Close

Form 4 AEROPOSTALE INC For: Jun 24 Filed by: MESSINA DANA

August 5, 2015 7:07 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
MESSINA DANA
(Last) (First) (Middle)
11150 SANTA MONICA BLVD SUITE 700
(Street)
LOS ANGELES CA 90025
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AEROPOSTALE INC [ ARO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/25/2015 07/06/2015 P   360,000 A $ 1.62 2,503,300 I See Footnote (1)
Common Stock 06/25/2015 07/06/2015 P   21,559 A $ 1.62 2,524,859 I See Footnote (1)
Common Stock 06/29/2015 07/02/2015 P   9,636 A $ 1.65 2,534,495 I See Footnote (1)
Common Stock 06/30/2015 06/30/2015 P   50,000 A $ 1.8 2,584,495 I See Footnote (1)
Common Stock 07/06/2015 07/13/2015 P   20,000 A $ 1.75 2,604,495 I See Footnote (1)
Common Stock 07/07/2015 07/10/2015 P   20,000 A $ 1.86 2,624,495 I See Footnote (1)
Common Stock 07/08/2015 07/09/2015 P   20,000 A $ 1.88 2,644,495 I See Footnote (1)
Common Stock 07/09/2015 07/15/2015 P   20,000 A $ 1.74 2,664,495 I See Footnote (1)
Common Stock 07/10/2015 07/14/2015 P   20,000 A $ 1.74 2,684,495 I See Footnote (1)
Common Stock 07/20/2015 07/22/2015 P   48,300 A $ 1.54 2,732,795 I See Footnote (1)
Common Stock 07/20/2015 07/23/2015 S   2,000,000 D $ 1.55 732,795 I See Footnote (1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 2.5 06/24/2015 06/26/2015 P   500,000     (2) 10/16/2015 Common Stock 500,000 $ 0.14 12,035,300 I See Footnote (1)
Stock Option (Right to Buy) $ 1 07/17/2015 07/21/2015 P   3,500,000     (2) 01/20/2017 Common Stock 3,500,000 $ 0.9 15,535,300 I See Footnote (1)
Explanation of Responses:
1. Represents shares of the Issuer's Common Stock ("Shares") and call options that represent the right to buy Shares, as applicable, directly owned by Aria Master Fund Ltd. (the "Master Fund"), Aria Partners LP (the "LP Fund"), and certain third party accounts managed by Aria Partners GP LLC (the "Accounts"). The Reporting Person is the Managing Member of Aria Partners GP LLC which is (i) the General Partner of the Master Fund and the LP Fund and (ii) investment manager to the Master Fund, the LP Fund and the Accounts. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
2. The securities are currently exercisable.
/s/ Dana Messina 08/03/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/19/2024

1. NFLX
2. TSM
3. ISRG
4. TSLA
5. SPY
6. INFY
7. SNV
8. SMCI
9. SLB
10. PPG



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings