Form 4 INTERNATIONAL BUSINESS For: Jun 07 Filed by: BROWDY MICHELLE H
June 9, 2016 8:19 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
| IBM CORPORATION |
| ONE NEW ORCHARD ROAD |
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
INTERNATIONAL BUSINESS MACHINES CORP
[
IBM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Senior Vice President |
|
3. Date of Earliest Transaction
(Month/Day/Year)
06/07/2016
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
06/07/2016 |
|
M |
|
342
|
A
|
$
0
|
20,008.353
|
D
|
|
|
Common Stock
|
06/07/2016 |
|
F |
|
127
|
D
|
$
153.305
|
19,881.353
|
D
|
|
|
Common Stock
|
06/08/2016 |
|
M |
|
361
|
A
|
$
0
|
20,242.353
|
D
|
|
|
Common Stock
|
06/08/2016 |
|
F |
|
134
|
D
|
$
153.57
|
20,108.353
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Rst. Stock Unit
|
$
0
|
06/07/2016 |
|
M |
|
|
342
|
|
|
Common Stock
|
342
|
$
0
|
344
|
D
|
|
|
Rst. Stock Unit
|
$
0
|
06/08/2016 |
|
M |
|
|
361
|
|
|
Common Stock
|
361
|
$
0
|
0
|
D
|
|
|
Rst. Stock Unit
|
$
0
|
06/08/2016 |
|
A |
|
7,966
|
|
|
|
Common Stock
|
7,966
|
$
0
|
7,966
|
D
|
|
| Explanation of Responses: |
|
|
|
|
M. Clemens on behalf of M. Browdy |
06/09/2016 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
IBM
New Orchard Road
Armonk, NY 10504
June 8, 2016
Securities and Exchange Commission
450 Fifth Street, NW
Washington, DC 20549
I hereby delegate to each of the following individuals, whose
signatures appear below, to sign and file on behalf of
Michelle H Browdy, an executive officer of IBM, any Securities
and Exchange Commission forms or documents in connection with
any transactions by Michelle H Browdy in IBM securities,
including without limitation Form 3, Form 4, Form 5 under the
Securities Exchange Act of 1934, or Form 144 under the
Securities Act of 1933. The specimen signatures provided
below may be signed on separate documents, and such documents
taken together shall constitute a single document.
E. Barth _____________/s/ E. Barth___________________
C. Kobialka ____________/s/ C. Kobialka_________________
P.T. Charouk ____________/s/ P.T. Charouk________________
M. Clemens ____________/s/ M. Clemens__________________
C. A. Hall ___________/s/ C. A. Hall___________________
G. A. Kuehnel ___________/s/G.A. Kuehnel__________________
A. Gomes da Silva ___________/s/ A. Gomes da Silva____________
N. LaMoreaux __________/s/ N. LaMoreaux__________________
L. Mallardi ___________/s/ L. Mallardi__________________
This authorization shall remain in effect for as long as
Michelle H Browdy remains an executive officer of IBM.
Very truly yours,
/s/ Christina M. Montgomery
Christina M. Montgomery
Vice President, Assistant General Counsel
and Secretary
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