Form 8-K MORGAN STANLEY For: Oct 30
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E-mailUNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 30, 2014
Morgan Stanley
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(Exact name of Registrant as specified
in its charter)
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Delaware
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1-11758
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36-3145972
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(State or other jurisdiction of incorporation)
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(Commission�
File Number)
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(I.R.S. Employer Identification No.)
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1585 Broadway, New York, New York 10036
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(Address of principal executive offices, including zip code)
Registrant's telephone number, including area code:�����(212) 761-4000
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(Former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2. below):
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���Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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���Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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���Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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���Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.�
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Departure of Certain Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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On October 30, 2014, O. Griffith Sexton informed Morgan Stanley (the Company ) of his decision to retire from the Companys Board of Directors (the Board ), effective November 1, 2014.�
On October 31, 2014, the Board elected Jami Miscik to the Board, effective November 1, 2014.��The Board determined that Ms. Miscik is independent in accordance with the director independence standards established under the Companys Corporate Governance Policies.�
Ms. Miscik will receive compensation as a non-employee director in accordance with the Companys non-employee director compensation practices described in Item 1 - Election of Directors: Corporate Governance - Director Compensation of the Companys Annual Meeting Proxy Statement filed with the Securities and Exchange Commission on March 28, 2014.
The Companys related press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference in its entirety.
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Item 9.01.
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Financial Statements and Exhibits
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99.1
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Press release of the Company, dated October 31, 2014.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
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MORGAN STANLEY
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(Registrant)
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Date:
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October 31, 2014
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By:
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/s/ Martin M. Cohen |
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Name:��Martin M. Cohen
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Title:��Corporate Secretary
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Exhibit 99.1
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Contact:
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Media Relations
Michele Davis
212 761 9621
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� | For Immediate Release |
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Griff Sexton Retires from the Board of Directors of Morgan Stanley; Jami Miscik Elected to the Board of Directors
NEW YORK, October 31, 2014 Morgan Stanley (NYSE: MS) today announced that Griff Sexton, a director since 2005, has retired from the Board of Directors, and that Jami Miscik has been elected to the Board.
Ms. Miscik is President and Vice Chairman of Kissinger Associates, Inc., a strategic international consulting firm.��Prior to entering the private sector, Ms. Miscik had a distinguished 20-year career in intelligence, ultimately serving as the Central Intelligence Agency's deputy director for intelligence.
James Gorman, Chairman and CEO of Morgan Stanley, said, Griff brought deep and substantive knowledge of our Firm and the financial services industry to the Board, as well as honed analytical abilities.��He always focused on what was best for shareholders.��On behalf of the entire Board of Directors, I want to thank Griff for his many years of exemplary service and contributions to the Firm.
We are very pleased to welcome Ms. Miscik to the Board, added Mr. Gorman.�� Her leadership in navigating geopolitical and macroeconomic risks will provide valuable guidance to the Board on matters of critical importance to our businesses, our clients and our shareholders.
James W. Owens, Chair of the Boards Nominating and Governance Committee, said, We are delighted that Ms. Miscik has joined our Board.��We will all benefit from her unique insights and perspectives.
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.��With offices in more than 43 countries, the Firm's employees serve clients worldwide including corporations, governments, institutions and individuals.��For further information about Morgan Stanley, please
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visit www.morganstanley.com.
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