDEN 015 E041354 X 015 A001355 NORDEA BANK AB 015 B001355 S 015 C011355 COPENHAGEN 015 D011355 DENMARK 015 E041355 X 015 A001356 NORDEA BANK AB 015 B001356 S 015 C011356 HELSINKI 015 D011356 FINLAND PAGE 8 015 E041356 X 015 A001357 NORDEA BANK AB 015 B001357 S 015 C011357 OSLO 015 D011357 NORWAY 015 E041357 X 015 A001358 PJSC CITIBANK 015 B001358 S 015 C011358 KIEV 015 D011358 UKRAINE 015 E041358 X 015 A001359 PRIVREDNA BANKA ZAGREB D.D. 015 B001359 S 015 C011359 ZAGREB 015 D011359 CROATIA 015 E041359 X 015 A001360 REPUBLIC BANK LIMITED 015 B001360 S 015 C011360 PORT OF SPAIN 015 D011360 TRINIDAD AND TOBAGO 015 E041360 X 015 A001361 ROYAL BANK OF CANADA 015 B001361 S 015 C011361 TORONTO 015 D011361 CANADA 015 E041361 X 015 A001362 SANTANDER SECURITIIES SERVICES, S.A. 015 B001362 S 015 C011362 MADRID 015 D011362 SPAIN 015 E041362 X 015 A001363 JSC CITIBANK KAZAKHSTAN 015 B001363 S 015 C011363 ALMATY 015 D011363 KAZAKHSTAN 015 E041363 X 015 A001364 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B001364 S 015 C011364 CASABLANCA 015 D011364 MOROCCO 015 E041364 X 015 A001365 STANBIC BANK TANZANIA LIMITED 015 B001365 S 015 C011365 DAR ES SALAAM 015 D011365 TANZANIA 015 E041365 X 015 A001366 STANBIC BANK ZIMBABWE LIMITED 015 B001366 S 015 C011366 HARARE 015 D011366 ZIMBABWE 015 E041366 X PAGE 9 015 A001367 STANBIC IBTC BANK PLC 015 B001367 S 015 C011367 LAGOS 015 D011367 NIGERIA 015 E041367 X 015 A001368 STANDARD BANK LIMITED, MALAWI 015 B001368 S 015 C011368 BLANTYRE 015 D011368 MALAWI 015 E041368 X 015 A001369 STANDARD BANK NAMIBIA LIMITED 015 B001369 S 015 C011369 WINDHOEK 015 D011369 NAMIBIA 015 E041369 X 015 A001370 STANDARD CHARTERED BANK 015 B001370 S 015 C011370 AMMAN 015 D011370 JORDAN 015 E041370 X 015 A001371 STANDARD CHARTERED BANK 015 B001371 S 015 C011371 DHAKA 015 D011371 BANGLADESH 015 E041371 X 015 A001372 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B001372 S 015 C011372 KARACHI 015 D011372 PAKISTAN 015 E041372 X 015 A001373 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001373 S 015 C011373 BANGKOK 015 D011373 THAILAND 015 E041373 X 015 A001374 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B001374 S 015 C011374 GABORONE 015 D011374 BOTSWANA 015 E041374 X 015 A001375 STANDARD CHARTERED BANK COTE D'IVOIRE SA 015 B001375 S 015 C011375 ABIDJAN 015 D011375 IVORY COAST 015 E041375 X 015 A001376 STANDARD CHARTERED BANK GHANA LIMITED 015 B001376 S 015 C011376 ACCRA 015 D011376 GHANA 015 E041376 X 015 A001377 STANDARD CHARTERED BANK KENYA LIMITED PAGE 10 015 B001377 S 015 C011377 NAIROBI 015 D011377 KENYA 015 E041377 X 015 A001378 STANDARD CHARTERED BANK KOREA LIMITED 015 B001378 S 015 C011378 SEOUL 015 D011378 SOUTH KOREA 015 E041378 X 015 A001379 STANDARD CHARTERED BANK UGANDA LIMITED 015 B001379 S 015 C011379 KAMPALA 015 D011379 UGANDA 015 E041379 X 015 A001380 STANDARD CHARTERED BANK ZAMBIA PLC 015 B001380 S 015 C011380 LUSAKA 015 D011380 ZAMBIA 015 E041380 X 015 A001381 SWEDBANK AS 015 B001381 S 015 C011381 TALLINN 015 D011381 ESTONIA 015 E041381 X 015 A001382 SWEDBANK AS 015 B001382 S 015 C011382 RIGA 015 D011382 LATVIA 015 E041382 X 015 A001383 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B001383 S 015 C011383 TOKYO 015 D011383 JAPAN 015 E041383 X 015 A001384 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001384 S 015 C011384 EBENE 015 D011384 MAURITIUS 015 E041384 X 015 A001385 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001385 S 015 C011385 TAGUIG CITY 015 D011385 PHILIPPINES 015 E041385 X 015 A001386 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001386 S 015 C011386 COLOMBO 015 D011386 SRI LANKA 015 E041386 X 015 A001387 UBS Switzerland AG 015 B001387 S PAGE 11 015 C011387 ZURICH 015 D011387 SWITZERLAND 015 E041387 X 015 A001388 UNICREDIT BANK AUSTRIA AG 015 B001388 S 015 C011388 VIENNA 015 D011388 AUSTRIA 015 E041388 X 015 A001389 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001389 S 015 C011389 PRAGUE 015 D011389 CZECH REPUBLIC 015 E041389 X 015 A001390 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001390 S 015 C011390 BRATISLAVA 015 D011390 SLOVAK REPUBLIC 015 E041390 X 015 A001391 UNICREDIT BANK SRBIJA A.D. 015 B001391 S 015 C011391 BELGRADE 015 D011391 SERBIA 015 E041391 X 015 A001392 UNICREDIT BANKA SLOVENIJA D.D. 015 B001392 S 015 C011392 LJUBLJANA 015 D011392 SLOVENIA 015 E041392 X 015 A001393 JPMORGAN CHASE BANK, N.A. 015 B001393 S 015 C011393 HONG KONG 015 D011393 CHINA 015 E041393 X 015 A001394 HSBC BANK PLC 015 B001394 S 015 C011394 ATHENS 015 D011394 CYPRUS 015 E041394 X 015 A001395 JPMORGAN CHASE BANK, N.A. 015 B001395 S 015 C011395 LONDON 015 D011395 IRELAND 015 E041395 X 015 A001396 Kookmin Bank Co., LTD. 015 B001396 S 015 C011396 Seoul 015 D011396 South Korea 015 E041396 X 015 A001401 JPMORGAN CHASE BANK, N.A. 015 B001401 C 015 C011401 NEW YORK PAGE 12 015 C021401 NY 015 C031401 10005 015 E011401 X 015 A001402 AB SEB BANKAS 015 B001402 S 015 C011402 VILNIUS 015 D011402 LITHUANIA 015 E041402 X 015 A001403 BANCO BCT, S.A. 015 B001403 S 015 C011403 SAN JOSE 015 D011403 COSTA RICA 015 E041403 X 015 A001404 BANCO ITAU URUGUAY S.A. 015 B001404 S 015 C011404 MONTEVIDEO 015 D011404 URUGUAY 015 E041404 X 015 A001405 BANCO NACIONAL DE MEXICO, S.A. 015 B001405 S 015 C011405 MEXICO, D.F. 015 D011405 MEXICO 015 E041405 X 015 A001406 BANCO SANTANDER CHILE 015 B001406 S 015 C011406 SANTIAGO 015 D011406 CHILE 015 E041406 X 015 A001407 BANK HANDLOWY W. WARSZAWIE S.A. 015 B001407 S 015 C011407 WARSAW 015 D011407 POLAND 015 E041407 X 015 A001408 BANK LEUMI LE-ISRAEL B.M. 015 B001408 S 015 C011408 TEL AVIV 015 D011408 ISRAEL 015 E041408 X 015 A001409 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B001409 S 015 C011409 TUNIS 015 D011409 TUNISIA 015 E041409 X 015 A001410 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001410 S 015 C011410 BRUSSELS 015 D011410 BELGIUM 015 E041410 X 015 A001411 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001411 S 015 C011411 PARIS PAGE 13 015 D011411 FRANCE 015 E041411 X 015 A001412 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001412 S 015 C011412 MILAN 015 D011412 ITALY 015 E041412 X 015 A001413 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001413 S 015 C011413 HESPERANGE 015 D011413 LUXEMBOURG 015 E041413 X 015 A001414 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001414 S 015 C011414 AMSTERDAM 015 D011414 NETHERLANDS 015 E041414 X 015 A001415 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001415 S 015 C011415 LISBON 015 D011415 PORTUGAL 015 E041415 X 015 A001416 CANADIAN IMPERIAL BANK OF COMMERCE 015 B001416 S 015 C011416 TORONTO 015 D011416 CANADA 015 E041416 X 015 A001417 CITIBANK A.S. 015 B001417 S 015 C011417 ISTANBUL 015 D011417 TURKEY 015 E041417 X 015 A001418 CITIBANK DEL PERU S.A. 015 B001418 S 015 C011418 LIMA 015 D011418 PERU 015 E041418 X 015 A001419 CITIBANK EUROPE PLC 015 B001419 S 015 C011419 BUCHAREST 015 D011419 ROMANIA 015 E041419 X 015 A001420 CITIBANK EUROPE PLC 015 B001420 S 015 C011420 SOFIA 015 D011420 BULGARIA 015 E041420 X 015 A001421 CITIBANK, N.A. 015 B001421 S 015 C011421 CAIRO 015 D011421 EGYPT PAGE 14 015 E041421 X 015 A001422 CITIBANK, N.A. 015 B001422 S 015 C011422 CARACAS 015 D011422 VENEZUELA 015 E041422 X 015 A001423 Cititrust Columbia S.A. 015 B001423 S 015 C011423 BOGATA 015 D011423 COLOMBIA 015 E041423 X 015 A001424 DBS BANK LTD. 015 B001424 S 015 C011424 SINGAPORE 015 D011424 SINGAPORE 015 E041424 X 015 A001425 DEUTSCHE BANK AG 015 B001425 S 015 C011425 ESCHBORN 015 D011425 GERMANY 015 E041425 X 015 A001426 DEUTSCHE BANK AG 015 B001426 S 015 C011426 BUDAPEST 015 D011426 HUNGARY 015 E041426 X 015 A001427 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001427 S 015 C011427 JAKARTA 015 D011427 INDONESIA 015 E041427 X 015 A001428 DEUTSCHE BANK AG 015 B001428 S 015 C011428 LONDON 015 D011428 UNITED KINGDOM 015 E041428 X 015 A001429 FIRSTRAND BANK LIMITED 015 B001429 S 015 C011429 JOHANNESBURG 015 D011429 SOUTH AFRICA 015 E041429 X 015 A001430 HSBC BANK (CHINA) COMPANY LIMITED 015 B001430 S 015 C011430 SHANGHAI 015 D011430 CHINA 015 E041430 X 015 A001431 HSBC BANK (VIETNAM) LTD. 015 B001431 S 015 C011431 HO CHI MINH CITY 015 D011431 VIETNAM 015 E041431 X PAGE 15 015 A001432 HSBC BANK ARGENTINA S.A. 015 B001432 S 015 C011432 BUENOS AIRES 015 D011432 ARGENTINA 015 E041432 X 015 A001433 HSBC BANK BERMUDA LIMITED 015 B001433 S 015 C011433 HAMILTON 015 D011433 BERMUDA 015 E041433 X 015 A001434 HSBC BANK MALAYSIA BERHAD 015 B001434 S 015 C011434 KUALA LUMPUR 015 D011434 MALAYSIA 015 E041434 X 015 A001435 HSBC BANK MIDDLE EAST LIMITED 015 B001435 S 015 C011435 AL SEEF 015 D011435 BAHRAIN 015 E041435 X 015 A001436 HSBC BANK MIDDLE EAST LIMITED 015 B001436 S 015 C011436 SAFAT 015 D011436 KUWAIT 015 E041436 X 015 A001437 HSBC BANK MIDDLE EAST LIMITED 015 B001437 S 015 C011437 BEIRUT 015 D011437 LEBANON 015 E041437 X 015 A001438 HSBC BANK MIDDLE EAST LIMITED 015 B001438 S 015 C011438 DOHA 015 D011438 QATAR 015 E041438 X 015 A001439 HSBC BANK MIDDLE EAST LIMITED 015 B001439 S 015 C011439 DUBAI 015 D011439 UAE 015 E041439 X 015 A001440 HSBC BANK OMAN S.A.O.G. 015 B001440 S 015 C011440 SEEB 015 D011440 OMAN 015 E041440 X 015 A001441 HSBC BANK PLC 015 B001441 S 015 C011441 ATHENS 015 D011441 GREECE 015 E041441 X 015 A001442 HSBC SAUDI ARABIA LIMITED PAGE 16 015 B001442 S 015 C011442 RIYADH 015 D011442 SAUDI ARABIA 015 E041442 X 015 A001443 ISLANDSBANKI HF. 015 B001443 S 015 C011443 REYKJAVIK 015 D011443 ICELAND 015 E041443 X 015 A001444 J.P. MORGAN AG 015 B001444 S 015 C011444 FRANKFURT 015 D011444 GERMANY 015 E041444 X 015 A001445 J.P. MORGAN BANK INTERNATIONAL 015 B001445 S 015 C011445 MOSCOW 015 D011445 RUSSIA 015 E041445 X 015 A001446 J.P. MORGAN S.A. DTVM 015 B001446 S 015 C011446 SAO PAULO 015 D011446 BRAZIL 015 E041446 X 015 A001447 JPMORGAN CHASE BANK, N.A. 015 B001447 S 015 C011447 MELBOURNE 015 D011447 AUSTRALIA 015 E041447 X 015 A001448 JPMORGAN CHASE BANK, N.A. 015 B001448 S 015 C011448 QUARRY BAY 015 D011448 HONG KONG 015 E041448 X 015 A001449 JPMORGAN CHASE BANK, N.A. 015 B001449 S 015 C011449 MUMBAI 015 D011449 INDIA 015 E041449 X 015 A001450 JPMORGAN CHASE BANK, N.A. 015 B001450 S 015 C011450 WELLINGTON 015 D011450 NEW ZEALAND 015 E041450 X 015 A001451 JPMORGAN CHASE BANK, N.A. 015 B001451 S 015 C011451 TAIPEI 015 D011451 TAIWAN 015 E041451 X 015 A001452 JPMORGAN CHASE BANK, N.A. 015 B001452 S PAGE 17 015 C011452 LONDON 015 D011452 UNITED KINGDOM 015 E041452 X 015 A001453 MIZUHO BANK, LTD. 015 B001453 S 015 C011453 TOKYO 015 D011453 JAPAN 015 E041453 X 015 A001454 NORDEA BANK AB 015 B001454 S 015 C011454 STOCKHOLM 015 D011454 SWEDEN 015 E041454 X 015 A001455 NORDEA BANK AB 015 B001455 S 015 C011455 COPENHAGEN 015 D011455 DENMARK 015 E041455 X 015 A001456 NORDEA BANK AB 015 B001456 S 015 C011456 HELSINKI 015 D011456 FINLAND 015 E041456 X 015 A001457 NORDEA BANK AB 015 B001457 S 015 C011457 OSLO 015 D011457 NORWAY 015 E041457 X 015 A001458 PJSC CITIBANK 015 B001458 S 015 C011458 KIEV 015 D011458 UKRAINE 015 E041458 X 015 A001459 PRIVREDNA BANKA ZAGREB D.D. 015 B001459 S 015 C011459 ZAGREB 015 D011459 CROATIA 015 E041459 X 015 A001460 REPUBLIC BANK LIMITED 015 B001460 S 015 C011460 PORT OF SPAIN 015 D011460 TRINIDAD AND TOBAGO 015 E041460 X 015 A001461 ROYAL BANK OF CANADA 015 B001461 S 015 C011461 TORONTO 015 D011461 CANADA 015 E041461 X 015 A001462 SANTANDER SECURITIIES SERVICES, S.A. 015 B001462 S 015 C011462 MADRID PAGE 18 015 D011462 SPAIN 015 E041462 X 015 A001463 JSC CITIBANK KAZAKHSTAN 015 B001463 S 015 C011463 ALMATY 015 D011463 KAZAKHSTAN 015 E041463 X 015 A001464 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B001464 S 015 C011464 CASABLANCA 015 D011464 MOROCCO 015 E041464 X 015 A001465 STANBIC BANK TANZANIA LIMITED 015 B001465 S 015 C011465 DAR ES SALAAM 015 D011465 TANZANIA 015 E041465 X 015 A001466 STANBIC BANK ZIMBABWE LIMITED 015 B001466 S 015 C011466 HARARE 015 D011466 ZIMBABWE 015 E041466 X 015 A001467 STANBIC IBTC BANK PLC 015 B001467 S 015 C011467 LAGOS 015 D011467 NIGERIA 015 E041467 X 015 A001468 STANDARD BANK LIMITED, MALAWI 015 B001468 S 015 C011468 BLANTYRE 015 D011468 MALAWI 015 E041468 X 015 A001469 STANDARD BANK NAMIBIA LIMITED 015 B001469 S 015 C011469 WINDHOEK 015 D011469 NAMIBIA 015 E041469 X 015 A001470 STANDARD CHARTERED BANK 015 B001470 S 015 C011470 AMMAN 015 D011470 JORDAN 015 E041470 X 015 A001471 STANDARD CHARTERED BANK 015 B001471 S 015 C011471 DHAKA 015 D011471 BANGLADESH 015 E041471 X 015 A001472 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B001472 S 015 C011472 KARACHI 015 D011472 PAKISTAN PAGE 19 015 E041472 X 015 A001473 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001473 S 015 C011473 BANGKOK 015 D011473 THAILAND 015 E041473 X 015 A001474 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B001474 S 015 C011474 GABORONE 015 D011474 BOTSWANA 015 E041474 X 015 A001475 STANDARD CHARTERED BANK COTE D'IVOIRE SA 015 B001475 S 015 C011475 ABIDJAN 015 D011475 IVORY COAST 015 E041475 X 015 A001476 STANDARD CHARTERED BANK GHANA LIMITED 015 B001476 S 015 C011476 ACCRA 015 D011476 GHANA 015 E041476 X 015 A001477 STANDARD CHARTERED BANK KENYA LIMITED 015 B001477 S 015 C011477 NAIROBI 015 D011477 KENYA 015 E041477 X 015 A001478 STANDARD CHARTERED BANK KOREA LIMITED 015 B001478 S 015 C011478 SEOUL 015 D011478 SOUTH KOREA 015 E041478 X 015 A001479 STANDARD CHARTERED BANK UGANDA LIMITED 015 B001479 S 015 C011479 KAMPALA 015 D011479 UGANDA 015 E041479 X 015 A001480 STANDARD CHARTERED BANK ZAMBIA PLC 015 B001480 S 015 C011480 LUSAKA 015 D011480 ZAMBIA 015 E041480 X 015 A001481 SWEDBANK AS 015 B001481 S 015 C011481 TALLINN 015 D011481 ESTONIA 015 E041481 X 015 A001482 SWEDBANK AS 015 B001482 S 015 C011482 RIGA 015 D011482 LATVIA 015 E041482 X PAGE 20 015 A001483 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B001483 S 015 C011483 TOKYO 015 D011483 JAPAN 015 E041483 X 015 A001484 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001484 S 015 C011484 EBENE 015 D011484 MAURITIUS 015 E041484 X 015 A001485 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001485 S 015 C011485 TAGUIG CITY 015 D011485 PHILIPPINES 015 E041485 X 015 A001486 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001486 S 015 C011486 COLOMBO 015 D011486 SRI LANKA 015 E041486 X 015 A001487 UBS Switzerland AG 015 B001487 S 015 C011487 ZURICH 015 D011487 SWITZERLAND 015 E041487 X 015 A001488 UNICREDIT BANK AUSTRIA AG 015 B001488 S 015 C011488 VIENNA 015 D011488 AUSTRIA 015 E041488 X 015 A001489 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001489 S 015 C011489 PRAGUE 015 D011489 CZECH REPUBLIC 015 E041489 X 015 A001490 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001490 S 015 C011490 BRATISLAVA 015 D011490 SLOVAK REPUBLIC 015 E041490 X 015 A001491 UNICREDIT BANK SRBIJA A.D. 015 B001491 S 015 C011491 BELGRADE 015 D011491 SERBIA 015 E041491 X 015 A001492 UNICREDIT BANKA SLOVENIJA D.D. 015 B001492 S 015 C011492 LJUBLJANA 015 D011492 SLOVENIA 015 E041492 X 015 A001493 JPMORGAN CHASE BANK, N.A. PAGE 21 015 B001493 S 015 C011493 HONG KONG 015 D011493 CHINA 015 E041493 X 015 A001494 HSBC BANK PLC 015 B001494 S 015 C011494 ATHENS 015 D011494 CYPRUS 015 E041494 X 015 A001495 JPMORGAN CHASE BANK, N.A. 015 B001495 S 015 C011495 LONDON 015 D011495 IRELAND 015 E041495 X 015 A001496 Kookmin Bank Co., LTD. 015 B001496 S 015 C011496 Seoul 015 D011496 South Korea 015 E041496 X 015 A001501 JPMORGAN CHASE BANK, N.A. 015 B001501 C 015 C011501 NEW YORK 015 C021501 NY 015 C031501 10005 015 E011501 X 015 A001502 AB SEB BANKAS 015 B001502 S 015 C011502 VILNIUS 015 D011502 LITHUANIA 015 E041502 X 015 A001503 BANCO BCT, S.A. 015 B001503 S 015 C011503 SAN JOSE 015 D011503 COSTA RICA 015 E041503 X 015 A001504 BANCO ITAU URUGUAY S.A. 015 B001504 S 015 C011504 MONTEVIDEO 015 D011504 URUGUAY 015 E041504 X 015 A001505 BANCO NACIONAL DE MEXICO, S.A. 015 B001505 S 015 C011505 MEXICO, D.F. 015 D011505 MEXICO 015 E041505 X 015 A001506 BANCO SANTANDER CHILE 015 B001506 S 015 C011506 SANTIAGO 015 D011506 CHILE 015 E041506 X 015 A001507 BANK HANDLOWY W. WARSZAWIE S.A. PAGE 22 015 B001507 S 015 C011507 WARSAW 015 D011507 POLAND 015 E041507 X 015 A001508 BANK LEUMI LE-ISRAEL B.M. 015 B001508 S 015 C011508 TEL AVIV 015 D011508 ISRAEL 015 E041508 X 015 A001509 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B001509 S 015 C011509 TUNIS 015 D011509 TUNISIA 015 E041509 X 015 A001510 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001510 S 015 C011510 BRUSSELS 015 D011510 BELGIUM 015 E041510 X 015 A001511 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001511 S 015 C011511 PARIS 015 D011511 FRANCE 015 E041511 X 015 A001512 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001512 S 015 C011512 MILAN 015 D011512 ITALY 015 E041512 X 015 A001513 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001513 S 015 C011513 HESPERANGE 015 D011513 LUXEMBOURG 015 E041513 X 015 A001514 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001514 S 015 C011514 AMSTERDAM 015 D011514 NETHERLANDS 015 E041514 X 015 A001515 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B001515 S 015 C011515 LISBON 015 D011515 PORTUGAL 015 E041515 X 015 A001516 CANADIAN IMPERIAL BANK OF COMMERCE 015 B001516 S 015 C011516 TORONTO 015 D011516 CANADA 015 E041516 X 015 A001517 CITIBANK A.S. 015 B001517 S PAGE 23 015 C011517 ISTANBUL 015 D011517 TURKEY 015 E041517 X 015 A001518 CITIBANK DEL PERU S.A. 015 B001518 S 015 C011518 LIMA 015 D011518 PERU 015 E041518 X 015 A001519 CITIBANK EUROPE PLC 015 B001519 S 015 C011519 BUCHAREST 015 D011519 ROMANIA 015 E041519 X 015 A001520 CITIBANK EUROPE PLC 015 B001520 S 015 C011520 SOFIA 015 D011520 BULGARIA 015 E041520 X 015 A001521 CITIBANK, N.A. 015 B001521 S 015 C011521 CAIRO 015 D011521 EGYPT 015 E041521 X 015 A001522 CITIBANK, N.A. 015 B001522 S 015 C011522 CARACAS 015 D011522 VENEZUELA 015 E041522 X 015 A001523 Cititrust Columbia S.A. 015 B001523 S 015 C011523 BOGATA 015 D011523 COLOMBIA 015 E041523 X 015 A001524 DBS BANK LTD. 015 B001524 S 015 C011524 SINGAPORE 015 D011524 SINGAPORE 015 E041524 X 015 A001525 DEUTSCHE BANK AG 015 B001525 S 015 C011525 ESCHBORN 015 D011525 GERMANY 015 E041525 X 015 A001526 DEUTSCHE BANK AG 015 B001526 S 015 C011526 BUDAPEST 015 D011526 HUNGARY 015 E041526 X 015 A001527 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001527 S 015 C011527 JAKARTA PAGE 24 015 D011527 INDONESIA 015 E041527 X 015 A001528 DEUTSCHE BANK AG 015 B001528 S 015 C011528 LONDON 015 D011528 UNITED KINGDOM 015 E041528 X 015 A001529 FIRSTRAND BANK LIMITED 015 B001529 S 015 C011529 JOHANNESBURG 015 D011529 SOUTH AFRICA 015 E041529 X 015 A001530 HSBC BANK (CHINA) COMPANY LIMITED 015 B001530 S 015 C011530 SHANGHAI 015 D011530 CHINA 015 E041530 X 015 A001531 HSBC BANK (VIETNAM) LTD. 015 B001531 S 015 C011531 HO CHI MINH CITY 015 D011531 VIETNAM 015 E041531 X 015 A001532 HSBC BANK ARGENTINA S.A. 015 B001532 S 015 C011532 BUENOS AIRES 015 D011532 ARGENTINA 015 E041532 X 015 A001533 HSBC BANK BERMUDA LIMITED 015 B001533 S 015 C011533 HAMILTON 015 D011533 BERMUDA 015 E041533 X 015 A001534 HSBC BANK MALAYSIA BERHAD 015 B001534 S 015 C011534 KUALA LUMPUR 015 D011534 MALAYSIA 015 E041534 X 015 A001535 HSBC BANK MIDDLE EAST LIMITED 015 B001535 S 015 C011535 AL SEEF 015 D011535 BAHRAIN 015 E041535 X 015 A001536 HSBC BANK MIDDLE EAST LIMITED 015 B001536 S 015 C011536 SAFAT 015 D011536 KUWAIT 015 E041536 X 015 A001537 HSBC BANK MIDDLE EAST LIMITED 015 B001537 S 015 C011537 BEIRUT 015 D011537 LEBANON PAGE 25 015 E041537 X 015 A001538 HSBC BANK MIDDLE EAST LIMITED 015 B001538 S 015 C011538 DOHA 015 D011538 QATAR 015 E041538 X 015 A001539 HSBC BANK MIDDLE EAST LIMITED 015 B001539 S 015 C011539 DUBAI 015 D011539 UAE 015 E041539 X 015 A001540 HSBC BANK OMAN S.A.O.G. 015 B001540 S 015 C011540 SEEB 015 D011540 OMAN 015 E041540 X 015 A001541 HSBC BANK PLC 015 B001541 S 015 C011541 ATHENS 015 D011541 GREECE 015 E041541 X 015 A001542 HSBC SAUDI ARABIA LIMITED 015 B001542 S 015 C011542 RIYADH 015 D011542 SAUDI ARABIA 015 E041542 X 015 A001543 ISLANDSBANKI HF. 015 B001543 S 015 C011543 REYKJAVIK 015 D011543 ICELAND 015 E041543 X 015 A001544 J.P. MORGAN AG 015 B001544 S 015 C011544 FRANKFURT 015 D011544 GERMANY 015 E041544 X 015 A001545 J.P. MORGAN BANK INTERNATIONAL 015 B001545 S 015 C011545 MOSCOW 015 D011545 RUSSIA 015 E041545 X 015 A001546 J.P. MORGAN S.A. DTVM 015 B001546 S 015 C011546 SAO PAULO 015 D011546 BRAZIL 015 E041546 X 015 A001547 JPMORGAN CHASE BANK, N.A. 015 B001547 S 015 C011547 MELBOURNE 015 D011547 AUSTRALIA 015 E041547 X PAGE 26 015 A001548 JPMORGAN CHASE BANK, N.A. 015 B001548 S 015 C011548 QUARRY BAY 015 D011548 HONG KONG 015 E041548 X 015 A001549 JPMORGAN CHASE BANK, N.A. 015 B001549 S 015 C011549 MUMBAI 015 D011549 INDIA 015 E041549 X 015 A001550 JPMORGAN CHASE BANK, N.A. 015 B001550 S 015 C011550 WELLINGTON 015 D011550 NEW ZEALAND 015 E041550 X 015 A001551 JPMORGAN CHASE BANK, N.A. 015 B001551 S 015 C011551 TAIPEI 015 D011551 TAIWAN 015 E041551 X 015 A001552 JPMORGAN CHASE BANK, N.A. 015 B001552 S 015 C011552 LONDON 015 D011552 UNITED KINGDOM 015 E041552 X 015 A001553 MIZUHO BANK, LTD. 015 B001553 S 015 C011553 TOKYO 015 D011553 JAPAN 015 E041553 X 015 A001554 NORDEA BANK AB 015 B001554 S 015 C011554 STOCKHOLM 015 D011554 SWEDEN 015 E041554 X 015 A001555 NORDEA BANK AB 015 B001555 S 015 C011555 COPENHAGEN 015 D011555 DENMARK 015 E041555 X 015 A001556 NORDEA BANK AB 015 B001556 S 015 C011556 HELSINKI 015 D011556 FINLAND 015 E041556 X 015 A001557 NORDEA BANK AB 015 B001557 S 015 C011557 OSLO 015 D011557 NORWAY 015 E041557 X 015 A001558 PJSC CITIBANK PAGE 27 015 B001558 S 015 C011558 KIEV 015 D011558 UKRAINE 015 E041558 X 015 A001559 PRIVREDNA BANKA ZAGREB D.D. 015 B001559 S 015 C011559 ZAGREB 015 D011559 CROATIA 015 E041559 X 015 A001560 REPUBLIC BANK LIMITED 015 B001560 S 015 C011560 PORT OF SPAIN 015 D011560 TRINIDAD AND TOBAGO 015 E041560 X 015 A001561 ROYAL BANK OF CANADA 015 B001561 S 015 C011561 TORONTO 015 D011561 CANADA 015 E041561 X 015 A001562 SANTANDER SECURITIIES SERVICES, S.A. 015 B001562 S 015 C011562 MADRID 015 D011562 SPAIN 015 E041562 X 015 A001563 JSC CITIBANK KAZAKHSTAN 015 B001563 S 015 C011563 ALMATY 015 D011563 KAZAKHSTAN 015 E041563 X 015 A001564 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B001564 S 015 C011564 CASABLANCA 015 D011564 MOROCCO 015 E041564 X 015 A001565 STANBIC BANK TANZANIA LIMITED 015 B001565 S 015 C011565 DAR ES SALAAM 015 D011565 TANZANIA 015 E041565 X 015 A001566 STANBIC BANK ZIMBABWE LIMITED 015 B001566 S 015 C011566 HARARE 015 D011566 ZIMBABWE 015 E041566 X 015 A001567 STANBIC IBTC BANK PLC 015 B001567 S 015 C011567 LAGOS 015 D011567 NIGERIA 015 E041567 X 015 A001568 STANDARD BANK LIMITED, MALAWI 015 B001568 S PAGE 28 015 C011568 BLANTYRE 015 D011568 MALAWI 015 E041568 X 015 A001569 STANDARD BANK NAMIBIA LIMITED 015 B001569 S 015 C011569 WINDHOEK 015 D011569 NAMIBIA 015 E041569 X 015 A001570 STANDARD CHARTERED BANK 015 B001570 S 015 C011570 AMMAN 015 D011570 JORDAN 015 E041570 X 015 A001571 STANDARD CHARTERED BANK 015 B001571 S 015 C011571 DHAKA 015 D011571 BANGLADESH 015 E041571 X 015 A001572 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B001572 S 015 C011572 KARACHI 015 D011572 PAKISTAN 015 E041572 X 015 A001573 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD 015 B001573 S 015 C011573 BANGKOK 015 D011573 THAILAND 015 E041573 X 015 A001574 STANDARD CHARTERED BANK BOTSWANA LIMITED 015 B001574 S 015 C011574 GABORONE 015 D011574 BOTSWANA 015 E041574 X 015 A001575 STANDARD CHARTERED BANK COTE D'IVOIRE SA 015 B001575 S 015 C011575 ABIDJAN 015 D011575 IVORY COAST 015 E041575 X 015 A001576 STANDARD CHARTERED BANK GHANA LIMITED 015 B001576 S 015 C011576 ACCRA 015 D011576 GHANA 015 E041576 X 015 A001577 STANDARD CHARTERED BANK KENYA LIMITED 015 B001577 S 015 C011577 NAIROBI 015 D011577 KENYA 015 E041577 X 015 A001578 STANDARD CHARTERED BANK KOREA LIMITED 015 B001578 S 015 C011578 SEOUL PAGE 29 015 D011578 SOUTH KOREA 015 E041578 X 015 A001579 STANDARD CHARTERED BANK UGANDA LIMITED 015 B001579 S 015 C011579 KAMPALA 015 D011579 UGANDA 015 E041579 X 015 A001580 STANDARD CHARTERED BANK ZAMBIA PLC 015 B001580 S 015 C011580 LUSAKA 015 D011580 ZAMBIA 015 E041580 X 015 A001581 SWEDBANK AS 015 B001581 S 015 C011581 TALLINN 015 D011581 ESTONIA 015 E041581 X 015 A001582 SWEDBANK AS 015 B001582 S 015 C011582 RIGA 015 D011582 LATVIA 015 E041582 X 015 A001583 THE BANK OF TOKYO-MITSUBISHI UFJ, LIMITED 015 B001583 S 015 C011583 TOKYO 015 D011583 JAPAN 015 E041583 X 015 A001584 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001584 S 015 C011584 EBENE 015 D011584 MAURITIUS 015 E041584 X 015 A001585 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001585 S 015 C011585 TAGUIG CITY 015 D011585 PHILIPPINES 015 E041585 X 015 A001586 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B001586 S 015 C011586 COLOMBO 015 D011586 SRI LANKA 015 E041586 X 015 A001587 UBS Switzerland AG 015 B001587 S 015 C011587 ZURICH 015 D011587 SWITZERLAND 015 E041587 X 015 A001588 UNICREDIT BANK AUSTRIA AG 015 B001588 S 015 C011588 VIENNA 015 D011588 AUSTRIA PAGE 30 015 E041588 X 015 A001589 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001589 S 015 C011589 PRAGUE 015 D011589 CZECH REPUBLIC 015 E041589 X 015 A001590 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B001590 S 015 C011590 BRATISLAVA 015 D011590 SLOVAK REPUBLIC 015 E041590 X 015 A001591 UNICREDIT BANK SRBIJA A.D. 015 B001591 S 015 C011591 BELGRADE 015 D011591 SERBIA 015 E041591 X 015 A001592 UNICREDIT BANKA SLOVENIJA D.D. 015 B001592 S 015 C011592 LJUBLJANA 015 D011592 SLOVENIA 015 E041592 X 015 A001593 JPMORGAN CHASE BANK, N.A. 015 B001593 S 015 C011593 HONG KONG 015 D011593 CHINA 015 E041593 X 015 A001594 HSBC BANK PLC 015 B001594 S 015 C011594 ATHENS 015 D011594 CYPRUS 015 E041594 X 015 A001595 JPMORGAN CHASE BANK, N.A. 015 B001595 S 015 C011595 LONDON 015 D011595 IRELAND 015 E041595 X 015 A001596 Kookmin Bank Co., LTD. 015 B001596 S 015 C011596 Seoul 015 D011596 South Korea 015 E041596 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 196 019 C00AA00 COLUMBIAFD 020 A000001 ROYAL BANK OF SCOTLAND 020 C000001 65 020 A000002 MIZUHO SECURITIES USA, INC. 020 B000002 36-2880742 020 C000002 42 020 A000003 UBS SECURITIES LLC PAGE 31 020 B000003 13-3873456 020 C000003 41 020 A000004 MORGAN STANLEY 020 B000004 13-2655998 020 C000004 36 020 A000005 INSTINET LLC 020 B000005 13-3443395 020 C000005 28 020 A000006 GOLDMAN, SACHS & CO. 020 B000006 13-5108880 020 C000006 25 020 A000007 J.P. MORGAN SECURITIES, INC. 020 B000007 13-3224016 020 C000007 21 020 A000008 CANTOR FITZGERALD & CO. 020 B000008 13-3680184 020 C000008 20 020 A000009 CITIGROUP GLOBAL MARKETS INC. 020 B000009 11-2418191 020 C000009 16 020 A000010 Mitsubishi Securities 020 C000010 14 021 000000 370 022 A000001 UBS SECURITIES LLC 022 B000001 13-3873456 022 C000001 1578 022 D000001 1604 022 A000002 BARCLAYS CAPITAL 022 B000002 13-3297824 022 C000002 2051 022 D000002 391 022 A000003 MORGAN STANLEY 022 B000003 13-2655998 022 C000003 954 022 D000003 877 022 A000004 CITIGROUP GLOBAL MARKETS INC. 022 B000004 11-2418191 022 C000004 1064 022 D000004 175 022 A000005 INSTINET LLC 022 B000005 13-3443395 022 C000005 730 022 D000005 0 022 A000006 J.P. MORGAN SECURITIES, INC. 022 B000006 13-3224016 022 C000006 55 022 D000006 337 022 A000007 CREDIT SUISSE SECURITIES (USA) L.L.C. 022 B000007 13-5659485 022 C000007 35 022 D000007 0 PAGE 32 023 C000000 6467 023 D000000 3384 024 001300 Y 024 001400 N 024 001500 Y 025 A001301 Piper Jaffray Companies 025 B001301 41-0953246 025 C001301 E 025 D001301 32 025 A001501 Piper Jaffray Companies 025 B001501 41-0953246 025 C001501 E 025 D001501 174 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A011300 5383 028 A021300 0 028 A031300 0 028 A041300 9754 028 B011300 7716 028 B021300 1422 028 B031300 0 028 B041300 8945 028 C011300 6842 028 C021300 0 028 C031300 0 028 C041300 10241 028 D011300 6686 028 D021300 0 028 D031300 0 028 D041300 15273 028 E011300 6568 028 E021300 3235 028 E031300 0 028 E041300 15269 028 F011300 5328 028 F021300 0 028 F031300 0 028 F041300 15870 028 G011300 38523 028 G021300 4657 028 G031300 0 028 G041300 75352 PAGE 33 028 H001300 6237 028 A011400 9506 028 A021400 0 028 A031400 0 028 A041400 13082 028 B011400 2668 028 B021400 0 028 B031400 0 028 B041400 11569 028 C011400 2591 028 C021400 0 028 C031400 0 028 C041400 10498 028 D011400 2456 028 D021400 0 028 D031400 0 028 D041400 17893 028 E011400 3548 028 E021400 0 028 E031400 0 028 E041400 17768 028 F011400 4869 028 F021400 0 028 F031400 0 028 F041400 16128 028 G011400 25638 028 G021400 0 028 G031400 0 028 G041400 86938 028 H001400 4867 028 A011500 9324 028 A021500 0 028 A031500 0 028 A041500 29686 028 B011500 11638 028 B021500 1845 028 B031500 0 028 B041500 30725 028 C011500 10678 028 C021500 0 028 C031500 0 028 C041500 27219 028 D011500 11768 028 D021500 0 028 D031500 0 028 D041500 34333 028 E011500 22746 028 E021500 40692 028 E031500 0 028 E041500 32339 028 F011500 15993 PAGE 34 028 F021500 0 028 F031500 0 028 F041500 41050 028 G011500 82147 028 G021500 42537 028 G031500 0 028 G041500 195352 028 H001500 21509 029 001300 Y 029 001400 Y 029 001500 Y 030 A001300 503 030 B001300 5.75 030 C001300 0.00 030 A001400 423 030 B001400 5.75 030 C001400 0.00 030 A001500 1916 030 B001500 5.75 030 C001500 0.00 031 A001300 179 031 B001300 0 031 A001400 0 031 B001400 42 031 A001500 647 031 B001500 0 032 001300 82 032 001400 50 032 001500 120 033 001300 242 033 001400 415 033 001500 1149 034 001300 Y 034 001400 Y 034 001500 Y 035 001300 10 035 001400 4 035 001500 21 036 A001300 N 036 B001300 0 036 A001400 N 036 B001400 0 036 A001500 N 036 B001500 0 037 001300 N 037 001400 N 037 001500 N 038 001300 0 038 001400 0 038 001500 0 039 001300 Y PAGE 35 039 001400 Y 039 001500 Y 040 001300 Y 040 001400 Y 040 001500 Y 041 001300 Y 041 001400 Y 041 001500 Y 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 042 A001400 0 042 B001400 0 042 C001400 100 042 D001400 0 042 E001400 0 042 F001400 0 042 G001400 0 042 H001400 0 042 A001500 0 042 B001500 0 042 C001500 100 042 D001500 0 042 E001500 0 042 F001500 0 042 G001500 0 042 H001500 0 043 001300 2244 043 001400 2206 043 001500 6850 044 001300 0 044 001400 0 044 001500 0 045 001300 Y 045 001400 Y 045 001500 Y 046 001300 N 046 001400 N 046 001500 N 047 001300 Y 047 001400 Y 047 001500 Y 048 001300 0.077 048 A011300 0 048 A021300 0.000 048 B011300 0 PAGE 36 048 B021300 0.000 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 0 048 K021300 0.000 048 001400 0.080 048 A011400 0 048 A021400 0.000 048 B011400 0 048 B021400 0.000 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 0 048 K021400 0.000 048 001500 0.088 048 A011500 0 048 A021500 0.000 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 PAGE 37 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 0 048 K021500 0.000 049 001300 N 049 001400 N 049 001500 N 050 001300 N 050 001400 N 050 001500 N 051 001300 N 051 001400 N 051 001500 N 052 001300 N 052 001400 N 052 001500 N 053 A001300 N 053 A001400 N 053 A001500 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A001300 N 055 B001300 N 055 A001400 Y 055 B001400 N 055 A001500 N 055 B001500 N 056 001300 Y PAGE 38 056 001400 Y 056 001500 Y 057 001300 N 057 001400 N 057 001500 N 058 A001300 N 058 A001400 N 058 A001500 N 059 001300 Y 059 001400 Y 059 001500 Y 060 A001300 Y 060 B001300 Y 060 A001400 Y 060 B001400 Y 060 A001500 Y 060 B001500 Y 061 001300 2000 061 001400 2000 061 001500 2000 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 062 A001400 N 062 B001400 0.0 062 C001400 0.0 062 D001400 0.0 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 PAGE 39 062 N001400 0.0 062 O001400 0.0 062 P001400 0.0 062 Q001400 0.0 062 R001400 0.0 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001300 0 063 B001300 0.0 063 A001400 0 063 B001400 0.0 063 A001500 0 063 B001500 0.0 066 A001300 Y 066 B001300 N 066 C001300 N 066 D001300 N 066 E001300 N 066 F001300 N 066 G001300 Y 066 A001400 Y 066 B001400 N 066 C001400 Y 066 D001400 N 066 E001400 N 066 F001400 N 066 G001400 N 066 A001500 Y 066 B001500 N 066 C001500 N 066 D001500 N 066 E001500 N 066 F001500 N 066 G001500 Y 067 001300 N PAGE 40 067 001400 N 067 001500 N 068 A001300 N 068 B001300 N 068 A001400 N 068 B001400 N 068 A001500 N 068 B001500 N 069 001300 N 069 001400 N 069 001500 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 Y 070 F011300 Y 070 F021300 Y 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 Y 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 Y 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 Y 070 Q021300 N 070 R011300 Y 070 R021300 N 070 A011400 Y 070 A021400 N 070 B011400 Y 070 B021400 N PAGE 41 070 C011400 Y 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 Y 070 I021400 N 070 J011400 Y 070 J021400 N 070 K011400 Y 070 K021400 Y 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 Y 070 N011400 Y 070 N021400 N 070 O011400 Y 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 Y 070 Q021400 N 070 R011400 Y 070 R021400 N 070 A011500 Y 070 A021500 N 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 Y 070 F011500 Y 070 F021500 Y 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 Y 070 I021500 N 070 J011500 Y PAGE 42 070 J021500 N 070 K011500 Y 070 K021500 Y 070 L011500 Y 070 L021500 Y 070 M011500 Y 070 M021500 Y 070 N011500 Y 070 N021500 N 070 O011500 Y 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 Y 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001300 106252 071 B001300 180561 071 C001300 578211 071 D001300 18 071 A001400 345744 071 B001400 448910 071 C001400 638342 071 D001400 54 071 A001500 176437 071 B001500 380602 071 C001500 1895455 071 D001500 9 072 A001300 12 072 B001300 1 072 C001300 13067 072 D001300 0 072 E001300 0 072 F001300 447 072 G001300 42 072 H001300 0 072 I001300 687 072 J001300 43 072 K001300 77 072 L001300 0 072 M001300 23 072 N001300 123 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 23 072 S001300 13 072 T001300 2244 072 U001300 0 072 V001300 0 PAGE 43 072 W001300 22 072 X001300 3744 072 Y001300 0 072 Z001300 9324 072AA001300 6422 072BB001300 0 072CC011300 34705 072CC021300 0 072DD011300 7759 072DD021300 1257 072EE001300 12360 072 A001400 12 072 B001400 0 072 C001400 10039 072 D001400 0 072 E001400 0 072 F001400 439 072 G001400 43 072 H001400 0 072 I001400 953 072 J001400 29 072 K001400 81 072 L001400 0 072 M001400 0 072 N001400 115 072 O001400 0 072 P001400 0 072 Q001400 0 072 R001400 20 072 S001400 13 072 T001400 2206 072 U001400 0 072 V001400 0 072 W001400 46 072 X001400 3945 072 Y001400 0 072 Z001400 6094 072AA001400 0 072BB001400 21052 072CC011400 107054 072CC021400 0 072DD011400 566 072DD021400 54 072EE001400 17483 072 A001500 12 072 B001500 12 072 C001500 37867 072 D001500 0 072 E001500 0 072 F001500 1735 072 G001500 143 PAGE 44 072 H001500 0 072 I001500 3035 072 J001500 58 072 K001500 268 072 L001500 0 072 M001500 55 072 N001500 147 072 O001500 0 072 P001500 0 072 Q001500 0 072 R001500 30 072 S001500 27 072 T001500 6850 072 U001500 0 072 V001500 0 072 W001500 -823 072 X001500 11525 072 Y001500 0 072 Z001500 26354 072AA001500 83632 072BB001500 0 072CC011500 153420 072CC021500 0 072DD011500 22346 072DD021500 4971 072EE001500 77618 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.2053 073 C001300 0.0000 073 A011400 0.0000 073 A021400 0.0000 073 B001400 0.3239 073 C001400 0.0000 073 A011500 0.0000 073 A021500 0.0000 073 B001500 0.4351 073 C001500 0.0000 074 A001300 0 074 B001300 0 074 C001300 0 074 D001300 0 074 E001300 140 074 F001300 12979 074 G001300 0 074 H001300 0 074 I001300 600171 074 J001300 731 074 K001300 0 074 L001300 1223 074 M001300 2219 PAGE 45 074 N001300 617464 074 O001300 602 074 P001300 91 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 2077 074 S001300 0 074 T001300 614694 074 U011300 46623 074 U021300 11426 074 V011300 0.00 074 V021300 0.00 074 W001300 0.0000 074 X001300 2791 074 Y001300 2191 074 A001400 0 074 B001400 0 074 C001400 0 074 D001400 0 074 E001400 0 074 F001400 58249 074 G001400 0 074 H001400 0 074 I001400 561838 074 J001400 1186 074 K001400 0 074 L001400 366 074 M001400 3 074 N001400 621642 074 O001400 160 074 P001400 100 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 2046 074 S001400 0 074 T001400 619336 074 U011400 40404 074 U021400 9131 074 V011400 0.00 074 V021400 0.00 074 W001400 0.0000 074 X001400 4826 074 Y001400 0 074 A001500 16 074 B001500 0 074 C001500 0 074 D001500 0 PAGE 46 074 E001500 157 074 F001500 31021 074 G001500 0 074 H001500 0 074 I001500 2079077 074 J001500 1627 074 K001500 37 074 L001500 3059 074 M001500 15073 074 N001500 2130067 074 O001500 1434 074 P001500 399 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 6148 074 S001500 0 074 T001500 2122086 074 U011500 139262 074 U021500 37527 074 V011500 0.00 074 V021500 0.00 074 W001500 0.0000 074 X001500 24018 074 Y001500 14931 075 A001300 0 075 B001300 631949 075 A001400 0 075 B001400 640297 075 A001500 0 075 B001500 2132248 076 001300 0.00 076 001400 0.00 076 001500 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N PAGE 47 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI Mutual Insurance Company 080 B00AA00 n/a 080 C00AA00 50000 081 A00AA00 Y 081 B00AA00 101 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: March 24, 2017 Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust /s/ Michael G. Clarke -------------------------- Michael G. Clarke Treasurer /s/ Martha A. Skinner -------------------------- Martha A. Skinner Assistant Treasurer Witness COLUMBIA FUNDS SERIES TRUST
Report of Independent Registered Public Accounting Firm
To the Board of Trustees and Shareholders of Columbia Funds Series Trust
In planning and performing our audits of the financial statements of Columbia Capital Allocation Moderate Aggressive Portfolio, Columbia Capital Allocation Moderate Conservative Portfolio, and Columbia Global Strategic Equity Fund (each a series of Columbia Funds Series Trust and hereafter referred to as the Funds) as of and for the year ended January 31, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A funds internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A funds internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the funds; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a funds assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of January 31, 2017.
This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ PricewaterhouseCoopers LLP
Minneapolis, Minnesota
March 24, 2017
77E. Information regarding pending and settled legal proceedings
Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make quarterly (10-Q), annual (10-K) and, as necessary, 8-K filings with the Securities and Exchange Commission (SEC) on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov.
There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial.
N-SAR Item 77H: Change in Control of Registrant
Below are the persons presumed to control Registrants series because such person owns more than 25% of a series based on the records of the series.
As of Jan 31st 2017 | ||||
Fund | Name of Person | Ownership % of Series | ||
COLUMBIA GLOBAL STRATEGIC EQUITY FUND |
AMERICAN ENTERPRISE INVESTMENT SERVICES | 46.18% | ||
COLUMBIA CAPITAL ALLOCATION MODERATE AGGRESSIVE PORTFOLIO |
AMERICAN ENTERPRISE INVESTMENT SERVICES | 44.32% |
As of August 1st 2016 | ||||
Fund | Name of Person | Ownership % of Series |
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