Notable Holders of ASTRAZENECA PLC (AZN)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| PRICE T ROWE ASSOCIATES INC /MD/ | ADR | 52,269,524 | 4.15% | 13F |
| PRIMECAP | SPONSORED ADR | 44,077,300 | 3.50% | 13F |
| Capital Research & Management Co - Division 3 | SPONSORED ADR | 38,339,765 | 3.04% | 13F |
| Fidelity Investments | SPONSORED ADR | 22,820,297 | 1.81% | 13F |
| JENNISON ASSOCIATES LLC | SPONSORED ADR | 21,807,209 | 1.73% | 13F |
| GQG Partners LLC | SPONSORED ADR | 21,198,498 | 1.68% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 11,533,478 | 0.91% | 13F |
| Atlantic Trust Group, LLC | COM | 9,973,900 | 0.79% | 13F |
| FRANKLIN RESOURCES INC | SPONSORED ADR | 9,805,500 | 0.78% | 13F |
| Capital World Investors | SPONSORED ADR | 9,146,004 | 0.73% | 13F |
| Fisher Asset Management, LLC | COM | 8,931,191 | 0.71% | 13F |
| PUTNAM INVESTMENTS LLC | COMMON STOCK - ADR | 7,517,100 | 0.60% | 13F |
| Invesco Ltd. | SPONSORED ADR | 6,969,437 | 0.55% | 13F |
| Nuveen Asset Management, LLC | SPONSORED ADR | 6,903,036 | 0.55% | 13F |
| FARALLON CAPITAL MANAGEMENT LLC | SPONSORED ADR | 6,059,553 | 0.48% | 13F |
| BlackRock Investment Management, LLC | SPONSORED ADR | 6,002,547 | 0.48% | 13F |
| WCM INVESTMENT MANAGEMENT/CA | SPONSORED ADR | 5,101,237 | 0.40% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | ADR | 4,660,390 | 0.37% | 13F |
| AMERIPRISE FINANCIAL INC | ADR | 4,444,604 | 0.35% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | SPONSORED ADR | 4,415,683 | 0.35% | 13F |
| OPPENHEIMER FUNDS INC | SPONSORED ADR | 4,105,290 | 0.33% | 13F |
| NORTHERN TRUST CORP | COM | 3,240,350 | 0.26% | 13F |
| ARROWSTREET CAPITAL LIMITED PARTNERSHIP | SPONSORED ADR | 3,184,368 | 0.25% | 13F |
| DIMENSIONAL FUND ADVISORS LP | SPONSORED ADR | 3,049,995 | 0.24% | 13F |
| WELLS FARGO & CO/MN | SPONSORED ADR | 3,045,394 | 0.24% | 13F |
| RAYMOND JAMES & ASSOCIATES | SPONSORED ADR | 2,628,325 | 0.21% | 13F |
| Epoch Investment Partners Inc. | SPONSORED ADR | 2,620,822 | 0.21% | 13F |
| Neuberger Berman Group LLC | ADR | 2,551,122 | 0.20% | 13F |
| Ensign Peak Advisors, Inc | ADR | 2,493,855 | 0.20% | 13F |
| Susquehanna International Group, LLP (PUT) | SPONSORED ADR | 2,406,200 | 0.19% | 13F |
| UBS Group AG | SPONSORED ADR | 2,378,343 | 0.19% | 13F |
| Artisan Partners Limited Partnership | SPONSORED ADR | 2,175,661 | 0.17% | 13F |
| Goodman & Company, Investment Counsel Ltd. | SPONSORED ADR | 2,134,805 | 0.17% | 13F |
| FAYEZ SAROFIM & CO | SPONSORED ADR | 2,108,216 | 0.17% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | SPONSORED ADR | 1,771,557 | 0.14% | 13F |
| DSM CAPITAL PARTNERS LLC | ADR | 1,769,151 | 0.14% | 13F |
| HENDERSON GROUP PLC | SPONSORED ADR | 1,729,255 | 0.14% | 13F |
| UBS AG | SPONSORED ADR | 1,725,695 | 0.14% | 13F |
| Holocene Advisors, LP | SPONSORED ADR | 1,700,889 | 0.13% | 13F |
| Sofinnova Ventures Inc | SPONSORED ADR | 1,697,517 | 0.13% | 13F |
| PICTET ASSET MANAGEMENT SA | SPONSORED ADR | 1,694,336 | 0.13% | 13F |
| EAGLE ASSET MANAGEMENT INC | ADR | 1,593,491 | 0.13% | 13F |
| STATE STREET CORP | SPONSORED ADR | 1,547,813 | 0.12% | 13F |
| BANK OF MONTREAL /CAN/ | SPONSORED ADR | 1,529,524 | 0.12% | 13F |
| CRAWFORD INVESTMENT COUNSEL INC | SPONSORED ADR | 1,506,588 | 0.12% | 13F |
| ALGER FRED MANAGEMENT INC | Common | 1,491,020 | 0.12% | 13F |
| ALLIANCEBERNSTEIN L.P. | SPONSORED ADR | 1,480,210 | 0.12% | 13F |
| EATON VANCE MANAGEMENT | AMERICAN DEPOSITARY RECEIPT | 1,462,963 | 0.12% | 13F |
| Optiver Holding B.V. (PUT) | SPONSORED ADR | 1,437,200 | 0.11% | 13F |
| TD ASSET MANAGEMENT INC | SPONSORED ADR | 1,385,390 | 0.11% | 13F |
| Aperio Group, LLC | SPONSORED ADR | 1,359,053 | 0.11% | 13F |
| STIFEL FINANCIAL CORP | SPONSORED ADR | 1,278,299 | 0.10% | 13F |
| FIRST TRUST ADVISORS LP | SPONSORED ADR | 1,272,125 | 0.10% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SPONSORED ADR | 1,241,963 | 0.10% | 13F |
| EverPoint Asset Management, LLC (CALL) | SPONSORED ADR | 1,200,000 | 0.10% | 13F |
| Capital Research Global Investors | SPONSORED ADR | 1,137,429 | 0.09% | 13F |
| NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | SPONSORED ADR | 1,134,664 | 0.09% | 13F |
| Saturna Capital CORP | ADR | 1,074,573 | 0.09% | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | SPONSORED ADR | 1,019,113 | 0.08% | 13F |
| Adage Capital | SPONSORED ADR | 1,013,107 | 0.08% | 13F |
| LEGAL & GENERAL GROUP PLC | SPONSORED ADR | 997,403 | 0.08% | 13F |
| LMR Partners LLP | SPONSORED ADR | 977,435 | 0.08% | 13F |
| Hambrecht & Quist Capital Management LLC | Sponsored ADR | 976,676 | 0.08% | 13F |
| AXIOM INTERNATIONAL INVESTORS LLC /DE | SPONSORED ADR | 932,589 | 0.07% | 13F |
| WADDELL & REED FINANCIAL INC | SPONSORED ADR | 932,012 | 0.07% | 13F |
| ING INVESTMENT MANAGEMENT LLC | SPONSORED ADR | 850,464 | 0.07% | 13F |
| MILLENNIUM MANAGEMENT LLC (PUT) | SPONSORED ADR | 839,200 | 0.07% | 13F |
| CAPITAL GUARDIAN TRUST CO | COMMON STOCK | 835,945 | 0.07% | 13F |
| SEI INVESTMENTS CO | SPONSORED ADR | 805,307 | 0.06% | 13F |
| AGF MANAGEMENT LTD | ADR | 793,784 | 0.06% | 13F |
| Citadel (CALL) | SPONSORED ADR | 789,908 | 0.06% | 13F |
| Russell Investments Group, Ltd. | Common Stock | 775,157 | 0.06% | 13F |
| TRILLIUM ASSET MANAGEMENT CORP | SPONSORED ADR | 755,753 | 0.06% | 13F |
| HSBC HOLDINGS PLC | SPONSORED ADR | 755,512 | 0.06% | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC (PUT) | SPONSORED ADR | 747,400 | 0.06% | 13F |
| Manning & Napier Group, LLC | COMMON | 724,965 | 0.06% | 13F |
| Harvest Portfolios Group Inc. | SPONSORED ADR | 711,810 | 0.06% | 13F |
| CHUBB CORP | COM | 700,000 | 0.06% | 13F |
| Clearbridge Advisors, LLC | SPONSORED ADR | 698,939 | 0.06% | 13F |
| JANUS CAPITAL MANAGEMENT LLC | ADR | 696,253 | 0.06% | 13F |
| Capital Group Private Client Services, Inc. | SPONSORED ADR | 676,516 | 0.05% | 13F |
| JOHNSTON ASSET MANAGEMENT CORP | SPONSORED ADR | 670,615 | 0.05% | 13F |
| CITIGROUP INC | SPONSORED ADR | 668,944 | 0.05% | 13F |
| THRIVENT FINANCIAL FOR LUTHERANS | SPONSORED ADR | 660,787 | 0.05% | 13F |
| BARCLAYS PLC | ADR | 660,051 | 0.05% | 13F |
| OLD MISSION CAPITAL, LLC | ADR | 642,513 | 0.05% | 13F |
| ZWJ INVESTMENT COUNSEL INC | SPONSORED ADR | 619,485 | 0.05% | 13F |
| ROYAL BANK OF CANADA \ | SPONSORED ADR | 606,778 | 0.05% | 13F |
| Squarepoint Ops LLC (PUT) | SPONSORED ADR | 598,500 | 0.05% | 13F |
| THORNBURG INVESTMENT MANAGEMENT INC | SPONSORED ADR | 580,355 | 0.05% | 13F |
| Qube Research & Technologies Ltd | SPONSORED ADR | 573,869 | 0.05% | 13F |
| Canoe Financial LP | Depositary Receipt | 563,962 | 0.04% | 13F |
| NWQ INVESTMENT MANAGEMENT CO LLC | SPONSORED ADR | 557,821 | 0.04% | 13F |
| TORON CAPITAL MARKETS INC. | SPONSORED ADR | 552,854 | 0.04% | 13F |
| Mirae Asset Global Investments Co., Ltd. | SPONSORED ADR | 525,987 | 0.04% | 13F |
| NATIONAL BANK OF CANADA /FI/ | SPONSORED ADR | 512,196 | 0.04% | 13F |
| ProShare Advisors LLC | SPONSORED ADR | 498,317 | 0.04% | 13F |
| DEUTSCHE BANK AG\ | SPONSORED ADR | 496,986 | 0.04% | 13F |
| MACQUARIE GROUP LTD | SPONSORED ADR | 492,107 | 0.04% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | SPONSORED ADR | 491,609 | 0.04% | 13F |
| STRS OHIO | COM | 480,000 | 0.04% | 13F |
| Marshall Wace North America, L.P. | ADR | 465,751 | 0.04% | 13F |
| Brandywine Global Investment Management, LLC | SPONSORED ADR | 460,523 | 0.04% | 13F |
| PICTET ASSET MANAGEMENT LTD | SPONSORED ADR | 455,829 | 0.04% | 13F |
| Magnetar Financial LLC | SPONSORED ADR | 455,135 | 0.04% | 13F |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | ADR | 453,178 | 0.04% | 13F |
| Schonfeld Strategic Advisors LLC (CALL) | SPONSORED ADR | 450,000 | 0.04% | 13F |
| Clal Insurance Enterprises Holdings Ltd | SPONSORED ADS | 440,000 | 0.03% | 13F |
| SIMPLEX TRADING, LLC (PUT) | PUT | 436,000 | 0.03% | 13F |
| Vigilant Capital Management, LLC | COMMON STOCK | 418,805 | 0.03% | 13F |
| TODD VEREDUS ASSET MANAGEMENT LLC | CS | 411,120 | 0.03% | 13F |
| BECKER CAPITAL MANAGEMENT INC | SPONSORED ADR | 395,300 | 0.03% | 13F |
| Caption Management, LLC (PUT) | SPONSORED ADR | 388,900 | 0.03% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | DR | 380,337 | 0.03% | 13F |
| APG All Pensions Group NV | SPONSORED ADR | 373,100 | 0.03% | 13F |
| Candriam Luxembourg S.C.A. | SPONSORED ADR | 372,204 | 0.03% | 13F |
| Walleye Trading Advisors, LLC | SPONSORED ADR | 366,090 | 0.03% | 13F |
| JANE STREET GROUP, LLC | SPONSORED ADR | 362,316 | 0.03% | 13F |
| Walleye Trading LLC (PUT) | SPONSORED ADR | 358,800 | 0.03% | 13F |
| Amundi | SPONSORED ADR | 355,885 | 0.03% | 13F |
| BI Asset Management Fondsmaeglerselskab A/S | SPONSORED ADR | 332,209 | 0.03% | 13F |
| Parallax Volatility Advisers, LLC (PUT) | SPONSORED ADR | 328,600 | 0.03% | 13F |
| LPL Financial LLC | SPONSORED ADR | 320,876 | 0.03% | 13F |
| BLAIR WILLIAM & CO/IL | SPONSORED ADR | 317,058 | 0.03% | 13F |
| Standard Life Aberdeen plc | SPONSORED ADR | 316,786 | 0.03% | 13F |
| KORNITZER CAPITAL MANAGEMENT INC /KS | COM | 313,104 | 0.02% | 13F |
| Boston Common Asset Management, LLC | COM | 313,065 | 0.02% | 13F |
| CHILTON CAPITAL MANAGEMENT LLC | SPONSORED ADR | 307,072 | 0.02% | 13F |
| MACKENZIE FINANCIAL CORP | SPONSORED ADR | 303,533 | 0.02% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | SPONSORED ADR | 302,177 | 0.02% | 13F |
| FEDERATED INVESTORS INC /PA/ | SPONSORED ADR | 289,577 | 0.02% | 13F |
| SPHERA FUNDS MANAGEMENT LTD. | SPONSORED ADR | 285,060 | 0.02% | 13F |
| PEAK6 Investments, L.P. (CALL) | SPONSORED ADR | 283,100 | 0.02% | 13F |
| M&T BANK CORP | SPONSORED ADR | 276,110 | 0.02% | 13F |
| HighTower Advisors, LLC | SPONSORED ADR | 275,242 | 0.02% | 13F |
| SIT INVESTMENT ASSOCIATES INC | DEPOSITARY RECEI | 269,641 | 0.02% | 13F |
| CAUSEWAY CAPITAL MANAGEMENT LLC | SPONSORED ADR | 264,346 | 0.02% | 13F |
| Van Eck | SPONSORED ADR | 256,435 | 0.02% | 13F |
| Foresight Global Investors, Inc. | SPONSORED ADR | 253,745 | 0.02% | 13F |
| MOORE CAPITAL MANAGEMENT, LP (PUT) | SPONSORED ADR | 250,000 | 0.02% | 13F |
| Ikarian Capital, LLC (CALL) | SPONSORED ADR | 250,000 | 0.02% | 13F |
| WOLVERINE TRADING, LLC (CALL) | SPONSORED ADR | 249,500 | 0.02% | 13F |
| GLENMEDE TRUST CO NA | SPONSORED ADR | 249,317 | 0.02% | 13F |
| MIRABELLA FINANCIAL SERVICES LLP (PUT) | SPONSORED ADR | 245,000 | 0.02% | 13F |
| BB&T CORP | SPONSORED ADR | 243,690 | 0.02% | 13F |
| PUTNAM FL INVESTMENT MANAGEMENT CO | SPONSORED ADR | 238,354 | 0.02% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 238,091 | 0.02% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | SPONSORED ADR | 233,445 | 0.02% | 13F |
| Marshall Wace LLP | ADR | 232,914 | 0.02% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | SPONSORED ADR | 230,218 | 0.02% | 13F |
| BAMCO INC /NY/ | SPONSORED ADR | 228,887 | 0.02% | 13F |
| CI Private Wealth, LLC | SPONSORED ADR | 223,260 | 0.02% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | ADR | 222,906 | 0.02% | 13F |
| Baird Financial Group, Inc. | FOREIGN | 219,822 | 0.02% | 13F |
| Hilton Capital Management, LLC | Common Stocks | 213,531 | 0.02% | 13F |
| Janney Montgomery Scott LLC | Common Stock | 206,452 | 0.02% | 13F |
| FIRST FOUNDATION ADVISORS | SPONSORED ADR | 204,696 | 0.02% | 13F |
| SAL Trading, LLC (PUT) | SPONSORED ADR | 198,300 | 0.02% | 13F |
| CIBC Global Asset Management Inc | SPONSORED ADR | 197,748 | 0.02% | 13F |
| ANCHOR CAPITAL ADVISORS INC | SPONSORED ADR | 196,762 | 0.02% | 13F |
| GUGGENHEIM CAPITAL LLC | SPONSORED ADR | 196,670 | 0.02% | 13F |
| DODGE & COX | SPONSORED ADR | 196,575 | 0.02% | 13F |
| Buckingham Capital Management, Inc. | SPONSORED ADR | 196,295 | 0.02% | 13F |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | ADR-DEV MKT | 194,200 | 0.02% | 13F |
| Artia Global Partners LP | SPONSORED ADR | 190,752 | 0.02% | 13F |
| US BANCORP \DE\ | SPONSORED ADR | 186,629 | 0.01% | 13F |
| J. Goldman & Co LP (CALL) | SPONSORED ADR | 186,300 | 0.01% | 13F |
| Daiwa Securities Group Inc. | ADR | 181,256 | 0.01% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | SPONSORED ADR | 179,614 | 0.01% | 13F |
| Cubist Systematic Strategies, LLC (PUT) | SPONSORED ADR | 179,600 | 0.01% | 13F |
| MML INVESTORS SERVICES, LLC | SPONSORED ADR | 175,086 | 0.01% | 13F |
| DRW Securities, LLC | SPONSORED ADR | 174,381 | 0.01% | 13F |
| Rockefeller Capital Management L.P. | SPONSORED ADR | 173,105 | 0.01% | 13F |
| Parkwood LLC | AMERICAN DEPOSITORY RECEIPT | 172,489 | 0.01% | 13F |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | SPONSORED ADR | 172,062 | 0.01% | 13F |
| COMMUNITY TRUST & INVESTMENT CO | FOREIGN STOCK | 169,486 | 0.01% | 13F |
| Creative Planning | SPONSORED ADR | 168,665 | 0.01% | 13F |
| CULLEN FROST BANKERS INC | INTL COMMON STOCK | 166,748 | 0.01% | 13F |
| LAZARD ASSET MANAGEMENT LLC | CommonStock ADR | 159,046 | 0.01% | 13F |
| SYNOVUS FINANCIAL CORP | SPONSORED ADR | 155,292 | 0.01% | 13F |
| Mariner Wealth Advisors, LLC | SPONSORED ADR | 150,897 | 0.01% | 13F |
| Edge Capital Group, LLC | ADR | 144,690 | 0.01% | 13F |
| Pictet North America Advisors SA | SPONSORED ADR | 144,018 | 0.01% | 13F |
| PARK NATIONAL CORP /OH/ | Com | 141,883 | 0.01% | 13F |
| BANK OF OKLAHOMA NATIONAL ASSOCIATION / | SPONSORED ADR | 141,160 | 0.01% | 13F |
| MERCER GLOBAL ADVISORS INC /ADV | SPONSORED ADR | 141,016 | 0.01% | 13F |
| BRAUN STACEY ASSOCIATES INC | COM | 140,094 | 0.01% | 13F |
| TEACHERS ADVISORS INC | DR | 136,885 | 0.01% | 13F |
| SUNTRUST BANKS INC | SPONSORED ADR | 136,472 | 0.01% | 13F |
| GENWORTH FINANCIAL WEALTH MANAGEMENT, INC | SPONSORED ADR | 129,515 | 0.01% | 13F |
| HOWE & RUSLING INC | SPONSORED ADR | 128,747 | 0.01% | 13F |
| BLACKROCK ADVISORS LLC | SPONSORED ADR | 128,000 | 0.01% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | SPONSORED ADR | 126,254 | 0.01% | 13F |
