Form 8-K SS&C Technologies Holdin For: Feb 14

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February 20, 2018 9:05 AM EST

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 14, 2018

SS&C Technologies Holdings, Inc.

(Exact Name of Registrant as Specified in Charter)



Delaware	001-34675	71-0987913
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

80 Lamberton Road, Windsor, CT (Address of Principal Executive Offices)		06095 (Zip Code)

Registrant’s telephone number, including area code: (860) 298-4500

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02

Departure of Directors or Principal Officers; Election of Directors; Appointment of

Principal Officers; Compensatory Arrangements of Certain Officers.

February 20, 2018: Paul Igoe, Senior Vice President, General Counsel and Secretary of SS&C Technologies Holdings, Inc. (“SS&C” or the “Company”), will be leaving the Company to pursue other opportunities. Mr. Igoe will continue to be employed by the Company for an interim period in order to assist in an orderly transition of his duties.

Item 8.01

Other Events

On February 20, 2018, SS&C announced that Joseph J. Frank will join the Company as its Group General Counsel, Chief Legal Officer and Head of Mergers and Acquisitions, expected to be effective in early March.

A copy of the press release announcing Mr. Frank’s role is attached hereto as Exhibit 99.1 and incorporated by reference herein. For purposes of Section 18 of the Securities Exchange Act of 1934, the press release is deemed furnished, not filed.

Item 9.01

Financial Statements and Exhibits.

(d)

Exhibits

Exhibit No.		Description

99.1		Press Release of SS&C Technologies Holdings, Inc. dated February 20, 2018

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SS&C Technologies Holdings, Inc.

By:		/s/ Patrick J. Pedonti
		Patrick J. Pedonti
		Senior Vice President and Chief
		Financial Officer

Date: February 20, 2018

EXHIBIT LIST


Exhibit No.		Description

99.1		Press Release of SS&C Technologies Holdings, Inc. dated February 20, 2018

Exhibit 99.1

SS&C Names Joseph J. Frank as Group General Counsel, Chief Legal Officer and Global Head of Mergers & Acquisitions

WINDSOR, CT, February 20, 2018 (PR NEWSWIRE) – SS&C Technologies Holdings, Inc. (Nasdaq: SSNC), a global provider of financial services software and software-enabled services, today announced the hiring of Joseph J. Frank as Group General Counsel, Chief Legal Officer, and Global Head of Mergers & Acquisitions. In this position Mr. Frank will report directly to William C. Stone, Chairman and Chief Executive Officer.

Mr. Frank joins SS&C from Shearman & Sterling LLP where he served as global co-head of the firm’s Securities Litigation and Enforcement Practice. Mr. Frank was recognized in December 2017 by The American Lawyer for his accomplishments as one of the nation’s leading attorneys. Mr. Frank routinely represents public companies, private equity firms, and investment banks across a range of disputes and M&A/divestiture transactions. Mr. Frank’s experience includes having tried cases to jury verdict in both federal and state court, and having advised boards of directors and special committees in numerous acquisitions, divestitures and business combinations.

"I am pleased to welcome Joe to SS&C”, said Bill Stone, Chairman and CEO, SS&C Technologies. “Joe is one of Wall Street’s best lawyers. He also has a keen understanding of the financial services sector and of financial technology in particular. We are excited to have him join our senior executive team.”

“I am delighted to join SS&C,” said Joseph Frank. “My background working closely with large financial institutions, major investment banks, and asset managers has positioned me to be able to help SS&C navigate its next chapter of growth.”

SOURCE: SS&C

About SS&C Technologies

SS&C is a global provider of investment and financial software-enabled services and software for the global financial services industry. Founded in 1986, SS&C is headquartered in Windsor, Connecticut and has offices around the world. Some 11,000 financial services organizations, from the world’s largest institutions to local firms, manage and account for their investments using SS&C’s products and services.

Additional information about

SS&C (Nasdaq: SSNC) is available at www.ssctech.com.

Follow SS&C on Twitter, Linkedin and Facebook.

For more information

Patrick Pedonti | Chief

Financial Officer, SS&C

Technologies

Tel: +1-860-298-4738 | E-mail:

[email protected]

Justine Stone | Investor

Relations, SS&C Technologies

Tel: +1- 212-367-4705 | E-mail: