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Form N-Q Global X Funds For: Feb 28

April 27, 2018 1:40 PM EDT

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________

 

FORM N-Q

________

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number 811-22209

 

Global X Funds

(Exact name of registrant as specified in charter)

________

 

600 Lexington Avenue, 20th Floor

New York, NY 10022

(Address of principal executive offices) (Zip code)

 

 

Luis Berruga

Global X Management Company LLC

600 Lexington Ave, 20th Floor

New York, NY 10022

(Name and address of agent for service)

With a copy to:

 

Daphne Tippens Chisolm, Esq.                                                                      Eric S. Purple, Esq.
Global X Management Company LLC                           Stradley Ronon Stevens & Young, LLP
600 Lexington Ave, 20th Floor                                            1250 Connecticut Avenue, N.W.,
New York, NY 10022                                                                       Washington, DC 20036-2652

 

Registrant’s telephone number, including area code: (212) 644-6440

 

Date of fiscal year end: November 30, 2018

 

Date of reporting period: February 28, 2018

 

 

 

 

Item 1. Schedule of Investments

The registrant’s schedules as of the close of the reporting period, as set forth in §§ 210.12-12 through 210.12-14 of Regulation S-X [17 CFR §§ 210-12.12-12.14], are attached hereto.

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X MLP ETF

 

   Shares   Value 
MASTER LIMITED PARTNERSHIPS — 99.4%          
UNITED STATES— 99.4%          
Oil & Gas — 99.4%          
Andeavor Logistics   866,526   $40,276,128 
Antero Midstream Partners   1,024,871    26,759,382 
Buckeye Partners   851,519    38,148,051 
DCP Midstream Partners   1,061,142    38,031,329 
Enbridge Energy Partners   2,535,956    31,724,810 
Energy Transfer Partners   4,314,278    78,563,002 
EnLink Midstream Partners   1,931,077    28,193,724 
Enterprise Products Partners   3,364,017    85,513,312 
Equities Midstream Partners   641,586    39,470,371 
Genesis Energy   1,259,679    25,143,193 
Magellan Midstream Partners   1,077,487    67,299,838 
MPLX   1,749,589    60,413,308 
NuStar Energy   926,592    20,329,428 
Phillips 66 Partners   605,728    29,765,474 
Plains All American Pipeline   2,000,486    42,210,255 
Shell Midstream Partners   1,307,061    31,434,817 
Spectra Energy Partners   892,048    35,048,566 
Tallgrass Energy Partners   169,660    6,506,461 
TC PipeLines   620,860    30,502,852 
Western Gas Partners   877,803    40,861,730 
Williams Partners   1,351,696    48,985,463 
TOTAL MASTER LIMITED PARTNERSHIPS          
(Cost $856,521,721)        845,181,494 
TOTAL INVESTMENTS — 99.4%          
(Cost $856,521,721)       $845,181,494 

 

Percentages are based on Net Assets of $850,204,451.

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X MLP & Energy Infrastructure ETF

 

   Shares   Value 
COMMON STOCK — 74.7%          
Oil & Gas — 74.7%          
Antero Midstream GP   712,928   $13,189,168 
Cheniere Energy *   470,902    24,731,773 
Cheniere Energy Partners Holdings   394,426    10,606,115 
Enbridge^   1,106,092    35,195,847 
Enbridge Energy Management *   841,836    9,916,829 
EnLink Midstream   610,270    8,970,969 
Kinder Morgan   2,174,150    35,221,230 
ONEOK   513,415    28,920,667 
Plains GP Holdings, Cl A   832,845    17,323,176 
SemGroup, Cl A   701,028    15,562,822 
Tallgrass Energy GP, Cl A   609,301    12,277,415 
Targa Resources   261,135    11,659,678 
TransCanada^   883,965    38,204,967 
Williams   1,124,822    31,225,059 
TOTAL COMMON STOCK          
(Cost $319,666,789)        293,005,715 
           
MASTER LIMITED PARTNERSHIPS — 24.0%          
Oil & Gas — 24.0%          
Andeavor Logistics   59,452    2,763,329 
Antero Midstream Partners   58,275    1,521,560 
Boardwalk Pipeline Partners   84,767    955,324 
Buckeye Partners   98,738    4,423,462 
DCP Midstream Partners   60,186    2,157,066 
Dominion Midstream Partners   32,337    814,892 
Enable Midstream Partners   58,470    810,394 
Energy Transfer Partners   761,592    13,868,590 
EnLink Midstream Partners   111,750    1,631,550 
Enterprise Products Partners   700,035    17,794,890 
Equities Midstream Partners   39,183    2,410,538 
Genesis Energy   73,577    1,468,597 
Holly Energy Partners   27,680    813,792 
Magellan Midstream Partners   154,161    9,628,896 
MPLX   194,688    6,722,577 
NuStar Energy   53,110    1,165,233 
Phillips 66 Partners   35,311    1,735,183 
Plains All American Pipeline   295,406    6,233,067 
Shell Midstream Partners   91,092    2,190,763 
Spectra Energy Partners   54,298    2,133,369 
Tallgrass Energy Partners   31,831    1,220,719 
TC PipeLines   35,884    1,762,981 
Valero Energy Partners   15,008    578,258 
Western Gas Partners   67,938    3,162,514 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X MLP & Energy Infrastructure ETF

 

   Shares   Value 
MASTER LIMITED PARTNERSHIPS — continued          
Oil & Gas — continued          
Williams Partners   172,075   $6,235,998 
TOTAL MASTER LIMITED PARTNERSHIPS          
(Cost $98,583,377)        94,203,542 
TOTAL INVESTMENTS — 98.7%          
(Cost $418,250,166)       $387,209,257 

 

Percentages are based on Net Assets of $392,231,042.

 

^Canadian security listed on New York Stock Exchange and Toronto Stock Exchange.
*Non-income producing security.

 

 Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X SuperDividend® Alternatives ETF

 

   Shares   Value 
CLOSED-END FUNDS — 35.0%          
AllianzGI NFJ Dividend Interest & Premium Strategy Fund   25,084   $329,353 
BlackRock Income Trust   53,989    319,075 
Brookfield Real Assets Income Fund   14,252    313,972 
Eaton Vance Risk-Managed Diversified Equity Income Fund   35,940    327,773 
Eaton Vance Tax Managed Global Buy Write Opportunities Fund   28,612    336,477 
Eaton Vance Tax-Managed Buy-Write Opportunities Fund   22,128    339,886 
Morgan Stanley Emerging Markets Domestic Debt Fund   41,599    328,632 
Nuveen Mortgage Opportunity Term Fund   14,300    339,625 
Stone Harbor Emerging Markets Income Fund   20,596    329,124 
Templeton Emerging Markets Income Fund   29,370    345,097 
Voya Global Equity Dividend and Premium Opportunity Fund   42,018    317,656 
Western Asset Emerging Markets Debt Fund   21,613    317,279 
Western Asset Mortgage Defined Opportunity Fund   13,582    330,722 
TOTAL CLOSED-END FUNDS          
(Cost $4,228,172)        4,274,671 
           
COMMON STOCK — 33.0%          
Financials — 23.8%          
Apollo Investment   41,014    214,913 
Ares Capital   15,176    239,629 
BlackRock Capital Investment   33,331    183,654 
Hercules Capital   19,224    231,649 
Main Street Capital   6,301    224,253 
New Mountain Finance   17,454    220,793 
PennantPark Floating Rate Capital   17,364    216,703 
PennantPark Investment   33,349    231,776 
Prospect Capital   37,542    249,278 
Solar Capital   11,492    233,288 
TCP Capital   15,189    216,595 
TPG Specialty Lending   11,979    216,101 
         2,678,632 
Industrials — 0.7%          
Macquarie Infrastructure   2,223    90,032 
Utilities — 8.5%          
Avangrid   3,281    159,194 
CenterPoint Energy   5,480    148,234 
Duke Energy   1,906    143,598 
Entergy   2,095    158,843 
FirstEnergy   5,121    165,563 
PPL   4,196    120,215 
Southern   3,255    140,160 
         1,035,807 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X SuperDividend® Alternatives ETF

 

   Shares   Value 
COMMON STOCK — continued          
TOTAL COMMON STOCK          
(Cost $4,208,443)       $3,804,471 
           
EXCHANGE TRADED FUND — 18.9%          
Global X SuperDividend® REIT ETF (A)          
(Cost $2,436,392)   165,598    2,313,404 
           
MASTER LIMITED PARTNERSHIPS — 9.2%          
Industrials — 1.3%          
Icahn Enterprises   2,918    159,264 
Oil & Gas — 6.7%          
DCP Midstream Partners   4,660    167,015 
Enable Midstream Partners   10,055    139,362 
Energy Transfer Partners   9,017    164,200 
EnLink Midstream Partners   9,662    141,065 
Genesis Energy   6,103    121,816 
NuStar Energy   4,068    89,252 
         822,710 
Utilities — 1.2%          
Suburban Propane Partners   6,200    143,220 
           
TOTAL MASTER LIMITED PARTNERSHIPS          
(Cost $1,263,069)        1,125,194 
           
BUSINESS DEVELOPMENT COMPANIES — 3.7%          
Goldman Sachs BDC   10,897    209,658 
Golub Capital BDC   13,324    238,766 
TCG BDC   13,316    229,967 
TOTAL BUSINESS DEVELOPMENT COMPANIES          
(Cost $745,595)        678,391 
           
TOTAL INVESTMENTS — 99.8%          
(Cost $12,881,671)       $12,196,131 

 

Percentages are based on Net Assets of $12,225,852.

 

(A)Affiliated investment.

 

ETF — Exchange Traded Fund

REIT — Real Estate Investment Trust

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X SuperDividend® Alternatives ETF

 

The following is a summary of the transactions with affiliates for the period ended February 28, 2018:

 

            Changes in             
Value at   Purchases at   Proceeds from   Unrealized   Realized   Value at   Dividend 
11/30/2017   Cost   Sales   Appreciation   Loss   2/28/2018   Income 
Global X SuperDividend® REIT ETF
$2,253,799   $314,340   $-   ($254,735)  $-   $2,313,404   $69,491 

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

Amounts designated as “—” are $0 or have been rounded to $0.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Preferred ETF

 

   Shares   Value 
PREFERRED STOCK — 100.3%          
BERMUDA— 1.0%          
Financials — 1.0%          
Aspen Insurance Holdings, 5.950%, VAR ICE LIBOR USD 3 Month+4.060%   3,894   $100,034 
Axis Capital Holdings, 5.500%   4,389    106,741 
PartnerRe, 7.250%   3,520    95,095 
TOTAL BERMUDA        301,870 
GERMANY— 1.6%          
Financials — 1.6%          
Deutsche Bank Contingent Capital Trust II, 6.550%(A)   6,358    163,210 
Deutsche Bank Contingent Capital Trust V, 8.050%(A)   11,201    291,674 
TOTAL GERMANY        454,884 
NETHERLANDS— 2.9%          
Financials — 2.9%          
Aegon, 6.500%   18,226    470,339 
ING Groep, 6.125%   13,682    353,457 
TOTAL NETHERLANDS        823,796 
UNITED KINGDOM— 8.1%          
Financials — 8.1%          
Barclays Bank, Ser 5, 8.125%   20,152    535,237 
HSBC Holdings, Ser 2, 8.000%   58,235    1,540,849 
Prudential, 6.500%   2,326    61,104 
Royal Bank of Scotland Group, Ser S, 6.600%   5,265    136,311 
TOTAL UNITED KINGDOM        2,273,501 
UNITED STATES— 86.7%          
Basic Materials — 0.9%          
Pitney Bowes, 6.700%   3,495    87,899 
Rayonier Advanced Materials, 8.000%*   344    49,104 
Rexnord Corp, 5.750%*   1,649    104,019 
         241,022 
Consumer Goods — 1.2%          
Stanley Black & Decker, 5.750%*   7,457    328,862 
         328,862 
Consumer Services — 0.5%          
eBay, 6.000%   5,965    156,104 
Financials — 58.0%          
Allstate, 5.100%, VAR ICE LIBOR USD 3 Month+3.165%   13,106    343,313 
Apollo Global Management, 6.375%(A)   2,140    54,228 
Arch Capital Group, 5.250%   5,252    123,824 
Ares Management, 7.000%(A)   2,569    67,411 
Argo Group US, 6.500%   1,113    27,925 
Axis Capital Holdings, 5.500%   1,749    43,463 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Preferred ETF

 

   Shares   Value 
PREFERRED STOCK — continued          
Financials — continued          
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.500%*   55,323   $2,193,944 
Bank of New York Mellon, 5.200%   4,532    112,983 
BB&T, 5.850%   25,422    639,972 
BOK Financial, 5.375%   1,149    29,185 
Capital One Financial, Ser D, 6.700%   27,696    711,698 
Carlyle Group, 5.875%   3,297    79,622 
Charles Schwab, 6.000%   10,745    281,531 
Citigroup, Ser L, 6.875%   35,460    965,899 
Countrywide Capital V, 7.000%   12,040    313,401 
Dillard's Capital Trust I, 7.500%   1,544    39,434 
Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710%   3,593    102,796 
First Republic Bank, 5.125%   1,545    38,084 
Goldman Sachs Group, 6.200%   38,790    980,516 
Hartford Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month+5.596%   4,776    141,035 
Huntington Bancshares, 6.250%   4,780    128,582 
JPMorgan Chase, 5.450%   52,883    1,378,330 
KeyCorp, 6.125%, VAR ICE LIBOR USD 3 Month+3.892%   3,954    109,130 
KKR, 6.750%(A)   2,849    74,558 
Legg Mason, 6.375%   5,928    147,242 
Merrill Lynch Capital Trust I, 6.450%   8,481    218,810 
Merrill Lynch Capital Trust III, 7.375%, VAR ICE LIBOR USD 3 Month+1.666%   6,078    161,857 
MetLife, 4.000%, VAR ICE LIBOR USD 3 Month+1.000%   4,784    119,696 
Morgan Stanley, Ser G, 6.625%   42,537    1,123,089 
Navient, 6.000%   2,143    48,239 
New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821%   4,210    118,511 
Northern Trust, 5.850%   3,290    87,942 
OM Asset Management, 5.125%   960    22,637 
People's United Financial, 5.625%, VAR ICE LIBOR USD 3 Month+4.020%   1,934    51,502 
PNC Financial Services Group, 5.375%   15,817    428,206 
Prudential Financial, 5.750%   10,198    257,965 
Regions Financial, Ser A, 6.375%   8,081    213,161 
Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370%   6,575    179,101 
SLM, 3.020%, VAR ICE LIBOR USD 3 Month+1.700%   782    54,341 
State Street, 5.250%   20,016    523,348 
Sterling Bancorp, 6.500%   1,048    27,196 
TCF Financial, 5.700%   1,354    33,660 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Preferred ETF

 

   Shares   Value 
PREFERRED STOCK — continued          
Financials — continued          
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+0.600%   16,851   $424,404 
Validus Holdings, 5.800%   1,934    49,027 
Virtus Investment Partners, 7.250%*   223    23,741 
Wells Fargo, 5.250%*   76,691    2,825,796 
Wells Fargo Real Estate Investment, 6.375%   1,865    48,378 
WR Berkley, 5.750%   2,250    57,195 
Zions Bancorporation, 6.300%, VAR ICE LIBOR USD 3 Month+4.240%   1,078    28,632 
         16,254,540 
Health Care — 2.1%          
Becton Dickinson, 6.125%*   9,972    583,362 
Industrials — 1.6%          
General Electric, 4.875%   17,564    438,783 
         438,783 
Oil & Gas — 1.0%          
Chesapeake Energy, 4.500%*   505    26,007 
Hess, 8.000%*   2,287    125,236 
NuStar Energy, 7.625%, VAR ICE LIBOR USD 3 Month+5.643%(A)   4,934    114,493 
Targa Resources Partners, 9.000%, VAR ICE LIBOR USD 1 Month+7.710%   966    25,831 
         291,567 
Real Estate Investment Trust — 8.5%          
American Homes 4 Rent, 5.875%   2,048    48,896 
Ashford Hospitality Prime, 5.500%*   937    17,381 
CBL & Associates Properties, Ser D, 7.375%   3,518    65,259 
Crown Castle International, 6.875%*   333    372,697 
DDR, 6.375%   1,356    32,219 
Digital Realty Trust, 5.875%   6,498    164,378 
Federal Realty Investment Trust, 5.000%   1,161    26,204 
Government Properties Income Trust, 5.875%   2,573    65,303 
Kimco Realty, 5.125%   3,493    80,747 
National Retail Properties, 5.200%   2,861    66,060 
PS Business Parks, 5.750%   4,796    115,504 
Public Storage, 5.375%   28,810    712,183 
RLJ Lodging Trust, 1.950%   2,666    69,289 
Senior Housing Properties Trust, 6.250%   1,934    48,833 
SL Green Realty, 6.500%   1,774    45,237 
VEREIT, Ser F, 24020867, 6.700%   8,682    217,831 
Vornado Realty Trust, 5.700%   2,326    58,336 
Washington Prime Group, 7.500%   778    17,699 
Welltower, 6.500%*   2,859    155,816 
         2,379,872 
Techhnology — 0.4%          
Belden, 6.750%*   1,060    105,035 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Preferred ETF

 

   Shares   Value 
PREFERRED STOCK — continued          
Telecommunications — 3.6%          
Qwest, Ser 52, 7.000%   34,309   $760,352 
Telephone & Data Systems, 5.875%   1,516    36,960 
United States Cellular, 7.250%   4,466    113,599 
Verizon Communications, 5.900%   3,989    103,116 
         1,014,027 
Utilities — 8.9%          
Alabama Power, 5.000%   1,939    49,561 
Dominion Energy, 5.250%*   12,025    429,636 
DTE Energy, 6.500%*   8,721    290,317 
Duke Energy, 5.125%   3,992    100,079 
Dynegy, 7.000%*   896    73,302 
Entergy Arkansas, 4.875%   3,378    82,525 
Entergy Louisiana, 4.875%   2,095    50,930 
Entergy Mississippi, 4.900%   2,007    49,151 
Georgia Power, 5.000%   2,095    50,510 
NextEra Energy, 6.123%*   6,060    335,118 
NextEra Energy Capital Holdings, 5.250%   11,688    284,036 
SCE Trust II, 5.100%   3,303    75,540 
SCE Trust III, 5.750%, VAR ICE LIBOR USD 3 Month+2.990%   2,140    56,689 
SCE Trust IV, 5.375%, VAR ICE LIBOR USD 3 Month+3.132%   2,691    68,217 
SCE Trust V, 5.450%, VAR ICE LIBOR USD 3 Month+3.790%(A)   2,326    60,127 
SCE Trust VI, 5.000%   3,906    88,822 
Southern, 5.250%   14,471    368,202 
         2,512,762 
TOTAL UNITED STATES        24,305,936 
TOTAL PREFERRED STOCK          
(Cost $28,850,763)        28,159,987 
           
TOTAL INVESTMENTS — 100.3%          
(Cost $28,850,763)       $28,159,987 

 

Percentages are based on Net Assets of $28,064,880.

 

(A)Security considered Master Limited Partnership. At February 28, 2018, these securities amounted to $753,670 or 2.7% of net assets.
*Non-income producing security.

 

ETF — Exchange Traded Fund

ICE — Intercontinental Exchange

LIBOR — London Interbank Offered Rate

USD — United States Dollar

VAR —Variable Rate

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Preferred ETF

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

GLX-QH-005-1200

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X FinTech ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRALIA— 4.3%          
Financials — 1.2%          
Afterpay Touch Group *   218,500   $1,231,019 
Technology — 3.1%          
IRESS   176,780    1,429,900 
MYOB Group   627,200    1,544,430 
         2,974,330 
TOTAL AUSTRALIA        4,205,349 
CHINA— 2.4%          
Financials — 2.4%          
Yirendai ADR   60,533    2,292,385 
DENMARK— 2.7%          
Technology — 2.7%          
SimCorp   41,950    2,634,588 
GERMANY— 10.2%          
Financials — 1.1%          
Hypoport *   6,441    1,040,100 
Technology — 9.1%          
GFT Technologies   26,892    448,687 
Wirecard   70,252    8,458,584 
         8,907,271 
TOTAL GERMANY        9,947,371 
JAPAN— 0.4%          
Technology — 0.4%          
Metaps *   13,270    342,865 
SWITZERLAND— 7.4%          
Financials — 1.1%          
Leonteq   16,430    1,054,420 
Technology — 6.3%          
Temenos Group   52,187    6,124,055 
TOTAL SWITZERLAND        7,178,475 
UNITED KINGDOM— 2.0%          
Technology — 2.0%          
Alfa Financial Software Holdings * (A)   305,300    1,935,021 
UNITED STATES— 70.5%          
Financials — 14.7%          
Black Knight *   72,327    3,446,381 
HealthEquity *   62,091    3,575,200 
LendingClub *   417,508    1,315,150 
LendingTree *   12,369    4,310,597 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X FinTech ETF

 

   Shares   Value 
COMMON STOCK — continued          
On Deck Capital *   74,146   $384,818 
Virtu Financial, Cl A   41,938    1,245,558 
         14,277,704 
Technology — 55.8%          
Blucora *   44,374    1,033,914 
Bottomline Technologies *   41,868    1,590,147 
Ellie Mae *   35,272    3,127,568 
Envestnet *   45,353    2,498,951 
Fidelity National Information Services   55,572    5,400,487 
First Data, Cl A *   253,899    3,965,902 
Fiserv *   37,751    5,413,116 
Guidewire Software *   58,095    4,666,190 
Intuit   33,688    5,621,180 
Mitek Systems *   33,997    260,077 
PayPal Holdings *   87,557    6,952,901 
Square, Cl A *   164,046    7,554,318 
SS&C Technologies Holdings   121,866    6,034,804 
         54,119,555 
TOTAL UNITED STATES        68,397,259 
TOTAL COMMON STOCK          
(Cost $90,985,933)        96,933,313 
           
U.S. TREASURY OBLIGATION — 8.2%          
U.S. Treasury Bill          
1.336%, 03/22/18(B)          
(Cost $7,993,770)   8,000,000    7,993,706 
TOTAL INVESTMENTS — 108.1%          
(Cost $98,979,703)       $104,927,019 

 

Percentages are based on Net Assets of $97,059,812.

 

*Non-income producing security.
(A)Security sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." The total value of such securities as of February 28, 2018 was $1,935,021 and represents 2.0% of Net Assets.
(B)The rate reported on the Schedule of Investments is the effective yield at time of purchase.

 

ADR — American Depositary Receipt

Cl — Class

 

The following is a summary of the level of inputs used as of February 28, 2018, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $96,933,313   $   $   $96,933,313 
U.S. Treasury Obligation       7,993,706        7,993,706 
Total Investments in Securities  $96,933,313   $7,993,706   $   $104,927,019 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X FinTech ETF

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

For the period ended February 28, 2018, there were no Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statement.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Internet of Things ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRIA— 7.4%          
Technology — 7.4%          
AMS   65,053   $7,699,252 
CANADA— 0.4%          
Technology — 0.4%          
Sierra Wireless *   24,498    392,320 
FRANCE— 4.3%          
Industrials — 4.3%          
Legrand   28,766    2,264,343 
Schneider Electric   25,222    2,201,938 
TOTAL FRANCE        4,466,281 
HONG KONG— 0.4%          
Industrials — 0.4%          
Wasion Group Holdings   763,760    403,094 
JAPAN— 0.8%          
Industrials — 0.6%          
Nippon Ceramic   20,280    573,971 
Technology — 0.2%          
JIG-SAW *   5,076    203,126 
TOTAL JAPAN        777,097 
NETHERLANDS— 2.2%          
Technology — 2.2%          
NXP Semiconductors *   18,112    2,257,842 
NORWAY— 0.7%          
Technology — 0.7%          
Nordic Semiconductor *   124,312    725,026 
SOUTH KOREA— 0.3%          
Consumer Goods — 0.3%          
Motrex   10,200    319,309 
SWEDEN— 0.3%          
Industrials — 0.3%          
Fingerprint Cards, Cl B   234,050    289,826 
SWITZERLAND— 12.6%          
Industrials — 3.8%          
ABB   78,442    1,914,050 
Landis+Gyr Group *   26,308    2,018,232 
         3,932,282 
Technology — 8.8%          
STMicroelectronics   397,233    9,117,982 
TOTAL SWITZERLAND        13,050,264 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Internet of Things ETF

 

   Shares   Value 
COMMON STOCK — continued          
TAIWAN— 6.8%          
Technology — 6.8%          
Advantech   537,143   $4,001,596 
eMemory Technology   58,162    778,933 
MediaTek   222,800    2,297,025 
TOTAL TAIWAN        7,077,554 
UNITED KINGDOM— 0.2%          
Technology — 0.2%          
Telit Communications   96,730    235,371 
UNITED STATES— 63.5%          
Health Care — 3.6%          
DexCom *   66,544    3,735,780 
Industrials — 21.6%          
Ambarella *   25,653    1,233,396 
Badger Meter   22,248    1,059,005 
Belden   32,567    2,368,597 
Emerson Electric   33,762    2,399,128 
Honeywell International   14,790    2,234,917 
Itron *   29,780    2,084,600 
Johnson Controls International   47,075    1,735,655 
Rockwell Automation   12,351    2,233,061 
Sensata Technologies Holding *   131,849    6,969,538 
         22,317,897 
Technology — 38.3%          
Alarm.com Holdings *   35,414    1,279,685 
Analog Devices   24,383    2,198,127 
Cisco Systems   62,252    2,787,645 
Cypress Semiconductor   253,825    4,434,323 
Fitbit, Cl A *   141,420    675,988 
Garmin   115,754    6,857,267 
Impinj *   15,577    198,451 
Intel   57,710    2,844,526 
InterDigital   26,723    1,918,711 
International Business Machines   12,843    2,001,325 
NETGEAR *   24,815    1,383,436 
QUALCOMM   35,111    2,282,215 
Rambus *   85,403    1,085,472 
Sigma Designs *   51,196    307,176 
Silicon Laboratories *   32,630    3,050,905 
Skyworks Solutions   57,614    6,294,330 
         39,599,582 
TOTAL UNITED STATES        65,653,259 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Internet of Things ETF

 

   Value 
COMMON STOCK — continued     
TOTAL COMMON STOCK     
(Cost $92,756,954)  $103,346,495 
      
TOTAL INVESTMENTS — 99.9%     
(Cost $92,756,954)  $103,346,495 

 

Percentages are based on Net Assets of $103,485,646.

 

*Non-income producing security.

 

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Robotics & Artificial Intelligence ETF

 

   Shares   Value 
COMMON STOCK — 100.5%          
CANADA— 2.1%          
Industrials — 2.1%          
ATS Automation Tooling Systems *   1,546,258   $21,238,647 
Maxar Technologies   609,371    28,595,995 
TOTAL CANADA        49,834,642 
FINLAND— 2.1%          
Industrials — 2.1%          
Cargotec, Cl B   925,450    52,508,122 
GERMANY— 0.3%          
Industrials — 0.3%          
KUKA   63,705    7,925,150 
ISRAEL— 1.0%          
Health Care — 1.0%          
Mazor Robotics ADR *   397,350    25,199,937 
JAPAN— 50.0%          
Health Care — 1.4%          
CYBERDYNE *   2,322,584    34,891,544 
Industrials — 48.6%          
Daifuku   2,070,086    136,964,595 
FANUC   750,638    192,117,743 
Hirata   179,719    17,785,789 
Keyence   322,857    197,487,244 
Mitsubishi Electric   10,293,487    175,280,127 
Omron   2,121,634    126,456,982 
SMC   297,305    125,464,075 
Toshiba Machine   2,515,461    18,199,109 
Yaskawa Electric   4,227,319    198,480,559 
         1,188,236,223 
TOTAL JAPAN        1,223,127,767 
SOUTH KOREA— 5.2%          
Industrials — 5.2%          
Hyundai Robotics *   309,894    126,630,432 
SWITZERLAND— 7.5%          
Health Care — 1.7%          
Tecan Group   194,755    40,824,259 
Industrials — 5.8%          
ABB   5,773,573    140,879,946 
TOTAL SWITZERLAND        181,704,205 
UNITED KINGDOM— 4.4%          
Industrials — 4.4%          
QinetiQ Group   9,473,358    26,771,370 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Robotics & Artificial Intelligence ETF

 

   Shares / Face     
   Amount   Value 
COMMON STOCK — continued          
Industrials — continued          
Renishaw   1,221,958   $81,388,663 
TOTAL UNITED KINGDOM        108,160,033 
UNITED STATES— 27.9%          
Consumer Goods — 1.3%          
iRobot *   459,613    31,230,703 
Health Care — 8.4%          
Accuray *   1,380,796    7,663,418 
Intuitive Surgical *   458,553    195,549,926 
         203,213,344 
Industrials — 7.8%          
Aerovironment *   393,712    19,575,361 
FARO Technologies *   279,676    16,598,771 
John Bean Technologies   530,962    58,804,042 
Trimble Navigation *   2,526,954    95,847,365 
         190,825,539 
Technology — 10.4%          
Brooks Automation   1,165,963    31,142,872 
NVIDIA   921,600    223,027,200 
         254,170,072 
TOTAL UNITED STATES        679,439,658 
TOTAL COMMON STOCK          
(Cost $2,313,045,583)        2,454,529,946 
           
U.S. TREASURY OBLIGATION — 7.0%          
U.S. Treasury Bill          
1.336%, 03/22/18(A)          
(Cost $171,866,055)  $172,000,000    171,864,676 
TOTAL INVESTMENTS — 107.5%          
(Cost $2,484,911,638)       $2,626,394,622 

 

Percentages are based on Net Assets of $2,442,798,758.

 

*Non-income producing security.
(A)The rate reported on the Schedule of Investments is the effective yield at time of purchase.

 

ADR — American Depositary Receipt

Cl — Class

 

The following is a summary of the level of inputs used as of February 28, 2018, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $2,454,529,946   $   $   $2,454,529,946 
U.S. Treasury Obligation       171,864,676        171,864,676 
Total Investments in Securities  $2,454,529,946   $171,864,676   $   $2,626,394,622 

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Robotics & Artificial Intelligence ETF

 

For the period ended February 28, 2018, there were no Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Health & Wellness Thematic ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRALIA— 0.9%          
Consumer Goods — 0.9%          
Blackmores   235   $23,513 
CANADA— 3.0%          
Consumer Goods — 3.0%          
Gildan Activewear   2,605    75,669 
CHINA— 6.5%          
Consumer Goods — 6.2%          
ANTA Sports Products   24,841    123,168 
Li Ning *   29,770    27,391 
Xtep International Holdings   16,644    7,402 
         157,961 
Health Care — 0.3%          
iKang Healthcare Group ADR *   496    8,164 
TOTAL CHINA        166,125 
FINLAND— 1.9%          
Consumer Goods — 1.9%          
Amer Sports   1,606    48,597 
FRANCE— 3.3%          
Consumer Goods — 3.3%          
Danone   1,030    82,597 
GERMANY— 6.7%          
Consumer Goods — 6.7%          
adidas   374    83,293 
Puma   195    85,976 
TOTAL GERMANY        169,269 
HONG KONG— 2.9%          
Consumer Goods — 2.9%          
Yue Yuen Industrial Holdings   17,259    73,886 
IRELAND— 2.4%          
Consumer Goods — 2.4%          
Glanbia   3,381    60,122 
ITALY— 1.1%          
Consumer Goods — 1.1%          
Technogym (A)   2,702    27,122 
JAPAN— 14.9%          
Consumer Goods — 12.8%          
ABC-Mart   1,116    71,119 
Ariake Japan   444    35,244 
Asics   2,709    43,388 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Health & Wellness Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Goods — continued          
Goldwin   139   $15,905 
Shimano   475    68,910 
Yakult Honsha   1,209    86,904 
Yonex   680    4,174 
         325,644 
Consumer Services — 0.8%          
Tosho   334    12,395 
Xebio Holdings   447    9,116 
         21,511 
Health Care — 1.3%          
Tsumura   958    32,231 
TOTAL JAPAN        379,386 
NETHERLANDS— 0.4%          
Consumer Goods — 0.4%          
Wessanen   500    9,806 
SOUTH KOREA— 1.1%          
Consumer Goods — 0.7%          
Youngone   609    16,450 
Consumer Services — 0.4%          
Fila Korea   112    10,312 
TOTAL SOUTH KOREA        26,762 
TAIWAN— 6.6%          
Consumer Goods — 6.6%          
Feng TAY Enterprise   9,044    43,059 
Giant Manufacturing   5,126    26,863 
Merida Industry   4,088    17,993 
Pou Chen   39,926    50,257 
Standard Foods   12,375    29,077 
TOTAL TAIWAN        167,249 
UNITED KINGDOM— 4.2%          
Consumer Goods — 0.1%          
Glanbia^   210    3,701 
Consumer Services — 4.1%          
JD Sports Fashion   12,475    65,883 
Sports Direct International   7,597    38,458 
         104,341 
TOTAL UNITED KINGDOM        108,042 
UNITED STATES— 44.0%          
Consumer Goods — 30.0%          
Calavo Growers   237    20,228 
Cal-Maine Foods *   592    25,219 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Health & Wellness Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Goods — continued          
Columbia Sportswear   942   $71,196 
Fitbit, Cl A *   1,290    6,166 
Hain Celestial Group *   1,402    48,762 
Herbalife *   1,200    110,521 
Lululemon Athletica *   1,350    109,484 
Medifast   162    10,334 
Nautilus *   425    5,036 
NIKE, Cl B   1,265    84,793 
Nu Skin Enterprises, Cl A   716    50,406 
Nutrisystem   404    12,423 
Sanderson Farms   308    37,930 
SunOpta *   1,045    7,263 
Under Armour, Cl A *   2,488    41,251 
USANA Health Sciences *   331    25,288 
VF   1,277    95,225 
         761,525 
Consumer Services — 9.8%          
Dick's Sporting Goods   1,193    38,200 
Finish Line, Cl A   467    4,960 
Foot Locker   967    44,394 
GNC Holdings, Cl A *   972    4,141 
Hibbett Sports *   235    6,051 
Planet Fitness, Cl A *   981    36,278 
Sprouts Farmers Market *   1,849    47,630 
United Natural Foods *   685    29,229 
Vitamin Shoppe *   353    1,324 
Weight Watchers International *   412    27,859 
Zumiez *   409    8,057 
         248,123 
Health Care — 3.8%          
DexCom *   915    51,368 
Prestige Brands Holdings *   717    24,235 
Tivity Health *   529    20,393 
         95,996 
Industrials — 0.4%          
MINDBODY, Cl A *   272    9,697 
TOTAL UNITED STATES        1,115,341 
TOTAL COMMON STOCK          
(Cost $2,267,884)        2,533,486 
TOTAL INVESTMENTS — 99.9%          
(Cost $2,267,884)       $2,533,486 

 

Percentages are based on Net Assets of $2,536,173.

 

*Non-income producing security.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Health & Wellness Thematic ETF

 

^Irish Security listed on the Irish Stock Exchange and London Stock Exchange.

 

(A)Security sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." The total value of such securities as of February 28, 2018 was $27,122 and represents 1.1% of Net Assets.

 

ADR — American Depositary Receipt

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Longevity Thematic ETF

 

   Shares   Value 
COMMON STOCK — 99.8%          
AUSTRALIA— 1.2%          
Health Care — 1.2%          
Cochlear   730   $104,612 
Regis Healthcare   8,663    28,150 
TOTAL AUSTRALIA        132,762 
BELGIUM— 0.1%          
Health Care — 0.1%          
Ion Beam Applications   536    13,820 
CHINA— 0.4%          
Health Care — 0.4%          
Luye Pharma Group   45,547    39,463 
DENMARK— 7.8%          
Health Care — 7.8%          
Genmab *   774    158,101 
GN Store Nord   1,202    41,643 
H Lundbeck   2,542    133,537 
Novo Nordisk, Cl B   7,752    402,025 
William Demant Holding *   3,403    122,189 
         857,495 
TOTAL DENMARK        857,495 
FRANCE— 2.2%          
Health Care — 2.2%          
BioMerieux   1,504    115,931 
Korian   907    29,735 
Orpea   768    92,432 
TOTAL FRANCE        238,098 
GERMANY— 3.2%          
Health Care — 3.2%          
Fresenius Medical Care & KGaA   3,341    354,918 
ITALY— 0.3%          
Health Care — 0.3%          
Amplifon   2,225    35,414 
JAPAN— 3.6%          
Health Care — 3.6%          
Kissei Pharmaceutical   1,093    29,910 
Miraca Holdings   612    22,999 
Mochida Pharmaceutical   373    26,916 
Nipro   2,035    30,247 
Terumo   4,828    261,071 
Toho Holdings   1,326    31,452 
TOTAL JAPAN        402,595 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Longevity Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — 0.3%          
Ryman Healthcare   4,534   $34,974 
SOUTH KOREA— 5.4%          
Health Care — 5.4%          
Celltrion *   1,602    522,215 
ViroMed *   345    74,550 
TOTAL SOUTH KOREA        596,765 
SWEDEN— 0.5%          
Health Care — 0.5%          
Attendo (A)   2,731    26,616 
Elekta, Cl B   2,877    26,362 
TOTAL SWEDEN        52,978 
SWITZERLAND— 2.7%          
Health Care — 2.7%          
Sonova Holding   833    130,805 
Straumann Holding   203    137,582 
Ypsomed Holding   149    26,724 
TOTAL SWITZERLAND        295,111 
TAIWAN— 0.2%          
Health Care — 0.2%          
OBI Pharma *   3,234    18,942 
UNITED KINGDOM— 2.1%          
Consumer Goods — 0.2%          
McCarthy & Stone (A)   11,947    22,552 
Health Care — 1.9%          
Smith & Nephew   11,154    194,949 
Vectura Group *   14,310    14,285 
         209,234 
TOTAL UNITED KINGDOM        231,786 
UNITED STATES— 69.8%          
Consumer Services — 0.4%          
Diplomat Pharmacy *   1,898    39,554 
Health Care — 62.3%          
AbbVie   4,355    504,439 
ABIOMED *   554    148,572 
ACADIA Pharmaceuticals *   1,564    38,967 
Align Technology *   1,022    268,295 
Alkermes *   1,944    110,964 
Amedisys *   536    31,737 
Amgen   1,719    315,900 
Array BioPharma *   3,346    57,953 
Axovant Sciences *   1,413    2,035 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Longevity Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Becton Dickinson   1,529   $339,469 
BeiGene ADR *   745    106,885 
Biogen Idec *   1,042    301,128 
Bluebird Bio *   333    66,933 
Blueprint Medicines *   653    56,524 
Boston Scientific *   11,421    311,336 
Brookdale Senior Living *   2,158    14,092 
Celgene *   2,238    194,975 
Clovis Oncology *   521    30,254 
DaVita *   2,476    178,322 
DENTSPLY SIRONA   2,923    163,863 
DexCom *   1,112    62,428 
Eagle Pharmaceuticals *   322    18,077 
Edwards Lifesciences *   2,689    359,438 
Ensign Group   1,468    39,196 
Exact Sciences *   1,223    54,558 
Exelixis *   3,695    95,331 
FibroGen *   1,155    63,641 
Glaukos *   584    18,279 
Halozyme Therapeutics *   2,244    44,117 
Incyte *   2,025    172,449 
Inogen *   368    44,462 
Insulet *   672    50,460 
Integra LifeSciences Holdings *   683    36,015 
Ionis Pharmaceuticals *   1,596    84,301 
Juno Therapeutics *   1,198    103,950 
Lexicon Pharmaceuticals *   1,897    16,371 
LivaNova *   551    49,447 
Medtronic   3,498    279,455 
Merit Medical Systems *   985    44,818 
Myriad Genetics *   1,575    51,062 
Natus Medical *   719    22,397 
NuVasive *   390    18,860 
Puma Biotechnology *   794    51,888 
Quest Diagnostics   1,744    179,719 
Radius Health *   788    30,015 
Regeneron Pharmaceuticals *   765    245,137 
Sage Therapeutics *   388    62,608 
Seattle Genetics *   1,809    97,686 
Stryker   2,149    348,481 
TESARO *   692    38,219 
Varian Medical Systems *   1,187    141,657 
Vertex Pharmaceuticals *   2,439    404,946 
Wright Medical Group *   952    19,373 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Longevity Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Zimmer Biomet Holdings   2,350   $273,188 
         6,864,672 
Industrials — 0.3%          
Integer Holdings *   705    35,990 
Real Estate Investment Trusts — 6.8%          
HCP   5,956    128,888 
LTC Properties   574    21,209 
National Health Investors   380    24,651 
Omega Healthcare Investors   2,534    64,566 
Quality Care Properties *   1,463    18,127 
Sabra Health Care   2,129    35,938 
Senior Housing Properties Trust   3,062    46,359 
Ventas   4,267    206,180 
Welltower   3,840    201,600 
         747,518 
TOTAL UNITED STATES        7,687,734 
TOTAL COMMON STOCK          
(Cost $10,135,522)        10,992,855 
           
TOTAL INVESTMENTS — 99.8%          
(Cost $10,135,522)       $10,992,855 

 

Percentages are based on Net Assets of $11,016,075.

 

*Non-income producing security.
(A)Security sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other "accredited investors." The total value of such securities as of February 28, 2018 was $49,168 and represents 0.4% of Net Assets.

 

ADR — American Depositary Receipt

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 and Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Millennials Thematic ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
UNITED STATES— 99.9%          
Consumer Goods — 14.7%          
Carter's   1,263   $147,367 
Columbia Sportswear   1,819    137,480 
Fitbit, Cl A *   7,384    35,296 
GoPro, Cl A *   5,161    27,766 
Hasbro   3,280    313,470 
Lululemon Athletica *   3,319    269,171 
Michael Kors Holdings *   4,006    252,098 
NIKE, Cl B   9,702    650,325 
Under Armour, Cl A *   4,869    80,728 
VF   7,681    572,772 
Wayfair, Cl A *   1,444    111,794 
Zynga, Cl A *   20,483    70,871 
         2,669,138 
Consumer Services — 46.8%          
Amazon.com *   494    747,150 
Avis Budget Group *   2,180    98,492 
Bed Bath & Beyond   3,778    81,000 
Booking Holdings *   258    524,782 
Bright Horizons Family Solutions *   1,563    149,375 
CarMax *   4,783    296,163 
Chegg *   3,204    63,792 
Children's Place Retail Stores   465    66,170 
Chipotle Mexican Grill, Cl A *   754    240,081 
Costco Wholesale   3,138    599,045 
Dick's Sporting Goods   2,231    71,437 
DSW, Cl A   2,575    50,496 
eBay *   12,942    554,694 
El Pollo Loco Holdings *   4,122    40,190 
Etsy *   3,115    78,841 
Expedia   3,331    350,321 
Francesca's Holdings *   7,257    37,809 
GNC Holdings, Cl A *   6,179    26,323 
Groupon, Cl A *   14,660    62,745 
GrubHub *   2,278    226,456 
Home Depot   2,997    546,262 
K12 *   2,874    42,909 
L Brands   7,453    367,656 
Liberty Expedia Holdings, Cl A *   1,431    56,181 
Live Nation Entertainment *   5,447    244,026 
Lowe's   6,047    541,751 
Netflix *   2,527    736,317 
Pandora Media *   6,556    28,912 
Pier 1 Imports   12,116    37,560 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Millennials Thematic ETF

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Services — continued          
Planet Fitness, Cl A *   2,256   $83,427 
Sprouts Farmers Market *   3,573    92,040 
Starbucks   8,806    502,822 
TripAdvisor *   3,324    133,226 
Trivago ADR *   4,594    35,971 
TrueCar *   3,192    35,399 
Vitamin Shoppe *   9,693    36,349 
Walt Disney   5,086    524,671 
Yelp, Cl A *   2,160    94,090 
         8,504,931 
Financials — 2.2%          
LendingClub *   10,845    34,162 
LendingTree *   320    111,520 
Nelnet, Cl A   968    53,569 
SLM *   11,388    124,243 
Zillow Group, Cl A *   1,441    68,505 
         391,999 
Industrials — 6.5%          
Fiserv *   3,877    555,923 
MINDBODY, Cl A *   1,770    63,101 
PayPal Holdings *   7,161    568,655 
         1,187,679 
Real Estate Investment Trusts — 8.0%          
American Campus Communities   3,603    131,437 
AvalonBay Communities   2,725    425,154 
Camden Property Trust   2,450    195,290 
Education Realty Trust   1,931    60,131 
Equity Residential   7,330    412,166 
UDR   7,067    237,593 
         1,461,771 
Technology — 21.7%          
Alphabet, Cl A *   492    543,129 
Apple   3,161    563,037 
Blucora *   1,967    45,831 
Facebook, Cl A *   2,857    509,460 
IAC *   1,953    290,821 
Instructure *   1,445    62,713 
Intuit   3,394    566,322 
Match Group *   1,920    76,896 
Snap, Cl A *   21,408    370,787 
Square, Cl A *   6,650    306,233 
Twitter *   19,462    620,060 
         3,955,289 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Millennials Thematic ETF

 

   Value 
COMMON STOCK — continued     
TOTAL COMMON STOCK     
(Cost $16,392,441)  $18,170,807 
TOTAL INVESTMENTS — 99.9%     
(Cost $16,392,441)  $18,170,807 

 

Percentages are based on Net Assets of $18,185,016.

 

*Non-income producing security.

 

ADR — American Depositary Receipt

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Infrastructure Development ETF

 

   Shares   Value 
COMMON STOCK — 99.8%          
Basic Materials — 22.1%          
AK Steel Holding *   43,655   $225,260 
Alcoa   35,642    1,602,821 
Allegheny Technologies *   24,332    630,442 
Arconic   91,353    2,228,100 
Calgon Carbon   12,975    275,719 
Century Aluminum *   12,094    230,391 
Cleveland-Cliffs *   56,941    400,295 
Commercial Metals   22,411    544,587 
CSW Industrials *   5,723    262,400 
Haynes International   7,429    309,046 
Minerals Technologies   6,798    467,023 
Nucor   40,127    2,624,306 
Reliance Steel & Aluminum   14,032    1,265,265 
RPM International   25,709    1,279,537 
Ryerson Holding *   22,953    231,825 
Steel Dynamics   45,605    2,109,231 
United States Steel   33,589    1,461,457 
Westlake Chemical   24,904    2,696,107 
         18,843,812 
Consumer Services — 0.6%          
Herc Holdings *   4,045    263,774 
Titan Machinery *   12,568    250,606 
         514,380 
Industrials — 74.1%          
Acuity Brands   8,101    1,155,041 
Advanced Drainage Systems   11,220    286,671 
AECOM *   30,591    1,086,286 
Aegion, Cl A *   10,865    249,460 
Altra Industrial Motion   5,207    225,984 
Anixter International *   6,392    482,916 
Argan   6,030    240,898 
Astec Industries   4,373    257,570 
Atkore International Group *   11,732    255,054 
Badger Meter   5,520    262,752 
Chicago Bridge & Iron   14,462    252,507 
Columbus McKinnon   6,373    226,240 
Crane   11,418    1,053,996 
CSX   48,469    2,603,755 
Eagle Materials   9,347    936,850 
Eaton   32,510    2,623,557 
EMCOR Group   11,313    863,295 
Emerson Electric   37,849    2,689,550 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Infrastructure Development ETF

 

   Shares   Value 
COMMON STOCK — continued          
Industrials — continued          
Exponent   3,739   $290,707 
Fastenal   50,867    2,783,442 
Fluor   26,922    1,531,862 
Forterra *   29,653    210,240 
Fortive   36,875    2,832,000 
General Cable   9,298    274,756 
Genesee & Wyoming, Cl A *   11,857    824,417 
Gibraltar Industries *   7,205    250,013 
Global Brass & Copper Holdings   8,271    234,069 
Gorman-Rupp   8,872    236,705 
Granite Construction   7,654    444,697 
Greenbrier   5,324    275,783 
H&E Equipment Services   6,981    263,114 
HD Supply Holdings *   35,730    1,295,213 
Hubbell, Cl B   10,516    1,378,122 
Insteel Industries   8,479    239,447 
Jacobs Engineering Group   27,182    1,659,733 
Kansas City Southern   19,927    2,053,278 
Lincoln Electric Holdings   12,658    1,108,081 
Manitowoc *   6,754    200,729 
Martin Marietta Materials   11,963    2,439,615 
MasTec *   15,918    811,022 
MDU Resources Group   37,553    987,268 
Mueller Industries   7,810    206,887 
Mueller Water Products, Cl A   23,185    255,035 
MYR Group *   7,973    257,927 
Norfolk Southern   18,255    2,538,905 
Powell Industries   8,589    228,725 
Primoris Services   10,380    258,462 
Quanta Services *   29,764    1,025,072 
RBC Bearings *   4,719    568,640 
Rexnord *   19,978    578,962 
Rockwell Automation   13,501    2,440,981 
SPX *   8,241    257,366 
Stantec   21,899    550,760 
Sterling Construction *   19,038    229,979 
Summit Materials, Cl A *   21,149    668,943 
Team *   15,334    250,711 
Tetra Tech   10,701    523,814 
TimkenSteel *   14,473    236,778 
Trimble Navigation *   47,905    1,817,037 
Trinity Industries   29,205    953,251 
Tutor Perini *   10,428    251,836 
Union Pacific   19,576    2,549,774 
United Rentals *   14,896    2,608,141 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X U.S. Infrastructure Development ETF

 

   Shares / Face
Amount
   Value 
COMMON STOCK — continued          
Industrials — continued          
US Concrete *   3,452   $251,133 
Valmont Industries   4,334    637,531 
Vulcan Materials   20,516    2,415,349 
Wabash National   11,826    258,398 
Wabtec   18,467    1,502,106 
WESCO International *   9,028    561,993 
         63,261,191 
Oil & Gas — 0.8%          
Matrix Service *   14,518    207,608 
MRC Global *   14,544    240,412 
NOW *   21,665    205,601 
         653,621 
Technology — 1.1%          
Calix *   44,748    293,099 
Dycom Industries *   5,953    650,306 
         943,405 
Utilities — 1.1%          
Vectren   15,956    961,349 
TOTAL COMMON STOCK          
(Cost $87,473,265)        85,177,759 
           
CORPORATE OBLIGATION — 0.0%          
Mueller Industries          
6.000%, 03/01/27          
(Cost $1,000)  $1,000    1,003 
           
TOTAL INVESTMENTS — 99.8%          
(Cost $87,474,265)       $85,178,762 

 

Percentages are based on Net Assets of $85,326,417.

 

*Non-income producing security.

 

Cl — Class

 

The following is a summary of the level of inputs used as of February 28, 2018, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $85,177,759   $   $   $85,177,759 
Corporate Obligation       1,003        1,003 
Total Investments in Securities  $85,177,759  $1,003   $   $85,178,762 

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For the period ended February 28, 2018, there were no Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Conscious Companies ETF

 

   Shares   Value 
COMMON STOCK — 99.8%          
CANADA— 0.7%          
Financials — 0.7%          
Toronto-Dominion Bank   6,282   $364,168 
UNITED STATES— 99.1%          
Basic Materials — 2.8%          
Air Products & Chemicals   2,247    361,295 
Ecolab   2,796    364,738 
Newmont Mining   9,235    352,777 
Praxair   2,388    357,603 
         1,436,413 
Consumer Goods — 14.5%          
Campbell Soup   8,152    350,944 
Clorox   2,699    348,387 
Coca-Cola   8,027    346,927 
Colgate-Palmolive   4,955    341,746 
Dr Pepper Snapple Group   4,004    465,465 
Estee Lauder, Cl A   2,819    390,262 
Ford Motor   31,860    338,035 
General Mills   6,428    324,935 
Hasbro   4,009    383,140 
Hershey   3,481    342,043 
Hormel Foods   11,164    362,383 
Kellogg   5,705    377,672 
Kimberly-Clark   3,231    358,383 
Molson Coors Brewing, Cl B   4,576    348,920 
NIKE, Cl B   5,646    378,451 
PepsiCo   3,170    347,844 
Pool   2,832    390,901 
Procter & Gamble   4,347    341,326 
PVH   2,538    366,183 
Tupperware Brands   5,935    291,112 
VF   4,744    353,760 
         7,548,819 
Consumer Services — 16.4%          
Alaska Air Group   5,935    382,808 
Amazon.com *   282    426,511 
Best Buy   5,001    362,273 
Booking Holdings *   197    400,706 
Cardinal Health   5,140    355,739 
CarMax *   5,411    335,049 
Choice Hotels International   4,774    377,862 
Copart *   8,589    402,051 
Costco Wholesale   1,976    377,218 
CVS Health   4,686    317,383 
Darden Restaurants   3,936    362,860 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Conscious Companies ETF

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Services — continued          
Delta Air Lines   6,763   $364,526 
eBay *   9,690    415,313 
Home Depot   1,862    339,387 
Kohl's   5,673    374,929 
L Brands   7,218    356,064 
Lowe's   3,599    322,434 
Marriott International, Cl A   2,660    375,619 
Nordstrom   7,584    389,135 
Omnicom Group   5,105    389,154 
Southwest Airlines   6,072    351,204 
Starbucks   6,311    360,358 
Walt Disney   3,475    358,481 
         8,497,064 
Financials — 13.1%          
Aflac   4,283    380,673 
Allstate   3,820    352,433 
American Express   3,795    370,050 
BlackRock, Cl A   653    358,778 
Capital One Financial   3,649    357,347 
CBRE Group, Cl A *   8,496    397,188 
Discover Financial Services   4,876    384,375 
Jones Lang LaSalle   2,501    401,686 
JPMorgan Chase   3,321    383,575 
KeyCorp   17,676    373,494 
Mastercard, Cl A   2,300    404,248 
Moody's   2,369    395,339 
PNC Financial Services Group   2,435    383,901 
Progressive   6,942    399,721 
T Rowe Price Group   3,263    365,129 
Travelers   2,602    361,678 
US Bancorp   6,602    358,885 
Visa, Cl A   3,084    379,147 
         6,807,647 
Health Care — 12.0%          
Abbott Laboratories   6,220    375,253 
AbbVie   3,641    421,737 
Amgen   2,008    369,010 
Becton Dickinson   1,609    357,230 
Biogen Idec *   1,109    320,490 
Bristol-Myers Squibb   6,022    398,656 
Celgene *   3,723    324,348 
Edwards Lifesciences *   3,115    416,381 
Eli Lilly   4,554    350,749 
Illumina *   1,583    360,956 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Conscious Companies ETF

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
IQVIA Holdings *   3,709   $364,706 
Johnson & Johnson   2,702    350,936 
Merck   6,275    340,231 
Regeneron Pharmaceuticals *   1,002    321,081 
Thermo Fisher Scientific   1,784    372,106 
Varian Medical Systems *   3,396    405,279 
Waters *   1,792    366,715 
         6,215,864 
Industrials — 13.9%          
3M   1,543    363,392 
Agilent Technologies   5,220    358,039 
Automatic Data Processing   3,177    366,372 
Ball   9,885    394,905 
Boeing   1,148    415,817 
Cummins   2,031    341,553 
Danaher   3,787    370,293 
FedEx   1,421    350,149 
Fluor   6,267    356,592 
General Electric   23,354    329,525 
ManpowerGroup   2,892    342,586 
Mettler-Toledo International *   571    351,862 
Raytheon   1,939    421,753 
Rockwell Automation   1,897    342,978 
Rockwell Collins   2,786    383,688 
Sonoco Products   7,081    339,676 
Union Pacific   2,720    354,280 
United Parcel Service, Cl B   2,915    304,355 
Waste Management   4,338    374,456 
WW Grainger   1,413    369,570 
         7,231,841 
Oil & Gas — 4.3%          
Chevron   2,922    327,030 
ConocoPhillips   6,350    344,868 
Devon Energy   8,624    264,498 
EOG Resources   3,242    328,804 
Hess   7,126    323,663 
Occidental Petroleum   4,950    324,720 
Schlumberger   4,911    322,358 
         2,235,941 
Technology — 17.1%          
Adobe Systems *   1,942    406,130 
Akamai Technologies *   5,816    392,347 
Alphabet, Cl A *   328    362,086 
Analog Devices   4,010    361,502 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Conscious Companies ETF

 

   Shares   Value 
COMMON STOCK — continued          
Technology — continued          
Apple   2,205   $392,755 
Applied Materials   6,749    388,675 
Autodesk *   3,284    385,771 
Cisco Systems   9,108    407,856 
Cognizant Technology Solutions, Cl A   4,894    401,406 
Facebook, Cl A *   2,059    367,161 
Intel   8,440    416,007 
Intuit   2,292    382,443 
KLA-Tencor   3,363    381,062 
Microsoft   4,183    392,240 
NVIDIA   1,629    394,218 
Oracle   7,462    378,100 
QUALCOMM   5,648    367,120 
salesforce.com *   3,402    395,483 
Teradata *   9,627    354,466 
Texas Instruments   3,500    379,225 
VMware, Cl A *   2,801    369,032 
Workday, Cl A *   3,322    420,797 
Xilinx   5,225    372,281 
         8,868,163 
Telecommunications — 1.4%          
AT&T   10,220    370,986 
Verizon Communications   7,081    338,047 
         709,033 
Utilities — 3.6%          
Entergy   5,005    379,479 
Exelon   10,048    372,178 
NextEra Energy   2,545    387,221 
Sempra Energy   3,633    395,925 
WEC Energy Group   6,071    363,774 
         1,898,577 
TOTAL UNITED STATES        51,449,362 
TOTAL COMMON STOCK          
(Cost $46,141,827)        51,813,530 
TOTAL INVESTMENTS — 99.8%          
(Cost $46,141,827)       $51,813,530 

 

Percentages are based on Net Assets of $51,939,912.

 

*Non-income producing security.

 

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Conscious Companies ETF

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Founder-Run Companies ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
Basic Materials — 2.7%          
Steel Dynamics   924   $42,735 
Westlake Chemical   525    56,836 
         99,571 
Consumer Goods — 6.0%          
Gentex   1,580    35,882 
Hain Celestial Group *   874    30,398 
National Beverage   371    36,336 
Skechers U.S.A., Cl A *   1,283    52,500 
Tesla *   105    36,021 
Under Armour, Cl A *   1,498    24,837 
         215,974 
Consumer Services — 12.9%          
Amazon.com *   35    52,936 
Cheesecake Factory   520    24,175 
Chipotle Mexican Grill, Cl A *   69    21,970 
DISH Network, Cl A *   500    20,845 
GrubHub *   754    74,955 
L Brands   643    31,719 
Las Vegas Sands   567    41,283 
Netflix *   213    62,064 
Texas Roadhouse, Cl A   310    17,131 
TripAdvisor *   716    28,697 
Urban Outfitters *   1,415    49,936 
Wynn Resorts   265    44,387 
         470,098 
Financials — 11.5%          
Athene Holding, Cl A *   620    29,270 
BlackRock, Cl A   87    47,801 
Capital One Financial   413    40,445 
Essent Group *   874    39,409 
Interactive Brokers Group, Cl A   937    65,028 
Intercontinental Exchange   542    39,609 
MarketAxess Holdings   172    34,813 
SEI Investments   645    46,975 
Signature Bank NY *   233    34,062 
Wintrust Financial   458    38,706 
         416,118 
Health Care — 13.0%          
Intercept Pharmaceuticals *   286    17,083 
Ionis Pharmaceuticals *   670    35,389 
Jazz Pharmaceuticals *   208    30,118 
Juno Therapeutics *   1,300    112,801 
Masimo *   322    28,185 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Founder-Run Companies ETF

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Medicines *   651   $19,934 
MEDNAX *   548    30,129 
Neurocrine Biosciences *   606    51,165 
Regeneron Pharmaceuticals *   85    27,237 
Seattle Genetics *   472    25,488 
TESARO *   218    12,040 
Ultragenyx Pharmaceutical *   500    23,905 
United Therapeutics *   257    29,774 
Universal Health Services, Cl B   268    30,605 
         473,853 
Industrials — 8.2%          
Clean Harbors *   569    28,410 
CoStar Group *   134    45,845 
Euronet Worldwide *   400    33,948 
FedEx   172    42,383 
IPG Photonics *   257    63,129 
Orbital ATK   330    43,580 
TransDigm Group   145    41,805 
         299,100 
Oil & Gas — 3.8%          
Antero Resources *   1,561    29,362 
Continental Resources *   763    36,250 
Laredo Petroleum *   2,572    21,579 
Oasis Petroleum *   2,696    21,245 
Parsley Energy, Cl A *   1,110    28,061 
         136,497 
Real Estate Investment Trusts — 10.3%          
Acadia Realty Trust   1,159    27,909 
Alexandria Real Estate Equities   299    36,272 
American Campus Communities   704    25,682 
American Homes 4 Rent, Cl A   1,442    27,672 
Apartment Investment & Management, Cl A   757    29,266 
Brandywine Realty Trust   1,940    30,380 
Camden Property Trust   403    32,123 
DiamondRock Hospitality   3,073    31,590 
GEO Group   1,008    21,470 
Healthcare Trust of America, Cl A   1,058    26,291 
Medical Properties Trust   2,624    32,170 
Starwood Property Trust   1,522    30,821 
Vornado Realty Trust   340    22,600 
         374,246 
Technology — 30.6%          
Akamai Technologies *   530    35,754 
Alphabet, Cl A *   35    38,637 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Founder-Run Companies ETF

 

   Shares   Value 
COMMON STOCK — continued          
Technology — continued          
athenahealth *   330   $46,114 
Cavium *   470    41,849 
Cerner *   499    32,016 
Cognizant Technology Solutions, Cl A   540    44,291 
EPAM Systems *   420    47,510 
Facebook, Cl A *   215    38,339 
Fortinet *   829    41,840 
Medidata Solutions *   494    32,436 
Monolithic Power Systems   356    41,673 
NetScout Systems *   856    22,727 
NVIDIA   312    75,504 
Paycom Software *   537    53,120 
Pegasystems   287    16,646 
salesforce.com *   376    43,710 
Snap, Cl A *   1,427    24,716 
Square, Cl A *   1,777    81,831 
SS&C Technologies Holdings   903    44,716 
Twitter *   1,965    62,605 
Ubiquiti Networks *   628    39,941 
Ultimate Software Group *   163    38,869 
Veeva Systems, Cl A *   603    42,029 
VeriSign *   364    42,231 
ViaSat *   505    35,244 
Workday, Cl A *   370    46,868 
         1,111,216 
Telecommunications — 0.9%          
Zayo Group Holdings *   921    33,018 
TOTAL COMMON STOCK          
(Cost $3,238,983)        3,629,691 
TOTAL INVESTMENTS — 99.9%          
(Cost $3,238,983)       $3,629,691 

 

Percentages are based on Net Assets of $3,634,152.

 

*Non-income producing security.

 

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Iconic U.S. Brands ETF

 

   Shares   Value 
COMMON STOCK — 99.9%          
Consumer Goods — 21.3%          
Activision Blizzard   921   $67,353 
Coca-Cola   464    20,054 
Colgate-Palmolive   298    20,553 
Constellation Brands, Cl A   99    21,332 
Coty, Cl A   3,622    69,977 
DR Horton   466    19,525 
Estee Lauder, Cl A   155    21,458 
Ford Motor   2,042    21,666 
General Motors   1,586    62,409 
Kimberly-Clark   186    20,631 
Kraft Heinz   280    18,774 
Lennar, Cl A   361    20,425 
Molson Coors Brewing, Cl B   807    61,534 
Mondelez International, Cl A   474    20,809 
Newell Brands   2,401    61,682 
NIKE, Cl B   972    65,153 
PepsiCo   182    19,971 
Procter & Gamble   257    20,180 
Tesla *   63    21,613 
Tyson Foods, Cl A   284    21,124 
         676,223 
Consumer Services — 33.5%          
Amazon.com *   45    68,060 
American Airlines Group   419    22,731 
Best Buy   306    22,167 
Booking Holdings *   35    71,192 
CarMax *   323    20,000 
Carnival   306    20,475 
Charter Communications, Cl A *   56    19,148 
Comcast, Cl A   531    19,227 
Costco Wholesale   114    21,763 
CVS Health   854    57,841 
Delta Air Lines   397    21,398 
Dollar General   217    20,526 
Dollar Tree *   198    20,323 
Expedia   500    52,585 
Home Depot   342    62,337 
Kroger   732    19,852 
Lowe's   641    57,427 
Marriott International, Cl A   459    64,815 
McDonald's   127    20,033 
Netflix *   82    23,893 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Iconic U.S. Brands ETF

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Services — continued          
Ross Stores   814   $63,565 
Southwest Airlines   365    21,112 
Starbucks   1,144    65,322 
Target   294    22,170 
Time Warner   656    60,982 
TJX   274    22,654 
Twenty-First Century Fox, Cl A   576    21,208 
United Continental Holdings *   329    22,303 
Walgreens Boots Alliance   300    20,667 
Walmart   208    18,722 
Walt Disney   199    20,529 
         1,065,027 
Financials — 14.8%          
Allstate   219    20,205 
Bank of America   688    22,085 
BlackRock, Cl A   40    21,977 
Capital One Financial   215    21,055 
Charles Schwab   1,220    64,685 
Citigroup   284    21,439 
Goldman Sachs Group   84    22,086 
JPMorgan Chase   575    66,412 
MetLife   456    21,063 
Morgan Stanley   398    22,296 
Progressive   401    23,089 
Prudential Financial   188    19,988 
Synchrony Financial   565    20,560 
US Bancorp   1,146    62,297 
Visa, Cl A   179    22,006 
Wells Fargo   358    20,911 
         472,154 
Health Care — 10.0%          
Abbott Laboratories   356    21,477 
AbbVie   190    22,008 
Allergan   127    19,586 
Anthem   90    21,184 
Becton Dickinson   93    20,648 
Bristol-Myers Squibb   1,027    67,988 
Celgene *   223    19,428 
Eli Lilly   809    62,309 
Johnson & Johnson   160    20,781 
Pfizer   601    21,822 
UnitedHealth Group   95    21,485 
         318,716 

 

 

 

 

Schedule of Investments February 28, 2018 (Unaudited)

 

Global X Iconic U.S. Brands ETF

 

   Shares   Value 
COMMON STOCK — continued          
Industrials — 3.3%          
Boeing   63   $22,819 
Deere   133    21,396 
FedEx   84    20,698 
PayPal Holdings *   279    22,156 
United Parcel Service, Cl B   185    19,316 
         106,385 
Oil & Gas — 1.3%          
Chevron   185    20,705 
Exxon Mobil   262    19,844 
         40,549 
Technology — 11.8%          
Adobe Systems *   109    22,795 
Alphabet, Cl A *   59    65,131 
Apple   133    23,690 
Broadcom   91    22,428 
Cisco Systems   537    24,047 
Facebook, Cl A *   345    61,521 
Intel   468    23,067 
Microsoft   237    22,224 
Oracle   433    21,940 
salesforce.com *   193    22,436 
Western Digital   768    66,847 
         376,126 
Telecommunications — 3.9%          
AT&T   569    20,654 
Sprint *   4,075    21,149 
T-Mobile US *   1,017    61,641 
Verizon Communications   412    19,669 
         123,113 
TOTAL COMMON STOCK          
(Cost $3,182,985)        3,178,293 
TOTAL INVESTMENTS — 99.9%          
(Cost $3,182,985)       $3,178,293 

 

Percentages are based on Net Assets of $3,181,024.

 

*Non-income producing security.

 

Cl — Class

 

As of February 28, 2018, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 28, 2018, there have been no transfers between Level 1, Level 2 or Level 3 investments.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

GLX-QH-008-0400

 

 

 

 

Item 2.Controls and Procedures

 

(a) The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)) as of a date within 90 days of the filing date of this report.

 

(b) There were no significant changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d))) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

 

Item 3. Exhibits.

 

(a) A separate certification for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act, (17 CFR 270.30a-2(a)), are filed herewith.

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Global X Funds
   
  /s/ Luis Berruga                   
By (Signature and Title)* Luis Berruga
  President

 

Date: April 27, 2018

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)* /s/ Luis Berruga                   
  Luis Berruga
  President

 

Date: April 27, 2018

 

By (Signature and Title)* /s/ Luis Berruga                   
  Luis Berruga
  Chief Financial Officer

 

Date: April 27, 2018

 

* Print the name and title of each signing officer under his or her signature.

 

 

 

 

CERTIFICATION

Pursuant to Section 302

of the Sarbanes-Oxley Act of 2002

 

I, Luis Berruga, certify that:

 

1. I have reviewed this report on Form N-Q of the Global X Funds;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

b) Designed such internal controls over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

(d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

 

5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

 

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

 

b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

 

 

Date: April 27, 2018

 

/s/ Luis Berruga                   
Luis Berruga
President

 

 

 

 

CERTIFICATION

Pursuant to Section 302

of the Sarbanes-Oxley Act of 2002

 

I, Luis Berruga, certify that:

 

1. I have reviewed this report on Form N-Q of the Global X Funds;

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

b) Designed such internal controls over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

(d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

 

5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

 

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

 

b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

 

 

Date: April 27, 2018

 

/s/ Luis Berruga                   
Luis Berruga
Chief Financial Officer

 

 

 



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