Notable Holders of CHIMERA INVESTMENT CORP. (CIM)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| VANGUARD GROUP INC | COM NEW | 22,721,722 | 2.21% | 13F |
| THORNBURG INVESTMENT MANAGEMENT INC | COM NEW | 17,131,693 | 1.67% | 13F |
| UBS AG | COM | 7,478,363 | 0.73% | 13F |
| BlackRock Fund Advisors | COM NEW | 5,941,057 | 0.58% | 13F |
| STATE STREET CORP | COM NEW | 5,488,028 | 0.53% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM NEW | 4,624,704 | 0.45% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM NEW | 4,599,668 | 0.45% | 13F |
| DAVIDSON INVESTMENT ADVISORS | COM | 2,700,991 | 0.26% | 13F |
| Leeward Investments, LLC - MA | COM NEW | 2,548,859 | 0.25% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM NEW | 2,296,712 | 0.22% | 13F |
| NORTHERN TRUST CORP | COM | 2,296,552 | 0.22% | 13F |
| HBK INVESTMENTS L P (PUT) | COM NEW | 2,050,000 | 0.20% | 13F |
| Advisors Asset Management, Inc. | COM NEW | 1,695,418 | 0.16% | 13F |
| DAVIDSON D A & CO | COM | 1,431,581 | 0.14% | 13F |
| Mirae Asset Global Investments Co., Ltd. | COM NEW | 1,413,626 | 0.14% | 13F |
| Allianz Asset Management AG | COM NEW | 1,332,350 | 0.13% | 13F |
| Van Eck | COM NEW | 1,317,514 | 0.13% | 13F |
| Global X Management CO LLC | COM NEW | 1,195,251 | 0.12% | 13F |
| Pacific West Financial Consultants, Inc. | COM | 1,072,366 | 0.10% | 13F |
| ANALYTIC INVESTORS INC/CA | COM | 1,037,956 | 0.10% | 13F |
| Centiva Capital, LP (CALL) | COM NEW | 1,000,000 | 0.10% | 13F |
| LSV ASSET MANAGEMENT | COM | 985,318 | 0.10% | 13F |
| LICHTENSTEIN WARREN G | COM | 875,000 | 0.09% | 13F |
| JUPITER ASSET MANAGEMENT LTD | COM NEW | 868,711 | 0.08% | 13F |
| WOLVERINE ASSET MANAGEMENT LLC | COM NEW | 824,865 | 0.08% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 794,404 | 0.08% | 13F |
| Citadel | COM NEW | 750,772 | 0.07% | 13F |
| Nuveen Asset Management, LLC | COM NEW | 739,942 | 0.07% | 13F |
| Deephaven, Inc. | COM | 727,624 | 0.07% | 13F |
| UBS Group AG | COM NEW | 669,155 | 0.07% | 13F |
| PUTNAM INVESTMENT MANAGEMENT LLC | 621,477 | 0.06% | 13F | |
| PARAMETRIC PORTFOLIO ASSOCIATES | REIT | 538,446 | 0.05% | 13F |
| ALLIANCEBERNSTEIN L.P. | COM NEW | 512,301 | 0.05% | 13F |
| Swiss National Bank | COM NEW | 504,680 | 0.05% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | RTCS | 474,834 | 0.05% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM NEW | 439,393 | 0.04% | 13F |
| PineBridge Investments Ltd | COM | 424,026 | 0.04% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 400,749 | 0.04% | 13F |
| CREDIT SUISSE AG/ | COM NEW | 392,017 | 0.04% | 13F |
| RHUMBLINE ADVISERS | COM | 383,434 | 0.04% | 13F |
| PENN MUTUAL LIFE INSURANCE CO | REIT | 379,000 | 0.04% | 13F |
| BARCLAYS PLC | TRUS | 374,562 | 0.04% | 13F |
| SOCIETE GENERALE | COM | 349,803 | 0.03% | 13F |
| First Allied Securities, Inc. | COM | 338,436 | 0.03% | 13F |
| Atlas Private Wealth Advisors | COM NEW | 327,450 | 0.03% | 13F |
| Invesco Ltd. | COM NEW | 305,093 | 0.03% | 13F |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | REIT | 286,128 | 0.03% | 13F |
| LEGAL & GENERAL GROUP PLC | COM NEW | 279,650 | 0.03% | 13F |
| NORTHERN TRUST CO OF CONNECTICUT | COM | 264,850 | 0.03% | 13F |
| PRUDENTIAL FINANCIAL INC | COM NEW | 263,674 | 0.03% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | COM | 253,883 | 0.02% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 251,263 | 0.02% | 13F |
| TEGEAN CAPITAL MANAGEMENT, LLC | COM NEW | 250,000 | 0.02% | 13F |
| TEACHERS ADVISORS INC | RTCS | 247,639 | 0.02% | 13F |
| Susquehanna International Group, LLP (PUT) | COM NEW | 242,200 | 0.02% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM NEW | 227,710 | 0.02% | 13F |
| NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | COM | 224,079 | 0.02% | 13F |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | REST INV TS | 215,682 | 0.02% | 13F |
| JANUS CAPITAL MANAGEMENT LLC | COM | 210,000 | 0.02% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 188,069 | 0.02% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 180,649 | 0.02% | 13F |
| Gallagher Benefit Services, Inc. | COM NEW | 174,641 | 0.02% | 13F |
| F3Logic, LLC | COM NEW | 174,641 | 0.02% | 13F |
| WELLS FARGO & CO/MN | COM NEW | 167,588 | 0.02% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | COM NEW | 166,729 | 0.02% | 13F |
| JANE STREET GROUP, LLC | COM NEW | 163,940 | 0.02% | 13F |
| Financial Network | COM NEW | 162,353 | 0.02% | 13F |
| BlackRock Group LTD | COM NEW | 149,058 | 0.01% | 13F |
| Penserra Capital Management LLC | COM NEW | 143,910 | 0.01% | 13F |
| PERMAL ASSET MANAGEMENT INC. | COM NEW | 141,575 | 0.01% | 13F |
| CHICAGO EQUITY PARTNERS LLC | COM NEW | 139,407 | 0.01% | 13F |
| TradeLink Holdings LLC | COM | 132,030 | 0.01% | 13F |
| TradeLink Global Equity LLC | COM | 128,295 | 0.01% | 13F |
| LPL Financial LLC | COM NEW | 127,874 | 0.01% | 13F |
| Squarepoint Ops LLC | COM NEW | 126,580 | 0.01% | 13F |
| CAXTON ASSOCIATES LP | COM NEW | 125,181 | 0.01% | 13F |
| Jump Financial, LLC | REIT | 124,472 | 0.01% | 13F |
| FRANKLIN RESOURCES INC | COM NEW | 123,648 | 0.01% | 13F |
| MetLife Investment Advisors, LLC | COM NEW | 122,247 | 0.01% | 13F |
| Advisor Group, Inc. | COM NEW | 120,576 | 0.01% | 13F |
| Gallagher Fiduciary Advisors, LLC | COM NEW | 120,176 | 0.01% | 13F |
| CITIGROUP INC | COM NEW | 119,410 | 0.01% | 13F |
| CenterStar Fund, LLC (PUT) | COM NEW | 119,100 | 0.01% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | COM NEW | 114,855 | 0.01% | 13F |
| BLACKROCK ADVISORS LLC | COM NEW | 114,457 | 0.01% | 13F |
| AMERICAN INTERNATIONAL GROUP INC | COM | 113,140 | 0.01% | 13F |
| DEUTSCHE BANK AG\ | COM NEW | 112,072 | 0.01% | 13F |
| BlackRock Investment Management, LLC | COM NEW | 109,536 | 0.01% | 13F |
| STIFEL NICOLAUS & CO INC \MO\ | Com | 107,544 | 0.01% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM NEW | 107,111 | 0.01% | 13F |
| SG Americas Securities, LLC | COM | 107,048 | 0.01% | 13F |
| HARBOUR INVESTMENTS, INC. | COM NEW | 106,196 | 0.01% | 13F |
| BI Asset Management Fondsmaeglerselskab A/S | COM NEW | 105,222 | 0.01% | 13F |
| IndexIQ Advisors LLC | COM NEW | 103,491 | 0.01% | 13F |
