Form N-PX SSGA Active Trust For: Jun 30
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E-mail================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22542 ----------------- SSGA Active Trust (Exact name of registrant as specified in charter) ----------------- One Lincoln Street, Boston, MA 02111 (Address of principal executive offices) (Zip code) ----------------- Joshua A. Weinberg, Esq. Managing Director and Managing Counsel SSGA Funds Management, Inc. One Lincoln Street Boston, Massachusetts 02111 (Name and address of agent for service) ----------------- Registrant's telephone number, including area code: (617) 664-7037 Date of fiscal year end: June 30 Reporting Period: July 1, 2016 - June 30, 2017 ================================================================================ Item 1. Proxy Voting Report ============== SPDR DoubleLine Emerging Markets Fixed Income ETF =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== SPDR DoubleLine Short Duration Total Return Tactical ETF =========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== SPDR DoubleLine Total Return Tactical ETF =================== The SPDR DoubleLine Total Return Tactical ETF ("DoubleLine ETF") invests its assets in the State Street DoubleLine Total Return Tactical Portfolio ("DoubleLine Portfolio") of the SSGA Master Trust. Neither the DoubleLine ETF nor the DoubleLine Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ===================== SPDR MFS Systematic Core Equity ETF ====================== The SPDR MFS Systematic Core Equity ETF ("Core Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Core Equity Portfolio ("Core Equity Portfolio") of the SSGA Master Trust. There were no matters relating to the Core Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Core Equity ETF was entitled to vote. The proxy voting record of the Core Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2016 to June 30, 2017, which was filed on August 30, 2017 under CIK 0001516211 and 1940 Act File Number 811-22705. ==================== SPDR MFS Systematic Growth Equity ETF ===================== The SPDR MFS Systematic Growth Equity ETF ("Growth Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Growth Equity Portfolio ("Growth Equity Portfolio") of the SSGA Master Trust. There were no matters relating to the Growth Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Growth Equity ETF was entitled to vote. The proxy voting record of the Growth Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2016 to June 30, 2017, which was filed on August 30, 2017 under CIK 0001516211 and 1940 Act File Number 811-22705. ===================== SPDR MFS Systematic Value Equity ETF ===================== The SPDR MFS Systematic Value Equity ETF ("Value Equity ETF") invests all of its investable assets in the SSGA MFS Systematic Value Equity Portfolio ("Value Equity Portfolio") of the SSGA Master Trust. There were no matters relating to the Value Equity Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Value Equity ETF was entitled to vote. The proxy voting record of the Value Equity Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2016 to June 30, 2017, which was filed on August 30, 2017 under CIK 0001516211 and 1940 Act File Number 811-22705. ======================= SPDR SSGA Global Allocation ETF ======================== The SPDR SSGA Global Allocation ETF ("Global Allocation ETF") invests all of its investable assets in the SSGA Global Allocation Portfolio ("Global Allocation Portfolio") of the SSGA Master Trust. Neither the Global Allocation ETF nor the Global Allocation Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ======================= SPDR SSGA Income Allocation ETF ======================== The SPDR SSGA Income Allocation ETF ("Income Allocation ETF") invests all of its investable assets in the SSGA Income Allocation Portfolio ("Income Allocation Portfolio") of the SSGA Master Trust. Neither the Income Allocation ETF nor the Income Allocation Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ==================== SPDR SSGA Multi-Asset Real Return ETF ===================== The SPDR SSGA Multi-Asset Real Return ETF ("Multi-Asset Real Return ETF") invests all of its investable assets in the SSGA Multi-Asset Real Return Portfolio ("Multi-Asset Real Return Portfolio") of the SSGA Master Trust. Neither the Multi-Asset Real Return ETF nor the Multi-Asset Real Return Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. =========================== SPDR SSGA Risk Aware ETF =========================== The SPDR SSGA Risk Aware ETF ("Risk Aware ETF") invests all of its investable assets in the State Street Risk Aware Portfolio ("Risk Aware Portfolio") of the SSGA Master Trust. There were no matters relating to the Risk Aware Portfolio considered at any shareholder meeting held during the period covered by this report with respect to which the Risk Aware ETF was entitled to vote. The proxy voting record of the Risk Aware Portfolio is set forth in the Master Trust's Form N-PX filing for the reporting period from July 1, 2016 to June 30, 2017, which was filed on August 30, 2017 under CIK 0001516211 and 1940 Act File Number 811-22705. ===================== SPDR SSGA Ultra Short Term Bond ETF ====================== The SPDR SSGA Ultra Short Term Bond ETF ("Ultra Short ETF") invests all of its investable assets in the SSGA Ultra Short Term Bond Portfolio ("Ultra Short Portfolio") of the SSGA Master Trust. Neither the Ultra Short ETF nor the Ultra Short Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ==================== SPDR(R) Blackstone/GSO Senior Loan ETF ==================== The SPDR Blackstone/GSO Senior Loan ETF ("Blackstone/GSO ETF") invests its assets in the Blackstone/GSO Senior Loan Portfolio ("Blackstone/GSO Portfolio") of the SSGA Master Trust. Neither the Blackstone/GSO ETF nor the Blackstone/GSO Portfolio held any votable positions during the reporting period and therefore there is no proxy voting record. ========== State Street Clarion Global Infrastructure & MLP Portfolio ========== ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: DEC 15, 2016 Meeting Type: Special Record Date: NOV 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with the For For Management Merger 2 Amend By-Law No.1 For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: A015760 Security ID: Y48406105 Meeting Date: OCT 24, 2016 Meeting Type: Special Record Date: AUG 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Kim Ju-seon as Member of Audit For For Management Committee 2 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: A015760 Security ID: Y48406105 Meeting Date: JAN 10, 2017 Meeting Type: Special Record Date: NOV 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Moon Bong-soo as Inside Director For For Management -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG. Security ID: G6375K151 Meeting Date: JUL 25, 2016 Meeting Type: Annual Record Date: JUL 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir Peter Gershon as Director For For Management 4 Re-elect John Pettigrew as Director For For Management 5 Re-elect Andrew Bonfield as Director For For Management 6 Re-elect Dean Seavers as Director For For Management 7 Elect Nicola Shaw as Director For For Management 8 Re-elect Nora Mead Brownell as Director For For Management 9 Re-elect Jonathan Dawson as Director For For Management 10 Re-elect Therese Esperdy as Director For For Management 11 Re-elect Paul Golby as Director For For Management 12 Re-elect Ruth Kelly as Director For For Management 13 Re-elect Mark Williamson as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Report For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: AUG 01, 2016 Meeting Type: Special Record Date: JUL 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan for the Partial and For For Management Proportional Demerger of Snam SpA 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- TESORO LOGISTICS LP Ticker: TLLP Security ID: 88160T107 Meeting Date: OCT 04, 2016 Meeting Type: Special Record Date: AUG 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: NOV 23, 2016 Meeting Type: Annual Record Date: OCT 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For For Management 1.3 Elect Director Stephen I. Chazen For For Management 1.4 Elect Director Kathleen B. Cooper For For Management 1.5 Elect Director Peter A. Ragauss For For Management 1.6 Elect Director Scott D. Sheffield For For Management 1.7 Elect Director Murray D. Smith For For Management 1.8 Elect Director William H. Spence For For Management 1.9 Elect Director Janice D. Stoney For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSURBAN GROUP Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 13, 2016 Meeting Type: Annual Record Date: OCT 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Peter Scott as Director For For Management 2b Elect Lindsay Maxsted as Director For For Management 2c Elect Samantha Mostyn as Director For For Management 3 Approve the Remuneration Report For For Management 4a Approve the Amendments to the THL and For For Management TIL Constitutions 4b Approve the Amendments to the THT For For Management Constitution 5 Approve the Grant of Performance For For Management Awards to Scott Charlton, Chief Executive Officer of the Company 6 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors -------------------------------------------------------------------------------- UNITED UTILITIES GROUP PLC Ticker: UU. Security ID: G92755100 Meeting Date: JUL 22, 2016 Meeting Type: Annual Record Date: JUL 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Dr John McAdam as Director For For Management 5 Re-elect Steve Mogford as Director For For Management 6 Re-elect Stephen Carter as Director For For Management 7 Re-elect Mark Clare as Director For For Management 8 Re-elect Russ Houlden as Director For For Management 9 Re-elect Brian May as Director For For Management 10 Re-elect Sara Weller as Director For For Management 11 Reappoint KPMG LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity with For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice 17 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- WESTAR ENERGY, INC. Ticker: WR Security ID: 95709T100 Meeting Date: SEP 26, 2016 Meeting Type: Special Record Date: AUG 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management =============== State Street Disciplined Global Equity Portfolio =============== ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS S.A Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: APR 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Receive Corporate Social None None Management Responsibility Report 3 Advisory Vote on Remuneration Report For Against Management 4 Approve Discharge of Board For For Management 5.1 Elect Carmen Fernandez Rozado as For For Management Director 5.2 Elect Jose Eladio Seco Dominguez as For For Management Director 5.3 Elect Marcelino Fernandez Verdes as For For Management Executive Director 6 Renew Appointment of Deloitte as For Against Management Auditor 7.1 Amend Article 19 Re: Board Committees For For Management 7.2 Amend Article 22 Re: Appointments For For Management Committee 7.3 Amend Article 23 Re: Board Committees For For Management 7.4 Add Article 22 bis Re: Remuneration For For Management Committee 8 Authorize Capitalization of Reserves For For Management for Scrip Dividends 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Approve Stock Option Plan For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 15, 2017 Meeting Type: Annual Record Date: JAN 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heidi Kunz For For Management 1.2 Elect Director Sue H. Rataj For For Management 1.3 Elect Director George A. Scangos For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Ticker: AGNC Security ID: 00123Q104 Meeting Date: DEC 09, 2016 Meeting Type: Special Record Date: OCT 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Ticker: AGNC Security ID: 00123Q104 Meeting Date: APR 20, 2017 Meeting Type: Annual Record Date: FEB 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary D. Kain For For Management 1.2 Elect Director Morris A. Davis For For Management 1.3 Elect Director Larry K. Harvey For For Management 1.4 Elect Director Prue B. Larocca For For Management 1.5 Elect Director Paul E. Mullings For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 02, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Robert T. Blakely For For Management 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director John J. Stack For For Management 1.10 Elect Director Michael F. Steib For For Management 1.11 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald L. Baliles For For Management 1.2 Elect Director Martin J. Barrington For For Management 1.3 Elect Director John T. Casteen, III For For Management 1.4 Elect Director Dinyar S. Devitre For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director Debra J. Kelly-Ennis For For Management 1.7 Elect Director W. Leo Kiely, III For For Management 1.8 Elect Director Kathryn B. McQuade For For Management 1.9 Elect Director George Munoz For For Management 1.10 Elect Director Nabil Y. Sakkab For For Management 1.11 Elect Director Virginia E. Shanks For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Cease Tobacco-Related Advertising Against Against Shareholder -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Catherine S. Brune For For Management 1c Elect Director J. Edward Coleman For For Management 1d Elect Director Ellen M. Fitzsimmons For For Management 1e Elect Director Rafael Flores For For Management 1f Elect Director Walter J. Galvin For For Management 1g Elect Director Richard J. Harshman For For Management 1h Elect Director Gayle P. W. Jackson For For Management 1i Elect Director James C. Johnson For For Management 1j Elect Director Steven H. Lipstein For For Management 1k Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report Analyzing Renewable Energy Against Against Shareholder Adoption 6 Assess Impact of a 2 Degree Scenario Against Abstain Shareholder 7 Report on Coal Combustion Residual and Against Abstain Shareholder Water Impacts -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Thomas E. Hoaglin For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Richard C. Notebaert For For Management 1.9 Elect Director Lionel L. Nowell, III For For Management 1.10 Elect Director Stephen S. Rasmussen For For Management 1.11 Elect Director Oliver G. Richard, III For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 25, 2017 Meeting Type: Annual Record Date: MAR 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francine J. Bovich For For Management 1b Elect Director Jonathan D. Green For For Management 1c Elect Director John H. Schaefer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 18, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director Robert L. Dixon, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Bylaws For For Management 6 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Terrell K. Crews For For Management 1.3 Elect Director Pierre Dufour For For Management 1.4 Elect Director Donald E. Felsinger For For Management 1.5 Elect Director Suzan F. Harrison For For Management 1.6 Elect Director Juan R. Luciano For For Management 1.7 Elect Director Patrick J. Moore For For Management 1.8 Elect Director Francisco J. Sanchez For For Management 1.9 Elect Director Debra A. Sandler For For Management 1.10 Elect Director Daniel T. Shih For For Management 1.11 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ASAHI GLASS CO. LTD. Ticker: 5201 Security ID: J02394120 Meeting Date: MAR 30, 2017 Meeting Type: Annual Record Date: DEC 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Approve Reverse Stock Split to Comply For For Management with Exchange Mandate and Decrease Authorized Capital in Proportion to Reverse Stock Split 3.1 Elect Director Ishimura, Kazuhiko For For Management 3.2 Elect Director Shimamura, Takuya For For Management 3.3 Elect Director Hirai, Yoshinori For For Management 3.4 Elect Director Miyaji, Shinji For For Management 3.5 Elect Director Kimura, Hiroshi For For Management 3.6 Elect Director Egawa, Masako For For Management 3.7 Elect Director Hasegawa, Yasuchika For For Management 4 Appoint Statutory Auditor Tatsuno, For For Management Tetsuo -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JAN 25, 2017 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition of the For For Management Property 2 Approve Proposed Issuance of New Units For For Management as Partial Consideration for the Proposed Acquisition -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Approve Trust Deed Supplement For For Management 5 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASTELLAS PHARMA INC. Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 19, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Hatanaka, Yoshihiko For For Management 2.2 Elect Director Yasukawa, Kenji For For Management 2.3 Elect Director Okajima, Etsuko For For Management 2.4 Elect Director Aizawa, Yoshiharu For For Management 2.5 Elect Director Sekiyama, Mamoru For For Management 2.6 Elect Director Yamagami, Keiko For For Management 3 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mitchell R. Butier For For Management 1e Elect Director Ken C. Hicks For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director David E.I. Pyott For For Management 1h Elect Director Dean A. Scarborough For For Management 1i Elect Director Patrick T. Siewert For For Management 1j Elect Director Julia A. Stewart For For Management 1k Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Friedman For For Management 1.2 Elect Director Cheryl-Ann Lister For For Management 1.3 Elect Director Thomas C. Ramey For For Management 1.4 Elect Director Wilhelm Zeller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Deloitte Ltd., Hamilton, For For Management Bermuda as Auditors and Authorize Board to Fix Their Remuneration 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 02, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose (Joe) E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director Munib Islam For For Management 1e Elect Director Michael F. Mahoney For For Management 1f Elect Director Carole J. Shapazian For For Management 1g Elect Director Thomas T. Stallkamp For For Management 1h Elect Director Albert P.L. Stroucken For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Robert E. Brown For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For Withhold Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Calin Rovinescu For For Management 1.12 Elect Director Karen Sheriff For For Management 1.13 Elect Director Robert C. Simmonds For For Management 1.14 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: JUN 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Tian Guoli as Director For Against Management 3b Elect Chen Siqing as Director For Against Management 3c Elect Li Jiuzhong as Director For For Management 3d Elect Cheng Eva as Director For For Management 3e Elect Choi Koon Shum as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 28, 2017 Meeting Type: Special Record Date: JUN 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BRIDGESTONE CORP. Ticker: 5108 Security ID: J04578126 Meeting Date: MAR 24, 2017 Meeting Type: Annual Record Date: DEC 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 2.1 Elect Director Tsuya, Masaaki For For Management 2.2 Elect Director Nishigai, Kazuhisa For For Management 2.3 Elect Director Zaitsu, Narumi For Against Management 2.4 Elect Director Togami, Kenichi For Against Management 2.5 Elect Director Tachibana Fukushima, For For Management Sakie 2.6 Elect Director Scott Trevor Davis For For Management 2.7 Elect Director Okina, Yuri For For Management 2.8 Elect Director Masuda, Kenichi For For Management 2.9 Elect Director Yamamoto, Kenzo For For Management 2.10 Elect Director Terui, Keiko For For Management 2.11 Elect Director Sasa, Seiichi For For Management -------------------------------------------------------------------------------- C. R. BARD, INC. Ticker: BCR Security ID: 067383109 Meeting Date: APR 19, 2017 Meeting Type: Annual Record Date: FEB 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barrett For For Management 1.2 Elect Director Robert M. Davis For For Management 1.3 Elect Director Herbert L. Henkel For For Management 1.4 Elect Director John C. Kelly For For Management 1.5 Elect Director David F. Melcher For For Management 1.6 Elect Director Gail K. Naughton For For Management 1.7 Elect Director Timothy M. Ring For For Management 1.8 Elect Director Tommy G. Thompson For For Management 1.9 Elect Director John H. Weiland For For Management 1.10 Elect Director Anthony Welters For For Management 1.11 Elect Director Tony L. White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 03, 2016 Meeting Type: Annual Record Date: SEP 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Anderson For For Management 1.2 Elect Director Colleen F. Arnold For For Management 1.3 Elect Director George S. Barrett For For Management 1.4 Elect Director Carrie S. Cox For For Management 1.5 Elect Director Calvin Darden For For Management 1.6 Elect Director Bruce L. Downey For For Management 1.7 Elect Director Patricia A. Hemingway For For Management Hall 1.8 Elect Director Clayton M. Jones For For Management 1.9 Elect Director Gregory B. Kenny For For Management 1.10 Elect Director Nancy Killefer For For Management 1.11 Elect Director David P. King For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Carroll For For Management 1b Elect Director Michael P. Johnson For For Management 1c Elect Director Janiece M. Longoria For For Management 1d Elect Director Scott J. McLean For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Scott M. Prochazka For For Management 1g Elect Director Susan O. Rheney For For Management 1h Elect Director Phillip R. Smith For For Management 1i Elect Director John W. Somerhalder, II For For Management 1j Elect Director Peter S. Wareing For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CENTRAL JAPAN RAILWAY CO. Ticker: 9022 Security ID: J05523105 Meeting Date: JUN 23, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 70 -------------------------------------------------------------------------------- CINTAS CORPORATION Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 18, 2016 Meeting Type: Annual Record Date: AUG 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald S. Adolph For For Management 1b Elect Director John F. Barrett For For Management 1c Elect Director Melanie W. Barstad For For Management 1d Elect Director Robert E. Coletti For Against Management 1e Elect Director Richard T. Farmer For Against Management 1f Elect Director Scott D. Farmer For For Management 1g Elect Director James J. Johnson For For Management 1h Elect Director Joseph Scaminace For For Management 1i Elect Director Ronald W. Tysoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAY 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Kam Hing Lam as Director For Against Management 3b Elect Edith Shih as Director For Against Management 3c Elect Chow Kun Chee, Roland as Director For Against Management 3d Elect Chow Woo Mo Fong, Susan as For Against Management Director 3e Elect Cheng Hoi Chuen, Vincent as For For Management Director 3f Elect Lee Wai Mun, Rose as Director For Against Management 3g Elect William Shurniak as Director For For Management 3h Elect Wong Chung Hin as Director For For Management 4 Approve Auditor and Authorize Board to For For Management Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 05, 2017 Meeting Type: Annual Record Date: APR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Roderick Ian Eddington as For For Management Director 2b Elect Lee Yui Bor as Director For For Management 2c Elect William Elkin Mocatta as Director For For Management 2d Elect Vernon Francis Moore as Director For For Management 2e Elect Cheng Hoi Chuen, Vincent as For For Management Director 3 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles A. Bancroft For For Management 1b Elect Director John P. Bilbrey For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Ian Cook For For Management 1e Elect Director Helene D. Gayle For For Management 1f Elect Director Ellen M. Hancock For For Management 1g Elect Director C. Martin Harris For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Michael B. Polk For For Management 1j Elect Director Stephen I. Sadove For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COMPUTER SCIENCES CORPORATION Ticker: CSC Security ID: 205363104 Meeting Date: AUG 10, 2016 Meeting Type: Annual Record Date: JUN 13, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Herman E. Bulls For For Management 1c Elect Director Bruce B. Churchill For For Management 1d Elect Director Mark Foster - RESIGNED None None Management 1e Elect Director Sachin Lawande For For Management 1f Elect Director J. Michael Lawrie For For Management 1g Elect Director Brian Patrick MacDonald For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Robert F. Woods For For Management 1j Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald W. Blair For For Management 1.2 Elect Director Stephanie A. Burns For For Management 1.3 Elect Director John A. Canning, Jr. For For Management 1.4 Elect Director Richard T. Clark For For Management 1.5 Elect Director Robert F. Cummings, Jr. For For Management 1.6 Elect Director Deborah A. Henretta For For Management 1.7 Elect Director Daniel P. Huttenlocher For For Management 1.8 Elect Director Kurt M. Landgraf For For Management 1.9 Elect Director Kevin J. Martin For For Management 1.10 Elect Director Deborah D. Rieman For For Management 1.11 Elect Director Hansel E. Tookes, II For For Management 1.12 Elect Director Wendell P. Weeks For For Management 1.13 Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 14 Amend Omnibus Stock Plan For For Management 15 Provide Proxy Access Right For For Management 16 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- DAIICHI SANKYO CO. LTD. Ticker: 4568 Security ID: J11257102 Meeting Date: JUN 19, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 35 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Nakayama, Joji For For Management 3.2 Elect Director Manabe, Sunao For For Management 3.3 Elect Director Hirokawa, Kazunori For For Management 3.4 Elect Director Sai, Toshiaki For For Management 3.5 Elect Director Fujimoto, Katsumi For For Management 3.6 Elect Director Tojo, Toshiaki For For Management 3.7 Elect Director Uji, Noritaka For For Management 3.8 Elect Director Toda, Hiroshi For For Management 3.9 Elect Director Adachi, Naoki For For Management 3.10 Elect Director Fukui, Tsuguya For For Management 4 Appoint Statutory Auditor Izumoto, For For Management Sayoko 5 Approve Annual Bonus For For Management 6 Approve Equity Compensation Plan For For Management -------------------------------------------------------------------------------- DANSKE BANK A/S Ticker: DANSKE Security ID: K22272114 Meeting Date: MAR 16, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 3 Approve Allocation .of Income and For Did Not Vote Management Dividends of DKK 9.00 Per Share 4a Reelect Ole Andersen as Director For Did Not Vote Management 4b Reelect Lars-Erik Brenoe as Director For Did Not Vote Management 4c Reelect Urban Backstrom as Director For Did Not Vote Management 4d Reelect Jorn Jensen as Director For Did Not Vote Management 4e Reelect Rolv Ryssdal as Director For Did Not Vote Management 4f Reelect Carol Sergeant as Director For Did Not Vote Management 4g Reelect Hilde Tonne as Director For Did Not Vote Management 4h Elect Martin Folke Tiveus as New For Did Not Vote Management Director 5 Ratify Deloitte as Auditor For Did Not Vote Management 6a Approve DKK 468.9 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 6b Approve Creation of DKK 1 Billion Pool For Did Not Vote Management of Capital without Preemptive Rights 7 Authorize Share Repurchase Program For Did Not Vote Management 8 Approve Remuneration in the Amount of For Did Not Vote Management DKK 1.8 Million for Chairman, DKK 787,500 for Vice Chairman and DKK 525,000 for Other Board Members; Approve Remuneration for Committee Work 9 Approve Danske Bank Group's For Did Not Vote Management Remuneration Policy for 2016 10 Approve Proposal Requiring that Against Did Not Vote Shareholder Company may not Abolish Cheques for its Danish Personal and Business Customers 11a Require to Release Gender-Specific Against Did Not Vote Shareholder Remuneration Statistics for Its Employees 11b Set a Ceiling for Employee Share Against Did Not Vote Shareholder Options at DKK 50,000, and no Employees in Management or Decision-Making Capacity Regarding Sale/Exchange Listing may have Share Options 11c Require Danske Bank to Invest 5% of Against Did Not Vote Shareholder Its Net Profit in Green Technology 12 Require Danske Bank to Recognize and Against Did Not Vote Shareholder Report on the UN's Climate Targets 13 Other Business None None Management -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 30, 2017 Meeting Type: Annual Record Date: MAY 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Daniel A. Carp For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Mickey P. Foret For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director George N. Mattson For For Management 1i Elect Director Douglas R. Ralph For For Management 1j Elect Director Sergio A.L. Rial For For Management 1k Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V114 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAY 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Mike Biggs as Director For For Management 6 Re-elect Paul Geddes as Director For For Management 7 Elect Danuta Gray as Director For For Management 8 Re-elect Jane Hanson as Director For For Management 9 Elect Mike Holiday-Williams as Director For For Management 10 Re-elect Sebastian James as Director For For Management 11 Re-elect Andrew Palmer as Director For For Management 12 Re-elect John Reizenstein as Director For For Management 13 Re-elect Clare Thompson as Director For For Management 14 Re-elect Richard Ward as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise Issue of Equity in Relation For For Management to an Issue of Solvency II RT1 Instruments 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to an Issue of Solvency II RT1 Instruments 24 Authorise the Company to Call General For Against Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director W. Frank Fountain, Jr. For For Management 1.4 Elect Director Charles G. McClure, Jr. For For Management 1.5 Elect Director Gail J. McGovern For For Management 1.6 Elect Director Mark A. Murray For For Management 1.7 Elect Director James B. Nicholson For For Management 1.8 Elect Director Charles W. Pryor, Jr. For For Management 1.9 Elect Director Josue Robles, Jr. For For Management 1.10 Elect Director Ruth G. Shaw For For Management 1.11 Elect Director David A. Thomas For For Management 1.12 Elect Director James H. Vandenberghe For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Assess Portfolio Impacts of Policies Against Against Shareholder to Meet 2 Degree Scenario -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: MAR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vanessa C.L. Chang For For Management 1.2 Elect Director Louis Hernandez, Jr. For For Management 1.3 Elect Director James T. Morris For For Management 1.4 Elect Director Pedro J. Pizarro For For Management 1.5 Elect Director Linda G. Stuntz For For Management 1.6 Elect Director William P. Sullivan For For Management 1.7 Elect Director Ellen O. Tauscher For For Management 1.8 Elect Director Peter J. Taylor For For Management 1.9 Elect Director Brett White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 01, 2017 Meeting Type: Annual Record Date: FEB 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For For Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director John C. Lechleiter For For Management 1d Elect Director David A. Ricks For For Management 1e Elect Director Marschall S. Runge For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Deferred Compensation Plan For For Management 6 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: APR 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate Submitted by the Italian None Did Not Vote Shareholder Ministry of Economy And Finance 6.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Patrizia Grieco as Board Chair None For Shareholder 8 Approve Remuneration of Directors None For Shareholder 9 Approve 2017 Monetary Long-Term For For Management Incentive Plan 10 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 30, 2017 Meeting Type: Annual Record Date: NOV 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia J. Brinkley For For Management 1.2 Elect Director John E. Klein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 05, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen Scannell Bateman For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director Donald C. Hintz For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 1k Elect Director W. J. 'Billy' Tauzin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Distributed Renewable Against Against Shareholder Generation Resources -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Addesso For For Management 1.2 Elect Director John J. Amore For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Geraldine Losquadro For For Management 1.6 Elect Director Roger M. Singer For For Management 1.7 Elect Director Joseph V. Taranto For For Management 1.8 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: MAR 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director Christopher M. Crane For For Management 1d Elect Director Yves C. de Balmann For For Management 1e Elect Director Nicholas DeBenedictis For For Management 1f Elect Director Nancy L. Gioia For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul L. Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director Richard W. Mies For For Management 1k Elect Director John W. Rogers, Jr. For For Management 1l Elect Director Mayo A. Shattuck, III For For Management 1m Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Ticker: ESRX Security ID: 30219G108 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maura C. Breen For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director Elder Granger For For Management 1d Elect Director Nicholas J. LaHowchic For For Management 1e Elect Director Thomas P. Mac Mahon For For Management 1f Elect Director Frank Mergenthaler For For Management 1g Elect Director Woodrow A. Myers, Jr. For For Management 1h Elect Director Roderick A. Palmore For For Management 1i Elect Director George Paz For For Management 1j Elect Director William L. Roper For For Management 1k Elect Director Seymour Sternberg For For Management 1l Elect Director Timothy Wentworth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maxine Clark For For Management 1b Elect Director Alan D. Feldman For For Management 1c Elect Director Jarobin Gilbert, Jr. For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Guillermo G. Marmol For For Management 1f Elect Director Matthew M. McKenna For For Management 1g Elect Director Steven Oakland For For Management 1h Elect Director Ulice Payne, Jr. For For Management 1i Elect Director Cheryl Nido Turpin For For Management 1j Elect Director Kimberly Underhill For For Management 1k Elect Director Dona D. Young For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Amend Executive Incentive Bonus Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESENIUS SE & CO KGAA Ticker: FRE Security ID: D27348263 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: APR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 0.62 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2016 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2016 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2017 6 Amend Stock Option Plan For For Management 7 Amend Remuneration of Supervisory Board For Against Management -------------------------------------------------------------------------------- HANG SENG BANK Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: MAY 08, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect Nixon L S Chan as Director For For Management 2c Elect L Y Chiang as Director For For Management 2d Elect Sarah C Legg as Director For For Management 2e Elect Kenneth S Y Ng as Director For For Management 2f Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HCA HOLDINGS, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Milton Johnson For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Nancy-Ann DeParle For For Management 1d Elect Director Thomas F. Frist, III For For Management 1e Elect Director William R. Frist For For Management 1f Elect Director Charles O. Holliday, Jr. For For Management 1g Elect Director Ann H. Lamont For For Management 1h Elect Director Jay O. Light For For Management 1i Elect Director Geoffrey G. Meyers For For Management 1j Elect Director Wayne J. Riley For For Management 1k Elect Director John W. Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Shareholders may Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- HOLOGIC, INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 08, 2017 Meeting Type: Annual Record Date: JAN 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Coughlin For For Management 1.2 Elect Director Sally W. Crawford For For Management 1.3 Elect Director Scott T. Garrett For For Management 1.4 Elect Director Lawrence M. Levy For For Management 1.5 Elect Director Stephen P. MacMillan For For Management 1.6 Elect Director Christiana Stamoulis For For Management 1.7 Elect Director Elaine S. Ullian For For Management 1.8 Elect Director Amy M. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 21, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Koeda, Itaru For For Management 1.2 Elect Director Uchinaga, Yukako For For Management 1.3 Elect Director Urano, Mitsudo For For Management 1.4 Elect Director Takasu, Takeo For For Management 1.5 Elect Director Kaihori, Shuzo For For Management 1.6 Elect Director Suzuki, Hiroshi For For Management -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Henderson For For Management 1b Elect Director Lawrence D. Kingsley For For Management 1c Elect Director Sophie V. Vandebroek For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: FEB 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth I. Chenault For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Mark Fields For For Management 1.5 Elect Director Alex Gorsky For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director Hutham S. Olayan For For Management 1.10 Elect Director James W. Owens For For Management 1.11 Elect Director Virginia M. Rometty For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 7 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports and Declare Final Dividend 2 Elect David Hsu as Director For Against Management 3 Re-elect Adam Keswick as Director For Against Management 4 Re-elect Simon Keswick as Director For Against Management 5 Re-elect Dr Richard Lee as Director For Against Management 6 Approve Directors' Fees For For Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Equity with and For For Management without Pre-emptive Rights -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Alex Gorsky For For Management 1e Elect Director Mark B. McClellan For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director William D. Perez For For Management 1h Elect Director Charles Prince For For Management 1i Elect Director A. Eugene Washington For For Management 1j Elect Director Ronald A. Williams For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director Todd A. Combs For For Management 1f Elect Director James S. Crown For For Management 1g Elect Director James Dimon For For Management 1h Elect Director Timothy P. Flynn For For Management 1i Elect Director Laban P. Jackson, Jr. For For Management 1j Elect Director Michael A. Neal For For Management 1k Elect Director Lee R. Raymond For For Management 1l Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Abstain Shareholder 6 Prohibit Accelerated Vesting of Awards Against Against Shareholder to Pursue Government Service 7 Clawback Amendment Against Against Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 10 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call a Special Meeting -------------------------------------------------------------------------------- KIRIN HOLDINGS CO., LTD. Ticker: 2503 Security ID: 497350108 Meeting Date: MAR 30, 2017 Meeting Type: Annual Record Date: DEC 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Isozaki, Yoshinori For For Management 2.2 Elect Director Nishimura, Keisuke For For Management 2.3 Elect Director Ito, Akihiro For For Management 2.4 Elect Director Miyoshi, Toshiya For For Management 2.5 Elect Director Ishii, Yasuyuki For For Management 2.6 Elect Director Arima, Toshio For For Management 2.7 Elect Director Arakawa, Shoshi For For Management 2.8 Elect Director Iwata, Kimie For For Management 2.9 Elect Director Nagayasu, Katsunori For For Management 3 Approve Annual Bonus For For Management 4 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 5 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- KONINKLIJKE AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 12, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 5 Adopt Financial Statements and For For Management Statutory Reports 6 Approve Dividends of EUR 0.57 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Receive Report of Management Board of None None Management the Former Board of Directors of Delhaize Group and Receive Report of the Former Statutory Auditor of Delhaize Group 10 Adopt Financial Statements and For For Management Statutory Reports of Delhaize Group 11 Approve End of Mandate and Discharge For For Management of Directors of Delhaize Group 12 Approve End of Term and Discharge of For For Management the Former Statutory Auditor of Delhaize Group 13 Reelect Jan Hommen to Supervisory Board For For Management 14 Reelect Ben Noteboom to Supervisory For For Management Board 15 Approve Application of Different Peer For For Management Group for US COO 16 Ratify PricewaterhouseCoopers as For For Management Auditors 17 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 17 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Approve Reduction in Share Capital by For For Management Cancellation of Shares Under Item 19 21 Close Meeting None None Management -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: MAY 26, 2017 Meeting Type: Annual Record Date: MAR 20, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For Against Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For Against Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Isaiah Tidwell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5a Eliminate Supermajority Vote For For Management Requirement for Existing Preferred Stock and Bylaw Amendments 5b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 5c Eliminate Supermajority Vote For For Management Requirement for Business Combinations -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 27, 2016 Meeting Type: Annual Record Date: JUL 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Report 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect William Chan Chak Cheung as For For Management Director 3.2 Elect David Charles Watt as Director For For Management 4.1 Elect Poh Lee Tan as Director For For Management 4.2 Elect Nicholas Charles Allen as For For Management Director 4.3 Elect Ed Chan Yiu Cheong as Director For For Management 4.4 Elect Blair Chilton Pickerell as For For Management Director 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- MARUBENI CORP. Ticker: 8002 Security ID: J39788138 Meeting Date: JUN 23, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Asada, Teruo For For Management 1.2 Elect Director Kokubu, Fumiya For For Management 1.3 Elect Director Akiyoshi, Mitsuru For For Management 1.4 Elect Director Yamazoe, Shigeru For For Management 1.5 Elect Director Minami, Hikaru For For Management 1.6 Elect Director Yabe, Nobuhiro For For Management 1.7 Elect Director Kitabata, Takao For For Management 1.8 Elect Director Takahashi, Kyohei For For Management 1.9 Elect Director Fukuda, Susumu For For Management 1.10 Elect Director Okina, Yuri For For Management 2.1 Appoint Statutory Auditor Gunji, Kazuro For For Management 2.2 Appoint Statutory Auditor Hatchoji, For For Management Takashi 2.3 Appoint Statutory Auditor Yoneda, For For Management Tsuyoshi -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 27, 2016 Meeting Type: Annual Record Date: MAY 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andy D. Bryant For For Management 1b Elect Director Wayne A. Budd For For Management 1c Elect Director N. Anthony Coles For For Management 1d Elect Director John H. Hammergren For For Management 1e Elect Director M. Christine Jacobs For For Management 1f Elect Director Donald R. Knauss For For Management 1g Elect Director Marie L. Knowles For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Pro-rata Vesting of Equity Awards Against Against Shareholder 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- METRO AG Ticker: MEO Security ID: D53968125 Meeting Date: FEB 06, 2017 Meeting Type: Annual Record Date: JAN 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2015/16 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Ordinary Share and EUR 1.06 per Preference Share 3 Approve Discharge of Management Board For For Management for Fiscal 2015/16 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2015/16 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2016/17 6.1 Elect Florian Funck to the Supervisory For Against Management Board 6.2 Elect Regine Stachelhaus to the For Against Management Supervisory Board 6.3 Elect Bernhard Duettmann to the For Against Management Supervisory Board 6.4 Elect Julia Goldin to the Supervisory For Against Management Board 6.5 Elect Jo Harlow to the Supervisory For Against Management Board 7 Approve Remuneration System for For Against Management Management Board Members 8 Approve Creation of EUR 417 Million For For Management Pool of Capital without Preemptive Rights 9 Change Company Name to CECONOMY AG For For Management 10 Adopt New Articles of Association For For Management 11 Approve Spin-Off Agreement with METRO For For Management Wholesale & Food Specialist AG -------------------------------------------------------------------------------- METRO INC. Ticker: MRU Security ID: 59162N109 Meeting Date: JAN 24, 2017 Meeting Type: Annual Record Date: DEC 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Stephanie Coyles For For Management 1.3 Elect Director Marc DeSerres For For Management 1.4 Elect Director Claude Dussault For For Management 1.5 Elect Director Russell Goodman For For Management 1.6 Elect Director Marc Guay For For Management 1.7 Elect Director Christian W.E. Haub For For Management 1.8 Elect Director Michel Labonte For For Management 1.9 Elect Director Eric R. La Fleche For For Management 1.10 Elect Director Christine Magee For For Management 1.11 Elect Director Marie-Jose Nadeau For For Management 1.12 Elect Director Real Raymond For For Management 1.13 Elect Director Line Rivard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve the Creation of Against Against Shareholder Strategic Perspectives Committee -------------------------------------------------------------------------------- MITSUBISHI MATERIALS CORP. Ticker: 5711 Security ID: J44024107 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yao, Hiroshi For For Management 1.2 Elect Director Takeuchi, Akira For For Management 1.3 Elect Director Iida, Osamu For For Management 1.4 Elect Director Ono, Naoki For For Management 1.5 Elect Director Shibano, Nobuo For For Management 1.6 Elect Director Suzuki, Yasunobu For For Management 1.7 Elect Director Okamoto, Yukio For For Management 1.8 Elect Director Tokuno, Mariko For For Management 1.9 Elect Director Watanabe, Hiroshi For For Management 2.1 Appoint Statutory Auditor Fukui, Soichi For For Management 2.2 Appoint Statutory Auditor Sato, Hiroshi For Against Management -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 15, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For For Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For For Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Joseph M. Tucci For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Efforts to Ensure Supply Against Against Shareholder Chain Has No Forced Labor -------------------------------------------------------------------------------- MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Ticker: MUV2 Security ID: D55535104 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Report of the Supervisory None None Management Board, Corporate Governance Report and Remuneration Report for Fiscal 2016 (Non-Voting) 1.2 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2016 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 8.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2016 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2016 5 Approve Remuneration System for For For Management Management Board Members 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 8 Elect Renata Jungo Bruengger to the For For Management Supervisory Board 9 Approve Creation of EUR 280 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Affiliation Agreement with For For Management Subsidiary MR Infrastructure Investment GmbH 11.1 Approve Affiliation Agreements with For For Management Subsidiary MR Beteiligungen 2. GmbH 11.2 Approve Affiliation Agreement with For For Management Subsidiary MR Beteiligungen 3. GmbH -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 15, 2016 Meeting Type: Annual Record Date: JUL 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Jeffry R. Allen For For Management 1c Elect Director Alan L. Earhart For For Management 1d Elect Director Gerald Held For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director George Kurian For For Management 1g Elect Director George T. Shaheen For For Management 1h Elect Director Stephen M. Smith For For Management 1i Elect Director Robert T. Wall For For Management 1j Elect Director Richard P. Wallace For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NIPPON TELEGRAPH & TELEPHONE CORP. Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 27, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: APR 25, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For For Management 2 Designate Inspector(s) of Minutes of For For Management Meeting 3 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 1.25 Per Share 4 Approve Remuneration of Auditors For For Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 7 Approve Update of the Mandate of the For For Management Nomination Committee 8.1 Approve Remuneration of Corporate For For Management Assembly 8.2 Approve Remuneration of Nomination For For Management Committee -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 01, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Cesar Conde For For Management 1d Elect Director Ian M. Cook For For Management 1e Elect Director Dina Dublon For For Management 1f Elect Director Rona A. Fairhead For For Management 1g Elect Director Richard W. Fisher For For Management 1h Elect Director William R. Johnson For For Management 1i Elect Director Indra K. Nooyi For For Management 1j Elect Director David C. Page For For Management 1k Elect Director Robert C. Pohlad For For Management 1l Elect Director Daniel Vasella For For Management 1m Elect Director Darren Walker For For Management 1n Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Plans to Minimize Against Against Shareholder Pesticides' Impact on Pollinators 6 Adopt Holy Land Principles Against Against Shareholder -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special Record Date: MAY 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.48 per Share 4 Approve Maintain of Pension Scheme For For Management Agreement for Management Board Members 5 Reelect Pamela Knapp as Supervisory For For Management Board Member 6 Reelect Helle Kristoffersen as For For Management Supervisory Board Member 7 Reelect Henri Philippe Reichstul as For For Management Supervisory Board Member 8 Reelect Geoffroy Roux De Bezieux as For For Management Supervisory Board Member 9 Ratify Appointment of Jack Azoulay as For Against Management Supervisory Board Member 10 Elect Florence Verzelen as Supervisory For Against Management Board Member 11 Elect Benedicte Juyaux as For Against Management Representative of Employee Shareholders to the Supervisory Board 12 Renew Appointment of Mazars as Auditor For For Management 13 Appoint Jean-Marc Deslandes as For For Management Alternate Auditor 14 Renew Appointment of Ernst & Young et For For Management Autres as Auditor 15 Renew Appointment of Auditex as For For Management Alternate Auditor 16 Approve Remuneration Policy of the For For Management Chairman of the Management Board 17 Approve Remuneration Policy of Members For For Management of the Management Board 18 Approve Remuneration Policy of Members For For Management of the Supervisory Board 19 Non-Binding Vote on Compensation of For For Management Carlos Tavares, Chairman of the Management Board 20 Non-Binding Vote on Compensation of For For Management Jean-Baptiste Chasseloup de Chatillon, Gregoire Olivier, Maxime Picat, Jean-Christophe Quemard the Members of Management Board 21 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves up to Aggregate Nominal Amount of EUR 215,936,439 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 86,374,575 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 86,374,575 26 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 27 Authorize Capital Increase of Up to For For Management EUR 86,374,575 for Future Exchange Offers 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 350,675,796 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 31 Authorize Issuance of up to 39,727,324 For For Management Warrants (BSA) Reserved for Companies Belonging to General Motors Company 32 Authorize Management Board to Issue For Against Management Free Warrants with Preemptive Rights During a Public Tender Offer 33 Amend Article 10 of Bylaws Re: For For Management Employee Shareholder Representative on the Supervisory Board 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Ronald E. Blaylock For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Frances D. Fergusson For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director James M. Kilts For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Adopt Holy Land Principles Against Against Shareholder 6 Amend Bylaws - Call Special Meetings Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald E. Brandt For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Michael L. Gallagher For For Management 1.5 Elect Director Roy A. Herberger, Jr. For For Management 1.6 Elect Director Dale E. Klein For For Management 1.7 Elect Director Humberto S. Lopez For For Management 1.8 Elect Director Kathryn L. Munro For For Management 1.9 Elect Director Bruce J. Nordstrom For For Management 1.10 Elect Director Paula J. Sims For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD. Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAR 14, 2017 Meeting Type: Special Record Date: MAR 09, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consortium Formation Agreement For For Management and Related Transactions -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LTD. Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 10, 2017 Meeting Type: Annual Record Date: MAY 04, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Andrew John Hunter as Director For For Management 3c Elect Ip Yuk-keung, Albert as Director For For Management 3d Elect Li Tzar Kuoi, Victor as Director For For Management 3e Elect Tsai Chao Chung, Charles as For For Management Director 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: FEB 28, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Raja Rajamannar For For Management 1.5 Elect Director Craig A. Rogerson For For Management 1.6 Elect Director William H. Spence For For Management 1.7 Elect Director Natica von Althann For For Management 1.8 Elect Director Keith H. Williamson For For Management 1.9 Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Assess Portfolio Impacts of Policies Against Abstain Shareholder to Meet 2 Degree Scenario -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: MAR 22, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betsy J. Bernard For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Dennis H. Ferro For For Management 1.4 Elect Director Scott M. Mills For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 09, 2017 Meeting Type: Annual Record Date: MAR 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Mark B. Grier For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director George Paz For For Management 1.8 Elect Director Sandra Pianalto For For Management 1.9 Elect Director Christine A. Poon For For Management 1.10 Elect Director Douglas A. Scovanner For For Management 1.11 Elect Director John R. Strangfeld For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 18, 2017 Meeting Type: Annual Record Date: FEB 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director Albert R. Gamper, Jr. For For Management 1.3 Elect Director William V. Hickey For For Management 1.4 Elect Director Ralph Izzo For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director David Lilley For For Management 1.7 Elect Director Thomas A. Renyi For For Management 1.8 Elect Director Hak Cheol (H.C.) Shin For For Management 1.9 Elect Director Richard J. Swift For For Management 1.10 Elect Director Susan Tomasky For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- QANTAS AIRWAYS LIMITED Ticker: QAN Security ID: Q77974550 Meeting Date: OCT 21, 2016 Meeting Type: Annual Record Date: OCT 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Maxine Brenner as Director For For Management 2.2 Elect Richard Goodmanson as Director For For Management 2.3 Elect Jacqueline Hey as Director For For Management 2.4 Elect Barbara Ward as Director For For Management 2.5 Elect Michael L'Estrange as Director For For Management 3 Approve the Grant of Performance For For Management Rights to Alan Joyce, Chief Executive Officer of the Company 4 Approve the Remuneration Report For For Management 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 6 Approve the On-Market Share Buy-Back For For Management -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: MAR 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director Vicky B. Gregg For For Management 1.3 Elect Director Jeffrey M. Leiden For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Daniel C. Stanzione For For Management 1.9 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Amend Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director William J. Flynn For For Management 1d Elect Director Thomas W. Handley For For Management 1e Elect Director Jennifer M. Kirk For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director Ramon A. Rodriguez For For Management 1h Elect Director Donald W. Slager For For Management 1i Elect Director John M. Trani For For Management 1j Elect Director Sandra M. Volpe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RWE AG Ticker: RWE Security ID: D6629K109 Meeting Date: APR 27, 2017 Meeting Type: Annual Record Date: APR 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2016 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.13 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal 2016 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2016 5 Approve Remuneration System for For For Management Management Board Members 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2017 7 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2017 8.1 Elect Monika Kircher to the For For Management Supervisory Board 8.2 Elect Ute Gerbaulet to the Supervisory For For Management Board 9 Approve Affiliation Agreement with For For Management Subsidiary RWE Downstream Beteiligungs GmbH -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 10, 2017 Meeting Type: Annual/Special Record Date: MAY 05, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.96 per Share 4 Approve Auditors' Special Report on For For Management New Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.750 Million 6 Reelect Fabienne Lecorvaisier as For For Management Director 7 Elect Bernard Charles as Director For For Management 8 Elect Melanie Lee as Director For For Management 9 Approve Remuneration Policy for For For Management Chairman of the Board 10 Approve Remuneration Policy for CEO For For Management 11 Non-Binding Vote on Compensation of For For Management Serge Weinberg, Chairman of the Board 12 Non-Binding Vote on Compensation of For For Management Olivier Brandicourt, CEO 13 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.289 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million 18 Approve Issuance of Debt Securities For For Management Giving Access to New Shares of Subsidiaries and/or Existing Shares and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Amend Article 11 of Bylaws Re: Board For For Management of Directors 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SEKISUI CHEMICAL CO. LTD. Ticker: 4204 Security ID: J70703137 Meeting Date: JUN 28, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2.1 Elect Director Negishi, Naofumi For For Management 2.2 Elect Director Koge, Teiji For For Management 2.3 Elect Director Kubo, Hajime For For Management 2.4 Elect Director Uenoyama, Satoshi For For Management 2.5 Elect Director Sekiguchi, Shunichi For For Management 2.6 Elect Director Kato, Keita For For Management 2.7 Elect Director Hirai, Yoshiyuki For For Management 2.8 Elect Director Taketomo, Hiroyuki For For Management 2.9 Elect Director Ishizuka, Kunio For For Management 2.10 Elect Director Kase, Yutaka For For Management 3 Appoint Statutory Auditor Naganuma, For For Management Moritoshi -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED Ticker: C6L Security ID: Y7992P128 Meeting Date: JUL 29, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Gautam Banerjee as Director For For Management 3b Elect Goh Choon Phong as Director For For Management 3c Elect Hsieh Tsun-yan as Director For For Management 4 Elect Peter Seah Lim Huat as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the SIA Performance Share Plan 2014 and/or the SIA Restricted Share Plan 2014 9 Approve Mandate for Interested Person For For Management Transactions 10 Authorize Share Repurchase Program For For Management 11 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 13, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 2.30 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For For Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Elect Lynn Dorsey Bleil as Director For For Management 4.1.4 Reelect Michael Jacobi as Director For For Management 4.1.5 Reelect Stacy Enxing Seng as Director For For Management 4.1.6 Reelect Anssi Vanjoki as Director For For Management 4.1.7 Reelect Roland van der Vis as Director For For Management 4.1.8 Reelect Jinlong Wang as Director For For Management 4.2.1 Appoint Robert Spoerry as Member of For For Management the Compensation Committee 4.2.2 Appoint Beat Hess as Member of the For For Management Compensation Committee 4.2.3 Appoint Stacy Enxing Seng as Member of For For Management the Compensation Committee 4.3 Ratify PricewaterhouseCoopers AG as For For Management Auditors 4.4 Designate Andreas Keller as For For Management Independent Proxy 5.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 3 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 16.9 Million 6 Approve CHF 4,600 Reduction in Share For For Management Capital via Cancellation of Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPARK NEW ZEALAND LIMITED Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 04, 2016 Meeting Type: Annual Record Date: NOV 02, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Board to Fix For For Management Remuneration of the Auditors 2 Elect Simon Moutter as Director For For Management 3 Elect Justine Smyth as Director For For Management 4 Elect Ido Leffler as Director For For Management 5 Elect Alison Gerry as Director For For Management 6 Elect Alison Barrass as Director For For Management -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 29, 2017 Meeting Type: Annual Record Date: DEC 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3.1 Elect Director Ikeda, Ikuji For For Management 3.2 Elect Director Tanaka, Hiroaki For For Management 3.3 Elect Director Nishi, Minoru For For Management 3.4 Elect Director Onga, Kenji For For Management 3.5 Elect Director Ii, Yasutaka For For Management 3.6 Elect Director Ishida, Hiroki For For Management 3.7 Elect Director Kuroda, Yutaka For For Management 3.8 Elect Director Yamamoto, Satoru For For Management 3.9 Elect Director Kosaka, Keizo For For Management 3.10 Elect Director Uchioke, Fumikiyo For For Management 3.11 Elect Director Murakami, Kenji For For Management -------------------------------------------------------------------------------- SUZUKI MOTOR CORP. Ticker: 7269 Security ID: J78529138 Meeting Date: JUN 29, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 27 2 Amend Articles to Amend Provisions on For For Management Number of Directors 3.1 Elect Director Suzuki, Osamu For For Management 3.2 Elect Director Harayama, Yasuhito For For Management 3.3 Elect Director Suzuki, Toshihiro For For Management 3.4 Elect Director Nagao, Masahiko For For Management 3.5 Elect Director Matsura, Hiroaki For For Management 3.6 Elect Director Honda, Osamu For For Management 3.7 Elect Director Iguchi, Masakazu For For Management 3.8 Elect Director Tanino, Sakutaro For Against Management 4 Approve Annual Bonus For For Management 5 Approve Compensation Ceilings for For For Management Directors and Statutory Auditors 6 Approve Equity Compensation Plan For Against Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: DEC 16, 2016 Meeting Type: Special Record Date: DEC 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For Did Not Vote Management 2 Prepare and Approve List of For Did Not Vote Management Shareholders 3 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 4 Acknowledge Proper Convening of Meeting For Did Not Vote Management 5 Approve Agenda of Meeting For Did Not Vote Management 6 Approve Extraordinary Dividends of SEK For Did Not Vote Management 9.50 Per Share 7 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDISH MATCH AB Ticker: SWMA Security ID: W92277115 Meeting Date: MAY 04, 2017 Meeting Type: Annual Record Date: APR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Auditors Review; Receive President's Report; Receive CEO's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 16 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Members (7) and For For Management Deputy Members of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.84 million to Chair, SEK 870,000 to Vice Chair and SEK 735,000 to Other Directors; Approve Remuneration for Committee Work 12 Reelect Charles Blixt, Andrew Cripps For For Management (Vice Chair), Jacqueline Hoogerbrugge, Conny Karlsson(Chair), Wenche Rolfsen and Joakim Westh as Directors; Elect Pauline Lindwall as New Director 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve SEK 16.5 Million Reduction in For For Management Share Capital via Share Cancellation; Approve SEK 16.5 Million Bonus Issuance 18 Authorize Share Repurchase Program For For Management 19 Authorize Reissuance of Repurchased For For Management Shares 20 Approve Issuance of Shares without For For Management Preemptive Rights -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 03, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Valerie Berset Bircher as For For Management Director 4.3 Reelect Alain Carrupt as Director For For Management 4.4 Reelect Frank Esser as Director For For Management 4.5 Reelect Barbara Frei as Director For For Management 4.6 Reelect Catherine Muehlemann as For For Management Director 4.7 Reelect Theophil Schlatter as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Appoint Frank Esser as Member of the For For Management Compensation Committee 5.2 Appoint Barbara Frei as Member of the For For Management Compensation Committee 5.3 Appoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.4 Appoint Theophil Schlatter as Member For For Management of the Compensation Committee 5.5 Appoint Renzo Simoni as Member of the For For Management Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 9.7 Million 7 Designate Reber Rechtsanwaelte as For For Management Independent Proxy 8 Ratify KPMG AG as Auditors For For Management 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 06, 2017 Meeting Type: Annual Record Date: FEB 10, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Deborah A. Coleman For Withhold Management 1.6 Elect Director Mercedes Johnson For For Management 1.7 Elect Director Chrysostomos L. "Max" For For Management Nikias 1.8 Elect Director John Schwarz For For Management 1.9 Elect Director Roy Vallee For For Management 1.10 Elect Director Steven C. Walske For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 08, 2017 Meeting Type: Annual Record Date: FEB 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director William A. Jeffrey For For Management 1e Elect Director Thomas J. Lynch For For Management 1f Elect Director Yong Nam For For Management 1g Elect Director Daniel J. Phelan For For Management 1h Elect Director Paula A. Sneed For For Management 1i Elect Director Abhijit Y. Talwalkar For For Management 1j Elect Director Mark C. Trudeau For For Management 1k Elect Director John C. Van Scoter For For Management 1l Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development & Compensation Committee 3b Elect Paula A. Sneed as Member of For For Management Management Development & Compensation Committee 3c Elect John C. Van Scoter as Member of For For Management Management Development & Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 30, 2016 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 30, 2016 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 30, 2016 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2017 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Advisory Vote on Say on Pay Frequency One Year One Year Management 10 Amend Omnibus Stock Plan For For Management 11 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 12 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 13 Approve Allocation of Available For For Management Earnings at September 30, 2016 14 Approve Declaration of Dividend For For Management 15 Authorize Share Repurchase Program For Against Management 16 Approve Reduction of Share Capital For For Management 17 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- TELSTRA CORPORATION LIMITED Ticker: TLS Security ID: Q8975N105 Meeting Date: OCT 11, 2016 Meeting Type: Annual Record Date: OCT 09, 2016 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Craig Dunn as Director For For Management 3b Elect Jane Hemstritch as Director For For Management 3c Elect Nora Scheinkestel as Director For For Management 4 Approve the Grant of Performance For For Management Rights to Andrew Penn, Chief Executive Officer of the Company 5 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M996 Meeting Date: MAY 11, 2017 Meeting Type: Annual Record Date: MAR 13, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Mary Jo Haddad For For Management 1.7 Elect Director Kathy Kinloch For For Management 1.8 Elect Director John S. Lacey For For Management 1.9 Elect Director William (Bill) A. For For Management MacKinnon 1.10 Elect Director John Manley For For Management 1.11 Elect Director Sarabjit (Sabi) S. For For Management Marwah 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director David L. Mowat For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 20, 2017 Meeting Type: Annual Record Date: FEB 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph W. Babb, Jr. For For Management 1b Elect Director Mark A. Blinn For For Management 1c Elect Director Todd M. Bluedorn For For Management 1d Elect Director Daniel A. Carp For For Management 1e Elect Director Janet F. Clark For For Management 1f Elect Director Carrie S. Cox For For Management 1g Elect Director Jean M. Hobby For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Wayne R. Sanders For For Management 1l Elect Director Richard K. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 25, 2017 Meeting Type: Annual Record Date: MAR 27, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Siddharth N. (Bobby) For For Management Mehta 1d Elect Director Jacques P. Perold For For Management 1e Elect Director Andrea Redmond For For Management 1f Elect Director John W. Rowe For For Management 1g Elect Director Judith A. Sprieser For For Management 1h Elect Director Mary Alice Taylor For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Require Independent Board Chairman Against Against Shareholder 7 Lead Director Qualifications Against Against Shareholder 8 Political Contributions Disclosure Against For Shareholder -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 16, 2016 Meeting Type: Annual Record Date: SEP 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Jeffrey Noddle For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Carolyn M. Ticknor For For Management 1.11 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reduction of Threshold to Call Against Against Shareholder Special Meetings to 10% of Outstanding Shares -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 25, 2017 Meeting Type: Annual Record Date: FEB 03, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Bunch For For Management 1.2 Elect Director Marjorie Rodgers For For Management Cheshire 1.3 Elect Director William S. Demchak For For Management 1.4 Elect Director Andrew T. Feldstein For For Management 1.5 Elect Director Daniel R. Hesse For For Management 1.6 Elect Director Kay Coles James For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Jane G. Pepper For For Management 1.9 Elect Director Donald J. Shepard For For Management 1.10 Elect Director Lorene K. Steffes For For Management 1.11 Elect Director Dennis F. Strigl For For Management 1.12 Elect Director Michael J. Ward For For Management 1.13 Elect Director Gregory D. Wasson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Prepare Employment Diversity Report Against Abstain Shareholder and Report on Diversity Policies -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 11, 2016 Meeting Type: Annual Record Date: AUG 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Terry J. Lundgren For For Management 1f Elect Director W. James McNerney, Jr. For For Management 1g Elect Director David S. Taylor For For Management 1h Elect Director Margaret C. Whitman For For Management 1i Elect Director Patricia A. Woertz For For Management 1j Elect Director Ernesto Zedillo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Consistency Between Against Against Shareholder Corporate Values and Political Activities 5 Report on Application of Company Against Against Shareholder Non-Discrimination Policies in States with Pro-Discrimination Laws -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903105 Meeting Date: MAY 03, 2017 Meeting Type: Annual/Special Record Date: MAR 16, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director James C. Smith For For Management 1.3 Elect Director Sheila C. Bair For For Management 1.4 Elect Director David W. Binet For Withhold Management 1.5 Elect Director W. Edmund Clark For Withhold Management 1.6 Elect Director Michael E. Daniels For For Management 1.7 Elect Director Ken Olisa For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director Kristin C. Peck For For Management 1.10 Elect Director Barry Salzberg For For Management 1.11 Elect Director Peter J. Thomson For For Management 1.12 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Stock Incentive Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 14, 2017 Meeting Type: Annual Record Date: MAR 31, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Didier Leroy For For Management 1.5 Elect Director Terashi, Shigeki For For Management 1.6 Elect Director Nagata, Osamu For For Management 1.7 Elect Director Uno, Ikuo For For Management 1.8 Elect Director Kato, Haruhiko For For Management 1.9 Elect Director Mark T. Hogan For For Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Approve Annual Bonus For For Management 4 Approve Compensation Ceiling for For For Management Directors -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 09, 2017 Meeting Type: Annual Record Date: DEC 12, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Mike Beebe For For Management 1d Elect Director Mikel A. Durham For For Management 1e Elect Director Tom Hayes For For Management 1f Elect Director Kevin M. McNamara For For Management 1g Elect Director Cheryl S. Miller For For Management 1h Elect Director Brad T. Sauer For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Board Diversity Against Against Shareholder 7 Proxy Access Against For Shareholder 8 Implement a Water Quality Stewardship Against Against Shareholder Policy -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 18, 2017 Meeting Type: Annual Record Date: FEB 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Warner L. Baxter For For Management 1c Elect Director Marc N. Casper For For Management 1d Elect Director Andrew Cecere For For Management 1e Elect Director Arthur D. Collins, Jr. For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Kimberly J. Harris For For Management 1h Elect Director Roland A. Hernandez For For Management 1i Elect Director Doreen Woo Ho For For Management 1j Elect Director Olivia F. Kirtley For For Management 1k Elect Director Karen S. Lynch For For Management 1l Elect Director David B. O'Maley For For Management 1m Elect Director O'dell M. Owens For For Management 1n Elect Director Craig D. Schnuck For For Management 1o Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 05, 2017 Meeting Type: Annual Record Date: APR 11, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For Against Management 1b Elect Director Richard T. Burke For Against Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For Against Management 1f Elect Director Rodger A. Lawson For For Management 1g Elect Director Glenn M. Renwick For For Management 1h Elect Director Kenneth I. Shine For For Management 1i Elect Director Gail R. Wilensky For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 17, 2017 Meeting Type: Annual Record Date: MAR 21, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For Withhold Management 2 Amend Stock Option Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: APR 26, 2017 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Wee Ee Lim as Director For Against Management 5 Elect Low Weng Keong as Director For For Management 6 Elect Wee Sin Tho as Director For For Management 7 Elect Poon Hon Thang Samuel as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For For Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares Pursuant to For For Management the UOL Scrip Dividend Scheme 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: MAY 03, 2017 Meeting Type: Annual Record Date: MAR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Paulett Eberhart For For Management 1b Elect Director Joseph W. Gorder For For Management 1c Elect Director Kimberly S. Greene For For Management 1d Elect Director Deborah P. Majoras For For Management 1e Elect Director Donald L. Nickles For For Management 1f Elect Director Philip J. Pfeiffer For For Management 1g Elect Director Robert A. Profusek For For Management 1h Elect Director Susan Kaufman Purcell For For Management 1i Elect Director Stephen M. Waters For For Management 1j Elect Director Randall J. Weisenburger For For Management 1k Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VESTAS WIND SYSTEM A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 06, 2017 Meeting Type: Annual Record Date: MAR 30, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 9.71 Per Share 4a Reelect Bert Nordberg as Director For For Management 4b Reelect Carsten Bjerg as Director For For Management 4c Reelect Eija Pitkanenas Director For For Management 4d Reelect Henrik Andersen as Director For For Management 4e Reelect Henry Stenson as Director For For Management 4f Reelect Lars Josefsson as Director For For Management 4g Reelect Lykke Friis as Director For For Management 4h Reelect Torben Sorensen as Director For For Management 5a Approve Remuneration of Directors for For For Management 2016 5b Approve Remuneration of Directors for For For Management 2017 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Approve DKK 6 Million Reduction in For For Management Share Capital via Share Cancellation 7b Authorize Share Repurchase Program For For Management 7c Amend Articles Re: Admission Cards for For For Management General Meetings 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 02, 2017 Meeting Type: Annual Record Date: APR 07, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James I. Cash, Jr. For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Carla A. Harris For Against Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Marissa A. Mayer For Against Management 1f Elect Director C. Douglas McMillon For For Management 1g Elect Director Gregory B. Penner For Against Management 1h Elect Director Steven S Reinemund For Against Management 1i Elect Director Kevin Y. Systrom For Against Management 1j Elect Director S. Robson Walton For Against Management 1k Elect Director Steuart L. Walton For Against Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Provide Proxy Access Right Against For Shareholder 7 Require Independent Director Nominee Against Against Shareholder with Environmental Experience -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2017 Meeting Type: Annual Record Date: MAR 15, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson For For Management 1b Elect Director Frank M. Clark, Jr. For For Management 1c Elect Director James C. Fish, Jr. For For Management 1d Elect Director Andres R. Gluski For For Management 1e Elect Director Patrick W. Gross For For Management 1f Elect Director Victoria M. Holt For For Management 1g Elect Director Kathleen M. Mazzarella For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Pro-rata Vesting of Equity Awards Against Against Shareholder -------------------------------------------------------------------------------- WH GROUP LTD. Ticker: 288 Security ID: G96007102 Meeting Date: MAY 23, 2017 Meeting Type: Annual Record Date: MAY 17, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect You Mu as Director For For Management 2b Elect Huang Ming as Director For For Management 2c Elect Lau, Jin Tin Don as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. SSGA Active Trust (Registrant) By: /s/ Ellen M. Needham Ellen M. Needham President (Signature and Title) Date: August 30, 2017
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