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Form SC 13G Swisher Hygiene Inc. Filed by: Hale Partnership Capital Management, LLC

March 28, 2016 6:04 AM EDT
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

Swisher Hygiene Inc.
(Name of Issuer)
 
Common Stock, Par Value $0.001 Per Share
(Title of Class of Securities)
 
870808102
(CUSIP Number)
 
March 1, 2016
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  [   ] Rule 13d-1(b)
  [X] Rule 13d-1(c)
  [   ] Rule 13d-1(d)
____________________

*         The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The  information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)

 

CUSIP NO. 870808102
13G
Page 2 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
MGEN II – HALE FUND, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
STATE OF DELAWARE, UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
58,456 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
58,456 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
58,456 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.3% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
PN (limited partnership)
 
 
 

CUSIP NO. 870808102
13G
Page 3 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
HALE PARTNERSHIP FUND, L.P.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
STATE OF DELAWARE, UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
805,487 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
805,487 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
805,487 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
4.6% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
PN (limited partnership)
 
 
 

CUSIP NO. 870808102
13G
Page 4 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
CLARK-HALE FUND LP
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
STATE OF DELAWARE, UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
32,000 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
32,000 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
32,000 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
PN (limited partnership)
 
 
 

CUSIP NO. 870808102
13G
Page 5 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
895,943 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
895,943 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
895,943 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
OO (limited liability company)
 
 
 

CUSIP NO. 870808102
13G
Page 6 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
Hale Partnership Capital Management, LLC
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
895,943 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
895,943 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
895,943 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
OO (limited liability company)
 
 

CUSIP NO. 870808102
13G
Page 7 of 11 Pages

1
NAMES OF REPORTING PERSONS
 
STEVEN A. HALE II
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
UNITED STATES OF AMERICA
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
5
SOLE VOTING POWER
 
N/A
 
6
SHARED VOTING POWER
 
895,943 shares of Common Stock
 
7
SOLE DISPOSITIVE POWER
 
N/A
 
8
SHARED DISPOSITIVE POWER
 
895,943 shares of Common Stock
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
895,943 shares of Common Stock
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
 
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
5.1% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Annual Report on Form 10-K filed on March 15, 2016)
 
12
TYPE OF REPORTING PERSON
 
IN
 
 
 

Item 1.  (a)  Name of Issuer:

Swisher Hygiene Inc.  (the “Issuer”)

(b) Address of Issuer’s Principal Executive Offices:

c/o Akerman LLP
Suite 1600
350 East Las Olas Boulevard
Fort Lauderdale, FL  33301

Item 2.  (a)  Names of Persons Filing:

MGEN II – Hale Fund, L.P.
Hale Partnership Fund, L.P.
Clark-Hale Fund LP
Hale Partnership Capital Advisors, LLC
Hale Partnership Capital Management, LLC
Steven A Hale II

(b) Address of Principal Business Office or, if None, Residence:

For all persons filing:

5960 Fairview Road, Suite 432
Charlotte, NC 28210

(c) Citizenship:

MGEN II – Hale Fund, L.P., Hale Partnership Fund, L.P. and Clark-Hale Fund LP (collectively, the “Funds”) are Delaware limited partnerships.

Hale Partnership Capital Advisors, LLC and Hale Partnership Capital Management, LLC are North Carolina limited liability companies.

Steven A Hale II is a United States citizen.

(d) Title of Class of Securities:

Common Stock, Par Value $0.001 Per Share

(e) CUSIP Number:

870808102

Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

Not applicable. Filed pursuant to Rule 13d-1(c).
 

Item 4. Ownership.

 
MGEN II – Hale
Fund, L.P.
Hale
Partnership
Fund, L.P.
Hale-
Clark
Fund LP
Hale
Partnership
Capital
Advisors, LLC
Hale
Partnership
Capital
Management,
LLC
Steven A.
Hale II
(a) Amount Beneficially Owned:
58,456
805,487
32,000
895,943
895,943
895,943
(b) Percent of Class:
0.3%
4.6%
0.2%
5.1%
5.1%
5.1%
(c) Number of Shares to Which Reporting Person Has:
     (i) Sole Voting Power:
N/A
N/A
N/A
N/A
N/A
N/A
     (ii) Shared Voting Power:
58,456
805,487
32,000
895,943
895,943
895,943
     (iii) Sole Dispositive Power:
N/A
N/A
N/A
N/A
N/A
N/A
     (iv) Shared Dispositive Power:
58,456
805,487
32,000
895,943
895,943
895,943

The reported shares are the Issuer’s common stock.

All of the reported shares are owned directly by the Funds.  Hale Partnership Capital Advisors, LLC is the general partner for each of the Funds (the “General Partner”) and Hale Partnership Capital Management, LLC is the investment adviser to each of the Funds (the “Investment Adviser”).  The General Partner and the Investment Adviser could each be deemed to be indirect beneficial owners of the reported shares, and could be deemed to share such beneficial ownership with the Funds.

Steven A. Hale II is the manager of the General Partner and the Investment Adviser, and could be deemed to share such indirect beneficial ownership with the General Partner, the Investment Adviser and the Funds.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  [   ].

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

Not applicable.

Item 9. Notice of Dissolution of Group.

Not applicable.

Item 10. Certification.

By signing below, each of the undersigned certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits  

Exhibit 1  Joint Filing Agreement dated March 25, 2016, among MGEN II Hale Fund, L.P., Hale Partnership Fund, L.P., Clark-Hale Fund LP, Hale Partnership Capital Advisors, LLC and Hale Partnership Capital Management, LLC and Steven A. Hale II.
 

Signature

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

 
Date: March 25, 2016
         
 
MGEN II – HALE FUND, L.P.
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
 
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
HALE PARTNERSHIP FUND, L.P.
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
CLARK-HALE FUND LP
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
         
 
By:
/s/ Steven A. Hale II
 
 
Name:
Steven A. Hale II
 
 
Title:
Manager
 
         
 
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
         
 
By:
/s/ Steven A. Hale II
 
 
Name:
Steven A. Hale II
 
 
Title:
Manager
 
         
 
/s/ Steven A. Hale II
 
 
STEVEN A. HALE II
 
 
 

EXHIBIT 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value of $0.001 per share, of Swisher Hygiene, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
 

In witness whereof, each of the undersigned has executed this Agreement as of March 25, 2016.

 
MGEN II – HALE FUND, L.P.
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
 
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
HALE PARTNERSHIP FUND, L.P.
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
CLARK-HALE FUND LP
         
 
By:
Hale Partnership Capital Advisors, LLC,
   
its General Partner
         
   
By:
/s/ Steven A. Hale II
 
   
Name:
Steven A. Hale II
 
   
Title:
Manager
 
         
 
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
         
 
By:
/s/ Steven A. Hale II
 
 
Name:
Steven A. Hale II
 
 
Title:
Manager
 
         
 
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
         
 
By:
/s/ Steven A. Hale II
 
 
Name:
Steven A. Hale II
 
 
Title:
Manager
 
         
 
/s/ Steven A. Hale II
 
 
STEVEN A. HALE II
 
 


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