Form 6-K GENETIC TECHNOLOGIES For: Nov 02
FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
dated November 2, 2015
Commission File Number 0-51504
GENETIC TECHNOLOGIES LIMITED
(Exact Name as Specified in its Charter)
N/A
(Translation of Registrants Name)
60-66 Hanover Street
Fitzroy
Victoria 3065 Australia
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o No x
If Yes is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Date: November 2, 2015 |
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GENETIC TECHNOLOGIES LIMITED | ||
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By: |
/s/ Kevin Fischer | |
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Name: |
Kevin Fischer |
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Title: |
Company Secretary |
Exhibit 99.1
Appendix 3Y
Change of Directors Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Directors Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASXs property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity: Genetic Technologies Limited |
ABN: 17 009 212 328 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director |
Grahame James Leonard |
Date of last notice |
1 April 2015 |
Part 1 - Change of directors relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of notifiable interest of a director should be disclosed in this part.
Direct or indirect interest |
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Indirect |
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Nature of indirect interest |
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Lenfam Pty. Ltd. <superannuation account> |
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Date of change |
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28 October 2015 |
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Number of securities held prior to change |
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2,000,000 |
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Class |
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Fully paid ordinary shares |
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Number acquired |
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2,000,000 |
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Number disposed |
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Not applicable |
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Value/Consideration |
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$34,000.00 |
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Number of securities held after change |
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4,000,000 |
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Nature of change |
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On market trade |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y
Part 2 Change of directors interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of notifiable interest of a director should be disclosed in this part.
Detail of contract |
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Nature of interest |
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Name of registered holder |
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Date of change |
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No. and class of securities to which interest related prior to change |
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Interest acquired |
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Interest disposed |
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Value/Consideration |
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Interest after change |
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Part 3 +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
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No |
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If so, was prior written clearance provided to allow the trade to proceed during this period? |
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Not applicable |
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If prior written clearance was provided, on what date was this provided? |
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Not applicable |
Date: 2 November 2015
+ See chapter 19 for defined terms.
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