Close

Form 4 TYSON FOODS INC For: Dec 17 Filed by: VAN BEBBER DAVID L

March 23, 2015 4:26 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
VAN BEBBER DAVID L

(Last) (First) (Middle)
2200 DON TYSON PARKWAY

(Street)
SPRINGDALE AR 72762

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TYSON FOODS INC [ TSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
12/17/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/17/2014   G   3,000 D $ 0 139,048 (1) D  
Class A Common Stock 12/30/2014   G   250 D $ 0 138,798 (1) D  
Class A Common Stock 03/12/2015   J (2)   502 A $ 0 1,369 I Employee Stock Purchase Plan
Class A Common Stock 03/16/2015   J (3)   83 A $ 0 138,881 (1) D  
Class A Common Stock 03/20/2015   M   8,000 A $ 16.35 146,881 (1) D  
Class A Common Stock 03/20/2015   M   20,000 A $ 4.9 166,881 (1) D  
Class A Common Stock 03/20/2015   M   20,000 A $ 12.02 186,881 (1) D  
Class A Common Stock 03/20/2015   M   20,000 A $ 16.19 206,881 (1) D  
Class A Common Stock 03/20/2015   M   20,000 A $ 19.63 226,881 (1) D  
Class A Common Stock 03/20/2015   M   20,000 A $ 19.36 246,881 (1) D  
Class A Common Stock 03/20/2015   S   108,000 D $ 40.227 (4) 138,881 (1) D  
Class A Common Stock               900 I By Son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $ 16.35 03/20/2015   M     8,000 11/16/2007 11/16/2015 Class A Common Stock 8,000.00 $ 16.35 0 D  
Non-Qualified Stock Options (Right to Buy) $ 4.90 03/20/2015   M     20,000 11/14/2010 11/14/2018 Class A Common Stock 20,000.00 $ 4.9 20,000 D  
Non-Qualified Stock Options (Right to Buy) $ 12.02 03/20/2015   M     20,000 11/30/2010 11/30/2019 Class A Common Stock 20,000.00 $ 12.02 20,000 D  
Non-Qualified Stock Options (Right to Buy) $ 16.19 03/20/2015   M     20,000 11/29/2011 11/29/2020 Class A Common Stock 20,000.00 $ 16.19 20,000 D  
Non-Qualified Stock Options (Right to Buy) $ 19.63 03/20/2015   M     20,000 11/28/2012 11/28/2021 Class A Common Stock 20,000.00 $ 19.63 20,000 D  
Non-Qualified Stock Options (Right to Buy) $ 19.36 03/20/2015   M     20,000 11/26/2013 11/26/2022 Class A Common Stock 20,000.00 $ 19.36 45,800 D  
Explanation of Responses:
1. Includes 9,236 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Also includes 6,897 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
2. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
3. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
4. This is a weighted average price. These shares were sold in multiple transactions on March 20, 2015 at prices ranging from $40.42 to $40.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
David L. Van Bebber 03/23/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings