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Form 6-K GENETIC TECHNOLOGIES For: Apr 01

April 1, 2015 1:49 PM EDT

 

 

FORM 6-K

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

dated April 1, 2015

 

Commission File Number 0-51504

 

GENETIC TECHNOLOGIES LIMITED

(Exact Name as Specified in its Charter)

 

N/A

(Translation of Registrant’s Name)

 

60-66 Hanover Street

Fitzroy

Victoria 3065 Australia

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F  x   Form 40-F  o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  o

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes  o  No  x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):  Not applicable.

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:  April 1, 2015

 

 

GENETIC TECHNOLOGIES LIMITED

 

 

 

 

 

By:

/s/ Bronwyn Christie

 

 

Name:

Bronwyn Christie

 

 

Title:

Company Secretary

 

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EXHIBIT INDEX

 

Exhibit

 

Description of Exhibit

 

 

 

99.1

 

Appendix 3Y, April 1, 2015

 

3


Exhibit 99.1

 

Appendix 3Y

Change of Director’s Interest Notice

 

Rule 3.19A.2

 

Appendix 3Y

 

Change of Director’s Interest Notice

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX’s property and may be made public.

 

Introduced 30/09/01  Amended 01/01/11

 

Name of entity: Genetic Technologies Limited

ABN: 17 009 212 328

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director

Grahame James Leonard

Date of last notice

12 February 2015

 

Part 1 - Change of director’s relevant interests in securities

 

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Direct or indirect interest

 

Indirect

 

 

 

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

Lenfam Pty. Ltd. <superannuation account>

 

 

 

Date of change

 

31 March 2015

 

 

 

Number of securities held prior to change

 

3,555,556

 

 

 

Class

 

Fully paid ordinary shares

 

 

 

Number acquired

 

Not applicable

 

 

 

Number disposed

 

1,555,556

 

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

 

$70,983.82

 

 

 

Number of securities held after change

 

2,000,000

 

 

 

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

 

On market trade

 


+ See chapter 19 for defined terms.

 

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Part 2 — Change of director’s interests in contracts

 

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract

 

 

 

 

 

Nature of interest

 

 

 

 

 

Name of registered holder

(if issued securities)

 

 

 

 

 

Date of change

 

 

 

 

 

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 

 

 

 

 

Interest acquired

 

 

 

 

 

Interest disposed

 

 

 

 

 

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 

 

 

 

 

Interest after change

 

 

 

Part 3 — +Closed period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

 

No

 

 

 

If so, was prior written clearance provided to allow the trade to proceed during this period?

 

Not applicable

 

 

 

If prior written clearance was provided, on what date was this provided?

 

Not applicable

 

Date:  1 April 2015

 


+ See chapter 19 for defined terms.

 

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