Form 8-K FORWARD INDUSTRIES INC For: Oct 24
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):�October 24, 2014
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Forward Industries, Inc.
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(Exact name of registrant as specified in its charter)
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New York
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000-6669
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13-1950672
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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477 Rosemary Ave.��Ste. 219
West Palm Beach, FL
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33401
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code:� (561) 465-0030
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
� Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
� Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
� Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On October 24, 2014, Timothy Gordon resigned from his position as a member of the Board of Directors (the Board) of Forward Industries, Inc. (the Company), effective immediately.��Mr. Gordon served on the Companys Nominating and Governance Committee, Audit Committee, Special Committee, Investment Committee and Compensation Committee.��Mr. Gordons resignation was not the result of any disagreement related to any matter involving the Companys operations, policies or practices.
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On October 29, 2014, the Board appointed Joseph E. Mullin to the Board to serve until his successor has been duly elected and qualified.��The Board also appointed Mr. Mullin to serve on the Companys Nominating and Governance Committee, Audit Committee and Compensation Committee.��Mr. Mullin has not entered into any transactions with the Company since the beginning of the Companys last fiscal year that are reportable under Item 404(a) of Regulation S-K.�
Mr. Mullin, 41, is the founder and partner of Joseph E. Mullin LLC, a firm that engages in advisory and restructuring consulting projects with equity participation, since 2010.��Mr. Mullin currently serves as a Director of Currencio Limited, a peer-to-peer fintech foreign exchange network he founded and developed in 2013.��From 2011 to 2012, Mr. Mullin served as the Chief Executive Officer of General Word Development LLC, a childrens media business.��Mr. Mullin served as a Director and member of the Mergers & Acquisitions Committee, Nominations and Corporate Governance Committee, Compensation Committee and as Chair of the Audit Committee of KIT Digital, Inc. from 2010 to 2012.��Previously, Mr. Mullin was a Portfolio Manager and Senior Analyst at Millennium Global Investments, Ltd., an independent, privately-owned investment management firm, from 2007 to 2010.��Mr. Mullin was a Research Analyst at WL Ross & Co. LLC, an asset management firm, from 2001 to 2007. Mr. Mullin began his career as a Financial Analyst in the Corporate Finance Department at Goldman Sachs.��Mr. Mullin holds an A.B. degree from Harvard College.
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SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated:��October 30, 2014
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By:��
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FORWARD INDUSTRIES, INC.
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/s/ Robert Garrett, Jr.
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Name:��
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Robert Garrett, Jr.
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Title:�
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Chief Executive Officer
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