FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the Investment Company Act of
1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
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1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
Hamilton Beach Brands Holding Co
[
HBB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
X |
Other (specify below) |
Member of a Group |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/14/2017
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check
Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting
Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1.
Title of Security (Instr.
3)
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2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
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4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
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6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7.
Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock
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12/14/2017 |
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G |
V
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81
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A
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12,384
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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163
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D
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12,221
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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163
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D
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12,058
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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227
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A
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69,685
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I
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Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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163
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A
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8,211
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I
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Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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163
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A
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8,367
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I
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Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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12/14/2017 |
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G |
V
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163
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A
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7,634
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I
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Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class A Common Stock
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01/02/2018 |
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A |
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704
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A
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64,342
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I
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Held in Trust for the benefit of Spouse
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Class A Common Stock
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77,289
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I
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Held in Trust for the benefit of Reporting Person
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Class A Common Stock
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4,083
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I
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Held in Trust for the benefit of Reporting Person's minor child
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Class A Common Stock
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3,927
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I
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Held in Trust for the benefit of Reporting Person's minor child
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Class A Common Stock
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2,800
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I
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Individual Retirement Account for the benefit of Spouse
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Class A Common Stock
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41,827
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I
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Proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock
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12/14/2017 |
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G |
V
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81
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Class A Common Stock
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81
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12,384
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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163
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|
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Class A Common Stock
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163
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12,221
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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163
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Class A Common Stock
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163
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12,058
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I
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Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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227
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Class A Common Stock
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227
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69,685
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I
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Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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163
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Class A Common Stock
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163
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8,367
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I
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Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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163
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Class A Common Stock
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163
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8,211
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I
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Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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12/14/2017 |
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G |
V
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163
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Class A Common Stock
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163
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7,634
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I
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Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
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Class B Common Stock
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Class A Common Stock
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77,289
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77,289
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I
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Held in Trust for the benefit of Reporting Person
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Class B Common Stock
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Class A Common Stock
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3,927
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3,927
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I
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Held in trust for the benefit of Reporting Person's minor child
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Class B Common Stock
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Class A Common Stock
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4,083
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4,083
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I
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Held in trust for the benefit of Reporting Person's minor child
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Class B Common Stock
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Class A Common Stock
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63,638
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63,638
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I
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Held in Trust for the benefit of Spouse
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Class B Common Stock
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Class A Common Stock
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2,800
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2,800
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I
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Individual Retirement Account for the benefit of Spouse
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Class B Common Stock
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Class A Common Stock
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41,827
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41,827
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I
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Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
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Explanation of Responses: |
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/s/ Derek R. Redmond, attorney-in-fact |
01/03/2018 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby
constitutes and appoints Dana B. Sykes, Derek R. Redmond,
Kimberly J. Pustulka, Eric Orsic and Thomas J. Murphy,
and each of them, as the true and lawful attorney or attorneys-in-fact,
with full power of substitution and revocation, for the undersigned
and in the name, place and stead of the undersigned, in any and all
capacities, to execute, on behalf of the undersigned, any and all
statements or reports under Section 16 of the Securities Exchange
Act of 1934, as amended, with respect to the beneficial ownership
of shares of Class A Common Stock, par value $1.00 per share,
of Hamilton Beach Brands Holding Company (the ?Company?) and
Class B Common Stock, par value $1.00 per share, of the Company,
including, without limitation, all initial statements of beneficial
ownership on Form 3, all statements of changes of beneficial ownership
on Form 4 and all annual statements of beneficial ownership on Form 5
and any and all other documents that may be required,
from time to time, to be filed with the Securities and Exchange Commission,
to execute any and all amendments or supplements to any such
statements or forms, and to file the same, with all exhibits thereto,
and other documents in connection therewith, with the Securities
and Exchange Commission, granting to said attorney or attorneys-in-fact,
and each of them, full power and authority to do so and perform
each and every act and thing requisite and necessary to be done in
and about the premises, as fully to all intents and purposes as
the undersigned might or could do in
person, hereby ratifying and confirming all that said attorney
or attorneys-in-fact or any of them or their substitute or substitutes,
may lawfully do or cause to be done by virtue hereof.
Helen Rankin Butler (f/k/a Helen P. Rankin)
The Trust created under the Agreement, dated December 29, 1989, as
supplemented, amended and restated, between Helen P. (Rankin) Butler,
as trustee, and Helen P. (Rankin) Butler for the benefit of Helen P.
(Rankin) Butler; and
2012 Helen R. Butler Trust
By: Helen Rankin Butler (f/k/a Helen P. Rankin), as Trustee
Name: /s/ Helen Rankin Butler
Helen Rankin Butler
Date: September 3, 2017
Address: 4421 Waterfront Drive
Glen Allen, VA 23060