Form SD L 3 COMMUNICATIONS HOLDI

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

L-3 COMMUNICATIONS HOLDINGS, INC.

L-3 COMMUNICATIONS CORPORATION

(Exact Names of Registrants as Specified in Their Charters)

 

 

 

DELAWARE		001-14141 333-46983		13-3937434 13-3937436
(State or Other Jurisdiction of Incorporation)		(Commission File Nos.)		(I.R.S. Employer Identification Numbers)

 

600 THIRD AVENUE, NEW YORK, NEW YORK		10016
(Address of Principal Executive Offices)		(Zip Code)

STEVEN M. POST

SENIOR VICE PRESIDENT, GENERAL COUNSEL

AND CORPORATE SECRETARY

(212) 697-1111

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015

 

 

 

---

Section 1—Conflict Minerals Disclosure

Item 1.01—Conflict Minerals Disclosure and Report

Item 1.02—Exhibit

A copy of the Conflict Minerals Report for the reporting period January 1, 2015 to December 31, 2015 prepared by L-3 Communications Holdings, Inc. and L-3 Communications Corporation is filed as Exhibit 1.01 hereto and is publicly available at www.l-3com.com/investor-relations/corporate-governance

Section 2—Exhibits

Item 2.01—Exhibits

Exhibit 1.01—Conflict Minerals Report for the reporting period January 1, 2015 to December 31, 2015 as required by Items 1.01 and 1.02 of this Form.

---

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

L-3 COMMUNICATIONS HOLDINGS, INC. L-3 COMMUNICATIONS CORPORATION
/s/ Steven M. Post						May 27, 2016
By:		Steven M. Post
Title:		Senior Vice President, General Counsel and Corporate Secretary

---

Exhibit

 

Exhibit 1.01		Conflict Minerals Report for the reporting period January 1, 2015 to December 31, 2015

Exhibit 1.01

L-3 Communications Holdings, Inc.

L-3 Communications Corporation

Conflict Minerals Report

For The Year Ended December 31, 2015

L-3 Communications Holdings, Inc. and L-3 Communications Corporation (referred to collectively herein as “L-3,” the “Company,” “we,” “us,” or “our”) have prepared this Conflict Minerals Report (“CMR”) for the year ended December 31, 2015 to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the U.S. Securities and Exchange Commission (the “SEC”) to implement disclosure and reporting requirements pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The information in this CMR includes the activities of L-3 and its majority-owned subsidiaries and variable interest entities that are required to be consolidated.

Based upon our analysis of the broad range of L-3’s communication and electronic systems and products, we have determined that L-3 manufactures or contracts to manufacture certain products that contain cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (“3TG”) necessary to the functionality or production of such products.

Accordingly, as required by Rule 13p-1, we conducted, in good faith, a reasonable country of origin inquiry to determine whether any of the 3TG contained in our products originated in the Democratic Republic of the Congo or Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia (the “Covered Countries”) or were from recycled or scrap sources. Based on this reasonable country of origin inquiry, we had reason to believe that the 3TG contained in our products may have originated in the Covered Countries or may not be from scrap or recycled sources. We therefore exercised due diligence on the source and chain of custody of such 3TG in conformance with the framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance (the “OECD Guidance”) for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. After conducting such due diligence, we are unable to determine, with the greatest possible specificity, the facilities used to process the 3TG contained in our products or the country of origin of such 3TG. A description of our efforts to determine the mine or location of origin of the 3TG contained in our products is described below under “Due Diligence Measures.”

As permitted by Rule 13p-1 and the SEC’s April 29, 2014 statement relating to Rule 13p-1,¹ this Report has not been subject to an independent private sector audit.

 

1	Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, Keith F. Higgins, Director, SEC Division of Corporation Finance, April 29, 2014

 

1

---

This report is available on our website at www.l-3com.com/investor-relations/corporate-governance

 

I.	Company and Product Overview

L-3 Communications Holdings, Inc. derives all of its operating income and cash flows from its wholly-owned subsidiary, L-3 Communications Corporation. L-3 Communications Corporation is a prime contractor in Intelligence, Surveillance and Reconnaissance (ISR) systems, aircraft sustainment (including modifications, logistics and maintenance), simulation and training, night vision and image intensification equipment, and security and detection systems. L-3 is also a leading provider of a broad range of communication and electronic systems and products used on military and commercial platforms. Our customers include the U.S. Department of Defense and its prime contractors, U.S. Government intelligence agencies, the U.S. Department of Homeland Security, foreign governments, and domestic and international commercial customers. We have three reportable segments: Electronic Systems, Aerospace Systems and Communication Systems.

The businesses in our Electronic Systems segment provide a broad range of products and services, including components, products, subsystems, systems and related services to military and commercial customers in several niche markets.

The businesses in our Aerospace Systems segment provide products and services for the global ISR market, specializing in signals intelligence and multi-intelligence platforms, as well as select Command, Control and Communications (C3) systems products for military and other U.S. Government and select foreign government intelligence, reconnaissance and surveillance applications.

The businesses in our Communication Systems segment provide network and communication systems, secure communications products, radio frequency components, satellite communication terminals, and space, microwave and telemetry products.

 

II.	Due Diligence Measures

We designed our due diligence measures to conform, in all material respects, with the framework in the OECD Guidance. L-3 has a broad product portfolio and a supply chain that is global, complex and has multiple tiers. As a downstream purchaser, we rely on our direct suppliers to provide information with respect to the origin of 3TG contained in our products, including sources of 3TG that are supplied to our direct suppliers by lower tier suppliers. In almost all cases, the information relating to the 3TG contained in our products that we received as part of our due diligence process was obtained from lower tier suppliers. These sources of information may yield inaccurate or incomplete information. Due diligence measures, no matter how well designed and operated, can provide only reasonable, not absolute, assurance, that the due diligence objectives are met.

Our due diligence process included the following:

 

•

Steering Committee, Work Plan and Control Systems. We have a Cross Functional Steering Committee (CFSC) which is responsible for implementing our 3TG compliance

 

2

---

strategy at the corporate and division levels. Our CFSC includes various corporate executive level members of L-3 representing supply chain and procurement, legal, finance and accounting, information technology, quality, internal audit, and contracts. The CFSC is also supplemented by resources from L-3 divisions located on site where the sourcing of materials takes place. The CFSC has developed a phased approach for determining the sourcing of 3TG contained in our products and has created work instructions that outline the responsibilities and processes to be used to conduct due diligence on the source of 3TG contained in our products.

 

•

Risk Management Plan and Controls. We conduct a risk management plan that includes our 3TG compliance program and have implemented a number of controls designed to provide reasonable assurance that our 3TG compliance strategy is appropriately implemented, managed and monitored. We also have a number of longstanding grievance mechanisms in place pursuant to which employees and suppliers can report violations of 3TG compliance strategy or provide early-warning of potential violations. These policies and procedures are outlined in our Code of Ethics available on our website at http://www.l-3com.com/code-of-ethics-and-business-conduct.

 

•

Supplier Engagement and Education. We notified our suppliers of our 3TG reporting requirements under Rule 13p-1 and our expectation that our suppliers would report 3TG supply-chain information to enable our compliance with the reporting requirements under Rule 13p-1. We also engaged with our suppliers to further educate them on the 3TG reporting requirements and provided training resources and answers to frequently asked questions.

 

•

Participation in Industry Wide Programs and Initiatives. We participate in industry-wide initiatives, including the Aerospace Industry Association’s Conflict Minerals Working Group (“AIA”), to define and create standardized procedures for supply chain mapping and identify and certify socially responsible smelters and refiners. We leveraged this industry experience and evolving “best practices” in creating our own due diligence procedures and processes. We also support an industry initiative that audits smelters’ and refiners’ due diligence activities. That industry initiative is the Conflict-Free Sourcing Initiative (CFSI) which was founded in 2008 by the Electronic Industry Citizenship Coalition (EICC) and The Global e-Sustainability Initiative’s (GeSI).

 

•

Survey of Direct Suppliers. During 2015 we surveyed direct suppliers to L-3 regarding the source of 3TG contained in our products using a questionnaire (the “L-3 Questionnaire”) that was largely based upon the template developed by the EICC and GeSI, known as the Conflict Minerals Reporting Template (the “CMRT Template”). The CMRT Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. The CMRT Template includes questions regarding a company’s policy with respect to 3TG sourcing, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the CMRT Template contains questions about the origin of 3TG contained in a company’s products, as well as supplier due diligence. The L-3 Questionnaire also enables us to track and consolidate supply chain responses within an electronic database tool used across all of our divisions.

 

3

---

•

Assessment of and Follow-up on Supplier Response. We reviewed the supplier responses using criteria developed by us to determine which responses required follow-up with our suppliers and/or suggested an increased risk that the supplier may have provided 3TG that originated in the Covered Countries. This criteria assisted us in identifying responses from suppliers that were untimely, incomplete or inconsistent with other reported data. To the extent ambiguities or inconsistencies existed, we solicited updated or more comprehensive responses from our suppliers. We also conducted additional follow-up with suppliers who had not responded to our initial requests to provide 3TG information.

 

III.	Due Diligence Results

We received responses from approximately 68% of the suppliers surveyed in 2015. The large majority of the supplier responses, however, did not isolate or represent with specificity which smelters or refiners in their supply chain had supplied the 3TG contained in our products. Accordingly, we were unable to validate with specificity the facilities used to process the 3TG or the country of origin of the 3TG.

The supplier responses identified 329 known smelters and refiners that were reported to be in our supply chain for the period from January 1, 2015 to December 31, 2015. Of those 329 smelters and refiners, 262 have been verified as conflict-free or in the audit process. The following table presents the number of identified smelters or refiners verified as conflict-free or in the audit process by mineral.

 

Identified smelters or refiners verified as conflict-free or in the audit process
Tantalum		46 of 51 (90%)
Tin		77 of 91 (85%)
Tungsten		46 of 56 (82%)
Gold		94 of 131 (72%)
Total		263 of 329 (80%)

The data on which we relied for certain statements in this CMR was obtained through our membership in the CFSI (CFSI member LCOM).

Based on the information provided by L-3’s suppliers, L-3 believes that the facilities that may have been used to process the 3TG in our products include the smelters and refiners listed in Annex I below.

 

IV.	Steps to Mitigate Future Risk That 3TG in Our Products Benefit Armed Groups

As provided in our 3TG Statement (available on our website at www.l-3com.com/suppliers/conflict-minerals), L-3 is committed to compliance with Rule 13p-1 and is dedicated to the implementation of comprehensive due diligence processes to meet its obligations. L-3 also believes in the responsible sourcing of materials and will continue its efforts to ensure a conflict-free supply chain to the extent reasonably practicable.

 

4

---

Consistent with our 3TG Statement, we expect to continue to take the following steps to comply with our future obligations under Rule 13p-1 and, to the extent reasonably possible, mitigate the risk that 3TG contained in our products benefit armed groups in the Covered Countries:

 

•

Mandate or Encourage 3TG Flow-Clauses in Supply Contracts. We intend to continue to include the L-3 Conflict Minerals Clause, which requires suppliers to provide 3TG sourcing and smelter information, as part of our standard Terms and Conditions of Purchase in new or renewed supplier contracts.

 

•

Engage Suppliers. We plan to continue to engage with suppliers and direct them to training resources in order to improve the response rate, completeness and accuracy of our supplier survey responses. If we identify suppliers who are sourcing 3TG from the Covered Countries, we intend to negotiate with them to mitigate the risk that such 3TG benefits armed groups and/or to establish alternative sources of 3TG that do not support such groups. If these efforts prove unsuccessful, we may, when reasonably practicable, terminate the contract or find a replacement supplier.

 

•

Coordinate with Industry Associations. We expect to continue to participate in industry group efforts to define and improve best practices for 3TG supply chain mapping and induce 3TG smelters and refiners to adopt socially responsible business practices. For example, we were involved in the AIA’s recent effort to encourage certain smelters and gold refiners that supply 3TG that may be used in products manufactured by the U.S. aerospace and defense industry to conduct due diligence in accordance with the OECD Guidance and become validated as a conflict-free smelter or refiner.

 

•

Commit Resources and Management Attention. We expect our CFSC will continue to be dedicated to implementing and executing our 3TG compliance strategy at the corporate and division levels with the assistance of resources from L-3 divisions located on site where the sourcing of materials takes place. We anticipate that we will continue to devote resources and personnel to the work of this committee and support its approach for determining the sourcing of 3TG contained in our products and the related work plan.

 

•

Maintain Risk Management Plan, Controls and Grievance Mechanisms We plan to refine our risk management plan and controls over time to ensure that our 3TG compliance strategy is appropriately implemented, managed and monitored. We also intend to address, as appropriate, complaints or concerns expressed through our grievance mechanisms with respect to our 3TG compliance efforts.

Forward-Looking Statements

Certain of the matters discussed in this CMR, including in particular, efforts to mitigate risks that 3TG contained in our products could benefit armed groups in the Covered Countries, include forward-looking statements. Readers of this document are cautioned that our forward-looking statements are not guarantees of our future actions, which may differ materially from the expectations expressed in the forward-looking statements. We expressly disclaim a duty to provide updates to these forward-looking statements after the date of this filing to reflect events or changes in circumstances or changes in expectations or the occurrence of anticipated events.

 

5

---

ANNEX I

 

Subject Mineral		Smelter or Refiner Name		Country Location of Smelter or Refiner
Gold		Abington Reldan Metals, LLC		UNITED STATES
Gold		Advanced Chemical Company		UNITED STATES
Gold		Aida Chemical Industries Co., Ltd.		JAPAN
Gold		Al Etihad Gold Refinery DMCC		UNITED ARAB EMIRATES
Gold		Allgemeine Gold-und Silberscheideanstalt A.G.		GERMANY
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		UZBEKISTAN
Gold		AngloGold Ashanti Córrego do Sítio Mineração		BRAZIL
Gold		Argor-Heraeus S.A.		SWITZERLAND
Gold		Asahi Pretec Corp.		JAPAN
Gold		Asahi Refining Canada Ltd.		CANADA
Gold		Asahi Refining USA Inc.		UNITED STATES
Gold		Asaka Riken Co., Ltd.		JAPAN
Gold		Atasay Kuyumculuk Sanayi Ve Ticaret A.S.		TURKEY
Gold		AURA-II		UNITED STATES
Gold		Aurubis AG		GERMANY
Gold		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		PHILIPPINES
Gold		Boliden AB		SWEDEN
Gold		C. Hafner GmbH + Co. KG		GERMANY
Gold		Caridad		MEXICO
Gold		CCR Refinery - Glencore Canada Corporation		CANADA
Gold		Cendres + Métaux S.A.		SWITZERLAND
Gold		Chimet S.p.A.		ITALY
Gold		Chugai Mining		JAPAN
Gold		Daejin Indus Co., Ltd.		KOREA, REPUBLIC OF
Gold		Daye Non-Ferrous Metals Mining Ltd.		CHINA
Gold		DODUCO GmbH		GERMANY
Gold		Dowa		JAPAN
Gold		DSC (Do Sung Corporation)		KOREA, REPUBLIC OF
Gold		Eco-System Recycling Co., Ltd.		JAPAN
Gold		Elemetal Refining, LLC		UNITED STATES
Gold		Emirates Gold DMCC		UNITED ARAB EMIRATES
Gold		Faggi Enrico S.p.A.		ITALY
Gold		Fidelity Printers and Refiners Ltd.		ZIMBABWE
Gold		Gansu Seemine Material Hi-Tech Co., Ltd.		CHINA
Gold		Geib Refining Corporation		UNITED STATES
Gold		Great Wall Precious Metals Co., Ltd. of CBPM		CHINA

 

A-1

---

Gold		Guangdong Jinding Gold Limited		CHINA
Gold		Guoda Safina High-Tech Environmental Refinery Co., Ltd.		CHINA
Gold		Hangzhou Fuchunjiang Smelting Co., Ltd.		CHINA
Gold		Heimerle + Meule GmbH		GERMANY
Gold		Heraeus Ltd. Hong Kong		CHINA
Gold		Heraeus Precious Metals GmbH & Co. KG		GERMANY
Gold		Hunan Chenzhou Mining Co., Ltd.		CHINA
Gold		Hwasung CJ Co., Ltd.		KOREA, REPUBLIC OF
Gold		Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		CHINA
Gold		Ishifuku Metal Industry Co., Ltd.		JAPAN
Gold		Istanbul Gold Refinery		TURKEY
Gold		Japan Mint		JAPAN
Gold		Jiangxi Copper Co., Ltd.		CHINA
Gold		JSC Ekaterinburg Non-Ferrous Metal Processing Plant		RUSSIAN FEDERATION
Gold		JSC Uralelectromed		RUSSIAN FEDERATION
Gold		JX Nippon Mining & Metals Co., Ltd.		JAPAN
Gold		Kaloti Precious Metals		UNITED ARAB EMIRATES
Gold		Kazakhmys Smelting LLC		KAZAKHSTAN
Gold		Kazzinc		KAZAKHSTAN
Gold		Kennecott Utah Copper LLC		UNITED STATES
Gold		KGHM Polska Miedź Spółka Akcyjna		POLAND
Gold		Kojima Chemicals Co., Ltd.		JAPAN
Gold		Korea Metal Co., Ltd.		KOREA, REPUBLIC OF
Gold		Korea Zinc Co., Ltd.		KOREA, REPUBLIC OF
Gold		Kyrgyzaltyn JSC		KYRGYZSTAN
Gold		L’azurde Company For Jewelry		SAUDI ARABIA
Gold		Lingbao Gold Co., Ltd.		CHINA
Gold		Lingbao Jinyuan Tonghui Refinery Co., Ltd.		CHINA
Gold		LS-NIKKO Copper Inc.		KOREA, REPUBLIC OF
Gold		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		CHINA
Gold		Materion		UNITED STATES
Gold		Matsuda Sangyo Co., Ltd.		JAPAN
Gold		Metalor Technologies (Hong Kong) Ltd.		CHINA
Gold		Metalor Technologies (Singapore) Pte., Ltd.		SINGAPORE
Gold		Metalor Technologies (Suzhou) Ltd.		CHINA
Gold		Metalor Technologies S.A.		SWITZERLAND
Gold		Metalor USA Refining Corporation		UNITED STATES
Gold		Metalúrgica Met-Mex Peñoles S.A. De C.V.		MEXICO
Gold		Mitsubishi Materials Corporation		JAPAN
Gold		Mitsui Mining and Smelting Co., Ltd.		JAPAN
Gold		MMTC-PAMP India Pvt., Ltd.		INDIA

