Form N-PX BARRETT OPPORTUNITY FUND For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02884
NAME OF REGISTRANT: Barrett Opportunity Fund,
Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 90 Park Avenue
New York, NY 10016
NAME AND ADDRESS OF AGENT FOR SERVICE: Peter Shriver
90 Park Avenue
New York, NY 10016
REGISTRANT'S TELEPHONE NUMBER: 212-983-5080
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Barrett Opportunity Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 934547968
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SONDRA L. BARBOUR Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. STOCKHOLDER PROPOSAL ON IMPLEMENTATION OF Shr Against For
HOLY LAND PRINCIPLES.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934540697
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
D.J. STARKS Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
INCENTIVE STOCK PROGRAM
6. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S.
EMPLOYEES.
7. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934548821
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
MELODY B. MEYER Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION
4. APPROVAL OF A MANAGEMENT PROPOSAL REGARDING Mgmt For For
AMENDMENT OF THE CERTIFICATE OF
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS
5. STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON Shr Against For
LOBBYING
6. STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR Shr Against For
AND CEO
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 934537260
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. ALLEN DOANE Mgmt For For
DAVID C. HULIHEE Mgmt For For
STANLEY M. KURIYAMA Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934482340
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 08-Nov-2016
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER BISSON Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
MICHAEL P. GREGOIRE Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
WILLIAM J. READY Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934542196
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 06-May-2017
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2017 PROXY STATEMENT.
3. NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 3 Years For
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING METHANE GAS Shr Against For
EMISSIONS.
6. SHAREHOLDER PROPOSAL REGARDING DIVESTING OF Shr Against For
INVESTMENTS IN COMPANIES INVOLVED WITH
FOSSIL FUELS.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 934577872
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MANAGEMENT REPORT, Mgmt For For
STANDALONE FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB
LIMITED FOR THE YEAR ENDED DECEMBER 31,
2016
2A ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
2B DISTRIBUTION OF A DIVIDEND OUT OF LEGAL Mgmt For For
RESERVES (BY WAY OF RELEASE AND ALLOCATION
TO A DIVIDEND RESERVE)
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR
4B RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR PURPOSES OF U.S. SECURITIES LAW
REPORTING
4C ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDIT FIRM
5A ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
5B ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
5C ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
5D ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
5E ELECTION OF DIRECTOR: JAMES I. CASH Mgmt For For
5F ELECTION OF DIRECTOR: MARY CIRILLO Mgmt For For
5G ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
5H ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
5I ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
5J ELECTION OF DIRECTOR: KIMBERLY A. ROSS Mgmt For For
5K ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
5L ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
5M ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
5N ELECTION OF DIRECTOR: DAVID H. SIDWELL Mgmt For For
5O ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5P ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
6 ELECTION OF EVAN G. GREENBERG AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
7A ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MICHAEL P. CONNORS
7B ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: MARY CIRILLO
7C ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ
7D ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: ROBERT W. SCULLY
7E ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN
8 ELECTION OF HOMBURGER AG AS INDEPENDENT Mgmt For For
PROXY
9 APPROVAL OF AMENDED AND RESTATED CHUBB Mgmt For For
LIMITED EMPLOYEE STOCK PURCHASE PLAN
10A COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
UNTIL THE NEXT ANNUAL GENERAL MEETING
10B COMPENSATION OF EXECUTIVE MANAGEMENT FOR Mgmt For For
THE NEXT CALENDAR YEAR
11 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
12 ADVISORY VOTE ON FREQUENCY OF SUBMISSION OF Mgmt 1 Year For
THE ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION UNDER U.S. SECURITIES LAW
REQUIREMENTS
13 IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR " TO VOTE IN ACCORDANCE WITH THE
POSITION OF OUR BOARD OF DIRECTORS, MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS, MARK "ABSTAIN" TO ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY REALTY TRUST, INC. Agenda Number: 934621613
--------------------------------------------------------------------------------------------------------------------------
Security: 345605109
Meeting Type: Annual
Meeting Date: 09-Jun-2017
Ticker: FCEA
ISIN: US3456051099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR F. ANTON Mgmt For For
KENNETH J. BACON Mgmt For For
SCOTT S. COWEN Mgmt For For
MICHAEL P. ESPOSITO, JR Mgmt For For
2. THE APPROVAL (ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS) OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. THE VOTE (ON AN ADVISORY, NON-BINDING Mgmt 1 Year For
BASIS) ON THE FREQUENCY OF WHICH THE
STOCKHOLDERS WILL HAVE AN ADVISORY,
NON-BINDING VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY'S CHARTER IN SUBSTANTIALLY THE FORM
ATTACHED TO THE PROXY STATEMENT/ PROSPECTUS
AS ANNEX A, WHICH AMENDMENT AND RESTATEMENT
WOULD EFFECTUATE THE RECLASSIFICATION (AS
DEFINED IN THE PROXY STATEMENT/PROSPECTUS).
