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Form 3 MITEL NETWORKS CORP For: Dec 20 Filed by: CHARBONNEAU PETER

December 21, 2016 11:24 AM EST
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
CHARBONNEAU PETER

(Last) (First) (Middle)
350 LEGGET DRIVE

(Street)
OTTAWA A6 K2K 2W7

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/20/2016
3. Issuer Name and Ticker or Trading Symbol
MITEL NETWORKS CORP [ MITL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 26,974
D
 
Common Shares 13,927
I
Held by Joan Charbonneau (Spouse) (1)
Common Shares 2,019
I
Held by the Peter Charbonneau Trust #2 (2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (Common Shares) 03/04/2017 03/04/2023 Common Shares 10,000 7.17 D  
Options (Common Shares) 12/31/2015 05/14/2022 Common Shares 10,000 8.94 D  
Options (Common Shares) 03/05/2015 03/05/2022 Common Shares 1,154 9.7 D  
Options (Common Shares) 11/13/2014 11/13/2021 Common Shares 4,854 9.96 D  
Options (Common Shares) 08/14/2014 08/14/2021 Common Shares 4,682 9.96 D  
Options (Common Shares) 05/20/2014 05/20/2021 Common Shares 4,682 10.83 D  
Options (Common Shares) 02/05/2014 02/05/2021 Common Shares 4,778 8.79 D  
Options (Common Shares) 12/12/2013 12/12/2020 Common Shares 4,960 9.58 D  
Options (Common Shares) 09/05/2013 09/05/2020 Common Shares 6,782 4.64 D  
Options (Common Shares) 07/01/2013 07/01/2020 Common Shares 10,338 3.8 D  
Options (Common Shares) 03/07/2013 03/07/2020 Common Shares 10,338 3.94 D  
Options (Common Shares) 12/06/2012 12/06/2019 Common Shares 10,819 3.06 D  
Options (Common Shares) 09/06/2012 09/06/2019 Common Shares 10,544 2.61 D  
Options (Common Shares) 06/26/2012 06/26/2019 Common Shares 10,550 4.22 D  
Options (Common Shares) 03/07/2012 03/07/2019 Common Shares 8,756 3.44 D  
Options (Common Shares) 12/23/2011 12/23/2018 Common Shares 8,756 3.05 D  
Options (Common Shares) 09/07/2011 09/07/2018 Common Shares 10,083 3.29 D  
Options (Common Shares) 07/07/2011 07/07/2018 Common Shares 20,441 4 D  
Options (Common Shares) 09/16/2011 09/16/2017 Common Shares 32,668 6.5 D  
Restricted Stock Units   (3)   (3) Common Shares 10,000 (3) D  
Explanation of Responses:
1. 13,927 common shares ("Common Shares") of Mitel Networks Corporation (the "Company") are held by Mr. Charbonneau's wife, Joan Charbonneau. Mr. Charbonneau disclaims beneficial ownership of the Common Shares held by his wife and this report shall not be deemed an admission that Mr. Charbonneau is a beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
2. 2,019 Common Shares of the Company are held by the Peter Charbonneau Trust #2, of which Mr. Charbonneau is the sole trustee. Mr. Charbonneau disclaims beneficial ownership of the Common Shares held by the Peter Charbonneau Trust #2, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that Mr. Charbonneau is a beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.
3. Represents 10,000 Common Shares of the Company underlying 10,000 Restricted Stock Units ("RSUs") granted to Mr. Charbonneau on March 4, 2016. These RSUs will vest on February 28, 2017.
/s/ Peter D. Charbonneau 12/20/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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