May 9, 2013 12:59PM Prudential names Bruce Karpati chief compliance officer for its mutual fund business
Apr 2, 2013 07:15AM Former SEC Chairman Mary Schapiro Joins Promontory Financial Group
Mar 11, 2013 09:22AM GE (GE) Nominates Former SEC Chair Schapiro to Board
Jan 25, 2013 04:21PM Top 10 News Items for 01/21 - 01/25: Apple Gets Cored; Exxon is New King; Netflix Runs Double Feature
Jan 24, 2013 05:33PM Market Wrap: Obama's New SEC Chair; Apple's Still Slidin'; Another Bank Chief Pay Cut
Jan 22, 2013 11:23AM Caterpillar (CAT) Investigation Finds More Roaches in China
Jan 9, 2013 05:32PM Market Wrap: Obama to Name Geithner Successor; The Herbalife Battle Rages; AIG Says 'No Thanks' to Lawsuit
Jan 9, 2013 04:41PM SEC Enforcement Chief Khuzami to Leave Agency
Nov 30, 2012 05:06PM Top 10 News Items for 11/26 - 11/30: Lawmakers Still Split on Fiscal Cliff; Cohen's SAC Capital Under Fire; Knight Cap's Bidding War
Nov 26, 2012 05:33PM Market Wrap: SEC's Schapiro Says Sayonara!; McGraw-Hill's Education Sale; Cyber Monday Takes Shape; Fan Saved by Giants Player
Nov 26, 2012 11:27AM UPDATE: SEC Chair Mary Schapiro to Step Down in December
Sep 17, 2012 03:47PM SEC's Schapiro Hospitalized, No Plans to Retire - Fox Business Network
Aug 6, 2012 09:43AM UPDATE: Knight Capital's (KCG) CEO Joyce: 'We're Doing Our Own Internal Investigation' - CNBC
Aug 3, 2012 04:09PM Knight Capital (KCG) Ends Higher Amid Mixed News, Looming Debt Payment
Aug 3, 2012 02:33PM Knight Capital (KCG) Hiccups Following Comments from SEC's Schapiro that Investigation Will Continue
Feb 22, 2012 05:57PM Market Wrap: Obama's 'Decent' Proposal; Qnexa Gets FDA Panel Backing; Google, Apple Sign Privacy Deal
Jun 6, 2011 03:18PM Green Mountain Coffee (GMCR) Falls After Blogger Sends Reg FD Violation Report to SEC
Sep 24, 2010 01:58PM A 'Flash Crash' Fix
Sep 16, 2010 03:02PM SEC to Propose New Rules Regarding 'Window Dressing'
Aug 26, 2010 08:24AM Power to the Shareholder
Jun 10, 2010 02:11PM SEC Approves Implementation of Stock-Specific Circuit Breakers
Jun 10, 2010 11:59AM SEC Approves New Stock-by-Stock Circuit Breaker Rules
May 18, 2010 05:28PM SEC Issues Details of Stock-by-Stock Circuit Breaker Rule Proposals
May 10, 2010 04:41PM SEC, Exchanges Agree On Strengthening Circuit Breakers After May 6th "Flash Crash"
May 10, 2010 01:56PM SEC and Exchanges Agree to Structural Framework for Strengthening Circuit Breakers, Handling Erroneous Trades
Mar 30, 2010 09:49AM SEC Probes More Than 20 Banks On Repo 105
Feb 24, 2010 03:46PM SEC Brings Back the Uptick Rule, But This Time It's Different
Oct 5, 2009 02:08PM SEC Approves New Exchange Rules for Breaking Clearly Erroneous Trades
Aug 31, 2009 02:33PM SEC Schapiro Sends Warning Letter to Broker-Dealers On Pay
Aug 7, 2009 04:06PM Top 10 News Items 8/3-8/7: Job Losses Are Slowing; Earnings Season Is Concluding; S&P Closed Above 1,000
Aug 4, 2009 12:03PM SEC Plans To Ban Flash Orders - Schumer
Jul 14, 2009 11:31AM SEC to Install Checks on Credit-Rating Agencies
Jun 10, 2009 02:25PM Statement by Treasury Secretary Tim Geithner on Compensation
Apr 14, 2009 11:01AM SEC To Review If Bank of America (BAC) Broke Any Laws
Mar 27, 2009 04:24PM Top 10 News Items 3/23-3/27: Markets Receive Details on Public-Private Investment Program, Best Buy (BBY) Surges on Earnings, Nasdaq Turns Positive Year-to-Date
Mar 26, 2009 09:46AM SEC's Schapiro Comments on Regulation: SEC to Consider Reinstituting Uptick Rule Next Month, Wants Registration of Hedge Funds and Their Advisers
Mar 24, 2009 09:00AM Stock Exchanges Propose "Modified Uptick Rule"
Dec 19, 2008 04:29PM Top 10 News Items 12/15-12/19: FOMC Cuts Fed Funds Rate to a Big Fat Donut; GM, Chrysler Get $17B in Loans; Madoff Fiasco Continues to Astonish