Close
Back to mobile site

Form 4 Accel X LP For: Oct 02 Filed by: Cloudera, Inc.

October 4, 2017 6:02 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Accel X LP
(Last) (First) (Middle)
428 UNIVERSITY AVE
(Street)
PALO ALTO CA 94301
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Cloudera, Inc. [ CLDR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2017   S   4,459,070 D $ 15.792 8,133,112 D (1) (2)  
Common Stock 10/02/2017   S   466,328 D $ 15.792 850,559 I By Accel Investors 2008 L.L.C. (2)
Common Stock 10/02/2017   S   337,900 D $ 15.792 616,315 I By Accel X Strategic Partners L.P. (1) (2)
Common Stock 10/02/2017   S   1,068,794 D $ 15.792 1,949,426 I By Accel Growth Fund II L.P. (3) (4)
Common Stock 10/02/2017   S   77,387 D $ 15.792 141,150 I By Accel Growth Fund II Strategic Partners L.P. (3) (4)
Common Stock 10/02/2017   S   104,016 D $ 15.792 189,720 I By Accel Growth Fund Investors 2012 L.L.C. (4)
Common Stock 10/02/2017   S   1,382 D $ 15.792 0 I By Accel Investors 2013 L.L.C. (5)
Common Stock 10/02/2017   S   13,007 D $ 15.792 0 I By Accel XI, L.P. (5) (6)
Common Stock 10/02/2017   S   978 D $ 15.792 0 I By Accel XI Strategic Partners L.P. (5) (6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.
2. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.
3. Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.
4. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.
5. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.
6. Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.
Remarks:
This report is the same as the Form 4 filed by Accel X LP of identical date and together comprise a single Form 4. Combined, the reports report the holdings for the following reporting persons: Accel X L.P., Accel X Strategic Partners L.P., Accel XI, L.P., Accel XI Strategic Partners L.P., Accel X Associates L.L.C., Accel XI Associates L.L.C., Accel Investors 2008 L.L.C., Accel Investors 2013 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. and Accel Growth Fund II Associates L.L.C.
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel X L.P. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel Investors 2008 L.L.C. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel Investors 2013 L.L.C. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel XI, L.P. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel X Strategic Partners L.P. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel XI Strategic Partners L.P. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel X Associates L.L.C. 10/04/2017
** Signature of Reporting Person Date
/s/ Tracy L. Sedlock, as Attorney-In-Fact, for Accel XI Associates L.L.C. 10/04/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/19/2024

1. NFLX
2. ISRG
3. INFY
4. JWN
5. ELV
6. PPG
7. TSM
8. SNV
9. BZUN
10. SPY



Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings