Form SD CalAmp Corp.
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E-mail| As filed with the Securities and Exchange Commission on May 31, 2016 |
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM SD
Specialized Disclosure Report
CalAmp
Corp.
(Exact name of
registrant as specified in its charter)
| Delaware | 0-12182 | 95-3647070 |
| (State or other jurisdiction of incorporation | (Commission File | (I.R.S. Employer Identification No.) |
| or organization) | Number) | |
| 15635 Alton Parkway, Suite 250 | 92618 | |
| Irvine, California | (Zip Code) | |
| (Address of Principal Executive Offices) | ||
Richard
Vitelle
Executive Vice
President and Chief Financial Officer
(949) 600-5600
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☑ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.
1
Section 1 - Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit.
Conflict Minerals Disclosure
CalAmp Corp.’s Conflict Minerals Report for the year ended December 31, 2015 is filed as Exhibit 1.01 hereto and is publicly available on the Company’s web site at www.calamp.com/supply-chain.
Section 2 - Exhibits
Item 2.01. Exhibits.
Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the duly authorized undersigned.
| CALAMP CORP. | |||
| By: | /s/ Richard Vitelle | ||
| Richard Vitelle | |||
| Executive Vice President and Chief Financial Officer | |||
Date: May 31, 2016
2
Exhibit 1.01
CalAmp
Corp.
Conflict Minerals
Report
For the Calendar
Year Ended December 31, 2015
1. Introduction
This Conflict Minerals Report (“Report”) of CalAmp Corp. (“CalAmp,” the “Company,” “we,” “us,” or “our”) for the year ended December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). A number of terms used in this Report are defined in the Rule and Form SD, and to the extent that a term is not defined in this Report, the reader should review those sources for such definitions.
Pursuant to the Rule, we undertook due diligence measures on the source and chain of custody of the necessary conflict minerals (defined as “3TG” below) contained in our products that we had reason to believe may have originated in the Democratic Republic of the Congo (“DRC”) or the adjoining countries (collectively with the DRC, the “Covered Countries”), and may not have come from recycled or scrap sources, to determine whether such products were conflict free. We use the term “conflict free” in this Report to refer to suppliers, supply chains, smelters, and refiners whose source of conflict minerals did not, or do not, directly or indirectly finance or benefit armed groups in the Covered Countries. “Conflict minerals” consist of cassiterite, columbite-tantalite, wolframite, their derivatives tin, tantalum and tungsten, and gold (collectively, “3TG”).
CalAmp is a provider of wireless communications solutions for a broad array of applications to customers globally. Our business activities are organized into our Wireless DataCom and Satellite business segments. Our Wireless DataCom segment offers solutions to address the markets for Machine-to-Machine (“M2M”) communications, Mobile Resource Management (“MRM”) applications, and other emerging applications that require anytime and everywhere connectivity. The Company’s M2M and MRM solutions enable customers to optimize their operations by collecting, monitoring, and efficiently reporting business-critical data and desired intelligence from high-value remote and mobile assets. The MRM products include Location Messaging Units (“LMUs”) which are products utilizing cellular and GPS technologies to provide location and performance information from vehicles and other mobile assets back to centralized control centers. The M2M products include GPS devices and/or cellular modules that perform similar tasks to the MRM products, along with routers, gateways and base stations, to enable M2M capabilities. The Company’s satellite products include Low Noise Block (“LNB”) downconverters that are part of the outdoor customer premise equipment and devices for in-house distribution of video programming that are sold to Echostar Corporation, an affiliate of Dish Network, for incorporation into complete subscription satellite television systems. Our portfolio of wireless communications products includes asset tracking devices, targeted telematics platforms, fixed and mobile wireless gateways, and full-featured, multi-mode wireless routers. All of the products listed above contain electronic assemblies that include printed circuit boards, integrated circuits, and solder. The nature of these technologies requires the usage of 3TG materials for primary functionality. Thus, 3TG materials may be considered necessary to the functionality or production of our products as described above.
On March 18, 2016, we acquired LoJack Corporation (“LoJack”), which provides after-market safety, security, and protection products and services for tracking and recovering cars, trucks, and other valuable mobile assets. We have not included the products sold by LoJack in this Report because this acquisition occurred subsequent to the reporting period covered by this Report.
A substantial portion of our products, components and subassemblies are currently procured from foreign suppliers located primarily in Hong Kong, mainland China, Taiwan, other Pacific Rim countries and Europe. We are a downstream company and do not purchase 3TG materials directly from mines, smelters, or refiners and, as such, we must rely on our suppliers to provide information on the origin of the 3TG materials contained in the components and materials that they supply to us, including sources of 3TG materials supplied to them from their upstream suppliers.