6. THE PROPOSAL TO ADJOURN THE ANNUAL MEETING Mgmt For For
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
THE RECLASSIFICATION PROPOSAL AT THE TIME
OF THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY REALTY TRUST, INC. Agenda Number: 934621625
--------------------------------------------------------------------------------------------------------------------------
Security: 345605208
Meeting Type: Annual
Meeting Date: 09-Jun-2017
Ticker: FCEB
ISIN: US3456052089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Z. JAMIE BEHAR Mgmt For For
CHRISTINE R. DETRICK Mgmt For For
DEBORAH L. HARMON Mgmt For For
DAVID J. LARUE Mgmt For For
CRAIG MACNAB Mgmt For For
BRIAN J. RATNER Mgmt For For
DEBORAH RATNER SALZBERG Mgmt For For
JAMES A. RATNER Mgmt For For
RONALD A. RATNER Mgmt For For
2. THE APPROVAL (ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS) OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. THE VOTE (ON AN ADVISORY, NON-BINDING Mgmt 1 Year For
BASIS) ON THE FREQUENCY OF WHICH THE
STOCKHOLDERS WILL HAVE AN ADVISORY,
NON-BINDING VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
5. THE PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY'S CHARTER IN SUBSTANTIALLY THE FORM
ATTACHED TO THE PROXY STATEMENT/ PROSPECTUS
AS ANNEX A, WHICH AMENDMENT AND RESTATEMENT
WOULD EFFECTUATE THE RECLASSIFICATION (AS
DEFINED IN THE PROXY STATEMENT/PROSPECTUS).
6. THE PROPOSAL TO ADJOURN THE ANNUAL MEETING Mgmt For For
TO A LATER DATE OR DATES, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
THE RECLASSIFICATION PROPOSAL AT THE TIME
OF THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 934551866
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: RUDY F. DELEON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1E. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1F. ELECTION OF DIRECTOR: MARK M. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE B. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER A. WALL Mgmt For For
2. ADVISORY VOTE ON THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION ADVISORY VOTES
5. APPROVAL OF THE GENERAL DYNAMICS Mgmt For For
CORPORATION AMENDED AND RESTATED 2012
EQUITY COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION Agenda Number: 934603211
--------------------------------------------------------------------------------------------------------------------------
Security: 527288104
Meeting Type: Annual
Meeting Date: 25-May-2017
Ticker: LUK
ISIN: US5272881047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA L. ADAMANY Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C ELECTION OF DIRECTOR: FRANCISCO L. BORGES Mgmt For For
1D ELECTION OF DIRECTOR: W. PATRICK CAMPBELL Mgmt For For
1E ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. HANDLER Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT E. JOYAL Mgmt For For
1H ELECTION OF DIRECTOR: JEFFREY C. KEIL Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL T. O'KANE Mgmt For For
1J ELECTION OF DIRECTOR: STUART H. REESE Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH S. STEINBERG Mgmt For For
02 APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
03 VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE APPROVAL OF EXECUTIVE
COMPENSATION.
04 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2017.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 934502697
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Special
Meeting Date: 13-Dec-2016
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 14, 2016 (AS IT MAY
BE AMENDED FROM TIME TO TIME, THE "MERGER
AGREEMENT"), BY AND AMONG MONSANTO COMPANY
(THE "COMPANY"), BAYER AKTIENGESELLSCHAFT,
A GERMAN STOCK CORPORATION ("BAYER"), AND
KWA INVESTMENT CO., A DELAWARE ..(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 934514010
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 27-Jan-2017
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DWIGHT M. "MITCH" Mgmt For For
BARNS
1B. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. CHICOINE, Mgmt For For
PH.D.
1D. ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH GRANT Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR H. HARPER Mgmt For For
1G. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1H. ELECTION OF DIRECTOR: MARCOS M. LUTZ Mgmt For For
1I. ELECTION OF DIRECTOR: C. STEVEN MCMILLAN Mgmt For For
1J. ELECTION OF DIRECTOR: JON R. MOELLER Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICIA VERDUIN, Mgmt For For
PH.D.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. APPROVAL OF PERFORMANCE GOALS UNDER, AND AN Mgmt For For
AMENDMENT TO, THE LONG-TERM INCENTIVE PLAN.
6. SHAREOWNER PROPOSAL: LOBBYING REPORT. Shr Against For
7. SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda Number: 934549809
--------------------------------------------------------------------------------------------------------------------------
Security: 626717102
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: MUR
ISIN: US6267171022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: T.J. COLLINS Mgmt For For
1B. ELECTION OF DIRECTOR: S.A. COSSE Mgmt For For
1C. ELECTION OF DIRECTOR: C.P. DEMING Mgmt For For
1D. ELECTION OF DIRECTOR: L.R. DICKERSON Mgmt For For
1E. ELECTION OF DIRECTOR: R.W. JENKINS Mgmt For For
1F. ELECTION OF DIRECTOR: E.W. KELLER Mgmt For For
1G. ELECTION OF DIRECTOR: J.V. KELLEY Mgmt For For
1H. ELECTION OF DIRECTOR: W. MIROSH Mgmt For For
1I. ELECTION OF DIRECTOR: R.M. MURPHY Mgmt For For
1J. ELECTION OF DIRECTOR: J.W. NOLAN Mgmt For For
1K. ELECTION OF DIRECTOR: N.E. SCHMALE Mgmt For For
1L. ELECTION OF DIRECTOR: L.A. SUGG Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. APPROVE THE PROPOSED 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN PERFORMANCE METRICS.
5. APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 934550078
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLAIBORNE P. DEMING Mgmt For For
THOMAS M. GATTLE, JR. Mgmt For For
JACK T. TAYLOR Mgmt For For
2. APPROVAL OF EXECUTIVE COMPENSATION ON AN Mgmt For For
ADVISORY, NON-BINDING BASIS
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934466687
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 22-Sep-2016
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
MICHELLE A. PELUSO Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY AN Mgmt For For
ADVISORY VOTE.
3. TO APPROVE AN AMENDMENT TO THE NIKE, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934545419
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For
1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: DARREN WALKER Mgmt For For
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
SHAREHOLDER ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION.
5. REPORT REGARDING PESTICIDE POLLUTION. Shr Against For
6. IMPLEMENTATION OF HOLY LAND PRINCIPLES. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934540798
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr Against For
LAND PRINCIPLES
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For
SHAREOWNER MEETINGS
7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIR POLICY
--------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. Agenda Number: 934572149
--------------------------------------------------------------------------------------------------------------------------
Security: 754907103
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: RYN
ISIN: US7549071030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. KINCAID Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. BLUMBERG Mgmt For For
1C. ELECTION OF DIRECTOR: DOD A. FRASER Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT R. JONES Mgmt For For
1E. ELECTION OF DIRECTOR: BERNARD LANIGAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: BLANCHE L. LINCOLN Mgmt For For
1G. ELECTION OF DIRECTOR: V. LARKIN MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID L. NUNES Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREW G. WILTSHIRE Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RECOMMEND, BY NON-BINDING VOTE, WHETHER Mgmt 1 Year For
THE VOTE OF OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION SHOULD OCCUR EVERY ONE, TWO OR
THREE YEARS.
4. APPROVAL OF THE MATERIAL TERMS UNDER THE Mgmt For For
RAYONIER NON-EQUITY INCENTIVE PLAN, AS
AMENDED, FOR PURPOSES OF SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
5. APPROVAL OF THE MATERIAL TERMS UNDER THE Mgmt For For
RAYONIER INCENTIVE STOCK PLAN, AS AMENDED,
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
6. APPROVAL OF AN ANNUAL LIMIT ON AWARDS TO Mgmt For For
NON-EMPLOYEE DIRECTORS UNDER THE RAYONIER
INCENTIVE STOCK PLAN.
7. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934604580
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4. APPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
5. APPOINTMENT OF ROBERTO SETUBAL AS A Mgmt For For
DIRECTOR OF THE COMPANY
6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
BEN VAN BEURDEN
7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GUY ELLIOTT
8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
EULEEN GOH
9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
CHARLES O. HOLLIDAY
10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERARD KLEISTERLEE
11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIR NIGEL SHEINWALD
12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
LINDA G. STUNTZ
13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
JESSICA UHL
14. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
HANS WIJERS
15. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERRIT ZALM
16. REAPPOINTMENT OF AUDITOR Mgmt For For
17. REMUNERATION OF AUDITOR Mgmt For For
18. AUTHORITY TO ALLOT SHARES Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21. SHAREHOLDER RESOLUTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934544063
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 11-Apr-2017
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. GARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. HINSHAW Mgmt For For
1H. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: JENNIFER B. MORGAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1L. ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON Mgmt For For
1M. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2016 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2017.
5. STOCKHOLDER PROPOSAL REGARDING A PROXY Shr Against For
VOTING REVIEW REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934559204
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERARD J. ARPEY Mgmt For For
1B. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFERY H. BOYD Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1K. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For
1M. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
SAY-ON-PAY VOTES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For
OF AN EMPLOYMENT DIVERSITY REPORT.
6. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For
THRESHOLD TO CALL SPECIAL SHAREHOLDER
MEETINGS TO 15% OF OUTSTANDING SHARES.
--------------------------------------------------------------------------------------------------------------------------
TRC COMPANIES, INC. Agenda Number: 934493797
--------------------------------------------------------------------------------------------------------------------------
Security: 872625108
Meeting Type: Annual
Meeting Date: 17-Nov-2016
Ticker: TRR
ISIN: US8726251080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. CARRIG Mgmt For For
F. THOMAS CASEY Mgmt For For
STEPHEN M. DUFF Mgmt For For
RICHARD H. GROGAN Mgmt For For
STEPHANIE C HILDEBRANDT Mgmt For For
KATHLEEN M. SHANAHAN Mgmt For For
DENNIS E. WELCH Mgmt For For
B. KEITH TRENT Mgmt For For
CHRISTOPHER P. VINCZE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
30, 2017.
--------------------------------------------------------------------------------------------------------------------------
TRC COMPANIES, INC. Agenda Number: 934626093
--------------------------------------------------------------------------------------------------------------------------
Security: 872625108
Meeting Type: Special
Meeting Date: 08-Jun-2017
Ticker: TRR
ISIN: US8726251080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED MARCH 30, 2017, BY AND
AMONG TRC, PARENT AND MERGER SUB, A WHOLLY
OWNED SUBSIDIARY OF PARENT, PURSUANT TO
WHICH MERGER SUB WILL MERGE WITH AND INTO
TRC, WITH TRC SURVIVING THE MERGER AS A
WHOLLY OWNED SUBSIDIARY OF PARENT (PARTIES'
FULL NAMES IN PROXY STATEMENT).
2. A PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO TRC'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Barrett Opportunity Fund, Inc.
By (Signature) /s/ Peter Shriver
Name Peter Shriver
Title President
Date 08/07/2017
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