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Form SC 13G HUTCHINSON TECHNOLOGY Filed by: WHITEBOX ADVISORS LLC

February 12, 2015 3:03 PM EST
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Hutchinson Technology Incorporated

(Name of Issuer)

Common Stock

(Title of Class of Securities)

448407106

(CUSIP Number)

12-31-2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  x Rule 13d-1(b)

 

  ¨ Rule 13d-1(c)

 

  ¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

3,713,564 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

3,713,564 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,713,564 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.99% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 2 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Multi-Strategy Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

1,290,916 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

1,290,916 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,290,916 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

3.47% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 3 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Multi-Strategy Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

1,290,916 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

1,290,916 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,290,916 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

3.47% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 4 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Multi-Strategy Fund, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

1,290,916 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

1,290,916 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,290,916 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

3.47% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 5 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Multi-Strategy Fund, Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

1,290,916 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

1,290,916 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,290,916 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

3.47% (See item 4)

  12  

TYPE OF REPORTING PERSON*

CO

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 6 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Concentrated Convertible Arbitrage Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

886,032 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

886,032 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

886,032 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.38% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 7 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Concentrated Convertible Arbitrage Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)    x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

886,032 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

886,032 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

886,032 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.38% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 8 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Concentrated Convertible Arbitrage Fund, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

886,032 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

886,032 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

886,032 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.38% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 9 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Concentrated Convertible Arbitrage Fund, Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

886,032 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

886,032 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

886,032 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

2.38% (See item 4)

  12  

TYPE OF REPORTING PERSON*

CO

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 10 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Credit Arbitrage Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

682,160 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

682,160 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

682,160 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.84% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 11 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Credit Arbitrage Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

682,160 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

682,160 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

682,160 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.84% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 12 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Credit Arbitrage Fund, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

682,160 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

682,160 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

682,160 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.84% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 13 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Credit Arbitrage Fund, Ltd.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

682,160 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

682,160 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

682,160 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

1.84% (See item 4)

  12  

TYPE OF REPORTING PERSON*

CO

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 14 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Pandora Select Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

369,538 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

369,538 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

369,538 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.99% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 15 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Pandora Select Partners LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

369,538 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

369,538 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

369,538 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.99% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 16 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Pandora Select Fund, LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

369,538 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

369,538 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

369,538 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.99% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 17 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Pandora Select Fund, Ltd

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

369,538 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

369,538 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

369,538 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.99% (See item 4)

  12  

TYPE OF REPORTING PERSON*

CO

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 18 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Asymmetric Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

211,165 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

211,165 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

211,165 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.57% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 19 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Asymmetric Partners LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

211,165 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

211,165 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

211,165 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.57% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 20 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Asymmetric Opportunities Fund, LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

211,165 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

211,165 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

211,165 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.57% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 21 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Asymmetric Opportunities Fund, Ltd

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

211,165 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

211,165 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

211,165 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.57% (See item 4)

  12  

TYPE OF REPORTING PERSON*

CO

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 22 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Special Opportunities Advisors, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

105,582 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

105,582 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

105,582 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.28% (See item 4)

  12  

TYPE OF REPORTING PERSON*

IA

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 23 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Special Opportunities Fund, LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

105,582 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

105,582 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

105,582 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.28% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 24 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Special Opportunities Fund LP, Series O

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

105,582 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

105,582 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

105,582 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.28% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 25 of 34


CUSIP No.       448407106       13G

 

1

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).

Whitebox Institutional Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨        (b)  x

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

British Virgin Islands

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

0

    6    

SHARED VOTING POWER

158,374 (See item 4)

    7    

SOLE DISPOSITIVE POWER

0

    8    

SHARED DISPOSITIVE POWER

158,374 (See item 4)

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

158,374 (See item 4)

  10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

  11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.43% (See item 4)

  12  

TYPE OF REPORTING PERSON*

PN

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 26 of 34


CUSIP No.       448407106       13G

 

Item 1.

 

  (a) Name of Issuer

 

       Hutchinson Technology Incoprated

 

  (b) Address of Issuer’s Principal Executive Offices

 

       40 West Highland Park Drive
       Hutchinson, MN 55350

 

Item 2.

 

  (a) Name of Person Filing

 

       This statement is filed by:

 

  (i) Whitebox Advisors, LLC, a Delaware limited liability company (“WA”);

 

  (ii) Whitebox Multi-Strategy Advisors, LLC, a Delaware limited liability company (“WMSA”);

 

  (iii) Whitebox Multi-Strategy Partners, L.P., a British Virgin Islands limited partnership (“WMSP”);

 

  (iv) Whitebox Multi-Strategy Fund, L.P., a Delaware limited partnership (“WMSFLP”);

 

  (v) Whitebox Multi-Strategy Fund, Ltd., a British Virgin Islands international business company (“WMSFLTD”);

 

  (vi) Whitebox Concentrated Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (“WCCAA”);

 

  (vii) Whitebox Concentrated Convertible Arbitrage Partners, L.P., a British Virgin Islands limited partnership (“WCCAP”);

 

  (viii) Whitebox Concentrated Convertible Arbitrage Fund , L.P., a Delaware limited partnership (“WCCAFLP”);

 

  (ix) Whitebox Concentrated Convertible Arbitrage Fund, Ltd., a British Virgin Islands international business company (“WCCAFLTD”);

 

  (x) Whitebox Credit Arbitrage Advisors, LLC, a Delaware limited liability company (“WCRAA”);

 

  (xi) Whitebox Credit Arbitrage Partners, L.P., a British Virgin Islands limited partnership (“WCRAP”);

 

  (xii) Whitebox Credit Arbitrage Fund , L.P., a Delaware limited partnership (“WCRAFLP”);

 

  (xiii) Whitebox Credit Arbitrage Fund, Ltd., a British Virgin Islands international business company (“WCRAFLTD”);

 

  (xiv) Pandora Select Advisors, LLC, a Delaware limited liability company (“PSA”);

 

  (xv) Pandora Select Partners, L.P., a British Virgin Islands limited partnership (“PSP”);

 

  (xvi) Pandora Select Fund, L.P., a Delaware limited partnership (“PSFLP”);

 

  (xvii) Pandora Select Fund, Ltd., a British Virgin Islands international business company (“PSFLTD”);

 

  (xviii) Whitebox Asymmetric Advisors, LLC, a Delaware limited liability company (“WAA”);

 

  (xix) Whitebox Asymmetric Partners, L.P., a Cayman Islands limited partnership (“WAP”);

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 27 of 34


CUSIP No.       448407106       13G

 

  (xx) Whitebox Asymmetric Opportunities Fund, L.P., a Delaware limited partnership (“WAFLP”);

 

  (xxi) Whitebox Asymmetric Opportunities Fund, Ltd., a Cayman Islands business company (“WAFLTD”);

 

  (xxii) Whitebox Special Opportunities Advisors, LLC, a Delaware limited liability company (“WSOPA”);

 

  (xxiii) Whitebox Special Opportunities Fund, L.P., a Delaware Series limited partnership (“WSOPFLP”);

 

  (xxiv) Whitebox Special Opportunities Fund, L.P, Series O, a Delaware Series limited partnership (“WSOPFLPO”);

 

  (xxv) Whitebox Institutional Partners, L.P., a Delaware limited partnership (“WIP”).

 

  (xxvi) TER I LLC , a Delaware limited liability company (“TER”);

 

  (b) Address of Principal Business Office or, if none, Residence

 

       The address of the business office of WA, WMSA, WMSFLP, WCCAA, WCCAFLP, WCRAA, WCRAFLP, PSA, PSFLP, WAA, WAFLP, WSOPA, WSOPFLP, WSOPFLPO, and WIP is:

 

       3033 Excelsior Boulevard
       Suite 300
       Minneapolis, MN 55416

 

       The address of the business office of WMSP, WMSFLTD, WCCAP, WCCAFLTD, WCRAP, WCRAFLTD, PSP, and PSFLTD, is:

 

       Appleby Corporate Services (BVI) Limited
       Jayla Place, PO Box 3190
       Road Town, Tortola, British Virgin Islands

 

       The address of the business office of WAP and WAFLTD is:

 

       Mourant Ozzanes Corporate Services (Cayman) Limited
       94 Solaris Avenue, Camana Bay
       Grand Cayman KY1-1108 Cayman Islands

 

       The address of the business office of TER is:

 

       TER I, LLC
       590 Madison Avenue, 30th Floor
       New York, NY 10022

 

  (c) Citizenship

 

       WA, WMSA, WMSFLP, WCCAA, WCCAFLP, WCRAA, WCRAFLP, PSA, PSFLP, WAA, WAFLP, WSOPA, WSOPFLP, WSOPFLPO, WIP, and TER are organized under the laws of the State of Delaware; WMSP, WMSFLTD, WCCAP, WCCAFLTD, WCRAP, WCRAFLTD, PSP, and PSFLTD are organized under the laws of the British Virgin Islands; and WAP and WAFLTD are organized under the laws of the Cayman Islands.

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 28 of 34


CUSIP No.       448407106       13G

 

  (d) Title of Class of Securities

 

       Common Stock

 

  (e) CUSIP Number

 

       448407106

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a) ¨ Broker or dealer registered under section 15 of the Act.
(b) ¨ Bank as defined in section 3(a)(6) of the Act.
(c) ¨ Insurance company as defined in section 3(a)(19) of the Act.
(d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940.
(e) x An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
(f) ¨ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
(g) ¨ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
(h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
(j) ¨ Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership

 

  (a) Amount Beneficially Owned

 

       WA, acting as an investment adviser to its client, is deemed to be the beneficial owner of 3,713,564 shares of Common Stock of the Company.

 

       WMSA, is deemed to beneficially own 1,290,916 Shares of Common Stock of the company.

 

       WMSP is deemed to beneficially own 1,290,916 shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

       WMSFLP is deemed to beneficially own 1,290,916 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WMSFLTD is deemed to beneficially own 1,290,916 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WCCAA, is deemed to beneficially own 886,032 Shares of Common Stock of the company.

 

       WCCAP is deemed to beneficially own 886,032 shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

       WCCAFLP is deemed to beneficially own 886,032 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 29 of 34


CUSIP No.       448407106       13G

 

       WCCAFLTD is deemed to beneficially own 886,032 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WCRAA is deemed to beneficially own 682,160 Shares of Common Stock of the company.

 

       WCRAP is deemed to beneficially own 682,160 shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

       WCRAFLP is deemed to beneficially own 682,160 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WCRAFLTD is deemed to beneficially own 682,160 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       PSA, is deemed to beneficially own 369,538 Shares of Common Stock of the company.

 

       PSP is deemed to beneficially own 369,538 shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

       PSFLP is deemed to beneficially own 369,538 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       PSFLTD is deemed to beneficially own 369,538 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WAA is deemed to beneficially own 211,165 Shares of Common Stock of the company.

 

       WAP is deemed to beneficially own 211,165 shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

       WAFLP is deemed to beneficially own 211,165 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WAFLTD is deemed to beneficially own 211,165 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WSOPA is deemed to beneficially own 105,582 Shares of Common Stock of the company.

 

       WSOPFLP is deemed to beneficially own 105,582 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WSOPFLPO is deemed to beneficially own 105,582 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       WIP is deemed to beneficially own 158,374 shares of Common Stock as a result of its indirect ownership of Convertible Bonds of the company

 

       TER, is deemed to beneficially own 9,797 Shares of Common Stock as a result of its ownership of Convertible Bonds of the company

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 30 of 34


CUSIP No.       448407106       13G

 

       As a result of the relationship described in this statement, each of WA, WMSA, WMSFLP, WMSFLTD, WCCAA, WCCAFLP, WCCAFLTD, WCRAA, WCRAFLP, WCRAFLTD, PSA, PSFLP, PSFLTD, WAA, WAFLP, WAFLTD, WSOPA, and WSOPFLPO may be deemed to possess indirect beneficial ownership of the shares of Common Stock beneficially owned by each of WMSP, WCCAP, WCRAP, PSP, WAP, WIP, WSOPFLP, and TER.

 

       WA, WMSA, WMSFLP, WMSFLTD, WCCAA, WCCAFLP, WCCAFLTD, WCRAA, WCRAFLP, WCRAFLTD, PSA, PSFLP, PSFLTD, WAA, WAFLP, WAFLTD, WSOPA, and WSOPFLPO each disclaim indirect beneficial ownership of the shares of Common Stock except to the extent of their pecuniary interest in such shares.*

 

       Based on the relationships described herein, these entities may be deemed to constitute a “group” within the meaning Of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as an admission that WA, WMSA, WMSP, WMSFLP, WMSFLTD, WCCAA, WCCAP, WCCAFLP, WCCAFLTD, WCRAA, WCRAP, WCRAFLP, WCRAFLTD, PSA, PSP, PSFLP, PSFLTD, WAA, WAP, WAFLP, WAFLTD, WSOPA, WSOPFLP, WSOPFLPO, WIP and TER are a group, Or have agreed to act as a group.*

 

  (b) Percent of Class

 

       WA beneficially owns 9.99 % of the company’s Common Stock.*

 

       WMSA is deemed to beneficially own 3.47 % of the company’s Common Stock

 

       WMSP is deemed to beneficially own 3.47 % of the company’s Common Stock

 

       WMSFLP is deemed to beneficially own 3.47 % of the company’s Common Stock

 

       WMSFLTD is deemed to beneficially own 3.47 % of the company’s Common Stock

 

       WCCAA is deemed to beneficially own 2.38 % of the company’s Common Stock

 

       WCCAP is deemed to beneficially own 2.38 % of the company’s Common Stock

 

       WCCAFLP is deemed to beneficially own 2.38 % of the company’s Common Stock

 

       WCCAFLTD is deemed to beneficially own 2.38 % of the company’s Common Stock

 

       WCRAA is deemed to beneficially own 1.84 % of the company’s Common Stock

 

       WCRAP is deemed to beneficially own 1.84 % of the company’s Common Stock

 

       WCRAFLP is deemed to beneficially own 1.84 % of the company’s Common Stock

 

       WCRAFLTD is deemed to beneficially own 1.84 % of the company’s Common Stock

 

       PSA is deemed to beneficially own 0.99 % of the company’s Common Stock

 

       PSP is deemed to beneficially own 0.99 % of the company’s Common Stock

 

       PSFLP is deemed to beneficially own 0.99 % of the company’s Common Stock

 

       PSFLTD is deemed to beneficially own 0.99 % of the company’s Common Stock

 

       WAA is deemed to beneficially own 0.57 % of the company’s Common Stock

 

       WAP is deemed to beneficially own 0.57 % of the company’s Common Stock

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 31 of 34


CUSIP No.       448407106       13G

 

       WAFLP is deemed to beneficially own 0.57 % of the company’s Common Stock

 

       WAFLTD is deemed to beneficially own 0.57 % of the company’s Common Stock

 

       WSOPA is deemed to beneficially own 0.28 % of the company’s Common Stock

 

       WSOPFLP is deemed to beneficially own 0.28 % of the company’s Common Stock

 

       WSOPFLPO is deemed to beneficially own 0.28 % of the company’s Common Stock

 

       WIP is deemed to beneficially own 0.43 % of the company’s Common Stock

 

       TER beneficially owns 0.03 % of the company’s Common Stock.*

 

       The percentage of Common Stock reportedly owned by each entity herein is based on 33,459,247 shares of outstanding Common Stock of the Company, which is the total number of shares issued and outstanding on January 30, 2015.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote

 

       0

 

  (ii) Shared power to vote or to direct the vote

 

       WA has shared voting power with respect to 3,713,564 shares of the Issuer’s Common Stock.

 

       WMSA, WMSP, WMSFLP, and WMSFLTD, have shared voting power with respect to 1,290,916 Shares of the Company’s Common Stock.

 

       WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 886,032 Shares of the Company’s Common Stock.

 

       WCRAA, WCRAP, WCRAFLP, and WCRAFLTD have shared voting power with respect to 682,160 Shares of the Company’s Common Stock.

 

       PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 369,538 Shares of the Company’s Common Stock.

 

       WAA, WAP, WAFLP, AND WAFLTD have shared voting power with respect to 211,165 Shares of the Company’s Common Stock.

 

       WSOPA, WSOPSLP, and WOPFLPO, and WSOPFLTDB have shared voting power with respect to 105,582 Shares of the Company’s Common Stock.

 

       WIP has shared voting power with respect to 158,374 Shares of the Company’s Common Stock.

 

  (iii) Sole power to dispose or to direct the disposition of

 

       0

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 32 of 34


CUSIP No.       448407106       13G

 

  (iv) Shared power to dispose or to direct the disposition of

 

       WA has shared voting power with respect to 3,713,564 shares of the Issuer’s Common Stock.

 

       WMSA, WMSP, WMSFLP, and WMSFLTD, have shared voting power with respect to 1,290,916 Shares of the Company’s Common Stock.

 

       WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 886,032 Shares of the Company’s Common Stock.

 

       WCRAA, WCRAP, WCRAFLP, and WCRAFLTD have shared voting power with respect to 682,160 Shares of the Company’s Common Stock.

 

       PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 369,538 Shares of the Company’s Common Stock.

 

       WAA, WAP, WAFLP, AND WAFLTD have shared voting power with respect to 211,165 Shares of the Company’s Common Stock.

 

       WSOPA, WSOPSLP, and WOPFLPO, and WSOPFLTDB have shared voting power with respect to 105,582 Shares of the Company’s Common Stock.

 

       WIP has shared voting power with respect to 158,374 Shares of the Company’s Common Stock.

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨*.

Instruction. Dissolution of a group requires a response to this item.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

See Item 2

 

Item 9. Notice of Dissolution of Group

Not Applicable

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 33 of 34


CUSIP No.       448407106         13G  

 

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 11, 2015
Date
/s/ Michael P. McCormick
Signature
Michael P. McCormick as Chief Financial Officer of Whitebox Advisors, LLC.
Name/Title

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties for whom copies are to be sent.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

** SEE INSTRUCTION BEFORE FILLING OUT **

SEC 1745 (2-02)

 

Page 34 of 34



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13G