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We have taken the steps described below to comply with the Rule.
2. Due Diligence
Our due diligence measures have been designed to conform, in all material respects, to the five-step framework in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, 3rd Edition (“OECD Guidance”) and the related supplements for 3TG.
a. OECD Guidance Step 1: Establish company management systems
| ● |
We have adopted and
communicated our conflict minerals policy both publicly and to relevant
internal and external parties. |
| ● |
Our conflict mineral policy is available on
our website at www.calamp.com/supply-chain. Our conflict minerals policy is not incorporated herein by
reference. |
| ● |
Our cross-functional conflict minerals team
is composed of representatives from supply chain management, and the legal
and finance departments to help ensure that policy statements and control
processes are followed. |
| ● |
We have an existing grievance mechanism for
reporting policy violations via our hotline. |
| ● |
We have incorporated conflict minerals compliance provisions in our supplier agreements. |
b. OECD Guidance Step 2: Identify and assess risk in supply chains
Because of our size, the complexity of our products, and the depth, breadth, and ongoing evolution of our supply chain, it is difficult to identify suppliers upstream from our direct suppliers. Accordingly, we leverage the Conflict-Free Sourcing Initiative’s (“CFSI”) Conflict Minerals Reporting Template (the “CMRT”) to gather sourcing information on 3TG materials from our suppliers. We reviewed the supplier responses against criteria developed to determine which suppliers required further engagement and follow-up. These criteria included untimely or incomplete responses as well as inconsistencies within the data reported in the CMRT. For the 2015 reporting year, we surveyed our 341 direct suppliers using the CMRT. Of our 341 direct suppliers, we identified 6 suppliers of components and materials that contain 3TG materials.
c. OECD Guidance Step 3: Design and implement a strategy to respond to identified risks
| ● |
We report the results of our due diligence
efforts on a periodic basis to senior management of the
Company. |
| ● |
As part of our risk mitigation process, for those suppliers who either do not have their own conflict minerals policy, provided incomplete or inaccurate information, or did not respond in a timely fashion or at all, we reviewed and considered: (i) whether or not to continue procurement; (ii) identifying alternative sources of supply; and/or (iii) disengagement. |
4
d. OECD Guidance Step 4: Carry out independent third-party audit of supply chain due diligence
| ● |
As discussed above,
we do not have direct relationships with smelters or refiners, and we do
not perform direct audits of these entities’ supply chains of conflict
minerals. However, we rely on the CFSI’s Conflict-Free Smelter Program
(“CFSP”) to oversee and coordinate third-party audits of these
facilities. |
| ● |
We also rely on the publicly-available audit results of the CFSP third-party audits to validate the sourcing practices of processing facilities in our supply chain. |
e. OECD Guidance Step 5: Report on supply chain due diligence
We will file a Form SD and Conflict Minerals Report with the SEC on an annual basis, as required. Our Form SD and Conflict Minerals Report are also available on our website at the Investors tab at www.calamp.com.
3. Results of our due diligence
a. We received responses from 57% of our 341 suppliers surveyed. As a downstream company typically several layers removed from 3TG mining operations, smelters or refiners, we must rely on our suppliers to provide information regarding the source and presence of 3TG in our products. This information may be inaccurate or incomplete. Therefore, at this time, based on the due diligence described in this Report, we could not rule out the possibility that the 3TG materials in our products may have originated in the Covered Countries or may have not come from recycled or scrap sources.
b. Based upon responses to our CMRT, the smelters, refiners, and countries of origin identified through our due diligence process are listed in Appendix A.
4. Risk Mitigation
We continue to refine and improve our processes in an effort to:
a. Expand procurement processes for capturing 3TG information at the product level;
b. Enhance data gathering and quality to further mitigate risk that any 3TG contained in our products benefit armed groups in the Covered Countries;
c. Engage with our suppliers and direct them to resources in an attempt to increase the response rate and improve the content of the supplier survey responses;
d. Engage any of our suppliers found to be supplying us with 3TG materials from sources that support conflict in the Covered Countries to establish an alternative source of 3TG materials that does not support such conflict; and
e. Ensure our Conflict Minerals Policy is incorporated into relevant contracts.
5
Appendix
A
List of Smelters,
Refiners, and Countries of Origin Identified
| MINERAL | SMELTER NAME | SMELTER LOCATION | SMELTER ID*** | |||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | 1AUS046 | |||
| Tantalum | Kemet Blue Powder | UNITED STATES | 1AUS046 | |||
| Tin | PT Timah Nusantara | INDONESIA | 1AUS046 | |||
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | 1BEL062 | |||
| Tin | PT Sumber Jaya Indah | INDONESIA | 1BEL062 | |||
| Gold | AngloGold Ashanti Mineração Ltda | BRAZIL | 1BRA003 | |||
| Gold | Umicore Brasil Ltda | BRAZIL | 1BRA061 | |||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | 1BRA061 | |||
| Gold | Johnson Matthey Limited | CANADA | 1CAN024 | |||
| Gold | Royal Canadian Mint | CANADA | 1CAN050 | |||
| Tin | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 1CAN050 | |||
| Gold | Xstrata Canada Corporation | CANADA | 1CAN064 | |||
| Tin | Yunnan Chengfeng | CHINA | 1CAN064 | |||
| Gold | Argor-Heraeus SA | SWITZERLAND | 1CHE004 | |||
| Gold | Cendres & Métaux SA | SWITZERLAND | 1CHE011 | |||
| Gold | Metalor Technologies SA | SWITZERLAND | 1CHE035 | |||
| Gold | PAMP SA | SWITZERLAND | 1CHE045 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | 1CHE045 | |||
| Gold | Valcambi SA | SWITZERLAND | 1CHE063 | |||
| Tin | PT Tambang Timah | INDONESIA | 1CHE063 | |||
| Gold | PX Précinox SA | SWITZERLAND | 1CHE068 | |||
| Tin | Mineração Taboca S.A. | BRAZIL | 1CHE068 | |||
| Gold | Codelco | CHILE | 1CHL014 | |||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company | CHINA | 1CHN020 | |||
| Limited | ||||||
| Gold | Jiangxi Copper Company Limited | CHINA | 1CHN023 | |||
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA | 1CHN053 | |||
| Tin | PT HP Metals Indonesia | INDONESIA | 1CHN053 | |||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | 1CHN054 | |||
| Tin | PT Artha Cipta Langgeng | INDONESIA | 1CHN054 | |||
| Gold | The Great Wall Gold and Silver Refinery of China | CHINA | 1CHN059 | |||
| Tin | PT Fang Di MulTindo | INDONESIA | 1CHN059 | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | 1CHN065 | |||
| Tin | PT Babel Inti Perkasa | INDONESIA | 1CHN065 | |||
| Gold | Zijin Mining Group Co. Ltd | CHINA | 1CHN066 | |||
| Gold | Suzhou Xingrui Noble | CHINA | 1CHN079 | |||
| Gold | Allgemeine Gold- und Silberscheideanstalt A.G. | GERMANY | 1DEU001 | |||
| Gold | Aurubis AG | GERMANY | 1DEU007 |
6
| Gold | Heimerle + Meule GmbH | GERMANY | 1DEU017 | |||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | 1DEU018 | |||
| Tin | Heraeus Precious Metals GmbH & Co. KG | GERMANY | 1DEU018 | |||
| Gold | SEMPSA Joyeria Plateria SA | SPAIN | 1ESP052 | |||
| Tin | PT Alam Lestari Kencana | INDONESIA | 1ESP052 | |||
| Gold | Heraeus Ltd Hong Kong | HONG KONG | 1HKG019 | |||
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | 1HKG036 | |||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | 1IDN048 | |||
| Tin | PT Aneka Tambang (Persero) Tbk | INDONESIA | 1IDN048 | |||
| Tantalum | Telex | UNITED STATES | 1IDN048 | |||
| Gold | Chimet SpA | ITALY | 1ITA013 | |||
| Gold | Asahi Pretec Corp | JAPAN | 1JPN005 | |||
| Gold | Dowa | JAPAN | 1JPN015 | |||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | 1JPN021 | |||
| Gold | Japan Mint | JAPAN | 1JPN022 | |||
| Gold | JX Nippon Mining & Metals Co., Ltd | JAPAN | 1JPN028 | |||
| Tantalum | F&X | CHINA | 1JPN028 | |||
| Gold | Matsuda Sangyo Co. Ltd | JAPAN | 1JPN034 | |||
| Gold | Mitsubishi Materials Corporation | JAPAN | 1JPN039 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | 1JPN039 | |||
| Tungsten | Mitsubishi Materials Corporation | JAPAN | 1JPN039 | |||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | 1JPN040 | |||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | 1JPN040 | |||
| Gold | Sumitomo Metal Mining Co. Ltd. | JAPAN | 1JPN057 | |||
| Tungsten | Sumitomo Metal Mining Co. Ltd. | JAPAN | 1JPN057 | |||
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | 1JPN057 | |||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | 1JPN058 | |||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | 1JPN058 | |||
| Gold | Tokuriki Honten Co. Ltd | JAPAN | 1JPN060 | |||
| Tin | PT Koba Tin | INDONESIA | 1JPN060 | |||
| Gold | Nihon Material Co. LTD | JAPAN | 1JPN071 | |||
| Tantalum | Duoluoshan | CHINA | 1JPN071 | |||
| Gold | Aida Chemical Industries Co. Ltd. | JAPAN | 1JPN072 | |||
| Gold | Asaka Riken Co Ltd | JAPAN | 1JPN073 | |||
| Gold | Kojima Chemicals Co. Ltd | JAPAN | 1JPN074 | |||
| Gold | Yokohama Metal Co Ltd | JAPAN | 1JPN077 | |||
| Gold | Chugai Mining | JAPAN | 1JPN078 | |||
| Gold | Pan Pacific Copper Co. LTD | JAPAN | 1JPN080 | |||
| Gold | Kazzinc Ltd | KAZAKHSTAN | 1KAZ029 | |||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | 1KGZ030 | |||
| Gold | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF | 1KOR012 |
7
| Gold | LS-Nikko Copper Inc | KOREA, REPUBLIC OF | 1KOR032 | |||
| Gold | Torecom | KOREA, REPUBLIC OF | 1KOR081 | |||
| Gold | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF | 1KOR082 | |||
| Gold | DaeryongENC | KOREA, REPUBLIC OF | 1KOR083 | |||
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | 1KOR084 | |||
| Gold | Hwasung CJ Co. Ltd | KOREA, REPUBLIC OF | 1KOR085 | |||
| Gold | Korea Metal Co. Ltd | KOREA, REPUBLIC OF | 1KOR086 | |||
| Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | 1KOR087 | |||
| Gold | Caridad | MEXICO | 1MEX010 | |||
| Gold | Met-Mex Peñoles, S.A. | MEXICO | 1MEX038 | |||
| Gold | Schone Edelmetaal | NETHERLANDS | 1NLD051 | |||
| Tin | OMSA | BOLIVIA | 1NLD051 | |||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | 1PHL008 | |||
| Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 1RUS016 | |||
| Tin | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 1RUS016 | |||
| Tantalum | Global Advanced Metals | UNITED STATES | 1RUS016 | |||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | 1RUS026 | |||
| Gold | JSC Uralectromed | RUSSIAN FEDERATION | 1RUS027 | |||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | 1RUS041 | |||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” | RUSSIAN FEDERATION | 1RUS044 | |||
| (OJSC Krastvetmet) | ||||||
| Tantalum | H.C. Starck GmbH | GERMANY | 1RUS044 | |||
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | 1RUS047 | |||
| Tantalum | RFH | CHINA | 1RUS047 | |||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | 1RUS055 | |||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | 1RUS055 | |||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | 1RUS055 | |||
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | 1RUS067 | |||
| Tantalum | H.C. Starck GmbH | GERMANY | 1RUS067 | |||
| Gold | L' azurde Company For Jewelry | SAUDI ARABIA | 1SAU031 | |||
| Gold | Boliden AB | SWEDEN | 1SWE009 | |||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | 1TUR006 | |||
| Gold | Istanbul Gold Refinery | TURKEY | 1TUR069 | |||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | 1TUR070 | |||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | 1TWN056 | |||
| Tin | PT Bangka Kudai Tin | INDONESIA | 1TWN056 | |||
| Gold | Johnson Matthey Inc | UNITED STATES | 1USA025 | |||
| Gold | Materion | UNITED STATES | 1USA033 | |||
| Gold | Metalor USA Refining Corporation | UNITED STATES | 1USA037 | |||
| Gold | Ohio Precious Metals | UNITED STATES | 1USA043 | |||
| Gold | Sabin Metal Corp. | UNITED STATES | 1USA075 | |||
| Gold | United Precious Metal Refining Inc. | UNITED STATES | 1USA076 |
8
| Gold | Kennecott Utah Copper LLC | UNITED STATES | 1USA088 | |||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | 1UZB002 | |||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | 1UZB042 | |||
| Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA | 1ZAF049 | |||
| Tin | Minsur | PERU | 1ZAF049 | |||
| Tin | Metallo Chimique | BELGIUM | 2BEL017 | |||
| Gold | The Great Wall Gold and Silver Refinery of China | CHINA | 2BEL017 | |||
| Tin | EM Vinto | BOLIVIA | 2BOL010 | |||
| Gold | SEMPSA Joyeria Plateria SA | SPAIN | 2BOL010 | |||
| Tin | OMSA | BOLIVIA | 2BOL022 | |||
| Tantalum | Mitsui Mining & Smelting | JAPAN | 2BOL022 | |||
| Tin | Mineração Taboca S.A. | BRAZIL | 2BRA018 | |||
| Gold | Umicore Brasil Ltda | BRAZIL | 2BRA018 | |||
| Tin | White Solder Metalurgia | BRAZIL | 2BRA054 | |||
| Tin | Cooper Santa | BRAZIL | 2BRA063 | |||
| Tin | Gejiu Zi-Li | CHINA | 2CHN011 | |||
| Gold | Matsuda Sangyo Co. Ltd | JAPAN | 2CHN011 | |||
| Tin | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA | 2CHN012 | |||
| Gold | Materion | UNITED STATES | 2CHN012 | |||
| Tin | Gold Bell Group | CHINA | 2CHN013 | |||
| Gold | Met-Mex Peñoles, S.A. | MEXICO | 2CHN013 | |||
| Tin | Jiangxi Nanshan | CHINA | 2CHN014 | |||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | 2CHN014 | |||
| Tin | China Tin Group Co., Ltd. | CHINA | 2CHN015 | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | 2CHN015 | |||
| Tin | Yunnan Chengfeng | CHINA | 2CHN047 | |||
| Tin | Yunnan Tin Company Limited | CHINA | 2CHN048 | |||
| Gold | Yunnan Tin Company Limited | CHINA | 2CHN048 | |||
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | 2CHN050 | |||
| Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA | 2CHN051 | |||
| Tungsten | Minmetals Ganzhou Tin Co. Ltd. | CHINA | 2CHN051 | |||
| Tin | Huichang Jinshunda Tin Co. Ltd | CHINA | 2CHN052 | |||
| Tin | Kai Unita Trade Limited Liability Company | CHINA | 2CHN053 | |||
| Tin | Linwu Xianggui Smelter Co | CHINA | 2CHN055 | |||
| Tin | CV Duta Putra Bangka | INDONESIA | 2IDN003 | |||
| Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 2IDN003 | |||
| Tin | CV JusTindo | INDONESIA | 2IDN004 | |||
| Gold | Heimerle + Meule GmbH | GERMANY | 2IDN004 | |||
| Tin | CV Makmur Jaya | INDONESIA | 2IDN005 | |||
| Gold | Heraeus Ltd Hong Kong | HONG KONG | 2IDN005 | |||
| Tin | CV Nurjanah | INDONESIA | 2IDN006 |
9
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | 2IDN006 | |||
| Tin | CV Prima Timah Utama | INDONESIA | 2IDN007 | |||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | 2IDN007 | |||
| Tin | CV Serumpun Sebalai | INDONESIA | 2IDN008 | |||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | 2IDN008 | |||
| Tin | CV United Smelting | INDONESIA | 2IDN009 | |||
| Gold | Istanbul Gold Refinery | TURKEY | 2IDN009 | |||
| Tin | PT Alam Lestari Kencana | INDONESIA | 2IDN023 | |||
| Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION | 2IDN023 | |||
| Tin | PT Artha Cipta Langgeng | INDONESIA | 2IDN024 | |||
| Tantalum | Ulba | KAZAKHSTAN | 2IDN024 | |||
| Tin | PT Babel Inti Perkasa | INDONESIA | 2IDN025 | |||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | 2IDN026 | |||
| Tin | PT Bangka Kudai Tin | INDONESIA | 2IDN027 | |||
| Tin | PT Bangka Putra Karya | INDONESIA | 2IDN028 | |||
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | 2IDN029 | |||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | 2IDN030 | |||
| Tin | PT BilliTin Makmur Lestari | INDONESIA | 2IDN031 | |||
| Tin | PT Bukit Timah | INDONESIA | 2IDN032 | |||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | 2IDN033 | |||
| Tin | PT Fang Di MulTindo | INDONESIA | 2IDN034 | |||
| Tin | PT HP Metals Indonesia | INDONESIA | 2IDN035 | |||
| Tin | PT Koba Tin | INDONESIA | 2IDN036 | |||
| Tin | PT Mitra Stania Prima | INDONESIA | 2IDN037 | |||
| Tin | PT Refined Banka Tin | INDONESIA | 2IDN038 | |||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | 2IDN039 | |||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | 2IDN040 | |||
| Gold | FSE Novosibirsk Refinery | RUSSIAN FEDERATION | 2IDN040 | |||
| Tin | PT Sumber Jaya Indah | INDONESIA | 2IDN041 | |||
| Tin | PT Timah | INDONESIA | 2IDN042 | |||
| Tin | PT Timah Nusantara | INDONESIA | 2IDN043 | |||
| Tin | PT Tinindo Inter Nusa | INDONESIA | 2IDN044 | |||
| Tin | PT Yinchendo Mining Industry | INDONESIA | 2IDN045 | |||
| Tin | PT Tambang Timah | INDONESIA | 2IDN049 | |||
| Tin | CV Gita Pesona | INDONESIA | 2IDN056 | |||
| Tin | PT Tommy Utama | INDONESIA | 2IDN057 | |||
| Tin | PT Bangka Tin Industry | INDONESIA | 2IDN058 | |||
| Tin | PT DS JAYA ABADI | THAILAND | 2IDN059 | |||
| Tin | PT Panca Mega | INDONESIA | 2IDN060 | |||
| Tin | PT Seirama Tin investment | INDONESIA | 2IDN061 | |||
| Tin | Cooper Santa | BRAZIL | 2IDN063 |
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| Tin | CV United Smelting | INDONESIA | 2IND009 | |||
| Tin | PT Refined Banka Tin | INDONESIA | 2IND038 | |||
| Tin | PT Timah | INDONESIA | 2IND042 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | 2JPN020 | |||
| Tin | Malaysia Smelting Corp | MALAYSIA | 2MYS016 | |||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | 2MYS016 | |||
| Tin | Minsur | PERU | 2PER019 | |||
| Gold | Kazzinc Ltd | KAZAKHSTAN | 2PER019 | |||
| Tin | Fenix Metals | POLAND | 2POL064 | |||
| Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | 2RUS021 | |||
| Tin | Thaisarco | THAILAND | 2THA046 | |||
| Tin | Cookson | UNITED STATES | 2USA001 | |||
| Gold | Dowa | JAPAN | 2USA001 | |||
| Tantalum | Plansee | AUSTRIA | 3AUT011 | |||
| Tungsten | Plansee | AUSTRIA | 3AUT011 | |||
| Tantalum | Duoluoshan | CHINA | 3CHN001 | |||
| Tantalum | Duoluoshan | CHINA | 3CHN001 | |||
| Gold | Johnson Matthey Limited | CANADA | 3CHN001 | |||
| Tantalum | F&X | CHINA | 3CHN003 | |||
| Gold | JSC Uralectromed | RUSSIAN FEDERATION | 3CHN003 | |||
| Tantalum | JiuJiang Tambre Co. Ltd. | CHINA | 3CHN007 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | 3CHN009 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | 3CHN009 | |||
| Tantalum | Zhuzhou Cement Carbide | CHINA | 3CHN015 | |||
| Tungsten | Zhuzhou Cement Carbide | CHINA | 3CHN015 | |||
| Tantalum | RFH | CHINA | 3CHN017 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | 3CHN017 | |||
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | 3CHN019 | |||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co. Ltd. | CHINA | 3CHN020 | |||
| Tantalum | King-Tan Tantalum Industry Ltd | CHINA | 3CHN026 | |||
| Tantalum | H.C. Starck GmbH | GERMANY | 3DEU006 | |||
| Tungsten | H.C. Starck GmbH | GERMANY | 3DEU006 | |||
| Gold | Mitsubishi Materials Corporation | JAPAN | 3DEU006 | |||
| Tantalum | Mitsui Mining & Smelting | JAPAN | 3JPN008 | |||
| Gold | Xstrata Canada Corporation | CANADA | 3JPN008 | |||
| Tantalum | Taki Chemicals | JAPAN | 3JPN023 | |||
| Tantalum | Ulba | KAZAKHSTAN | 3KAZ014 | |||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | 3KAZ014 | |||
| Tantalum | Solikamsk Metal Works | RUSSIAN FEDERATION | 3RUS012 | |||
| Tin | PT Bangka Putra Karya | INDONESIA | 3RUS012 | |||
| Tantalum | Exotech Inc. | UNITED STATES | 3USA002 |
11
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | 3USA002 | |||
| Tantalum | Gannon & Scott | UNITED STATES | 3USA004 | |||
| Tantalum | Global Advanced Metals | UNITED STATES | 3USA005 | |||
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | 3USA005 | |||
| Tantalum | Kemet Blue Powder | UNITED STATES | 3USA010 | |||
| Tantalum | Hi-Temp | UNITED STATES | 3USA016 | |||
| Tantalum | Telex | UNITED STATES | 3USA018 | |||
| Tin | PT Bukit Timah | INDONESIA | 3USA018 | |||
| Tantalum | Tantalite Resources | SOUTH AFRICA | 3ZAF024 | |||
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | 4AUT012 | |||
| Tin | PT Tinindo Inter Nusa | INDONESIA | 4AUT012 | |||
| Tungsten | Chaozhou Xianglu Tungsten Industry Co Ltd | CHINA | 4CHN002 | |||
| Tungsten | China Minmetals Nonferrous Metals Co Ltd | CHINA | 4CHN003 | |||
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CHINA | 4CHN004 | |||
| Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA | 4CHN009 | |||
| Tungsten | Jiangxi Tungsten Industry Group Co Ltd | CHINA | 4CHN010 | |||
| Tungsten | Xiamen Tungsten Co Ltd | CHINA | 4CHN014 | |||
| Tin | Thaisarco | THAILAND | 4CHN014 | |||
| Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | CHINA | 4CHN015 | |||
| Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | CHINA | 4CHN016 | |||
| Tungsten | Hunan Chenzhou Mining Group Co | CHINA | 4CHN018 | |||
| Tungsten | ALMT | CHINA | 4CHN020 | |||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | 4CHN021 | |||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | 4CHN022 | |||
| Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CHINA | 4CHN023 | |||
| Tungsten | Xiamen Tungsten(H.C) Co.,Ltd. | CHINA | 4CHN028 | |||
| Tungsten | HC Starck GmbH | GERMANY | 4DEU008 | |||
| Tungsten | Japan New Metals Co Ltd | JAPAN | 4JPN017 | |||
| Tungsten | A.L.M.T. Corp. | JAPAN | 4JPN020 | |||
| Tungsten | Jada Electronic limited (JX Nippon Mining&Matel Co., Ltd) | JAPAN | 4JPN07 | |||
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | 4RUS013 | |||
| Tin | PT Yinchendo Mining Industry | INDONESIA | 4RUS013 | |||
| Tungsten | ATI Tungsten Materials | UNITED STATES | 4USA001 | |||
| Tungsten | Global Tungsten & Powders Corp | UNITED STATES | 4USA007 | |||
| Gold | Metalor USA Refining Corporation | UNITED STATES | 4USA007 | |||
| Tungsten | Kennametal Inc. | UNITED STATES | 4USA026 | |||
| Tungsten | Tejing (Vietnam) Tungsten Co Ltd | VIETNAM | 4VNM019 | |||
| Gold | Aida Chemical Industries Co. Ltd. | JAPAN | CID000019 | |||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | |||
| Gold | AngloGold Ashanti Córrego do Sítio Minerção | BRAZIL | CID000058 | |||
| Gold | Argor-Heraeus SA | SWITZERLAND | CID000077 |
12
| Gold | Asahi Pretec Corporation | JAPAN | CID000082 | |||
| Gold | Asaka Riken Co Ltd | JAPAN | CID000090 | |||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | |||
| Tungsten | Kennametal Huntsville | UNITED STATES | CID000105 | |||
| Gold | Aurubis AG | GERMANY | CID000113 | |||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | |||
| Gold | Boliden AB | SWEDEN | CID000157 | |||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | |||
| Gold | Caridad | MEXICO | CID000180 | |||
| Gold | CCR Refinery – Glencore Canada Corporation | CANADA | CID000185 | |||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | |||
| Gold | Chimet S.p.A. | ITALY | CID000233 | |||
| Tin | China Rare Metal Materials Company | CHINA | CID000244 | |||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | |||
| Gold | Chugai Mining | JAPAN | CID000264 | |||
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CHINA | CID000278 | |||
| Tin | Alpha | UNITED STATES | CID000292 | |||
| Tin | Cooper Santa | BRAZIL | CID000295 | |||
| Tin | CV JusTindo | INDONESIA | CID000307 | |||
| Tin | CV Nurjanah | INDONESIA | CID000309 | |||
| Tin | CV Serumpun Sebalai | INDONESIA | CID000313 | |||
| Tin | CV United Smelting | INDONESIA | CID000315 | |||
| Gold | Dowa | JAPAN | CID000401 | |||
| Tantalum | Duoluoshan | CHINA | CID000410 | |||
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | |||
| Tin | EM Vinto | BOLIVIA | CID000438 | |||
| Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 | |||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | |||
| Tin | Fenix Metals | POLAND | CID000468 | |||
| Tin | Gejiu Non-Ferrous Metal Processing Co. Ltd. | CHINA | CID000538 | |||
| Tin | Gejiu Zi-Li | CHINA | CID000555 | |||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | CID000568 | |||
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | |||
| Gold | Heraeus Ltd. Hong Kong | HONG KONG | CID000707 | |||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | |||
| Tantalum | Hi-Temp | UNITED STATES | CID000731 | |||
| Tin | Huichang Jinshunda Tin Co. Ltd | CHINA | CID000760 | |||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | |||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | CID000801 | |||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | |||
| Tin | Jiangxi Nanshan | CHINA | CID000864 |
13
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | |||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | |||
| Gold | Johnson Matthey Inc | UNITED STATES | CID000920 | |||
| Gold | Johnson Matthey Ltd | CANADA | CID000924 | |||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | |||
| Tin | Kai Unita Trade Limited Liability Company | CHINA | CID000942 | |||
| Tungsten | Kennametal Fallon | UNITED STATES | CID000966 | |||
| Gold | Kennecott Utah Copper LLC | UNITED STATES | CID000969 | |||
| Gold | Kojima Chemicals Co., Ltd | JAPAN | CID000981 | |||
| Tin | Linwu Xianggui Smelter Co | CHINA | CID001063 | |||
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | |||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | |||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | |||
| Gold | Materion | UNITED STATES | CID001113 | |||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | |||
| Tin | Metallo Chimique | BELGIUM | CID001143 | |||
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | CID001149 | |||
| Gold | Metalor Technologies SA | SWITZERLAND | CID001153 | |||
| Gold | Metalor USA Refining Corporation | UNITED STATES | CID001157 | |||
| Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | |||
| Tin | Minmetals Ganzhou Tin Co. Ltd. | CHINA | CID001179 | |||
| Tin | Minsur | PERU | CID001182 | |||
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | |||
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | |||
| Tantalum | Mitsui Mining & Smelting | JAPAN | CID001192 | |||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | |||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | CID001220 | |||
| Gold | Nihon Material Co. LTD | JAPAN | CID001259 | |||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | |||
| Tin | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | CID001305 | |||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | |||
| Gold | Ohio Precious Metals, LLC | UNITED STATES | CID001322 | |||
| Gold | Ohura Precious Metal Industry Co., Ltd | JAPAN | CID001325 | |||
| Tin | OMSA | BOLIVIA | CID001337 | |||
| Gold | PAMP SA | SWITZERLAND | CID001352 | |||
| Tin | PT Alam Lestari Kencana | INDONESIA | CID001393 | |||
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | |||
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | |||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | |||
| Tin | PT Bangka Kudai Tin | INDONESIA | CID001409 | |||
| Tin | PT Bangka Putra Karya | INDONESIA | CID001412 |
14
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | CID001416 | |||
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | |||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | |||
| Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | |||
| Tin | PT Bukit Timah | INDONESIA | CID001428 | |||
| Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | |||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | |||
| Tin | PT Fang Di MulTindo | INDONESIA | CID001442 | |||
| Tin | PT HP Metals Indonesia | INDONESIA | CID001445 | |||
| Tin | PT Karimun Mining | INDONESIA | CID001448 | |||
| Tin | PT Koba Tin | INDONESIA | CID001449 | |||
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | |||
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | |||
| Tin | PT REFINED BANGKA TIN | INDONESIA | CID001460 | |||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | |||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | |||
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | |||
| Tin | PT Tambang Timah | INDONESIA | CID001477 | |||
| Tin | PT Timah (Persero), Tbk | INDONESIA | CID001482 | |||
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | |||
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | |||
| Tin | PT Yinchendo Mining Industry | INDONESIA | CID001494 | |||
| Gold | Rand Refinery (Pty) Ltd | SOUTH AFRICA | CID001512 | |||
| Gold | Royal Canadian Mint | CANADA | CID001534 | |||
| Tin | Rui Da Hung | TAIWAN | CID001539 | |||
| Gold | SEMPSA Joyería Platería SA | SPAIN | CID001585 | |||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CHINA | CID001622 | |||
| Tin | Soft Metais, Ltda. | BRAZIL | CID001758 | |||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | CID001761 | |||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | |||
| Tantalum | Taki Chemicals | JAPAN | CID001869 | |||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | |||
| Tantalum | Telex | UNITED STATES | CID001891 | |||
| Tin | Thaisarco | THAILAND | CID001898 | |||
| Gold | The Refinery of Shandong Gold Mining Co. Ltd | CHINA | CID001916 | |||
| Gold | Tokuriki Honten Co., Ltd | JAPAN | CID001938 | |||
| Tantalum | Ulba | KAZAKHSTAN | CID001969 | |||
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | CID001980 | |||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES | CID001993 | |||
| Gold | Valcambi SA | SWITZERLAND | CID002003 | |||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 |
15
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | |||
| Tungsten | Wolfram Company CJSC | RUSSIAN FEDERATION | CID002047 | |||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | |||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CHINA | CID002158 | |||
| Tin | Yunnan Tin Company, Ltd. | CHINA | CID002180 | |||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | |||
| Tantalum | Zhuzhou Cement Carbide | CHINA | CID002232 | |||
| Gold | Zijin Mining Group Co. Ltd | CHINA | CID002243 | |||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | |||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | |||
| Tin | Magnu's Minerais Metais e Ligas LTDA | BRAZIL | CID002468 | |||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | |||
| Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | |||
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002550 | |||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES | CID002557 | |||
| Tantalum | KEMET Blue Powder | UNITED STATES | CID002568 |
*** Source of Smelter Identification Number is CFSI (defined in Section 2.b above).
16
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