| Revenues: | |
| Commissions | 131.08M |
| Principal transactions | 300.28M |
| Investment banking | 288.28M |
| Asset management fees and investment income from managed funds | 10.88M |
| Interest | 249.28M |
| Other | 27M |
| Total revenues | 1.01B |
| Interest expense | 203.42M |
| Net revenues | 803.39M |
| Interest on mandatorily redeemable preferred interest of consolidated subsidiaries | 10.96M |
| Net revenues, less mandatorily redeemable preferred interest | 792.43M |
| Non-interest expenses: | |
| Compensation and benefits | 474.22M |
| Floor brokerage and clearing fees | 31M |
| Technology and communications | 59.88M |
| Occupancy and equipment rental | 24.31M |
| Business development | 24.93M |
| Professional services | 32.64M |
| Other | 14.48M |
| Total non-interest expenses | 661.44M |
| Earnings before income taxes | |
| Income tax expense | 45.49M |
| Net earnings | 85.5M |
| Net earnings to noncontrolling interests | 10.7M |
| Net earnings to common shareholders | 74.79M |
| Earnings per common share: | |
| Basic | 0.32 |
| Diluted | 0.32 |
| Weighted average common share: | |
| Basic | 213.73M |
| Diluted | 217.84M |