Form 6-K PRUDENTIAL PLC For: Oct 11
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of October, 2016
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F X
Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in connection with Rule 12g3-2(b): 82-
Notification
and public disclosure of transactions by persons discharging
managerial responsibilities and persons closely associated with
them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Wells
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
14
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
14
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
John
Foley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Nicolaos
Nicandrou
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
12
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Julian
Adams
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Regulatory and Government Affairs Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Raghu
Hariharan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Director
of Strategy & Capital Market Relations (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
12
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jonathan
Oliver
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
11
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
11
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan
Porter
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel & Company Secretary (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
through the Prudential Group Share Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
£14.365
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
£14.365
|
|
e)
|
Date of the transaction
|
2016-10-10
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
Additional
information
Prudential plc is
not affiliated in any manner with Prudential Financial Inc., a
company whose principal
place
of business is in the United States of America.
Contact
Angela
Zeng, Company Secretarial Assistant, +44 (0)20 7548
3943
Chris
Smith, Deputy Group Secretary, +44 (0)20 7548 2115
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Date: 11
October 2016
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By:
/s/ Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Group Secretary
|
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