Close

Form 4 TransDigm Group INC For: Dec 05 Filed by: Howley W Nicholas

December 5, 2016 2:44 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Howley W Nicholas

(Last) (First) (Middle)
1301 EAST NINTH STREET
SUITE 3000

(Street)
CLEVELAND OH 44114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC [ TDG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 27.08 12/05/2016   G V   136,700 09/30/2009 11/17/2018 Common Stock 136,700 $ 0 0 D  
Stock Option $ 82.67 12/05/2016   G V   410,000 09/30/2014 03/04/2021 Common Stock 410,000 $ 0 0 D  
Stock Option $ 130.09 12/05/2016   G V   350,000 09/30/2016 11/19/2022 Common Stock 350,000 $ 0 0 D  
Stock Option $ 191.79 12/05/2016   G V   156,190 09/30/2019 11/13/2024 Common Stock 156,190 $ 0 0 D  
Stock Option $ 226.34 12/05/2016   G V   133,517 09/30/2019 11/06/2025 Common Stock 133,517 $ 0 0 D  
Stock Option $ 230.72 12/05/2016   G V   45,912 09/30/2016 12/10/2025 Common Stock 45,912 $ 0 0 D  
Stock Option $ 27.08 12/05/2016   G V 136,700   09/30/2009 11/17/2018 Common Stock 136,700 $ 0 136,700 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Stock Option $ 82.67 12/05/2016   G V 410,000   09/30/2014 03/04/2021 Common Stock 410,000 $ 0 410,000 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Stock Option $ 130.09 12/05/2016   G V 350,000   09/30/2016 11/19/2022 Common Stock 350,000 $ 0 350,000 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Stock Option $ 191.79 12/05/2016   G V 156,190   09/30/2019 11/13/2024 Common Stock 156,190 $ 0 156,190 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Stock Option $ 226.34 12/05/2016   G V 133,517   09/30/2019 11/06/2025 Common Stock 133,517 $ 0 133,517 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Stock Option $ 230.72 12/05/2016   G V 45,912   09/30/2016 12/10/2025 Common Stock 45,912 $ 0 45,912 I W. Nicholas Howley Family Trust u/a/d 4/23/99
Explanation of Responses:
Remarks:
Form 4 filed solely to change ownership from direct to indirect beneficial ownership.
Halle Fine Terrion as attorney in fact for W. Nicholas Howley 12/05/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings