| ASSETS |
| Cash and cash equivalents (including $282,491 and $202,565 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
| Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations |
3.73B |
| Financial instruments owned, at fair value, including securities pledged of $15,024,808 and $12,338,728 in 2011 and 2010, respectively: |
| Corporate equity securities (including $176,815 and $120,606 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
1.69B |
| Corporate debt securities (including $360,868 and $462,462 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
3.37B |
| Government, federal agency and other sovereign obligations |
5.01B |
| Mortgage- and asset-backed securities (including $40,372 and $43,355 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
4.94B |
| Loans and other receivables (including $297,398 and $362,465 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
968.36M |
| Derivatives (including $16,274 and $7,579 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
206.92M |
| Investments, at fair value (including $17,478 and $15,612 at February 28, 2011 and November 30, 2010, respectively, from VIEs ) |
71.1M |
| Total financial instruments owned, at fair value (including $909,205 and $1,012,079 at February 28, 2011 and November 30, 2010, respectively, from VIEs ) |
16.41B |
| Investments in managed funds |
59.98M |
| Other investments |
783.38M |
| Securities borrowed |
5.32B |
| Securities purchased under agreements to resell |
3.58B |
| Securities received as collateral |
25.34M |
| Receivables: |
| Brokers, dealers and clearing organizations (including $91,806 and $195,485 at February 28, 2011 and November 30, 2010, repectively, from VIEs) |
2.44B |
| Customers |
1.05B |
| Fees, interest and other (including $6,655 and $127 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
225.56M |
| Premises and equipment |
183.29M |
| Goodwill |
366.78M |
| Other assets (including $212 and $370 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
615.48M |
| Total assets (including $1,290,369 and $1,410,626 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
37.8B |
| Financial instruments sold, not yet purchased, at fair value: |
| Corporate equity securities (including $1,121 and $2,708 at February 28, 2011 and November 30, 2010, respectively , from VIEs) |
1.93B |
| Corporate debt securities (including $366,331 and $443,100 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
1.85B |
| Government, federal agency and other sovereign obligations |
5.05B |
| Mortgage- and asset-backed securities |
101.58M |
| Loans (including $59,826 and $150,100 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
452.01M |
| Derivatives (including $-0- and $136 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
| Total financial instruments sold, not yet purchased, at fair value (including $427,278 and $596,044 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
9.77B |
| Securities loaned |
1.9B |
| Securities sold under agreements to repurchase |
7.98B |
| Obligation to return securities received as collateral |
25.34M |
| Payables: |
| Brokers, dealers and clearing organizations (including $68,799 and $157,134 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
1.79B |
| Customers |
5.45B |
| Accrued expenses and other liabilities (including $121,046 and $94,402 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
915.53M |
| Long-term debt |
5.71B |
| Mandatorily redeemable convertible preferred stock |
125M |
| Mandatorily redeemable preferred interest of consolidated subsidiaries (including $332,258 and $315,885 at February 28, 2011and November 30, 2010, respectively, from VIEs) |
358.95M |
| Total liabilities (including $949,381 and $1,163,465 at February 28, 2011 and November 30, 2010, respectively, from VIEs) |
34.12B |
| STOCKHOLDERS' EQUITY |
| Common stock, $.0001 par value. Authorized 500,000,000 shares; issued 207,386,635 shares in 2011 and 200,301,656 shares in 2010 |
21K |
| Additional paid-in capital |
2.23B |
| Retained earnings |
1.34B |
| Less: Treasury stock, at cost, 30,318,925 shares in 2011 and 28,607,510 shares in 2010 |
-181.15M |
| Accumulated other comprehensive loss: |
| Currency translation adjustments |
-48.03M |
| Additional minimum pension liability |
-15.13M |
| Total accumulated other comprehensive loss |
-63.16M |
| Total common stockholders' equity |
3.33B |
| Noncontrolling interests |
356.18M |
| Total stockholders' equity |
3.68B |
| Total liabilities and stockholders' equity |
37.8B |
