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Form 13F-HR AMERICAN FINANCIAL GROUP For: Mar 31

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May 11, 2016 4:46 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2016
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AMERICAN FINANCIAL GROUP INC
Address: GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI , OH45202
Form 13F File Number: 028-04389

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Brian S. Hertzman
Title: Vice President and Controller
Phone: 513-579-2153
Signature, Place, and Date of Signing:
/s/ Brian S. Hertzman Cincinnati , OH 05-11-2016
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 258
Form 13F Information Table Value Total: 1,343,838
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-498 Great American Insurance Company
28-1258 Great American Life Insurance Company
28-17123 Great American Holding, Inc

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 28-498 Great American Insurance Company
2 28-1258 Great American Life Insurance Company
3 28-17123 Great American Holding, Inc

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
DEUTSCHE BANK AG NAMEN AKT D18190898 7,135 421,193 SH DFND 1 421,193 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 8,772 517,800 SH DFND 2 517,800 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 2,050 121,007 SH DFND 3 121,007 0 0
ARRIS INTL INC SHS G0551A103 261 11,396 SH DFND 1 11,396 0 0
AXOVANT SCIENCES LTD COM G0750W104 990 86,197 SH DFND 1 86,197 0 0
AXOVANT SCIENCES LTD COM G0750W104 990 86,198 SH DFND 2 86,198 0 0
ENDO INTL PLC SHS G30401106 6,621 235,190 SH DFND 1 235,190 0 0
ENDO INTL PLC SHS G30401106 5,987 212,690 SH DFND 2 212,690 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 7,660 125,000 SH DFND 1 125,000 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 12,256 200,000 SH DFND 2 200,000 0 0
MEDTRONIC PLC SHS G5960L103 6,375 85,000 SH DFND 1 85,000 0 0
CHUBB LIMITED COM H1467J104 12,598 63,000 SH SOLE 63,000 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3,423 40,000 SH DFND 1 40,000 0 0
ABBVIE INC COM 00287Y109 3,770 66,000 SH DFND 1 66,000 0 0
ABBVIE INC COM 00287Y109 8,797 154,000 SH DFND 2 154,000 0 0
AFFILIATED MANAGERS GROUP COM 008252108 3,898 24,000 SH DFND 1 24,000 0 0
AFFILIATED MANAGERS GROUP COM 008252108 9,094 56,000 SH DFND 2 56,000 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 358 30,716 SH DFND 1 30,716 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 1,934 165,985 SH DFND 2 165,985 0 0
ALLY FINL INC COM 02005N100 6,926 370,000 SH DFND 1 370,000 0 0
ALLY FINL INC COM 02005N100 6,926 370,000 SH DFND 2 370,000 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 3,561 191,167 SH DFND 1 191,167 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 8,284 444,666 SH DFND 2 444,666 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 3,148 168,967 SH DFND 3 168,967 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 6,027 410,585 SH DFND 1 410,585 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 9,423 641,920 SH DFND 2 641,920 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 2,654 180,795 SH DFND 3 180,795 0 0
ANNALY CAP MGMT INC COM 035710409 1,521 148,260 SH DFND 2 148,260 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 3,160 678,200 SH DFND 1 678,200 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 1,731 371,450 SH DFND 2 371,450 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 1,716 368,300 SH DFND 3 368,300 0 0
APOLLO RESIDENTIAL MTG INC COM 03763V102 5,790 431,437 SH DFND 1 431,437 0 0
APOLLO RESIDENTIAL MTG INC COM 03763V102 6,269 467,157 SH DFND 2 467,157 0 0
APPLE INC COM 037833100 17,547 161,000 SH DFND 1 161,000 0 0
APPLE INC COM 037833100 17,547 161,000 SH DFND 2 161,000 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,832 400,000 SH DFND 1 400,000 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1,832 400,000 SH DFND 2 400,000 0 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 11,557 922,342 SH DFND 1 922,342 0 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 6,033 481,506 SH DFND 3 481,506 0 0
BP PLC SPONSORED ADR 055622104 2,490 82,500 SH DFND 2 82,500 0 0
BAKER HUGHES INC COM 057224107 9,204 210,000 SH DFND 1 210,000 0 0
BAKER HUGHES INC COM 057224107 9,204 210,000 SH DFND 2 210,000 0 0
BANK AMER CORP COM 060505104 6,667 493,120 SH DFND 1 493,120 0 0
BANK AMER CORP COM 060505104 1,061 78,480 SH DFND 3 78,480 0 0
BANK OF NOVA SCOTIA NOTE 4.500%12/1 064159HB5 29,988 30,000,000 PRN DFND 2 30,000,000 0 0
BARCLAYS PLC ADR 06738E204 1,771 205,500 SH DFND 1 205,500 0 0
BARCLAYS PLC ADR 06738E204 3,310 384,000 SH DFND 2 384,000 0 0
BARCLAYS PLC ADR 06738E204 1,452 168,500 SH DFND 3 168,500 0 0
BERKLEY W R CORP COM 084423102 6,575 117,000 SH SOLE 117,000 0 0
BIOGEN INC COM 09062X103 911 3,500 SH DFND 1 3,500 0 0
BIOGEN INC COM 09062X103 911 3,500 SH DFND 2 3,500 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,245 44,400 SH DFND 1 44,400 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 9,750 347,600 SH DFND 2 347,600 0 0
CYS INVTS INC COM 12673A108 9,007 1,106,500 SH DFND 1 1,106,500 0 0
CYS INVTS INC COM 12673A108 11,925 1,465,000 SH DFND 2 1,465,000 0 0
CYS INVTS INC COM 12673A108 6,166 757,500 SH DFND 3 757,500 0 0
CAPITOL FED FINL INC COM 14057J101 477 36,000 SH DFND 1 36,000 0 0
CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1,515 89,773 SH DFND 1 89,773 0 0
CARLYLE GROUP L P COM UTS LTD PTN 14309L102 22,031 1,305,141 SH DFND 2 1,305,141 0 0
CARRIAGE SVCS INC COM 143905107 290 13,438 SH DFND 1 13,438 0 0
CEDAR REALTY TRUST INC COM NEW 150602209 337 46,654 SH DFND 1 46,654 0 0
CELGENE CORP COM 151020104 1,001 10,000 SH DFND 2 10,000 0 0
CELGENE CORP COM 151020104 1,501 15,000 SH DFND 3 15,000 0 0
CENTURY CMNTYS INC COM 156504300 7,263 425,500 SH DFND 1 425,500 0 0
CENTURY CMNTYS INC COM 156504300 7,263 425,500 SH DFND 2 425,500 0 0
CHEVRON CORP NEW COM 166764100 3,702 38,800 SH DFND 1 38,800 0 0
CISCO SYS INC COM 17275R102 3,132 110,000 SH DFND 1 110,000 0 0
CISCO SYS INC COM 17275R102 7,118 250,000 SH DFND 2 250,000 0 0
CITIGROUP INC COM NEW 172967424 16,992 407,000 SH DFND 1 407,000 0 0
CITIGROUP INC COM NEW 172967424 9,519 228,000 SH DFND 2 228,000 0 0
COACH INC COM 189754104 7,280 181,600 SH DFND 1 181,600 0 0
COACH INC COM 189754104 8,154 203,400 SH DFND 3 203,400 0 0
COLONY CAP INC CL A 19624R106 470 28,000 SH DFND 1 28,000 0 0
COLONY CAP INC CL A 19624R106 587 35,000 SH DFND 2 35,000 0 0
COMCAST CORP NEW CL A 20030N101 6,322 103,500 SH DFND 1 103,500 0 0
CONOCOPHILLIPS COM 20825C104 282 7,000 SH DFND 1 7,000 0 0
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 335 12,776 SH DFND 1 12,776 0 0
CYRUSONE INC COM 23283R100 359 7,874 SH DFND 1 7,874 0 0
DARLING INGREDIENTS INC COM 237266101 159 12,098 SH DFND 1 12,098 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 2,084 42,804 SH DFND 1 42,804 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,862 38,244 SH DFND 2 38,244 0 0
E M C CORP MASS COM 268648102 5,197 195,000 SH DFND 1 195,000 0 0
E M C CORP MASS COM 268648102 5,330 200,000 SH DFND 2 200,000 0 0
E M C CORP MASS COM 268648102 1,466 55,000 SH DFND 3 55,000 0 0
EBAY INC COM 278642103 1,384 58,000 SH DFND 1 58,000 0 0
ELLINGTON FINANCIAL LLC COM 288522303 5,447 312,700 SH DFND 1 312,700 0 0
ELLINGTON FINANCIAL LLC COM 288522303 12,841 737,153 SH DFND 2 737,153 0 0
EMCOR GROUP INC COM 29084Q100 289 5,946 SH DFND 1 5,946 0 0
EMPLOYERS HOLDINGS INC COM 292218104 341 12,121 SH DFND 1 12,121 0 0
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 92 5,000 SH DFND 1 5,000 0 0
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 824 45,000 SH DFND 2 45,000 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1,164 36,000 SH DFND 1 36,000 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 10,478 324,000 SH DFND 2 324,000 0 0
EVERI HLDGS INC COM 30034T103 231 100,957 SH DFND 1 100,957 0 0
FIRST FINL BANCORP OH COM 320209109 230 12,636 SH DFND 1 12,636 0 0
FIRST MERCHANTS CORP COM 320817109 307 13,042 SH DFND 1 13,042 0 0
FLUSHING FINL CORP COM 343873105 276 12,749 SH DFND 1 12,749 0 0
FRANKLIN RES INC COM 354613101 6,180 158,250 SH DFND 1 158,250 0 0
FRANKLIN RES INC COM 354613101 9,187 235,250 SH DFND 2 235,250 0 0
FRANKLIN RES INC COM 354613101 3,378 86,500 SH DFND 3 86,500 0 0
FREEPORT-MCMORAN INC CL B 35671D857 2,171 210,000 SH DFND 1 210,000 0 0
FREEPORT-MCMORAN INC CL B 35671D857 931 90,000 SH DFND 3 90,000 0 0
FULL HOUSE RESORTS INC COM 359678109 51 35,331 SH DFND 1 35,331 0 0
FULL HOUSE RESORTS INC COM 359678109 46 31,617 SH DFND 2 31,617 0 0
GENERAC HLDGS INC COM 368736104 272 7,312 SH DFND 1 7,312 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 12,263 1,004,350 SH DFND 1 1,004,350 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 998 81,750 SH DFND 2 81,750 0 0
GENERAL CABLE CORP DEL NEW COM 369300108 10,151 831,361 SH DFND 3 831,361 0 0
GENERAL MTRS CO COM 37045V100 21,669 689,450 SH DFND 1 689,450 0 0
GENERAL MTRS CO COM 37045V100 12,589 400,550 SH DFND 3 400,550 0 0
GILEAD SCIENCES INC COM 375558103 7,086 77,143 SH DFND 1 77,143 0 0
GILEAD SCIENCES INC COM 375558103 2,887 31,428 SH DFND 2 31,428 0 0
GILEAD SCIENCES INC COM 375558103 1,050 11,429 SH DFND 3 11,429 0 0
GLOBAL X FDS GLB X MLP ENRG I 37950E226 211 18,369 SH DFND 1 18,369 0 0
GRAY TELEVISION INC COM 389375106 239 20,407 SH DFND 1 20,407 0 0
GREAT AJAX CORP COM 38983D300 840 75,050 SH DFND 1 75,050 0 0
GREAT AJAX CORP COM 38983D300 8,791 785,571 SH DFND 2 785,571 0 0
GREAT AJAX CORP COM 38983D300 7,767 694,067 SH DFND 3 694,067 0 0
GREAT PLAINS ENERGY INC COM 391164100 245 7,602 SH DFND 1 7,602 0 0
GREAT WESTN BANCORP INC COM 391416104 309 11,326 SH DFND 1 11,326 0 0
HC2 HLDGS INC COM 404139107 3,848 1,007,421 SH DFND 2 1,007,421 0 0
HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 961 1,000,000 PRN DFND 1 1,000,000 0 0
HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 8,650 9,000,000 PRN DFND 3 9,000,000 0 0
HP INC COM 40434L105 5,067 411,250 SH DFND 1 411,250 0 0
HP INC COM 40434L105 1,241 100,750 SH DFND 2 100,750 0 0
HP INC COM 40434L105 715 58,000 SH DFND 3 58,000 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 7,291 411,250 SH DFND 1 411,250 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 1,786 100,750 SH DFND 2 100,750 0 0
HEWLETT PACKARD ENTERPRISE C COM 42824C109 1,028 58,000 SH DFND 3 58,000 0 0
HOMESTREET INC COM 43785V102 1,215 58,406 SH DFND 1 58,406 0 0
HOMESTREET INC COM 43785V102 5,460 262,374 SH DFND 2 262,374 0 0
HOMESTREET INC COM 43785V102 3,213 154,391 SH DFND 3 154,391 0 0
HUNTSMAN CORP COM 447011107 3,525 265,000 SH DFND 1 265,000 0 0
HUNTSMAN CORP COM 447011107 7,648 575,000 SH DFND 3 575,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 105 20,000 SH DFND 1 20,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 105 20,000 SH DFND 2 20,000 0 0
INSTEEL INDUSTRIES INC COM 45774W108 752 24,609 SH DFND 1 24,609 0 0
INSTEEL INDUSTRIES INC COM 45774W108 679 22,216 SH DFND 2 22,216 0 0
INTERVAL LEISURE GROUP INC COM 46113M108 211 14,571 SH DFND 1 14,571 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 984 80,800 SH DFND 1 80,800 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 1,497 122,900 SH DFND 2 122,900 0 0
JPMORGAN CHASE & CO COM 46625H100 15,397 260,000 SH DFND 1 260,000 0 0
JPMORGAN CHASE & CO COM 46625H100 2,961 50,000 SH DFND 3 50,000 0 0
KKR & CO L P DEL COM UNITS 48248M102 3,101 211,115 SH DFND 1 211,115 0 0
KKR & CO L P DEL COM UNITS 48248M102 7,722 525,685 SH DFND 2 525,685 0 0
KKR & CO L P DEL COM UNITS 48248M102 4,316 293,800 SH DFND 3 293,800 0 0
KELLOGG CO COM 487836108 2,974 38,850 SH DFND 1 38,850 0 0
LCNB CORP COM 50181P100 1,845 114,785 SH DFND 1 114,785 0 0
LCNB CORP COM 50181P100 32 2,000 SH DFND 3 2,000 0 0
LEGG MASON INC COM 524901105 2,879 83,000 SH DFND 1 83,000 0 0
LEGG MASON INC COM 524901105 2,844 82,000 SH DFND 2 82,000 0 0
LEUCADIA NATL CORP COM 527288104 128 7,896 SH DFND 1 7,896 0 0
LEUCADIA NATL CORP COM 527288104 134 8,315 SH DFND 2 8,315 0 0
LEUCADIA NATL CORP COM 527288104 4 263 SH DFND 3 263 0 0
LINN ENERGY LLC UNIT LTD LIAB 536020100 26 71,631 SH DFND 2 71,631 0 0
LIVE OAK BANCSHARES INC COM 53803X105 175 11,634 SH DFND 1 11,634 0 0
MDC PARTNERS INC CL A SUB VTG 552697104 241 10,220 SH DFND 1 10,220 0 0
MFA FINL INC COM 55272X102 171 25,000 SH DFND 1 25,000 0 0
MFA FINL INC COM 55272X102 171 25,000 SH DFND 2 25,000 0 0
MYR GROUP INC DEL COM 55405W104 479 19,060 SH DFND 1 19,060 0 0
MARATHON OIL CORP COM 565849106 2,206 198,000 SH DFND 2 198,000 0 0
MASTEC INC COM 576323109 220 10,884 SH DFND 1 10,884 0 0
MEDLEY CAP CORP COM 58503F106 7,321 1,109,285 SH DFND 1 1,109,285 0 0
MEDLEY CAP CORP COM 58503F106 7,198 1,090,573 SH DFND 2 1,090,573 0 0
MEDLEY MGMT INC CL A COM 58503T106 1,665 302,750 SH DFND 1 302,750 0 0
MEDLEY MGMT INC CL A COM 58503T106 1,520 276,350 SH DFND 3 276,350 0 0
MERCER INTL INC COM 588056101 248 26,188 SH DFND 1 26,188 0 0
METLIFE INC COM 59156R108 7,690 175,000 SH DFND 1 175,000 0 0
MICROSEMI CORP COM 595137100 372 9,699 SH DFND 1 9,699 0 0
NII HLDGS INC COM PAR $0.001 62913F508 153 27,642 SH DFND 1 27,642 0 0
NII HLDGS INC COM PAR $0.001 62913F508 438 79,223 SH DFND 2 79,223 0 0
NMI HLDGS INC CL A 629209305 2,333 462,000 SH DFND 1 462,000 0 0
NMI HLDGS INC CL A 629209305 4,676 926,000 SH DFND 2 926,000 0 0
NATIONAL INTERSTATE CORP COM 63654U100 305,184 10,200,000 SH DFND 1 10,200,000 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 5,565 350,000 SH DFND 1 350,000 0 0
NORTHSTAR RLTY FIN CORP COM 66704R803 20,674 1,575,750 SH DFND 1 1,575,750 0 0
NORTHSTAR RLTY FIN CORP COM 66704R803 2,057 156,750 SH DFND 2 156,750 0 0
NORTHSTAR REALTY EUROPE CORP COM 66706L101 1,730 149,166 SH DFND 1 149,166 0 0
OAKTREE CAP GROUP LLC UNIT CL A 674001201 1,233 25,000 SH DFND 1 25,000 0 0
OAKTREE CAP GROUP LLC UNIT CL A 674001201 1,233 25,000 SH DFND 2 25,000 0 0
OMEROS CORP COM 682143102 4,388 286,040 SH DFND 1 286,040 0 0
OMEROS CORP COM 682143102 6,582 429,061 SH DFND 2 429,061 0 0
OPUS BK IRVINE CALIF COM 684000102 255 7,506 SH DFND 1 7,506 0 0
ORGANOVO HLDGS INC COM 68620A104 199 91,500 SH DFND 1 91,500 0 0
ORGANOVO HLDGS INC COM 68620A104 347 160,000 SH DFND 2 160,000 0 0
PDVWIRELESS INC COM 69290R104 14,595 425,000 SH DFND 1 425,000 0 0
PDVWIRELESS INC COM 69290R104 23,609 687,500 SH DFND 2 687,500 0 0
PJT PARTNERS INC COM CL A 69343T107 27 1,110 SH DFND 1 1,110 0 0
PJT PARTNERS INC COM CL A 69343T107 209 8,690 SH DFND 2 8,690 0 0
PARTY CITY HOLDCO INC COM 702149105 244 16,228 SH DFND 1 16,228 0 0
PAYPAL HLDGS INC COM 70450Y103 2,239 58,000 SH DFND 1 58,000 0 0
PEAK RESORTS INC COM 70469L100 4,236 1,245,986 SH DFND 1 1,245,986 0 0
PENSKE AUTOMOTIVE GRP INC COM 70959W103 758 20,000 SH DFND 1 20,000 0 0
PERFICIENT INC COM 71375U101 369 16,995 SH DFND 1 16,995 0 0
POTBELLY CORP COM 73754Y100 408 30,000 SH DFND 1 30,000 0 0
POTBELLY CORP COM 73754Y100 1,361 100,000 SH DFND 2 100,000 0 0
POTBELLY CORP COM 73754Y100 953 70,000 SH DFND 3 70,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 47 50,000 PRN DFND 1 50,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 795 850,000 PRN DFND 2 850,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 94 100,000 PRN DFND 3 100,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 106 120,000 PRN DFND 1 120,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 10,392 11,760,000 PRN DFND 2 11,760,000 0 0
PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 283 320,000 PRN DFND 3 320,000 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 3,635 500,000 SH DFND 1 500,000 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 3,635 500,000 SH DFND 2 500,000 0 0
PROVIDENT FINL SVCS INC COM 74386T105 292 14,439 SH DFND 1 14,439 0 0
PRUDENTIAL FINL INC COM 744320102 17,152 237,500 SH DFND 1 237,500 0 0
PRUDENTIAL FINL INC COM 744320102 8,762 121,323 SH DFND 3 121,323 0 0
RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 313 17,345 SH DFND 1 17,345 0 0
REAL IND INC COM 75601W104 223 25,678 SH DFND 1 25,678 0 0
REGAL BELOIT CORP COM 758750103 200 3,172 SH DFND 1 3,172 0 0
RESOLUTE FST PRODS INC COM 76117W109 2,612 474,084 SH DFND 1 474,084 0 0
RESOLUTE FST PRODS INC COM 76117W109 4,274 775,627 SH DFND 2 775,627 0 0
RESOLUTE FST PRODS INC COM 76117W109 171 31,125 SH DFND 3 31,125 0 0
REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 2,847 541,285 SH DFND 1 541,285 0 0
REVOLUTION LIGHTING TECHNOLO COM NEW 76155G206 2,847 541,285 SH DFND 2 541,285 0 0
REXFORD INDL RLTY INC COM 76169C100 817 45,000 SH DFND 1 45,000 0 0
REXFORD INDL RLTY INC COM 76169C100 1,907 105,000 SH DFND 2 105,000 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 394 8,000 SH DFND 1 8,000 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 7,477 152,000 SH DFND 2 152,000 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 315 6,500 SH DFND 1 6,500 0 0
RUDOLPH TECHNOLOGIES INC COM 781270103 263 19,278 SH DFND 1 19,278 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 9,956 152,000 SH DFND 1 152,000 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 6,092 93,000 SH DFND 2 93,000 0 0
STARWOOD PPTY TR INC COM 85571B105 284 15,000 SH DFND 1 15,000 0 0
STARWOOD PPTY TR INC COM 85571B105 284 15,000 SH DFND 2 15,000 0 0
STONEGATE MTG CORP COM 86181Q300 7,582 1,320,830 SH DFND 1 1,320,830 0 0
STONEGATE MTG CORP COM 86181Q300 7,355 1,281,281 SH DFND 2 1,281,281 0 0
STONERIDGE INC COM 86183P102 276 18,945 SH DFND 1 18,945 0 0
SUNEDISON INC COM 86732Y109 263 486,000 SH DFND 2 486,000 0 0
SUNEDISON INC COM 86732Y109 175 324,000 SH DFND 3 324,000 0 0
SYNAPTICS INC COM 87157D109 328 4,108 SH DFND 1 4,108 0 0
TECK RESOURCES LTD CL B 878742204 564 74,100 SH DFND 1 74,100 0 0
TECK RESOURCES LTD CL B 878742204 305 40,000 SH DFND 2 40,000 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 3,942 160,236 SH DFND 1 160,236 0 0
TORTOISE ENERGY INFRA CORP COM 89147L100 2,177 88,480 SH DFND 2 88,480 0 0
TRIBUNE MEDIA CO CL A 896047503 13,039 340,000 SH DFND 1 340,000 0 0
TWO HBRS INVT CORP COM 90187B101 3,652 460,000 SH DFND 1 460,000 0 0
TWO HBRS INVT CORP COM 90187B101 10,362 1,305,000 SH DFND 2 1,305,000 0 0
TWO HBRS INVT CORP COM 90187B101 3,136 395,000 SH DFND 3 395,000 0 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 176 15,000 SH DFND 1 15,000 0 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1,879 159,871 SH DFND 2 159,871 0 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 220 2,351 SH DFND 1 2,351 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 314 7,265 SH DFND 1 7,265 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 636 3,375 SH DFND 1 3,375 0 0
VANGUARD INDEX FDS REIT ETF 922908553 427 5,089 SH DFND 1 5,089 0 0
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 445 5,380 SH DFND 1 5,380 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 2,866 52,994 SH DFND 2 52,994 0 0
VERISK ANALYTICS INC COM 92345Y106 14,880 186,191 SH DFND 1 186,191 0 0
VIAD CORP COM NEW 92552R406 292 9,997 SH DFND 1 9,997 0 0
VIACOM INC NEW CL B 92553P201 19,300 467,550 SH DFND 1 467,550 0 0
VIACOM INC NEW CL B 92553P201 9,389 227,450 SH DFND 3 227,450 0 0
VOLTARI CORP COM NEW 92870X309 22 5,652 SH DFND 1 5,652 0 0
VOLTARI CORP COM NEW 92870X309 33 8,478 SH DFND 2 8,478 0 0
VONAGE HLDGS CORP COM 92886T201 237 51,848 SH DFND 1 51,848 0 0
WELLS FARGO & CO NEW COM 949746101 13,154 272,000 SH DFND 1 272,000 0 0
WEST CORP COM 952355204 285 12,509 SH DFND 1 12,509 0 0
XCERRA CORP COM 98400J108 249 38,140 SH DFND 1 38,140 0 0

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