 

A-2

---

Gold		Morris and Watson		NEW ZEALAND
Gold		Moscow Special Alloys Processing Plant		RUSSIAN FEDERATION
Gold		Nadir Metal Rafineri San. Ve Tic. A.Ş.		TURKEY
Gold		Navoi Mining and Metallurgical Combinat		UZBEKISTAN
Gold		Nihon Material Co., Ltd.		JAPAN
Gold		Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH		AUSTRIA
Gold		Ohura Precious Metal Industry Co., Ltd.		JAPAN
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		RUSSIAN FEDERATION
Gold		OJSC Novosibirsk Refinery		RUSSIAN FEDERATION
Gold		PAMP S.A.		SWITZERLAND
Gold		Penglai Penggang Gold Industry Co., Ltd.		CHINA
Gold		Prioksky Plant of Non-Ferrous Metals		RUSSIAN FEDERATION
Gold		PT Aneka Tambang (Persero) Tbk		INDONESIA
Gold		PX Précinox S.A.		SWITZERLAND
Gold		Rand Refinery (Pty) Ltd.		SOUTH AFRICA
Gold		Remondis Argentia B.V.		NETHERLANDS
Gold		Republic Metals Corporation		UNITED STATES
Gold		Royal Canadian Mint		CANADA
Gold		SAAMP		FRANCE
Gold		Sabin Metal Corp.		UNITED STATES
Gold		SAFINA A.S.		CHINA
Gold		Samduck Precious Metals		KOREA, REPUBLIC OF
Gold		SAMWON Metals Corp.		KOREA, REPUBLIC OF
Gold		SAXONIA Edelmetalle GmbH		GERMANY
Gold		Schone Edelmetaal B.V.		NETHERLANDS
Gold		SEMPSA Joyería Platería S.A.		SPAIN
Gold		Shandong Tiancheng Biological Gold Industrial Co., Ltd.		CHINA
Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		CHINA
Gold		Sichuan Tianze Precious Metals Co., Ltd.		CHINA
Gold		Singway Technology Co., Ltd.		TAIWAN
Gold		So Accurate Group, Inc.		UNITED STATES
Gold		SOE Shyolkovsky Factory of Secondary Precious Metals		RUSSIAN FEDERATION
Gold		Solar Applied Materials Technology Corp.		TAIWAN
Gold		Sudan Gold Refinery		SUDAN
Gold		Sumitomo Metal Mining Co., Ltd.		JAPAN
Gold		T.C.A S.p.A		ITALY
Gold		Tanaka Kikinzoku Kogyo K.K.		JAPAN
Gold		The Refinery of Shandong Gold Mining Co., Ltd.		CHINA
Gold		Tokuriki Honten Co., Ltd.		JAPAN
Gold		Tongling Nonferrous Metals Group Co., Ltd.		CHINA
Gold		Tony Goetz NV		BELGIUM

 

A-3

---

Gold		Torecom		KOREA, REPUBLIC OF
Gold		Umicore Brasil Ltda.		BRAZIL
Gold		Umicore Precious Metals Thailand		THAILAND
Gold		Umicore S.A. Business Unit Precious Metals Refining		BELGIUM
Gold		United Precious Metal Refining, Inc.		UNITED STATES
Gold		Valcambi S.A.		SWITZERLAND
Gold		Western Australian Mint trading as The Perth Mint		AUSTRALIA
Gold		WIELAND Edelmetalle GmbH		GERMANY
Gold		Yamamoto Precious Metal Co., Ltd.		JAPAN
Gold		Yokohama Metal Co., Ltd.		JAPAN
Gold		Yunnan Copper Industry Co., Ltd.		CHINA
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		CHINA
Gold		Zijin Mining Group Co., Ltd. Gold Refinery		CHINA
Tantalum		Changsha South Tantalum Niobium Co., Ltd.		CHINA
Tantalum		Conghua Tantalum and Niobium Smeltry		CHINA
Tantalum		D Block Metals, LLC		UNITED STATES
Tantalum		Duoluoshan		CHINA
Tantalum		E.S.R. Electronics		UNITED STATES
Tantalum		Exotech Inc.		UNITED STATES
Tantalum		F&X Electro-Materials Ltd.		CHINA
Tantalum		FIR Metals & Resource Ltd.		CHINA
Tantalum		Global Advanced Metals		UNITED STATES
Tantalum		Global Advanced Metals Aizu		JAPAN
Tantalum		Global Advanced Metals Boyertown		UNITED STATES
Tantalum		Guangdong Zhiyuan New Material Co., Ltd.		CHINA
Tantalum		H.C. Starck Co., Ltd.		THAILAND
Tantalum		H.C. Starck GmbH Goslar		GERMANY
Tantalum		H.C. Starck GmbH Laufenburg		GERMANY
Tantalum		H.C. Starck Group		GERMANY
Tantalum		H.C. Starck Hermsdorf GmbH		GERMANY
Tantalum		H.C. Starck Inc.		UNITED STATES
Tantalum		H.C. Starck Ltd.		JAPAN
Tantalum		H.C. Starck Smelting GmbH & Co. KG		GERMANY
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		CHINA
Tantalum		Hi-Temp Specialty Metals, Inc.		UNITED STATES
Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		CHINA
Tantalum		Jiangxi Tuohong New Raw Material		CHINA
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		CHINA
Tantalum		Jiujiang Tanbre Co., Ltd.		CHINA
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		CHINA
Tantalum		KEMET Blue Metals		MEXICO

 

A-4

---

Tantalum		KEMET Blue Powder		UNITED STATES
Tantalum		KEMET Corp.		UNITED STATES
Tantalum		King-Tan Tantalum Industry Ltd.		CHINA
Tantalum		LSM Brasil S.A.		BRAZIL
Tantalum		Metallurgical Products India Pvt., Ltd.		INDIA
Tantalum		Mineração Taboca S.A.		BRAZIL
Tantalum		Mitsui Mining & Smelting		JAPAN
Tantalum		Molycorp Silmet A.S.		ESTONIA
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		CHINA
Tantalum		Plansee SE		AUSTRIA
Tantalum		Plansee SE Liezen		AUSTRIA
Tantalum		Plansee SE Reutte		AUSTRIA
Tantalum		QuantumClean		UNITED STATES
Tantalum		Resind Indústria e Comércio Ltda.		BRAZIL
Tantalum		RFH Tantalum Smeltry Co., Ltd.		CHINA
Tantalum		Solikamsk Magnesium Works OAO		RUSSIAN FEDERATION
Tantalum		Taki Chemicals		JAPAN
Tantalum		Telex Metals		UNITED STATES
Tantalum		Tranzact, Inc.		UNITED STATES
Tantalum		Ulba Metallurgical Plant JSC		KAZAKHSTAN
Tantalum		XinXing HaoRong Electronic Material Co., Ltd.		CHINA
Tantalum		Yichun Jin Yang Rare Metal Co., Ltd.		CHINA
Tantalum		Zhuzhou Cemented Carbide		CHINA
Tin		Alpha		UNITED STATES
Tin		An Thai Minerals Co., Ltd.		VIET NAM
Tin		An Vinh Joint Stock Mineral Processing Company		VIET NAM
Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		CHINA
Tin		China Tin Group Co., Ltd.		CHINA
Tin		CNMC (Guangxi) PGMA Co., Ltd.		CHINA
Tin		Cooperativa Metalurgica de Rondônia Ltda.		BRAZIL
Tin		CV Ayi Jaya		INDONESIA
Tin		CV Dua Sekawan		INDONESIA
Tin		CV Gita Pesona		INDONESIA
Tin		CV Serumpun Sebalai		INDONESIA
Tin		CV Tiga Sekawan		INDONESIA
Tin		CV United Smelting		INDONESIA
Tin		CV Venus Inti Perkasa		INDONESIA
Tin		Dowa		JAPAN
Tin		Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company		VIET NAM
Tin		Elmet S.L.U.		SPAIN
Tin		EM Vinto		BOLIVIA

 

A-5

---

Tin		Estanho de Rondônia S.A.		BRAZIL
Tin		Fenix Metals		POLAND
Tin		Gejiu Fengming Metallurgy Chemical Plant		CHINA
Tin		Gejiu Jinye Mineral Company		CHINA
Tin		Gejiu Kai Meng Industry and Trade LLC		CHINA
Tin		Gejiu Non-Ferrous Metal Processing Co., Ltd.		CHINA
Tin		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.		CHINA
Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.		CHINA
Tin		Guanyang Guida Nonferrous Metal Smelting Plant		CHINA
Tin		HuiChang Hill Tin Industry Co., Ltd.		CHINA
Tin		Huichang Jinshunda Tin Co., Ltd.		CHINA
Tin		Jiangxi Ketai Advanced Material Co., Ltd.		CHINA
Tin		Linwu Xianggui Ore Smelting Co., Ltd.		CHINA
Tin		Magnu’s Minerais Metais e Ligas Ltda.		BRAZIL
Tin		Malaysia Smelting Corporation (MSC)		MALAYSIA
Tin		Melt Metais e Ligas S.A.		BRAZIL
Tin		Metallic Resources, Inc.		UNITED STATES
Tin		Metallo-Chimique N.V.		BELGIUM
Tin		Mineração Taboca S.A.		BRAZIL
Tin		Minsur		PERU
Tin		Mitsubishi Materials Corporation		JAPAN
Tin		Nankang Nanshan Tin Manufactory Co., Ltd.		CHINA
Tin		Nghe Tinh Non-Ferrous Metals Joint Stock Company		VIET NAM
Tin		O.M. Manufacturing (Thailand) Co., Ltd.		THAILAND
Tin		O.M. Manufacturing Philippines, Inc.		PHILIPPINES
Tin		Operaciones Metalurgical S.A.		BOLIVIA
Tin		Phoenix Metal Ltd.		RWANDA
Tin		PT Alam Lestari Kencana		INDONESIA
Tin		PT Aries Kencana Sejahtera		INDONESIA
Tin		PT Artha Cipta Langgeng		INDONESIA
Tin		PT ATD Makmur Mandiri Jaya		INDONESIA
Tin		PT Babel Inti Perkasa		INDONESIA
Tin		PT Bangka Kudai Tin		INDONESIA
Tin		PT Bangka Prima Tin		INDONESIA
Tin		PT Bangka Timah Utama Sejahtera		INDONESIA
Tin		PT Bangka Tin Industry		INDONESIA
Tin		PT Belitung Industri Sejahtera		INDONESIA
Tin		PT BilliTin Makmur Lestari		INDONESIA
Tin		PT Bukit Timah		INDONESIA
Tin		PT Cipta Persada Mulia		INDONESIA
Tin		PT DS Jaya Abadi		INDONESIA

 

A-6

---

Tin		PT Eunindo Usaha Mandiri		INDONESIA
Tin		PT Fang Di MulTindo		INDONESIA
Tin		PT Inti Stania Prima		INDONESIA
Tin		PT Justindo		INDONESIA
Tin		PT Karimun Mining		INDONESIA
Tin		PT Kijang Jaya Mandiri		INDONESIA
Tin		PT Mitra Stania Prima		INDONESIA
Tin		PT Panca Mega Persada		INDONESIA
Tin		PT Pelat Timah Nusantara Tbk		INDONESIA
Tin		PT Prima Timah Utama		INDONESIA
Tin		PT Refined Bangka Tin		INDONESIA
Tin		PT Sariwiguna Binasentosa		INDONESIA
Tin		PT Seirama Tin Investment		INDONESIA
Tin		PT Stanindo Inti Perkasa		INDONESIA
Tin		PT Sukses Inti Makmur		INDONESIA
Tin		PT Sumber Jaya Indah		INDONESIA
Tin		PT Timah (Persero) Tbk		INDONESIA
Tin		PT Timah (Persero) Tbk Kundur		INDONESIA
Tin		PT Timah (Persero) Tbk Mentok		INDONESIA
Tin		PT Tinindo Inter Nusa		INDONESIA
Tin		PT Tirus Putra Mandiri		INDONESIA
Tin		PT Tommy Utama		INDONESIA
Tin		PT Wahana Perkit Jaya		INDONESIA
Tin		Resind Indústria e Comércio Ltda.		BRAZIL
Tin		Rui Da Hung		TAIWAN
Tin		Soft Metais Ltda.		BRAZIL
Tin		Thaisarco		THAILAND
Tin		Tuyen Quang Non-Ferrous Metals Joint Stock Company		VIET NAM
Tin		VQB Mineral and Trading Group JSC		VIET NAM
Tin		White Solder Metalurgia e Mineração Ltda.		BRAZIL
Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		CHINA
Tin		Yunnan Tin Company Limited		CHINA
Tungsten		A.L.M.T. Corp.		UNKNOWN
Tungsten		A.L.M.T. TUNGSTEN Corp.		JAPAN
Tungsten		ACL Metais Eireli		BRAZIL
Tungsten		Asia Tungsten Products Vietnam Ltd.		VIET NAM
Tungsten		Chenzhou Diamond Tungsten Products Co., Ltd.		CHINA
Tungsten		China Minmetals Non-ferrous Metals Holding Co., Ltd.		CHINA
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		CHINA
Tungsten		Dayu Jincheng Tungsten Industry Co., Ltd.		CHINA
Tungsten		Dayu Weiliang Tungsten Co., Ltd.		CHINA

 

A-7

---

Tungsten		Fujian Jinxin Tungsten Co., Ltd.		CHINA
Tungsten		Ganxian Shirui New Material Co., Ltd.		CHINA
Tungsten		Ganzhou Grand Sea W & Mo Group Co., Ltd.		CHINA
Tungsten		Ganzhou Huaxing Tungsten Products Co., Ltd.		CHINA
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		CHINA
Tungsten		Ganzhou Non-ferrous Metals Smelting Co., Ltd.		CHINA
Tungsten		Ganzhou Seadragon W & Mo Co., Ltd.		CHINA
Tungsten		Ganzhou Yatai Tungsten Co., Ltd.		CHINA
Tungsten		Global Tungsten & Powders Corp.		UNITED STATES
Tungsten		Guangdong Xianglu Tungsten Co., Ltd.		CHINA
Tungsten		H.C. Starck GmbH		GERMANY
Tungsten		H.C. Starck Group		GERMANY
Tungsten		H.C. Starck Smelting GmbH & Co.KG		GERMANY
Tungsten		Hunan Chenzhou Mining Co., Ltd.		CHINA
Tungsten		Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji		CHINA
Tungsten		Hunan Chunchang Nonferrous Metals Co., Ltd.		CHINA
Tungsten		Hydrometallurg, JSC		RUSSIAN FEDERATION
Tungsten		Japan New Metals Co., Ltd.		JAPAN
Tungsten		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		CHINA
Tungsten		Jiangxi Dayu Longxintai Tungsten Co., Ltd.		CHINA
Tungsten		Jiangxi Gan Bei Tungsten Co., Ltd.		CHINA
Tungsten		Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.		CHINA
Tungsten		Jiangxi Rare Metals Tungsten Holdings Group Co., Ltd.		CHINA
Tungsten		Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.		CHINA
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		CHINA
Tungsten		Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.		CHINA
Tungsten		Jiangxi Yaosheng Tungsten Co., Ltd.		CHINA
Tungsten		Kennametal Fallon		UNITED STATES
Tungsten		Kennametal Huntsville		UNITED STATES
Tungsten		Kennametal Inc.		UNKNOWN
Tungsten		Malipo Haiyu Tungsten Co., Ltd.		CHINA
Tungsten		Moliren Ltd		RUSSIAN FEDERATION
Tungsten		Niagara Refining LLC		UNITED STATES
Tungsten		Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC		VIET NAM
Tungsten		Philippine Chuangxin Industrial Co., Inc.		PHILIPPINES
Tungsten		Pobedit, JSC		RUSSIAN FEDERATION
Tungsten		South-East Nonferrous Metal Company Limited of Hengyang City		CHINA
Tungsten		Tejing (Vietnam) Tungsten Co., Ltd.		VIET NAM
Tungsten		Vietnam Youngsun Tungsten Industry Co., Ltd.		VIET NAM
Tungsten		Wolfram Bergbau und Hütten AG		AUSTRIA
Tungsten		WOLFRAM Company CJSC		RUSSIAN FEDERATION

 

A-8

---

Tungsten		Woltech Korea Co., Ltd.		KOREA, REPUBLIC OF
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		CHINA
Tungsten		Xiamen Tungsten Co., Ltd.		CHINA
Tungsten		Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.		CHINA
Tungsten		Xinhai Rendan Shaoguan Tungsten Co., Ltd.		CHINA
Tungsten		Zhuzhou Cemented Carbide Group Co., Ltd.		CHINA

 

A-9

---

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

---

You May Also Be Interested In

• Geopark Announces First Quarter 2024 Operational Update
• Streamline Health® Signs Second Enterprise Client
• Redwire Honored as 11th Luxembourg American Business Award Recipient for Contributions to Multinational Space Missions